# 金融商品取引法 / Financial Instruments and Exchange Act — 第三十七条の七 (Article 37-7) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第三十七条の七 (Article 37-7)（指定紛争解決機関との契約締結義務等） — address `art-37-7` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-37-7 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第三十七条の七（指定紛争解決機関との契約締結義務等） — (Obligation to Conclude a Contract with a Designated Dispute Resolution Organization) caption: Ministry of Justice translation — Japanese Law Translation Database System art-37-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7 · https://japanlaw.org/l/323AC0000000025/art-37-7 **第一項** 金融商品取引業者等は、次の各号に掲げる場合の区分に応じ、当該各号に定める措置を講じなければならない。 art-37-7/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1 A financial instruments business operator, etc. must take the measures specified in the following items in accordance with the category of cases set forth in each of those item: Ministry of Justice translation — Japanese Law Translation Database System **一** 当該金融商品取引業者等（登録金融機関を除く。次号から第四号までにおいて同じ。）が第一種金融商品取引業を行う者である場合　次のイ又はロに掲げる場合の区分に応じ、当該イ又はロに定める措置 art-37-7/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-1 if the financial instruments business operator, etc. (excluding a registered financial institution; the same applies in the following item to item (iv)) engages in type-I financial instruments business: the measures specified in the relevant of the following (a) and (b) for the category of cases set forth in (a) or (b): Ministry of Justice translation — Japanese Law Translation Database System **イ** 指定第一種紛争解決機関（指定紛争解決機関（第百五十六条の三十八第一項に規定する指定紛争解決機関をいう。以下この章及び第五章の四において同じ。）であつてその紛争解決等業務の種別（同条第十二項に規定する紛争解決等業務の種別をいう。以下この章及び第五章の四において同じ。）が特定第一種金融商品取引業務（同条第二項に規定する特定第一種金融商品取引業務をいう。以下この号において同じ。）であるものをいう。以下この号及び第三項第二号において同じ。）が存在する場合　一の指定第一種紛争解決機関との間で特定第一種金融商品取引業務に係る手続実施基本契約（同条第十三項に規定する手続実施基本契約をいう。以下この章及び第五章の四において同じ。）を締結する措置 art-37-7/par-1/item-1/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-1/sub-1 if there is a designated type-I dispute resolution organization (meaning a designated dispute resolution organization (meaning a designated dispute resolution organization as defined in Article 156-38, paragraph (1); hereinafter the same applies in this Chapter and Chapter V-4) for which the category of dispute resolution services (meaning the category of dispute resolution services as defined in paragraph (12) of that Article; hereinafter the same applies in this Chapter and Chapter V-4) is specified type-I financial instruments business (meaning specified type-I financial instruments business as defined in paragraph (2) of that Article; hereinafter the same applies in this item); hereinafter the same applies in this item and paragraph (3), item (ii)):measures to conclude a basic contract for the implementation of dispute resolution procedures (meaning a basic contract for the implementation of dispute resolution procedures as defined in paragraph (13) of that Article; hereinafter the same applies in this Chapter and Chapter V-4) in connection with specified type-I financial instruments business with a single designated type-I dispute resolution organization; Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "if there is a designated type-I dispute resolution organization (meaning a designated dispute resolution organization (meaning a designated dispute resolution organization as defined in Article 156-38, paragraph (1); hereinafter the same applies in this Chapter and Chapter V-4) for which the category of dispute resolution services (meaning the category of dispute resolution services as defined in paragraph (12) of that Article; hereinafter the same applies in this Chapter and Chapter V-4) is specified type-I financial instruments business (meaning specified type-I financial instruments business as defined in paragraph (2) of that Article; hereinafter the same applies in this item); hereinafter the same applies in this item and paragraph (3), item (ii)):measures to conclude a basic contract for the implementation of dispute resolution procedures (meaning a basic contract for the implementation of dispute resolution procedures as defined in paragraph (13) of that Article; hereinafter the same applies in this Chapter and Chapter V-4) in connection with specified type-I financial instruments business with a single designated type-I dispute resolution organization);" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb **ロ** 指定第一種紛争解決機関が存在しない場合　特定第一種金融商品取引業務に関する苦情処理措置（顧客（顧客以外の第四十二条第一項に規定する権利者を含む。ロにおいて同じ。）からの苦情の処理の業務に従事する使用人その他の従業者に対する助言若しくは指導を第百五十六条の五十第三項第三号に掲げる者に行わせること又はこれに準ずるものとして内閣府令で定める措置をいう。以下この章及び第五章の四において同じ。）及び紛争解決措置（顧客との紛争の解決を認証紛争解決手続（裁判外紛争解決手続の利用の促進に関する法律（平成十六年法律第百五十一号）第二条第三号に規定する認証紛争解決手続をいう。）により図ること又はこれに準ずるものとして内閣府令で定める措置をいう。以下この章及び第五章の四において同じ。） art-37-7/par-1/item-1/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-1/sub-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-1/sub-2 if there is no designated type-I dispute resolution organization:complaint processing measures (meaning measures to have the person set forth in Article 156-50, paragraph (3), item (iii) provide advice or guidance to the employee or any other worker engaged in the business of processing complaints from customers (including the right holders provided for in Article 42, paragraph (1) that are other than customers; the same applies in (b)) or any other measures specified by Cabinet Office Order as being equivalent thereto; hereinafter the same applies in this Chapter and Chapter V-4) and dispute resolution measures (meaning measures to resolve disputes with customers through certified dispute resolution procedures (meaning certified dispute resolution procedures as defined in Article 2, item (iii) of the Act on Promotion of Use of Alternative Dispute Resolution (Act No. 151 of 2004)) or any other measures specified by Cabinet Office Order as being equivalent thereto) in connection with specified type-I financial instruments business; Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "if there is no designated type-I dispute resolution organization:complaint processing measures (meaning measures to have the person set forth in Article 156-50, paragraph (3), item (iii) provide advice or guidance to the employee or any other worker engaged in the business of processing complaints from customers (including the right holders provided for in Article 42, paragraph (1) that are other than customers; the same applies in (b)) or any other measures specified by Cabinet Office Order as being equivalent thereto; hereinafter the same applies in this Chapter and Chapter V-4)) and dispute resolution measures (meaning measures to resolve disputes with customers through certified dispute resolution procedures (meaning certified dispute resolution procedures as defined in Article 2, item (iii) of the Act on Promotion of Use of Alternative Dispute Resolution (Act No. 151 of 2004)) or any other measures specified by Cabinet Office Order as being equivalent thereto) in connection with specified type-I financial instruments business;" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb **二** 当該金融商品取引業者等が第二種金融商品取引業を行う者である場合　次のイ又はロに掲げる場合の区分に応じ、当該イ又はロに定める措置 art-37-7/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-2 if the financial instruments business operator, etc. engages in type-II financial instruments business: the measures specified in the relevant of the following (a) and (b) for the category of cases set forth in (a) or (b): Ministry of Justice translation — Japanese Law Translation Database System **イ** 指定第二種紛争解決機関（指定紛争解決機関であつてその紛争解決等業務の種別が特定第二種金融商品取引業務（第百五十六条の三十八第三項に規定する特定第二種金融商品取引業務をいう。以下この号において同じ。）であるものをいう。以下この号及び第三項第二号において同じ。）が存在する場合　一の指定第二種紛争解決機関との間で特定第二種金融商品取引業務に係る手続実施基本契約を締結する措置 art-37-7/par-1/item-2/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-2/sub-1 if there is a designated type-II dispute resolution organization (meaning a designated dispute resolution organization for which the category of dispute resolution services is specified type-II financial instruments business (meaning specified type-II financial instruments business defined in Article 156-38, paragraph (3); hereinafter the same applies in this item); hereinafter the same applies in this item and paragraph (3), item (ii)):measures to conclude a basic contract for the implementation of dispute resolution procedures in connection with specified type-II financial instruments business with a single designated type-II dispute resolution organization; Ministry of Justice translation — Japanese Law Translation Database System **ロ** 指定第二種紛争解決機関が存在しない場合　特定第二種金融商品取引業務に関する苦情処理措置及び紛争解決措置 art-37-7/par-1/item-2/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-2/sub-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-2/sub-2 if there is no designated type-II dispute resolution organization:complaint processing measures and dispute resolution measures in connection with specified type-II financial instruments business; Ministry of Justice translation — Japanese Law Translation Database System **三** 当該金融商品取引業者等が投資助言・代理業を行う者である場合　次のイ又はロに掲げる場合の区分に応じ、当該イ又はロに定める措置 art-37-7/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-3 if the financial instruments business operator, etc. engages in investment advisory and agency business: the measures specified in the relevant of the following (a) and (b) for the category of cases set forth in (a) or (b): Ministry of Justice translation — Japanese Law Translation Database System **イ** 指定投資助言・代理紛争解決機関（指定紛争解決機関であつてその紛争解決等業務の種別が特定投資助言・代理業務（第百五十六条の三十八第四項に規定する特定投資助言・代理業務をいう。以下この号において同じ。）であるものをいう。以下この号及び第三項第二号において同じ。）が存在する場合　一の指定投資助言・代理紛争解決機関との間で特定投資助言・代理業務に係る手続実施基本契約を締結する措置 art-37-7/par-1/item-3/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-3/sub-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-3/sub-1 if there is a designated investment advisory and agency business dispute resolution organization (meaning a designated dispute resolution organization for which the category of dispute resolution services is specified investment advisory and agency business (meaning specified investment advisory and agency business as defined in Article 156-38, paragraph (4); hereinafter the same applies in this item); hereinafter the same applies in this item and paragraph (3), item (ii)):measures to conclude a basic contract for the implementation of dispute resolution procedures in connection with specified investment advisory and agency business with a single designated investment advisory and agency business dispute resolution organization; Ministry of Justice translation — Japanese Law Translation Database System **ロ** 指定投資助言・代理紛争解決機関が存在しない場合　特定投資助言・代理業務に関する苦情処理措置及び紛争解決措置 art-37-7/par-1/item-3/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-3/sub-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-3/sub-2 if there is no designated investment advisory and agency business dispute resolution organization:complaint processing measures and dispute resolution measures in connection with specified investment advisory and agency business; Ministry of Justice translation — Japanese Law Translation Database System **四** 当該金融商品取引業者等が投資運用業を行う者である場合　次のイ又はロに掲げる場合の区分に応じ、当該イ又はロに定める措置 art-37-7/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-4 if the financial instruments business operator, etc. engages in investment management business: the measures specified in the relevant of the following (a) and (b) for the category of cases set forth in (a) or (b): Ministry of Justice translation — Japanese Law Translation Database System **イ** 指定投資運用紛争解決機関（指定紛争解決機関であつてその紛争解決等業務の種別が特定投資運用業務（第百五十六条の三十八第五項に規定する特定投資運用業務をいう。以下この号において同じ。）であるものをいう。以下この号及び第三項第二号において同じ。）が存在する場合　一の指定投資運用紛争解決機関との間で特定投資運用業務に係る手続実施基本契約を締結する措置 art-37-7/par-1/item-4/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-4/sub-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-4/sub-1 if there is a designated investment management dispute resolution organization (meaning a designated dispute resolution organization for which the category of dispute resolution services is specified investment management business (meaning specified investment management business as defined in Article 156-38, paragraph (5); hereinafter the same applies in this item); hereinafter the same applies in this item and paragraph (3), item (ii)):measures to conclude a basic contract for the implementation of dispute resolution procedures in connection with specified investment management business with a single designated investment management dispute resolution organization; Ministry of Justice translation — Japanese Law Translation Database System **ロ** 指定投資運用紛争解決機関が存在しない場合　特定投資運用業務に関する苦情処理措置及び紛争解決措置 art-37-7/par-1/item-4/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-4/sub-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-4/sub-2 if there is no designated investment management dispute resolution organization:complaint processing measures and dispute resolution measures in connection with specified investment management business; Ministry of Justice translation — Japanese Law Translation Database System **五** 当該金融商品取引業者等が登録金融機関である場合　次のイ又はロに掲げる場合の区分に応じ、当該イ又はロに定める措置 art-37-7/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-5 if the financial instruments business operator, etc. is a registered financial institution: the measures specified in the relevant of the following (a) and (b) for the category of cases set forth in (a) or (b): Ministry of Justice translation — Japanese Law Translation Database System **イ** 指定登録金融機関紛争解決機関（指定紛争解決機関であつてその紛争解決等業務の種別が特定登録金融機関業務（第百五十六条の三十八第六項に規定する特定登録金融機関業務をいう。以下この号において同じ。）であるものをいう。以下この号及び第三項第二号において同じ。）が存在する場合　一の指定登録金融機関紛争解決機関との間で特定登録金融機関業務に係る手続実施基本契約を締結する措置 art-37-7/par-1/item-5/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-5/sub-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-5/sub-1 if there is a designated dispute resolution organization for registered financial institutions (meaning a designated dispute resolution organization for which the category of dispute resolution services is the specified services of a registered financial institution (meaning specified services of a registered financial institution as defined in Article 156-38, paragraph (6); hereinafter the same applies in this item); hereinafter the same applies in this item and paragraph (3), item (ii)):measures to conclude a basic contract for the implementation of dispute resolution procedures in connection with the specified services of a registered financial institution with a single designated dispute resolution organization for registered financial institutions; Ministry of Justice translation — Japanese Law Translation Database System **ロ** 指定登録金融機関紛争解決機関が存在しない場合　特定登録金融機関業務に関する苦情処理措置及び紛争解決措置 art-37-7/par-1/item-5/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-5/sub-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-5/sub-2 if there is no designated registered financial institutions dispute resolution organization:complaint processing measures and dispute resolution measures in connection with the specified services of a registered financial institution. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 金融商品取引業者等は、前項の規定により手続実施基本契約を締結する措置を講じた場合には、当該手続実施基本契約の相手方である指定紛争解決機関の商号又は名称を公表しなければならない。 art-37-7/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-2 Once a financial instruments business operator has taken measures to conclude a basic contract for the implementation of dispute resolution procedures pursuant to the provisions of the preceding paragraph, it must disclose the trade name or name of the designated dispute resolution organization that is the counterparty to the basic contract for the implementation of dispute resolution procedures. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 第一項の規定は、次の各号に掲げる場合の区分に応じ、当該各号に定める期間においては、適用しない。 art-37-7/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-3 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-3 The provisions of paragraph (1) do not apply during the period specified in the relevant of the following items for the category of cases set forth in each item: Ministry of Justice translation — Japanese Law Translation Database System **一** 第一項第一号イ、第二号イ、第三号イ、第四号イ又は第五号イに掲げる場合に該当していた場合において、同項第一号ロ、第二号ロ、第三号ロ、第四号ロ又は第五号ロに掲げる場合に該当することとなつたとき　第百五十六条の六十第一項の規定による紛争解決等業務の廃止の認可又は第百五十六条の六十一第一項の規定による指定の取消しの時に、第一項第一号ロ、第二号ロ、第三号ロ、第四号ロ又は第五号ロに定める措置を講ずるために必要な期間として内閣総理大臣が定める期間 art-37-7/par-3/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-3/item-1 if a case that fell under a category of cases set forth in paragraph (1), item (i), (a); item (ii), (a); item (iii), (a); item (iv), (a); or item (v), (a); has come to fall under a category of cases set forth in item (i), (b); item (ii), (b); item (iii), (b); item (iv), (b); or item (v), (b) of that paragraph:the period specified by the Prime Minister as the period needed for taking the measures specified in paragraph (1), item (i), (b); item (ii), (b); item (iii), (b); item (iv), (b); or item (v), (b); at the time of granting authorization for the discontinuation of dispute resolution services under Article 156-60, paragraph (1) or at the time of rescinding the designation under Article 156-61, paragraph (1); Ministry of Justice translation — Japanese Law Translation Database System **二** 第一項第一号イ、第二号イ、第三号イ、第四号イ又は第五号イに掲げる場合に該当していた場合において、同項第一号イの一の指定第一種紛争解決機関、同項第二号イの一の指定第二種紛争解決機関、同項第三号イの一の指定投資助言・代理紛争解決機関、同項第四号イの一の指定投資運用紛争解決機関若しくは同項第五号イの一の指定登録金融機関紛争解決機関（以下この号において「指定種別紛争解決機関」と総称する。）の紛争解決等業務の廃止が第百五十六条の六十第一項の規定により認可されたとき、又は指定種別紛争解決機関の第百五十六条の三十九第一項の規定による指定が第百五十六条の六十一第一項の規定により取り消されたとき（前号に掲げる場合を除く。）　その認可又は取消しの時に、第一項第一号イ、第二号イ、第三号イ、第四号イ又は第五号イに定める措置を講ずるために必要な期間として内閣総理大臣が定める期間 art-37-7/par-3/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-3/item-2 if a case formerly fell under a category of cases set forth in paragraph (1), item (i), (a); item (ii), (a); item (iii), (a); item (iv), (a); or item (v), (a); but the discontinuation of the dispute resolution services of a single designated type-I dispute resolution organization under item (i), (a) of that paragraph; a single designated type-II dispute resolution organization under item (ii), (a) of that paragraph; a single designated investment advisory and agency business dispute resolution organization under item (iii), (a) of that paragraph; a single designated investment management dispute resolution organization under item (iv), (a) of that paragraph; or a single designated dispute resolution organization for registered financial institutions (hereinafter collectively referred to as the "designated dispute resolution organization for each category of business" in this item) has been authorized under Article 156-60, paragraph (1) or the designation under Article 156-39, paragraph (1) has been rescinded for the designated dispute resolution organization for each category of business pursuant to Article 156-61, paragraph (1) (excluding in a case set forth in the preceding item):the period specified by the Prime Minister as the period needed for taking the measures specified in paragraph (1), item (i), (a); item (ii), (a); item (iii), (a); item (iv), (a); or item (v), (a); at the time of granting such authorization or at the time of rescinding the designation; and Ministry of Justice translation — Japanese Law Translation Database System **三** 第一項第一号ロ、第二号ロ、第三号ロ、第四号ロ又は第五号ロに掲げる場合に該当していた場合において、同項第一号イ、第二号イ、第三号イ、第四号イ又は第五号イに掲げる場合に該当することとなつたとき　第百五十六条の三十九第一項の規定による指定の時に、第一項第一号イ、第二号イ、第三号イ、第四号イ又は第五号イに定める措置を講ずるために必要な期間として内閣総理大臣が定める期間 art-37-7/par-3/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-3/item-3 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-3/item-3 if a case formerly fell under a category of cases set forth in paragraph (1), item (i), (b); item (ii), (b); item (iii), (b); item (iv), (b); or item (v), (b); but come to fall under the cases set forth in item (i), (a); item (ii), (a); item (iii), (a); item (iv), (a); or item (v), (a) of that paragraph:the period specified by the Prime Minister as the period needed for taking the measures specified in paragraph (1), item (i), (a); item (ii), (a); item (iii), (a); item (iv), (a); or item (v), (a) at the time of the designation under Article 156-39, paragraph (1). Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-37-7/par-1/item-1: 次号から第四号まで → 金融商品取引法 第三十七条の七第一項第二号 (Article 37-7, paragraph (1), item (ii)), art-37-7/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-2 - art-37-7/par-1/item-1: 次号から第四号まで → 金融商品取引法 第三十七条の七第一項第三号 (Article 37-7, paragraph (1), item (iii)), art-37-7/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-3 - art-37-7/par-1/item-1: 次号から第四号まで → 金融商品取引法 第三十七条の七第一項第四号 (Article 37-7, paragraph (1), item (iv)), art-37-7/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-4 - art-37-7/par-1/item-1/sub-1: 第百五十六条の三十八第一項 → 金融商品取引法 第百五十六条の三十八第一項 (Article 156-38, paragraph (1)), art-156-38/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-38/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-38/par-1 - art-37-7/par-1/item-1/sub-1: 同条第十二項 → 金融商品取引法 第百五十六条の三十八第十二項 (Article 156-38, paragraph (12)), art-156-38/par-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-38/par-12 · https://japanlaw.org/l/323AC0000000025/art-156-38/par-12 - art-37-7/par-1/item-1/sub-1: 同条第二項 → 金融商品取引法 第百五十六条の三十八第二項 (Article 156-38, paragraph (2)), art-156-38/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-38/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-38/par-2 - art-37-7/par-1/item-1/sub-1: この号 → 金融商品取引法 第三十七条の七第一項第一号 (Article 37-7, paragraph (1), item (i)), art-37-7/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-1 - art-37-7/par-1/item-1/sub-1: 第三項第二号 → 金融商品取引法 第三十七条の七第三項第二号 (Article 37-7, paragraph (3), item (ii)), art-37-7/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-3/item-2 - art-37-7/par-1/item-1/sub-1: 同条第十三項 → 金融商品取引法 第百五十六条の三十八第十三項 (Article 156-38, paragraph (13)), art-156-38/par-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-38/par-13 · https://japanlaw.org/l/323AC0000000025/art-156-38/par-13 - art-37-7/par-1/item-1/sub-2: 第四十二条第一項 → 金融商品取引法 第四十二条第一項 (Article 42, paragraph (1)), art-42/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42/par-1 · https://japanlaw.org/l/323AC0000000025/art-42/par-1 - art-37-7/par-1/item-1/sub-2: 第百五十六条の五十第三項第三号 → 金融商品取引法 第百五十六条の五十第三項第三号 (Article 156-50, paragraph (3), item (iii)), art-156-50/par-3/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-50/par-3/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-50/par-3/item-3 - art-37-7/par-1/item-1/sub-2: 裁判外紛争解決手続の利用の促進に関する法律（平成十六年法律第百五十一号）第二条第三号 → e-Gov law 416AC0000000151, 第二条第一項第三号 (Article 2, paragraph (1), item (iii)), art-2/par-1/item-3 — not held in this collection - art-37-7/par-1/item-2/sub-1: 第百五十六条の三十八第三項 → 金融商品取引法 第百五十六条の三十八第三項 (Article 156-38, paragraph (3)), art-156-38/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-38/par-3 · https://japanlaw.org/l/323AC0000000025/art-156-38/par-3 - art-37-7/par-1/item-2/sub-1: この号 → 金融商品取引法 第三十七条の七第一項第二号 (Article 37-7, paragraph (1), item (ii)), art-37-7/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-2 - art-37-7/par-1/item-2/sub-1: 第三項第二号 → 金融商品取引法 第三十七条の七第三項第二号 (Article 37-7, paragraph (3), item (ii)), art-37-7/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-3/item-2 - art-37-7/par-1/item-3/sub-1: 第百五十六条の三十八第四項 → 金融商品取引法 第百五十六条の三十八第四項 (Article 156-38, paragraph (4)), art-156-38/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-38/par-4 · https://japanlaw.org/l/323AC0000000025/art-156-38/par-4 - art-37-7/par-1/item-3/sub-1: この号 → 金融商品取引法 第三十七条の七第一項第三号 (Article 37-7, paragraph (1), item (iii)), art-37-7/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-3 - art-37-7/par-1/item-3/sub-1: 第三項第二号 → 金融商品取引法 第三十七条の七第三項第二号 (Article 37-7, paragraph (3), item (ii)), art-37-7/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-3/item-2 - art-37-7/par-1/item-4/sub-1: 第百五十六条の三十八第五項 → 金融商品取引法 第百五十六条の三十八第五項 (Article 156-38, paragraph (5)), art-156-38/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-38/par-5 · https://japanlaw.org/l/323AC0000000025/art-156-38/par-5 - art-37-7/par-1/item-4/sub-1: この号 → 金融商品取引法 第三十七条の七第一項第四号 (Article 37-7, paragraph (1), item (iv)), art-37-7/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-4 - art-37-7/par-1/item-4/sub-1: 第三項第二号 → 金融商品取引法 第三十七条の七第三項第二号 (Article 37-7, paragraph (3), item (ii)), art-37-7/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-3/item-2 - art-37-7/par-1/item-5/sub-1: 第百五十六条の三十八第六項 → 金融商品取引法 第百五十六条の三十八第六項 (Article 156-38, paragraph (6)), art-156-38/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-38/par-6 · https://japanlaw.org/l/323AC0000000025/art-156-38/par-6 - art-37-7/par-1/item-5/sub-1: この号 → 金融商品取引法 第三十七条の七第一項第五号 (Article 37-7, paragraph (1), item (v)), art-37-7/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-5 - art-37-7/par-1/item-5/sub-1: 第三項第二号 → 金融商品取引法 第三十七条の七第三項第二号 (Article 37-7, paragraph (3), item (ii)), art-37-7/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-3/item-2 - art-37-7/par-2: 前項 → 金融商品取引法 第三十七条の七第一項 (Article 37-7, paragraph (1)), art-37-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1 - art-37-7/par-3: 第一項 → 金融商品取引法 第三十七条の七第一項 (Article 37-7, paragraph (1)), art-37-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1 - art-37-7/par-3/item-1: 第一項第一号 → 金融商品取引法 第三十七条の七第一項第一号 (Article 37-7, paragraph (1), item (i)), art-37-7/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-1 - art-37-7/par-3/item-1: 第二号 → 金融商品取引法 第三十七条の七第一項第二号 (Article 37-7, paragraph (1), item (ii)), art-37-7/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-2 - art-37-7/par-3/item-1: 第三号 → 金融商品取引法 第三十七条の七第一項第三号 (Article 37-7, paragraph (1), item (iii)), art-37-7/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-3 - art-37-7/par-3/item-1: 第四号 → 金融商品取引法 第三十七条の七第一項第四号 (Article 37-7, paragraph (1), item (iv)), art-37-7/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-4 - art-37-7/par-3/item-1: 第五号 → 金融商品取引法 第三十七条の七第一項第五号 (Article 37-7, paragraph (1), item (v)), art-37-7/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-5 - art-37-7/par-3/item-1: 第百五十六条の六十第一項 → 金融商品取引法 第百五十六条の六十第一項 (Article 156-60, paragraph (1)), art-156-60/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-60/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-60/par-1 - art-37-7/par-3/item-1: 第百五十六条の六十一第一項 → 金融商品取引法 第百五十六条の六十一第一項 (Article 156-61, paragraph (1)), art-156-61/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-61/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-61/par-1 - art-37-7/par-3/item-2: 第一項第一号 → 金融商品取引法 第三十七条の七第一項第一号 (Article 37-7, paragraph (1), item (i)), art-37-7/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-1 - art-37-7/par-3/item-2: 第二号 → 金融商品取引法 第三十七条の七第一項第二号 (Article 37-7, paragraph (1), item (ii)), art-37-7/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-2 - art-37-7/par-3/item-2: 第三号 → 金融商品取引法 第三十七条の七第一項第三号 (Article 37-7, paragraph (1), item (iii)), art-37-7/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-3 - art-37-7/par-3/item-2: 第四号 → 金融商品取引法 第三十七条の七第一項第四号 (Article 37-7, paragraph (1), item (iv)), art-37-7/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-4 - art-37-7/par-3/item-2: 第五号 → 金融商品取引法 第三十七条の七第一項第五号 (Article 37-7, paragraph (1), item (v)), art-37-7/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-5 - art-37-7/par-3/item-2: この号 → 金融商品取引法 第三十七条の七第三項第二号 (Article 37-7, paragraph (3), item (ii)), art-37-7/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-3/item-2 - art-37-7/par-3/item-2: 第百五十六条の六十第一項 → 金融商品取引法 第百五十六条の六十第一項 (Article 156-60, paragraph (1)), art-156-60/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-60/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-60/par-1 - art-37-7/par-3/item-2: 第百五十六条の三十九第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-39/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-39/par-1 - art-37-7/par-3/item-2: 第百五十六条の六十一第一項 → 金融商品取引法 第百五十六条の六十一第一項 (Article 156-61, paragraph (1)), art-156-61/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-61/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-61/par-1 - art-37-7/par-3/item-2: 前号 → 金融商品取引法 第三十七条の七第三項第一号 (Article 37-7, paragraph (3), item (i)), art-37-7/par-3/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-3/item-1 - art-37-7/par-3/item-3: 第一項第一号 → 金融商品取引法 第三十七条の七第一項第一号 (Article 37-7, paragraph (1), item (i)), art-37-7/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-1 - art-37-7/par-3/item-3: 第二号 → 金融商品取引法 第三十七条の七第一項第二号 (Article 37-7, paragraph (1), item (ii)), art-37-7/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-2 - art-37-7/par-3/item-3: 第三号 → 金融商品取引法 第三十七条の七第一項第三号 (Article 37-7, paragraph (1), item (iii)), art-37-7/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-3 - art-37-7/par-3/item-3: 第四号 → 金融商品取引法 第三十七条の七第一項第四号 (Article 37-7, paragraph (1), item (iv)), art-37-7/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-4 - art-37-7/par-3/item-3: 第五号 → 金融商品取引法 第三十七条の七第一項第五号 (Article 37-7, paragraph (1), item (v)), art-37-7/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-5 - art-37-7/par-3/item-3: 第百五十六条の三十九第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-39/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-39/par-1 ## Cited by 18 provisions cite this one. No official source publishes this direction. - 資金決済に関する法律 第六十二条の十七第一項（金融商品取引法の準用） — https://japanlaw.org/en/payment-services-act/art-62-17/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-17/par-1 - 金融商品取引法 第三十七条の七第一項第一号（指定紛争解決機関との契約締結義務等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-1 - 金融商品取引法 第三十七条の七第一項第一号イ（指定紛争解決機関との契約締結義務等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-1/sub-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-1/sub-1 - 金融商品取引法 第三十七条の七第一項第二号イ（指定紛争解決機関との契約締結義務等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-2/sub-1 - 金融商品取引法 第三十七条の七第一項第三号イ（指定紛争解決機関との契約締結義務等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-3/sub-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-3/sub-1 - 金融商品取引法 第三十七条の七第一項第四号イ（指定紛争解決機関との契約締結義務等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-4/sub-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-4/sub-1 - 金融商品取引法 第三十七条の七第一項第五号イ（指定紛争解決機関との契約締結義務等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-1/item-5/sub-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-1/item-5/sub-1 - 金融商品取引法 第三十七条の七第二項（指定紛争解決機関との契約締結義務等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-2 - 金融商品取引法 第三十七条の七第三項（指定紛争解決機関との契約締結義務等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-3 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-3 - 金融商品取引法 第三十七条の七第三項第一号（指定紛争解決機関との契約締結義務等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-3/item-1 - 金融商品取引法 第三十七条の七第三項第二号（指定紛争解決機関との契約締結義務等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-3/item-2 - 金融商品取引法 第三十七条の七第三項第三号（指定紛争解決機関との契約締結義務等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-37-7/par-3/item-3 · https://japanlaw.org/l/323AC0000000025/art-37-7/par-3/item-3 - 金融商品取引法 第五十条の二第四項（廃業等の届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-50-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-50-2/par-4 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 銀行法 第十三条の四第一項（金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-13-4/par-1 · https://japanlaw.org/l/356AC0000000059/art-13-4/par-1 - 銀行法 第五十二条の二の五第一項（外国銀行代理銀行についての金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-52-2-5/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-2-5/par-1 - 銀行法 第五十二条の四十五の二第一項（銀行代理業者についての金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-52-45-2/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-45-2/par-1 - 銀行法 第五十二条の六十の十七第一項（金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-52-60-17/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-60-17/par-1 --- ## Sources - claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23 - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 37-7, paragraph (1), item (i), (a) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 37-7, paragraph (1), item (i), (b) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22