# 金融商品取引法 / Financial Instruments and Exchange Act — 第六十条の三 (Article 60-3)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第六十条の三 (Article 60-3)（取引所取引業務の許可の拒否要件） — address `art-60-3`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-60-3
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第六十条の三（取引所取引業務の許可の拒否要件） — (Requirement to Refuse Permission for On-Exchange Transaction Services)
<sup>caption: Ministry of Justice translation — Japanese Law Translation Database System</sup>
<sup>art-60-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3 · https://japanlaw.org/l/323AC0000000025/art-60-3</sup>

    **第一項**  内閣総理大臣は、前条第一項の規定による許可の申請が次の各号のいずれかに該当するときは、その許可を拒否しなければならない。
    <sup>art-60-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1</sup>
    The Prime Minister must refuse permission if the application for permission referred to in the provisions of paragraph (1) of the preceding Article falls under any of the following items:
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

      **一**  許可申請者が次のいずれかに該当するとき。
      <sup>art-60-3/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1</sup>
      the applicant for permission falls under any of the following:
      <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **イ**  取締役会設置会社と同種類の法人でないとき。
        <sup>art-60-3/par-1/item-1/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-1</sup>
        it is not a corporation of the same type as a company with board of directors;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **ロ**  本店又は取引所取引店が所在するいずれかの国において登録等を受けていないとき。
        <sup>art-60-3/par-1/item-1/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-2 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-2</sup>
        it has not obtained registration, etc. in the state where its head office is located or in any state in which its on-exchange transaction offices are located;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **ハ**  いずれかの取引所取引店において取引所取引と同種類の取引に係る業務を政令で定める期間以上継続して行つていない者であるとき（政令で定める場合に該当するときを除く。）。
        <sup>art-60-3/par-1/item-1/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-3 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-3</sup>
        it has not continuously conducted business that involves the same type of transactions as the on-exchange transaction in any of its on-exchange transaction offices, for at least the period specified by Cabinet Order (unless this falls under a case specified by Cabinet Order);
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **ニ**  いずれかの取引所取引店がその所在する国の外国金融商品取引市場開設者（当該国において第八十条第一項の免許と同種類の免許又はこれに類する許可その他の行政処分を受けたものに限る。第三号において同じ。）に加入していないとき。
        <sup>art-60-3/par-1/item-1/sub-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-4 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-4</sup>
        none of its on-exchange transaction offices is the member of a foreign financial instruments trading market operator (limited one that has obtained the same kind of license as the license referred to in Article 80, paragraph (1), or a permission or other administrative disposition similar to this, in the relevant state; hereinafter the same applies in item (iii)) in a state where those on-exchange transaction offices are located;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **ホ**  前条第一項第二号に規定する資本金の額が、公益又は投資者保護のため必要かつ適当なものとして政令で定める金額に満たない法人であるとき。
        <sup>art-60-3/par-1/item-1/sub-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-5 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-5</sup>
        it is a corporation whose stated capital as provided for in paragraph (1), item (ii) of the preceding Article is less than the amount that is specified by Cabinet Order as being necessary and appropriate in the public interest or for the protection of investors;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **ヘ**  純財産額がホに規定する金額に満たない法人であるとき。
        <sup>art-60-3/par-1/item-1/sub-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-6 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-6</sup>
        it is a corporation whose net assets are less than the amount prescribed in (e);
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **ト**  第五十二条第一項若しくは第五十二条の二第一項の規定により第二十九条若しくは第三十三条の二の登録を取り消され、第六十条の八第一項の規定により第六十条第一項の許可を取り消され、第六十条の十四第二項において準用する第六十条の八第一項の規定により第六十条の十四第一項の許可を取り消され、第六十六条の二十第一項の規定により第六十六条の登録を取り消され、第六十六条の四十二第一項の規定により第六十六条の二十七の登録を取り消され、第六十六条の六十三第一項の規定により第六十六条の五十の登録を取り消され、若しくは第六十六条の八十五第一項の規定により第六十六条の七十一の登録を取り消され、若しくは金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）の規定により同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。トにおいて同じ。）を取り消され、又は本店若しくは取引所取引店が所在する国において受けている第二十九条、第六十六条、第六十六条の二十七、第六十六条の五十若しくは第六十六条の七十一の登録若しくは同法第十二条の登録と同種類の登録（当該登録に類する許可その他の行政処分を含む。）がこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律に相当する外国の法令の規定により取り消され、その取消しの日から五年を経過するまでの者であるとき。
        <sup>art-60-3/par-1/item-1/sub-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-7 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-7</sup>
        it is a person who has had the registration referred to in Article 29 or Article 33-2 rescinded pursuant to the provisions of Article 52, paragraph (1) or Article 52-2, paragraph (1); has had the permission referred to in Article 60, paragraph (1) rescinded pursuant to the provisions of Article 60-8, paragraph (1); has had the permission under Article 60-14, paragraph (1) rescinded under the provisions of Article 60-8, paragraph (1) as applied mutatis mutandis pursuant to Article 60-14, paragraph (2); has had the registration referred to in Article 66 rescinded pursuant to the provisions of Article 66-20, paragraph (1); has had the registration referred to in Article 66-27 rescinded pursuant to the provisions of Article 66-42, paragraph (1); has had the registration referred to in Article 66-50 rescinded pursuant to the provisions of Article 66-63, paragraph (1); or has had the registration referred to in Article 66-71 rescinded pursuant to the provisions of Article 66-85, paragraph (1); or has had the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations; the same applies in (g)) rescinded pursuant to the provisions of Article 38, paragraph (1) of that Act (excluding items (ii), (iii), and (v)); or a person who has had a registration of the same kind as the registration referred to in Article 29, Article 66, Article 66-27, Article 66-50, or Article 66-71 or the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto obtained in the country where its head office or an on-exchange transaction office is located (including permission or any other administrative disposition similar to the registration) rescinded pursuant to a foreign law or regulation that is equivalent to this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto; for whom five years have not passed since the date of rescission;
        <sup>machine translation, not official</sup>

        **チ**  第五十九条の四第一項第二号に規定する法律の規定又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過するまでの者であるとき。
        <sup>art-60-3/par-1/item-1/sub-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-8 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-8</sup>
        it is a person who has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of any of the Acts prescribed in Article 59-4, paragraph (1), item (ii) or for violating the provisions of a foreign law or regulation that is equivalent to any of those laws, and five years have not passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **リ**  他に行つている事業が公益に反すると認められる者であるとき。
        <sup>art-60-3/par-1/item-1/sub-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-9 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-9</sup>
        its other business is found to be contrary to the public interest;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **ヌ**  役員、取引所取引店所在国における代表者又は国内における代表者のうちに第二十九条の四第一項第二号イからリまでのいずれかに該当する者のある法人であるとき。
        <sup>art-60-3/par-1/item-1/sub-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-10 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-10</sup>
        it is a corporation whose officer, representative in the country where the on-exchange transaction office is located, or domestic representative falls under any of Article 29-4, paragraph (1), item (ii), (a) through (i); or
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **ル**  取引所取引業務を適確に遂行するに足りる人的構成を有しない者であるとき。
        <sup>art-60-3/par-1/item-1/sub-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-11 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-11</sup>
        it does not have the sufficient personnel structure to perform on-exchange transaction services in an appropriate manner;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

      **二**  許可申請者の本店及び取引所取引店の所在するいずれかの国の第百八十九条第一項に規定する外国金融商品取引規制当局の同条第二項第一号の保証がないとき。
      <sup>art-60-3/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-2</sup>
      the foreign regulatory authority for financial instruments provided for in Article 189, paragraph (1), in the state where the head office or any of the on-exchange transaction offices of the applicant for permission is located has not given the assurance prescribed in Article 189, paragraph (2), item (i);
      <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

      **三**  許可申請者の取引所取引店が加入している外国金融商品取引市場開設者と当該許可申請者が取引参加者となる金融商品取引所との間で情報の提供に関する取決めの締結その他の当該金融商品取引所によるこの法律及びこの法律に基づく命令又は定款その他の規則により認められた権能を行使するための措置が講じられていないとき。
      <sup>art-60-3/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-3</sup>
      the foreign financial instruments trading market operator of which the on-exchange transaction office of the applicant for permission is a member and the financial instruments exchange in which the applicant for permission would become a trading participant have not concluded any agreement concerning the provision of information, and no other measures are in place for the financial instruments exchange to exercise the authority accorded to it under this Act, an order issued based on this Act, or its articles of incorporation or other rules; or
      <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

      **四**  許可申請書若しくはその添付書類のうちに虚偽の記載があり、又は重要な事実の記載が欠けているとき。
      <sup>art-60-3/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-4</sup>
      the written application for permission or an accompanying document includes a false statement or lacks a statement of material fact.
      <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **第二項**  内閣総理大臣は、第六十条第一項の許可を拒否しようとするときは、許可申請者に通知して、当該職員に、当該許可申請者につき審問を行わせなければならない。
    <sup>art-60-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-2</sup>
    Before seeking to refuse the permission referred to in Article 60, paragraph (1), the Prime Minister must notify the applicant for permission and have the relevant officials conduct a hearing regarding the applicant for permission.
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

    **第三項**  内閣総理大臣は第六十条第一項の許可をし、又はしないこととしたときは、書面により、その旨を許可申請者に通知しなければならない。
    <sup>art-60-3/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-3 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-3</sup>
    Upon deciding to grant or not to grant the permission referred to in Article 60, paragraph (1), the Prime Minister must notify the applicant for permission of this in writing.
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

---

## Cites
- art-60-3/par-1: 前条第一項 → 金融商品取引法 第六十条の二第一項 (Article 60-2, paragraph (1)), art-60-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1
- art-60-3/par-1/item-1/sub-4: 第八十条第一項 → 金融商品取引法 第八十条第一項 (Article 80, paragraph (1)), art-80/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-80/par-1 · https://japanlaw.org/l/323AC0000000025/art-80/par-1
- art-60-3/par-1/item-1/sub-4: 第三号 → 金融商品取引法 第六十条の三第一項第三号 (Article 60-3, paragraph (1), item (iii)), art-60-3/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-3
- art-60-3/par-1/item-1/sub-5: 前条第一項第二号 → 金融商品取引法 第六十条の二第一項第二号 (Article 60-2, paragraph (1), item (ii)), art-60-2/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-2/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-2
- art-60-3/par-1/item-1/sub-7: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1
- art-60-3/par-1/item-1/sub-7: 第五十二条の二第一項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-52-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-1
- art-60-3/par-1/item-1/sub-7: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29
- art-60-3/par-1/item-1/sub-7: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-2 · https://japanlaw.org/l/323AC0000000025/art-33-2
- art-60-3/par-1/item-1/sub-7: 第六十条の八第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-1
- art-60-3/par-1/item-1/sub-7: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60/par-1 · https://japanlaw.org/l/323AC0000000025/art-60/par-1
- art-60-3/par-1/item-1/sub-7: 第六十条の十四第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-14/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-14/par-2
- art-60-3/par-1/item-1/sub-7: 第六十条の十四第一項 → 金融商品取引法 第六十条の十四第一項 (Article 60-14, paragraph (1)), art-60-14/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-14/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-14/par-1
- art-60-3/par-1/item-1/sub-7: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-20/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-20/par-1
- art-60-3/par-1/item-1/sub-7: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66 · https://japanlaw.org/l/323AC0000000025/art-66
- art-60-3/par-1/item-1/sub-7: 第六十六条の四十二第一項 → 金融商品取引法 第六十六条の四十二第一項 (Article 66-42, paragraph (1)), art-66-42/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-42/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-42/par-1
- art-60-3/par-1/item-1/sub-7: 第六十六条の二十七 → 金融商品取引法 第六十六条の二十七 (Article 66-27), art-66-27 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-27 · https://japanlaw.org/l/323AC0000000025/art-66-27
- art-60-3/par-1/item-1/sub-7: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-63/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-63/par-1
- art-60-3/par-1/item-1/sub-7: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-50 · https://japanlaw.org/l/323AC0000000025/art-66-50
- art-60-3/par-1/item-1/sub-7: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-85/par-1 · https://japanlaw.org/l/323AC0000000025/art-66-85/par-1
- art-60-3/par-1/item-1/sub-7: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-71 · https://japanlaw.org/l/323AC0000000025/art-66-71
- art-60-3/par-1/item-1/sub-7: 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項 → e-Gov law 412AC0000000101, 第三十八条第一項 (Article 38, paragraph (1)), art-38/par-1 — not held in this collection
- art-60-3/par-1/item-1/sub-7: 第二号 → e-Gov law 412AC0000000101, 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — not held in this collection
- art-60-3/par-1/item-1/sub-7: 第三号 → e-Gov law 412AC0000000101, 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — not held in this collection
- art-60-3/par-1/item-1/sub-7: 第五号 → e-Gov law 412AC0000000101, 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — not held in this collection
- art-60-3/par-1/item-1/sub-7: 同法第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-60-3/par-1/item-1/sub-8: 第五十九条の四第一項第二号 → 金融商品取引法 第五十九条の四第一項第二号 (Article 59-4, paragraph (1), item (ii)), art-59-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-59-4/par-1/item-2
- art-60-3/par-1/item-1/sub-10: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2
- art-60-3/par-1/item-2: 第百八十九条第一項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-1
- art-60-3/par-1/item-2: 同条第二項第一号 → 金融商品取引法 第百八十九条第二項第一号 (Article 189, paragraph (2), item (i)), art-189/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-189/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-2/item-1
- art-60-3/par-2: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60/par-1 · https://japanlaw.org/l/323AC0000000025/art-60/par-1
- art-60-3/par-3: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60/par-1 · https://japanlaw.org/l/323AC0000000025/art-60/par-1

## Cited by

9 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 第五十九条の四第一項第三号（引受業務の一部の許可の拒否要件） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-4/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-59-4/par-1/item-3
- 金融商品取引法 第五十九条の五第一項第二号（引受業務の一部の許可の取消し） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-59-5/par-1/item-2
- 金融商品取引法 第六十条の二第一項第三号（取引所取引業務の許可の申請） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-2/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-3
- 金融商品取引法 第六十条の二第一項第七号（取引所取引業務の許可の申請） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-2/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-1/item-7
- 金融商品取引法 第六十条の二第三項第一号（取引所取引業務の許可の申請） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-2/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-60-2/par-3/item-1
- 金融商品取引法 第六十条の三第一項第一号ニ（取引所取引業務の許可の拒否要件） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-4 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-4
- 金融商品取引法 第六十条の八第一項第一号（取引所取引許可業者に対する監督上の処分） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-8/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-60-8/par-1/item-1
- 金融商品取引法 第六十条の十四第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-14/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-14/par-2
- 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-008, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
