# 金融商品取引法 / Financial Instruments and Exchange Act — 第四十二条の五 (Article 42-5) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第四十二条の五 (Article 42-5)（金銭又は有価証券の預託の受入れ等の禁止） — address `art-42-5` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-5 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-42-5 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第四十二条の五（金銭又は有価証券の預託の受入れ等の禁止） — (Prohibition on Receiving Deposits of Money or Securities) caption: Ministry of Justice translation — Japanese Law Translation Database System art-42-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-5 · https://japanlaw.org/l/323AC0000000025/art-42-5 **第一項** 金融商品取引業者等は、有価証券等管理業務として行う場合その他政令で定める場合を除くほか、その行う投資運用業（第二条第八項第十二号に掲げる行為を行う業務に限る。以下この条及び次条において同じ。）に関して、いかなる名目によるかを問わず、顧客から金銭若しくは有価証券の預託を受け、又は当該金融商品取引業者等と密接な関係を有する者として政令で定める者に顧客の金銭若しくは有価証券を預託させてはならない。ただし、当該金融商品取引業者等がその行う投資運用業に関し、顧客のために同項第一号から第四号までに掲げる行為又は商品関連市場デリバティブ取引を行う場合において、これらの行為による取引の決済のために必要なときは、この限りでない。 art-42-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-42-5/par-1 A financial instruments business operator, etc. must not, for any reason, receive a deposit of money or securities from a customer, or have a person specified by Cabinet Order as being closely related to the financial instruments business operator, etc. deposit a customer's money or securities, in connection with the investment management business it conducts (limited to the business of performing the acts specified in Article 2, paragraph (8), item (xii); hereinafter the same applies in this and the following Articles), unless it does so as securities, etc. management, or unless it does so in a case that is specified by Cabinet Order; provided, however, that this does not apply if the financial instruments business operator, etc. performs any of the acts set forth in Article 2, paragraph (8), items (i) through (iv) or commodity-related market derivatives transactions in connection with its investment management business on behalf of a customer, and such a deposit is necessary for the settlement of the transaction conducted through such an act. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-42-5/par-1: 第二条第八項第十二号 → 金融商品取引法 第二条第八項第十二号 (Article 2, paragraph (8), item (xii)), art-2/par-8/item-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-12 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-12 - art-42-5/par-1: この条 → 金融商品取引法 第四十二条の五 (Article 42-5), art-42-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-5 · https://japanlaw.org/l/323AC0000000025/art-42-5 - art-42-5/par-1: 次条 → 金融商品取引法 第四十二条の六 (Article 42-6), art-42-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-6 · https://japanlaw.org/l/323AC0000000025/art-42-6 - art-42-5/par-1: 同項第一号から第四号まで → 金融商品取引法 第二条第八項第一号 (Article 2, paragraph (8), item (i)), art-2/par-8/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-1 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-1 - art-42-5/par-1: 同項第一号から第四号まで → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-2 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-2 - art-42-5/par-1: 同項第一号から第四号まで → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-3 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-3 - art-42-5/par-1: 同項第一号から第四号まで → 金融商品取引法 第二条第八項第四号 (Article 2, paragraph (8), item (iv)), art-2/par-8/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-4 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-4 ## Cited by 4 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第四十二条の五第一項（金銭又は有価証券の預託の受入れ等の禁止） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-42-5/par-1 - 金融商品取引法 第四十五条第一項第四号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-45/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-45/par-1/item-4 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第二百一条第一項第四号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-4 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22