# 金融商品取引法 / Financial Instruments and Exchange Act — 第五十七条の十七 (Article 57-17) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第五十七条の十七 (Article 57-17)（経営の健全性の状況を記載した書面の届出等） — address `art-57-17` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-57-17 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第五十七条の十七（経営の健全性の状況を記載した書面の届出等） — (Written Notification Stating the Integrity of Management) caption: Ministry of Justice translation — Japanese Law Translation Database System art-57-17 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17 · https://japanlaw.org/l/323AC0000000025/art-57-17 **第一項** 内閣総理大臣は、対象特別金融商品取引業者の業務の健全かつ適切な運営に資するため、最終指定親会社が当該最終指定親会社及びその子法人等の経営の健全性を判断するための基準として、当該最終指定親会社及びその子法人等の保有する資産等に照らし当該最終指定親会社及びその子法人等の自己資本の充実の状況が適当であるかどうかの基準その他の最終指定親会社及びその子法人等の経営の健全性の状況を表示する基準を定めなければならない。 art-57-17/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-17/par-1 In order to contribute to the sound and appropriate operation of the business of a subject special financial instruments business operator, the Prime Minister must establish criteria for whether the capital adequacy of the highest designated parent company and its subsidiary corporations, etc. is appropriate in light of the assets, etc. held by the highest designated parent company and its subsidiary corporations, etc. and other criteria that indicate soundness in the management of the highest designated parent company and its subsidiary corporations, etc., as criteria by which the highest designated parent company is to judge the soundness in the management of the highest designated parent company and its subsidiary corporations, etc. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 最終指定親会社は、最終指定親会社になつた日から起算して政令で定める期間が経過した日の属する最終指定親会社四半期（一月から三月まで、四月から六月まで、七月から九月まで及び十月から十二月までの各区分による期間をいう。以下この条において同じ。）以降、最終指定親会社四半期ごとに、内閣府令で定めるところにより、当該最終指定親会社四半期の末日における前項に規定する基準を用いて表示される経営の健全性の状況（次項及び第五十七条の二十一第一項から第三項までにおいて単に「経営の健全性の状況」という。）を記載した書面を内閣総理大臣に届け出なければならない。 art-57-17/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-17/par-2 For each highest designated parent company quarter (meaning each of the periods categorized into January to March, April to June, July to September, and October to December; hereinafter the same applies in this Article) in and after the highest designated parent company quarter that includes the day on which the period specified by Cabinet Order elapses counting from the day on which a company becomes the highest designated parent company, the highest designated parent company must submit a document to the Prime Minister in which it describes the soundness of its management as of the last day of the highest designated parent company quarter, as indicated by the criteria prescribed in the preceding paragraph (hereinafter simply referred to as "integrity of management" in the following paragraph and Article 57-21, paragraphs (1) through (3)), pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 最終指定親会社は、最終指定親会社になつた日から起算して政令で定める期間が経過した日の属する最終指定親会社四半期以降、最終指定親会社四半期ごとに、当該最終指定親会社四半期の末日から起算して政令で定める期間を経過した日から三月間、内閣府令で定めるところにより、経営の健全性の状況を記載した書面を対象特別金融商品取引業者の全ての営業所又は事務所に備え置き、公衆の縦覧に供しなければならない。 art-57-17/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-17/par-3 For each highest designated parent company quarter in and after the highest designated parent company quarter that includes the day on which the period specified by Cabinet Order elapses counting from the day on which a company becomes the highest designated parent company, the highest designated parent company must keep a document in which it describes the integrity of management at all of the business offices or offices of the subject special financial instruments business operator and make this document available for public inspection during the three-month period beginning from the day on which the period specified by Cabinet Order elapses counting from the end of the highest designated parent company quarter, pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-57-17/par-2: この条 → 金融商品取引法 第五十七条の十七 (Article 57-17), art-57-17 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17 · https://japanlaw.org/l/323AC0000000025/art-57-17 - art-57-17/par-2: 前項 → 金融商品取引法 第五十七条の十七第一項 (Article 57-17, paragraph (1)), art-57-17/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-17/par-1 - art-57-17/par-2: 次項 → 金融商品取引法 第五十七条の十七第三項 (Article 57-17, paragraph (3)), art-57-17/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-17/par-3 - art-57-17/par-2: 第五十七条の二十一第一項から第三項まで → 金融商品取引法 第五十七条の二十一第一項 (Article 57-21, paragraph (1)), art-57-21/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-1 - art-57-17/par-2: 第五十七条の二十一第一項から第三項まで → 金融商品取引法 第五十七条の二十一第二項 (Article 57-21, paragraph (2)), art-57-21/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-2 - art-57-17/par-2: 第五十七条の二十一第一項から第三項まで → 金融商品取引法 第五十七条の二十一第三項 (Article 57-21, paragraph (3)), art-57-21/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-21/par-3 · https://japanlaw.org/l/323AC0000000025/art-57-21/par-3 ## Cited by 4 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第五十七条の十七第二項（経営の健全性の状況を記載した書面の届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-17/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-17/par-2 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第百九十八条の六第一項第六号の二 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-6-2 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-6-2 - 金融商品取引法 第百九十八条の六第一項第七号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-7 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22