# 金融商品取引法 / Financial Instruments and Exchange Act — 第三十六条の四 (Article 36-4) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第三十六条の四 (Article 36-4)（社債の管理の禁止等） — address `art-36-4` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-36-4 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-36-4 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第三十六条の四（社債の管理の禁止等） — (Prohibition on Corporate Bond Management) caption: Ministry of Justice translation — Japanese Law Translation Database System art-36-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-36-4 · https://japanlaw.org/l/323AC0000000025/art-36-4 **第一項** 金融商品取引業者（有価証券関連業を行う者に限る。次項において同じ。）は、会社法第七百二条に規定する社債管理者、同法第七百十四条の二に規定する社債管理補助者又は担保付社債信託法第二条第一項に規定する信託契約の受託会社となることができない。 art-36-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-36-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-36-4/par-1 A financial instruments business operator (limited to one that engages in securities services; the same applies in the following paragraph) may not become a bond administrator provided for in Article 702 of the Companies Act, a bond administration assistant provided in Article 714-2 of that Act, or the trustee company under a trust contract as defined in Article 2, paragraph (1) of the Secured Bonds Trust Act. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 金融商品取引業者は、他の法律の規定にかかわらず、引受人となることができる。 art-36-4/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-36-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-36-4/par-2 Notwithstanding the provisions of other Acts, a financial instruments business operator may become an underwriter. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-36-4/par-1: 次項 → 金融商品取引法 第三十六条の四第二項 (Article 36-4, paragraph (2)), art-36-4/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-36-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-36-4/par-2 - art-36-4/par-1: 会社法第七百二条 → 会社法 第七百二条 (Article 702), art-702 — https://japanlaw.org/en/companies-act/art-702 · https://japanlaw.org/l/417AC0000000086/art-702 - art-36-4/par-1: 同法第七百十四条の二 → 会社法 第七百十四条の二 (Article 714-2), art-714-2 — https://japanlaw.org/en/companies-act/art-714-2 · https://japanlaw.org/l/417AC0000000086/art-714-2 - art-36-4/par-1: 担保付社債信託法第二条第一項 → e-Gov law 138AC0000000052, 第二条第一項 (Article 2, paragraph (1)), art-2/par-1 — not held in this collection ## Cited by 8 provisions cite this one. No official source publishes this direction. - 資金決済に関する法律 第六十二条の十七第一項（金融商品取引法の準用） — https://japanlaw.org/en/payment-services-act/art-62-17/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-17/par-1 - 金融商品取引法 第三十六条の四第一項（社債の管理の禁止等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-36-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-36-4/par-1 - 金融商品取引法 第五十九条の六第一項（引受業務の規制） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-59-6/par-1 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 銀行法 第十三条の四第一項（金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-13-4/par-1 · https://japanlaw.org/l/356AC0000000059/art-13-4/par-1 - 銀行法 第五十二条の二の五第一項（外国銀行代理銀行についての金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-52-2-5/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-2-5/par-1 - 銀行法 第五十二条の四十五の二第一項（銀行代理業者についての金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-52-45-2/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-45-2/par-1 - 銀行法 第五十二条の六十の十七第一項（金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-52-60-17/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-60-17/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22