# 金融商品取引法 / Financial Instruments and Exchange Act — 第五十七条の二 (Article 57-2) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第五十七条の二 (Article 57-2)（特別金融商品取引業者に係る届出等） — address `art-57-2` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-57-2 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第五十七条の二（特別金融商品取引業者に係る届出等） — (Notifications for Special Financial Instruments Business Operators) caption: Ministry of Justice translation — Japanese Law Translation Database System art-57-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2 · https://japanlaw.org/l/323AC0000000025/art-57-2 **第一項** 金融商品取引業者（第一種金融商品取引業を行う者に限り、外国法人を除く。以下この款において同じ。）は、その総資産の額（内閣府令で定めるところにより算出される資産の合計金額をいう。以下この条において同じ。）が金融商品取引業者及びその子法人等の集団について業務の健全かつ適切な運営を確保することが必要となる総資産の規模を示す金額として政令で定める金額（以下この条において「総資産基準額」という。）を超えることとなつたときは、その日から二週間以内に、その旨並びに当該総資産の額及びその算出の基礎を内閣総理大臣に届け出なければならない。ただし、金融商品取引業者がこの項本文の規定による届出をした後にその総資産の額が総資産基準額以下となつた場合において、当該総資産基準額以下となつた日から起算して二年を経過するまでの間に再び当該金融商品取引業者の総資産の額が総資産基準額を超えることとなつたときは、その旨並びに当該総資産の額及びその算出の基礎の届出をすることを要しない。 art-57-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-1 If the total asset value (meaning the total monetary value of assets calculated pursuant to the provisions of Cabinet Office Order; hereinafter the same applies in this Article) of a financial instruments business operator (limited to one engaged in type-I financial instruments business, excluding foreign corporations; hereinafter the same applies in this Subsection) exceeds the amount of money specified by Cabinet Order as representing the scope of all assets required for ensuring the sound and appropriate operation of the business of the group consisting of the financial instruments business operator and its subsidiary corporations, etc. (hereinafter referred to as the "total asset value threshold" in this Article), the financial instruments business operator must notify the Prime Minister of this, of the total asset value, and of the basis for its calculation within two weeks from the day on which that value is exceeded; provided, however, that if the total asset value comes to be equal to or lower than the total asset value threshold after the financial instruments business operator has made the notification under the main clause of this paragraph, but the total asset value of the financial instruments business operator again comes to exceed the total asset value threshold by the time that two years have elapsed counting from the day on which the total asset value came to be equal to or lower than the total asset value threshold, the financial instruments business operator is not required to submit notification of this or of the total asset value and the basis for its calculation. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 特別金融商品取引業者（前項の規定による届出をした金融商品取引業者をいい、当該届出をした後第六項第二号に該当することとなつた者を除く。以下この節において同じ。）につき、前項の規定による届出をした日（以下この款において「届出日」という。）において当該特別金融商品取引業者に親会社がある場合には、当該特別金融商品取引業者は、届出日から起算して政令で定める期間内に、次に掲げる書類を提出しなければならない。 art-57-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2 A special financial instruments business operator (meaning a financial instruments business operator that has made the notification under the provisions of the preceding paragraph, excluding one that comes to fall under paragraph (6), item (ii) after making that notification; hereinafter the same applies in this Section) must submit the following documents within the period specified by Cabinet Order counting from the day on which it makes the notification under the provisions of the preceding paragraph (hereinafter referred to as the "notification date" in this Subsection) if that special financial instruments business operator has a parent company as of the notification date: Ministry of Justice translation — Japanese Law Translation Database System **一** 当該特別金融商品取引業者の親会社の商号又は名称その他内閣府令で定める事項を記載した書類 art-57-2/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2/item-1 a document in which it states the trade name or name of the parent company of the special financial instruments business operator and other particulars specified by Cabinet Office Order; Ministry of Justice translation — Japanese Law Translation Database System **二** 当該特別金融商品取引業者の親会社及びその子法人等の業務及び財産の状況を内閣府令で定めるところにより記載した書類 art-57-2/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2/item-2 a document in which it describes the state of the business and assets of the parent company of the special financial instruments business operator and its subsidiary corporations, etc. pursuant to the provisions of Cabinet Office Order; machine translation, not official **三** 当該特別金融商品取引業者の親会社及びその子法人等の集団が、その業務の運営及び財産の状況について、他の法令に基づいて行政機関の監督を受けている場合（外国の法令に基づいて外国の行政機関その他これに準ずるものの監督を受けている場合を含む。）には、その旨を説明する書類 art-57-2/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2/item-3 if the group consisting of the parent company of the special financial instruments business operator and its subsidiary corporations, etc. is under the supervision of an administrative organization based on other laws and regulations (including if the group is under the supervision of an administrative organization in a foreign country or any other equivalent organization based on foreign laws and regulations) with respect to the state of its business operations and assets, a document explaining this; and machine translation, not official **四** 当該特別金融商品取引業者の親会社が当該特別金融商品取引業者の経営管理を行つている場合又は当該特別金融商品取引業者の親会社若しくはその子法人等が当該特別金融商品取引業者に対して資金調達に関する支援を行つている場合には、当該経営管理又は支援の内容及び方法を内閣府令で定めるところにより記載した書類 art-57-2/par-2/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2/item-4 if the parent company of the special financial instruments business operator manages business of the special financial instruments business operator or if the parent company of the special financial instruments business operator or its subsidiary corporation, etc. provides assistance related to fund procurement to the special financial instruments business operator, a document in which it states the content and method of the business management or assistance, pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 特別金融商品取引業者は、届出日以後親会社があることとなつたときは、その日から起算して政令で定める期間内に、前項各号に掲げる書類を内閣総理大臣に提出しなければならない。 art-57-2/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-3 If a special financial instruments business operator comes to have a parent company on or after the notification date, the special financial instruments business operator must submit the documents set forth in the items of the preceding paragraph to the Prime Minister within the period specified by Cabinet Order, as calculated beginning from the day on which it came to have that parent company. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 前二項の規定により第二項各号に掲げる書類を提出した特別金融商品取引業者（親会社がある者に限る。）は、同項第一号、第三号又は第四号に掲げる書類（第五十七条の十二第三項に規定する指定親会社又はその子法人等に関する書類であつて、内閣府令で定めるものを除く。）に記載した事項について変更があつたときは、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-57-2/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-4 If a particular stated in a document set forth in paragraph (2), item (i), (iii) or (iv) changes (excluding a document specified by Cabinet Office Order which concerns a designated parent company as prescribed in Article 57-12, paragraph (3) or its subsidiary corporation, etc.), the special financial instruments business operator (limited to one with a parent company) that has submitted the document set forth in the relevant item of paragraph (2) pursuant to the provisions of the preceding two paragraphs must notify the Prime Minister of this without delay, pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 第二項又は第三項の規定により第二項各号に掲げる書類を提出した特別金融商品取引業者（親会社がある者に限る。）は、四半期ごとに、当該特別金融商品取引業者の親会社及びその子法人等の業務及び財産の状況を内閣府令で定めるところにより記載した書類（第五十七条の十二第三項に規定する最終指定親会社又はその子法人等に関する書類であつて、内閣府令で定めるものを除く。）を、当該四半期経過後政令で定める期間内に、内閣総理大臣に提出しなければならない。 art-57-2/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-5 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-5 For each quarter, a special financial instruments business operator (limited to one with a parent company) that has submitted the documents set forth in the items of paragraph (2) pursuant to the provisions of paragraph (2) or (3), must submit documents in which it describes the state of the business and assets of the parent company of the special financial instruments business operator and its subsidiary corporations, etc. pursuant to the provisions of Cabinet Office Order (excluding documents specified by Cabinet Office Order which concern the highest designated parent company provided for in Article 57-12, paragraph (3) or its subsidiary corporations, etc.), to the Prime Minister within the period specified by Cabinet Order after the end of the quarter. machine translation, not official **第六項** 特別金融商品取引業者は、次の各号のいずれかに該当することとなつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-57-2/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-6 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-6 If a special financial instruments business operator comes to fall under any of the following items, it must notify the Prime Minister of this without delay: Ministry of Justice translation — Japanese Law Translation Database System **一** 親会社がないこととなつたとき。 art-57-2/par-6/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-6/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-6/item-1 it comes to no longer have a parent company; or Ministry of Justice translation — Japanese Law Translation Database System **二** その総資産の額が総資産基準額以下となつた日から起算して総資産基準額を超えることなく二年を経過したとき。 art-57-2/par-6/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-6/item-2 two years have elapsed counting from the day on which the total asset value came to be equal to or lower than the total asset value threshold, without the total asset value exceeding the total asset value threshold. Ministry of Justice translation — Japanese Law Translation Database System **第七項** 内閣総理大臣は、第一項の規定による届出を受理したときは、当該届出をした金融商品取引業者が特別金融商品取引業者である旨を当該金融商品取引業者の登録に付記しなければならない。 art-57-2/par-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-7 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-7 If the Prime Minister accepts a notification under paragraph (1), the Prime Minister must note that the financial instruments business operator that has made such notification is a special financial instruments business operator in that financial instruments business operator's registration. Ministry of Justice translation — Japanese Law Translation Database System **第八項** 第二項から第六項までの「親会社」とは、他の会社を子会社（第二十九条の四第四項に規定する子会社をいう。次項において同じ。）とする会社をいう。 art-57-2/par-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-8 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-8 The term "parent company" as used in paragraphs (2) through (6) means a first company that has a second company as its subsidiary company (meaning a subsidiary company as prescribed in Article 29-4, paragraph (4); hereinafter the same applies in the following paragraph). Ministry of Justice translation — Japanese Law Translation Database System **第九項** 第一項、第二項、第四項及び第五項の「子法人等」とは、他の会社の子会社その他の当該他の会社と密接な関係を有する法人その他の団体として政令で定める要件に該当する者をいう。 art-57-2/par-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-9 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-9 The term "subsidiary corporation, etc." as used in paragraphs (1), (2), (4), and (5) means the subsidiary company of another company or any other person that falls under the requirements specified by Cabinet Order as a corporation or other organization that is closely related to that other company. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-57-2/par-1: この条 → 金融商品取引法 第五十七条の二 (Article 57-2), art-57-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2 · https://japanlaw.org/l/323AC0000000025/art-57-2 - art-57-2/par-1: この項 → 金融商品取引法 第五十七条の二第一項 (Article 57-2, paragraph (1)), art-57-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-1 - art-57-2/par-2: 前項 → 金融商品取引法 第五十七条の二第一項 (Article 57-2, paragraph (1)), art-57-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-1 - art-57-2/par-2: 第六項第二号 → 金融商品取引法 第五十七条の二第六項第二号 (Article 57-2, paragraph (6), item (ii)), art-57-2/par-6/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-6/item-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-6/item-2 - art-57-2/par-3: 前項 → 金融商品取引法 第五十七条の二第二項 (Article 57-2, paragraph (2)), art-57-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2 - art-57-2/par-4: 前二項 → 金融商品取引法 第五十七条の二第二項 (Article 57-2, paragraph (2)), art-57-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2 - art-57-2/par-4: 前二項 → 金融商品取引法 第五十七条の二第三項 (Article 57-2, paragraph (3)), art-57-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-3 - art-57-2/par-4: 同項第一号 → 金融商品取引法 第五十七条の二第二項第一号 (Article 57-2, paragraph (2), item (i)), art-57-2/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2/item-1 - art-57-2/par-4: 第三号 → 金融商品取引法 第五十七条の二第二項第三号 (Article 57-2, paragraph (2), item (iii)), art-57-2/par-2/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2/item-3 - art-57-2/par-4: 第四号 → 金融商品取引法 第五十七条の二第二項第四号 (Article 57-2, paragraph (2), item (iv)), art-57-2/par-2/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2/item-4 - art-57-2/par-4: 第五十七条の十二第三項 → 金融商品取引法 第五十七条の十二第三項 (Article 57-12, paragraph (3)), art-57-12/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-3 - art-57-2/par-5: 第二項 → 金融商品取引法 第五十七条の二第二項 (Article 57-2, paragraph (2)), art-57-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2 - art-57-2/par-5: 第三項 → 金融商品取引法 第五十七条の二第三項 (Article 57-2, paragraph (3)), art-57-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-3 - art-57-2/par-5: 第五十七条の十二第三項 → 金融商品取引法 第五十七条の十二第三項 (Article 57-12, paragraph (3)), art-57-12/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-3 - art-57-2/par-7: 第一項 → 金融商品取引法 第五十七条の二第一項 (Article 57-2, paragraph (1)), art-57-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-1 - art-57-2/par-8: 第二項から第六項まで → 金融商品取引法 第五十七条の二第二項 (Article 57-2, paragraph (2)), art-57-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2 - art-57-2/par-8: 第二項から第六項まで → 金融商品取引法 第五十七条の二第三項 (Article 57-2, paragraph (3)), art-57-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-3 - art-57-2/par-8: 第二項から第六項まで → 金融商品取引法 第五十七条の二第四項 (Article 57-2, paragraph (4)), art-57-2/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-4 - art-57-2/par-8: 第二項から第六項まで → 金融商品取引法 第五十七条の二第五項 (Article 57-2, paragraph (5)), art-57-2/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-5 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-5 - art-57-2/par-8: 第二項から第六項まで → 金融商品取引法 第五十七条の二第六項 (Article 57-2, paragraph (6)), art-57-2/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-6 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-6 - art-57-2/par-8: 第二十九条の四第四項 → 金融商品取引法 第二十九条の四第四項 (Article 29-4, paragraph (4)), art-29-4/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-4 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-4 - art-57-2/par-8: 次項 → 金融商品取引法 第五十七条の二第九項 (Article 57-2, paragraph (9)), art-57-2/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-9 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-9 - art-57-2/par-9: 第一項 → 金融商品取引法 第五十七条の二第一項 (Article 57-2, paragraph (1)), art-57-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-1 - art-57-2/par-9: 第二項 → 金融商品取引法 第五十七条の二第二項 (Article 57-2, paragraph (2)), art-57-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2 - art-57-2/par-9: 第四項 → 金融商品取引法 第五十七条の二第四項 (Article 57-2, paragraph (4)), art-57-2/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-4 - art-57-2/par-9: 第五項 → 金融商品取引法 第五十七条の二第五項 (Article 57-2, paragraph (5)), art-57-2/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-5 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-5 ## Cited by 18 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第四十六条の六第三項（自己資本規制比率） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-46-6/par-3 · https://japanlaw.org/l/323AC0000000025/art-46-6/par-3 - 金融商品取引法 第五十七条の二第一項（特別金融商品取引業者に係る届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-1 - 金融商品取引法 第五十七条の二第二項（特別金融商品取引業者に係る届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-2 - 金融商品取引法 第五十七条の二第三項（特別金融商品取引業者に係る届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-3 - 金融商品取引法 第五十七条の二第四項（特別金融商品取引業者に係る届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-4 - 金融商品取引法 第五十七条の二第五項（特別金融商品取引業者に係る届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-5 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-5 - 金融商品取引法 第五十七条の二第七項（特別金融商品取引業者に係る届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-7 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-7 - 金融商品取引法 第五十七条の二第八項（特別金融商品取引業者に係る届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-8 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-8 - 金融商品取引法 第五十七条の二第九項（特別金融商品取引業者に係る届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-2/par-9 · https://japanlaw.org/l/323AC0000000025/art-57-2/par-9 - 金融商品取引法 第五十七条の三第一項（事業報告書の提出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-3/par-1 - 金融商品取引法 第五十七条の八第二項（登録等の抹消） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-8/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-8/par-2 - 金融商品取引法 第五十七条の十二第一項（指定等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-12/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-12/par-1 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第百九十八条の六第一項第十一号の三 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-11-3 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-11-3 - 金融商品取引法 第百九十八条の六第一項第十一号の四 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-11-4 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-11-4 - 金融商品取引法 第二百五条の二の三第一項第一号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-205-2-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-205-2-3/par-1/item-1 - 金融商品取引法 第二百五条の二の三第一項第七号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-205-2-3/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-205-2-3/par-1/item-7 - 金融商品取引法 附則第三条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-3/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-008, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22