# 金融商品取引法 / Financial Instruments and Exchange Act — 第四十条の三の三 (Article 40-3-3) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第四十条の三の三 (Article 40-3-3)（出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止） — address `art-40-3-3` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-40-3-3 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-40-3-3 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第四十条の三の三（出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止） — Prohibition of Purchase and Sale, etc. If the Provision of Information on the Status of Business Subject to Investment Is Not Ensured caption: machine translation, not official art-40-3-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-40-3-3 · https://japanlaw.org/l/323AC0000000025/art-40-3-3 **第一項** 金融商品取引業者等は、貸付事業等権利については、当該貸付事業等権利に係る出資対象事業の状況に係る情報が、当該貸付事業等権利を有する者に提供されることが当該貸付事業等権利に係る契約その他の法律行為において確保されているものとして内閣府令で定めるものでなければ、第二条第八項第一号、第二号又は第七号から第九号までに掲げる行為をしてはならない。 art-40-3-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-40-3-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-40-3-3/par-1 With regard to rights in a lending business, etc., a financial instruments business operator, etc. must not perform the acts set forth in Article 2, paragraph (8), item (i), item (ii), or items (vii) through (ix) unless the rights are those specified by Cabinet Office Order as ones for which it is ensured, in the contract or other juridical act pertaining to those rights in a lending business, etc., that information on the status of the business subject to investment pertaining to those rights is provided to the person who holds those rights. machine translation, not official --- ## Cites - art-40-3-3/par-1: 第二条第八項第一号 → 金融商品取引法 第二条第八項第一号 (Article 2, paragraph (8), item (i)), art-2/par-8/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-1 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-1 - art-40-3-3/par-1: 第二号 → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-2 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-2 - art-40-3-3/par-1: 第七号から第九号まで → 金融商品取引法 第二条第八項第七号 (Article 2, paragraph (8), item (vii)), art-2/par-8/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-7 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-7 - art-40-3-3/par-1: 第七号から第九号まで → 金融商品取引法 第二条第八項第八号 (Article 2, paragraph (8), item (viii)), art-2/par-8/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-8 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-8 - art-40-3-3/par-1: 第七号から第九号まで → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-9 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-9 ## Cited by 8 provisions cite this one. No official source publishes this direction. - 資金決済に関する法律 第六十二条の十七第一項（金融商品取引法の準用） — https://japanlaw.org/en/payment-services-act/art-62-17/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-17/par-1 - 金融商品取引法 第二十九条の二第一項第十号（登録の申請） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-2/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-1/item-10 - 金融商品取引法 第四十条の三の四第一項（出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-40-3-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-40-3-4/par-1 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 銀行法 第十三条の四第一項（金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-13-4/par-1 · https://japanlaw.org/l/356AC0000000059/art-13-4/par-1 - 銀行法 第五十二条の二の五第一項（外国銀行代理銀行についての金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-52-2-5/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-2-5/par-1 - 銀行法 第五十二条の四十五の二第一項（銀行代理業者についての金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-52-45-2/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-45-2/par-1 - 銀行法 第五十二条の六十の十七第一項（金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-52-60-17/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-60-17/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-007, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22