# 金融商品取引法 / Financial Instruments and Exchange Act — 第五十九条の二 (Article 59-2) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第五十九条の二 (Article 59-2)（引受業務の一部の許可の申請） — address `art-59-2` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-59-2 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第五十九条の二（引受業務の一部の許可の申請） — (Application for Permission for Some Underwriting Activities) caption: Ministry of Justice translation — Japanese Law Translation Database System art-59-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2 · https://japanlaw.org/l/323AC0000000025/art-59-2 **第一項** 前条第一項の許可を受けようとする者は、次に掲げる事項（許可申請者が個人である場合には、第三号及び第四号に掲げる事項を除く。）を記載した許可申請書を内閣総理大臣に提出しなければならない。 art-59-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1 A person seeking to obtain the permission referred to in paragraph (1) of the preceding Article must submit a written application for permission to the Prime Minister, in which the person states the following particulars (if the applicant for permission is an individual, the particulars set forth in items (iii) and (iv) are excluded): Ministry of Justice translation — Japanese Law Translation Database System **一** 商号又は氏名 art-59-2/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-1 its trade name or name; Ministry of Justice translation — Japanese Law Translation Database System **二** 本店又は主たる事務所の所在の場所 art-59-2/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-2 the location of its head office or principal office; Ministry of Justice translation — Japanese Law Translation Database System **三** 資本金の額又は出資の総額 art-59-2/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-3 the amount of stated capital or the total amount of contributions; Ministry of Justice translation — Japanese Law Translation Database System **四** 代表権を有する役員の役職名及び氏名 art-59-2/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-4 the title and the name of the officer that has the authority of representation; Ministry of Justice translation — Japanese Law Translation Database System **五** 当該申請に係る行為を行う者の氏名及び国内の住所又は居所その他の連絡場所 art-59-2/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-5 the name, and the address, residence, or other contact address in Japan, of the person that will perform the activities to which the application pertains; Ministry of Justice translation — Japanese Law Translation Database System **六** 当該申請に係る行為に係る有価証券に関し予定されている次に掲げる事項 art-59-2/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-6 the following particulars, as scheduled, of the securities that are connected with the activities to which the application pertains: Ministry of Justice translation — Japanese Law Translation Database System **イ** 発行者又は所有者 art-59-2/par-1/item-6/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-6/sub-1 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-6/sub-1 the issuer or holder; Ministry of Justice translation — Japanese Law Translation Database System **ロ** 種類 art-59-2/par-1/item-6/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-6/sub-2 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-6/sub-2 the class; Ministry of Justice translation — Japanese Law Translation Database System **ハ** 数量及び金額 art-59-2/par-1/item-6/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-6/sub-3 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-6/sub-3 the volume and amount; Ministry of Justice translation — Japanese Law Translation Database System **ニ** 発行又は売出しの場所 art-59-2/par-1/item-6/sub-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-6/sub-4 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-6/sub-4 the issuance or sales location; Ministry of Justice translation — Japanese Law Translation Database System **ホ** 発行又は売出しの日 art-59-2/par-1/item-6/sub-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-6/sub-5 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-6/sub-5 the date of issuance or sale; Ministry of Justice translation — Japanese Law Translation Database System **ヘ** 他の引受幹事金融商品取引業者（元引受契約を締結するに際し、当該有価証券の発行者又は所有者と当該元引受契約の内容を確定させるための協議を行う金融商品取引業者をいう。） art-59-2/par-1/item-6/sub-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-6/sub-6 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-6/sub-6 the other financial instruments business operator managing the underwriting (meaning the financial instruments business operator that holds discussions with the issuer or holder of the securities in order to fix the content of the wholesale underwriting contract, when a wholesale underwriting contract is being concluded); and Ministry of Justice translation — Japanese Law Translation Database System **七** 許可申請者が引き受けようとする額 art-59-2/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-7 the amount that the applicant for permission seeks to underwrite. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項第三号に規定する資本金の額又は出資の総額の計算については、政令で定める。 art-59-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-2 The calculation of the amount of stated capital or the total amount of contributions as prescribed in item (iii) of the preceding paragraph is specified by Cabinet Order. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 第一項の許可申請書には、次に掲げる書類を添付しなければならない。ただし、第一号又は第四号に掲げる書類については、当該書類が同項に規定する許可申請書を提出する日前一年以内に添付して提出された書類と同一内容のものである場合には、当該書類を提出した年月日及び当該書類を参照すべき旨を記載した書類とすることができる。 art-59-2/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-3 The following documents must accompany the written application for permission referred to in paragraph (1); provided, however, that if a document provided for in item (i) or (iv) has the same content as an accompanying document submitted within one year prior to the date on which the written application for permission provided for in paragraph (1) is submitted, a document stating the submission date of that document and indicating that reference should be made to that document may be used: Ministry of Justice translation — Japanese Law Translation Database System **一** 業務の内容を記載した書類 art-59-2/par-3/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-3/item-1 a document giving the business outline; Ministry of Justice translation — Japanese Law Translation Database System **二** 最近一年間における引受業務の概要を記載した書類 art-59-2/par-3/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-3/item-2 a document summarizing underwriting activities in the most recent one-year period; Ministry of Justice translation — Japanese Law Translation Database System **三** 第五十九条の四第一項第一号及び第二号のいずれにも該当しない者であること並びに役員が第二十九条の四第一項第二号イからリまでのいずれにも該当しない者であることを代表権を有する役員が誓約する書面（許可申請者が個人である場合には、当該個人が第五十九条の四第一項第一号及び第二号並びに第二十九条の四第一項第二号イからリまでのいずれにも該当しない者であることを当該個人が誓約する書面） art-59-2/par-3/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-3/item-3 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-3/item-3 a document in which the officer that has the authority of representation pledges that the applicant does not fall under the purview of Article 59-4, paragraph (1), item (i) or (ii), and that no officer falls under any of the categories in Article 29-4, paragraph (1), item (ii), (a) through (i) (if the applicant for permission is an individual, a document in which the individual pledges that the relevant individual does not fall under the purview of Article 59-4, paragraph (1), item (i) or (ii) or under any of the categories in Article 29-4, paragraph (1), item (ii), (a) through (i)); and Ministry of Justice translation — Japanese Law Translation Database System **四** 最近一年間に終了する各事業年度に関する貸借対照表及び損益計算書 art-59-2/par-3/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-3/item-4 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-3/item-4 the balance sheet and profit and loss statement for each business year ending in the most recent one-year period. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-59-2/par-1: 前条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59/par-1 · https://japanlaw.org/l/323AC0000000025/art-59/par-1 - art-59-2/par-1: 第三号 → 金融商品取引法 第五十九条の二第一項第三号 (Article 59-2, paragraph (1), item (iii)), art-59-2/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-3 - art-59-2/par-1: 第四号 → 金融商品取引法 第五十九条の二第一項第四号 (Article 59-2, paragraph (1), item (iv)), art-59-2/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-4 - art-59-2/par-2: 前項第三号 → 金融商品取引法 第五十九条の二第一項第三号 (Article 59-2, paragraph (1), item (iii)), art-59-2/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1/item-3 - art-59-2/par-3: 第一項 → 金融商品取引法 第五十九条の二第一項 (Article 59-2, paragraph (1)), art-59-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1 - art-59-2/par-3: 第一号 → 金融商品取引法 第五十九条の二第三項第一号 (Article 59-2, paragraph (3), item (i)), art-59-2/par-3/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-3/item-1 - art-59-2/par-3: 第四号 → 金融商品取引法 第五十九条の二第三項第四号 (Article 59-2, paragraph (3), item (iv)), art-59-2/par-3/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-3/item-4 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-3/item-4 - art-59-2/par-3/item-3: 第五十九条の四第一項第一号 → 金融商品取引法 第五十九条の四第一項第一号 (Article 59-4, paragraph (1), item (i)), art-59-4/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-59-4/par-1/item-1 - art-59-2/par-3/item-3: 第二号 → 金融商品取引法 第五十九条の四第一項第二号 (Article 59-4, paragraph (1), item (ii)), art-59-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-59-4/par-1/item-2 - art-59-2/par-3/item-3: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2 ## Cited by 6 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第五十九条第一項（引受業務の一部の許可） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59/par-1 · https://japanlaw.org/l/323AC0000000025/art-59/par-1 - 金融商品取引法 第五十九条の二第一項（引受業務の一部の許可の申請） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-1 - 金融商品取引法 第五十九条の二第二項（引受業務の一部の許可の申請） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-2 - 金融商品取引法 第五十九条の二第三項（引受業務の一部の許可の申請） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-59-2/par-3 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第百九十八条の六第一項第一号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22