# 金融商品取引法 / Financial Instruments and Exchange Act — 第三十五条 (Article 35) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第三十五条 (Article 35)（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — address `art-35` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-35 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第三十五条（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — (Scope of Services for Persons Engaged in Type-I Financial Instruments Business or Investment Management Business) caption: Ministry of Justice translation — Japanese Law Translation Database System art-35 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35 · https://japanlaw.org/l/323AC0000000025/art-35 **第一項** 金融商品取引業者（第一種金融商品取引業又は投資運用業を行う者に限る。以下この条において同じ。）は、金融商品取引業のほか、次に掲げる行為を業として行うことその他の金融商品取引業に付随する業務を行うことができる。 art-35/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1 · https://japanlaw.org/l/323AC0000000025/art-35/par-1 A financial instruments business operator (limited to one engaged in type-I financial instruments business or investment management business; hereinafter the same applies in this Article), in addition to the financial instruments business, may perform the following acts on a regular basis and provide any other services incidental to the financial instruments business: Ministry of Justice translation — Japanese Law Translation Database System **一** 有価証券の貸借又はその媒介若しくは代理 art-35/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-1 the lending and borrowing of securities, or intermediation or agency for the same; Ministry of Justice translation — Japanese Law Translation Database System **二** 第百五十六条の二十四第一項に規定する信用取引に付随する金銭の貸付け art-35/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-2 money lending incidental to margin transactions prescribed in Article 156-24, paragraph (1); Ministry of Justice translation — Japanese Law Translation Database System **三** 顧客から保護預りをしている有価証券を担保とする金銭の貸付け（内閣府令で定めるものに限る。） art-35/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-3 money lending secured by securities that are deposited for safe custody by customers (limited to those specified by Cabinet Office Order); Ministry of Justice translation — Japanese Law Translation Database System **四** 有価証券に関する顧客の代理 art-35/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-4 the provision of agency for customers in connection with securities; Ministry of Justice translation — Japanese Law Translation Database System **五** 投資信託及び投資法人に関する法律第二条第十一項に規定する投資信託委託会社の第二条第一項第十号に掲げる有価証券に係る収益金、償還金若しくは解約金の支払又は当該有価証券に係る信託財産に属する有価証券その他の資産の交付に係る業務の代理 art-35/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-5 the provision of agency for services by the settlor company of an investment trust defined in Article 2, paragraph (11) of the Act on Investment Trusts and Investment Corporations, which involve the payment of earnings, redemption moneys, or cancellation moneys in connection with securities set forth in Article 2, paragraph (1), item (x), or for services by such a settler company which involve the delivery of securities or any other assets that are among trust property in connection with the relevant securities; Ministry of Justice translation — Japanese Law Translation Database System **六** 投資信託及び投資法人に関する法律第二条第十二項に規定する投資法人の第二条第一項第十一号に掲げる有価証券に係る金銭の分配、払戻金若しくは残余財産の分配又は利息若しくは償還金の支払に係る業務の代理 art-35/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-6 the provision of agency for services by an investment corporation as defined in Article 2, paragraph (12) of the Act on Investment Trusts and Investment Corporations, which involve the distribution of money, the distribution of refunds or residual assets, or the payment of interest or redemption moneys in connection with securities set forth in Article 2, paragraph (1), item (xi) conducted; Ministry of Justice translation — Japanese Law Translation Database System **七** 累積投資契約（金融商品取引業者（有価証券等管理業務を行う者に限る。）が顧客から金銭を預かり、当該金銭を対価としてあらかじめ定めた期日において当該顧客に有価証券を継続的に売り付ける契約をいう。）の締結（内閣府令で定めるものに限る。） art-35/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-7 the conclusion of a contract for cumulative investment (meaning a contract in which a financial instruments business operator (limited to one that engages in securities, etc. management) receives money deposited by a customer and sells securities to that customer continuously on dates designated in advance while receiving consideration from that money) (limited to contracts specified by Cabinet Office Order); Ministry of Justice translation — Japanese Law Translation Database System **八** 有価証券に関連する情報の提供又は助言（第二条第八項第十一号に掲げる行為に該当するものを除く。） art-35/par-1/item-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-8 the provision of information or advice in relation to securities (excluding acts falling under Article 2, paragraph (8), item (xi)); Ministry of Justice translation — Japanese Law Translation Database System **九** 他の金融商品取引業者等の業務の代理（金融商品取引業（登録金融機関が行う登録金融機関業務を含む。）及び金融商品取引業に付随する業務（この号に規定する業務を除く。）のうち代理する金融商品取引業者が行うことができる業務に係るものに限り、第五号に掲げるものを除く。） art-35/par-1/item-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-9 the provision of agency for services by a counterparty financial instruments business operator, etc. (limited to agency involving the financial instruments business (including services of a registered financial institution conducted by a registered financial institution) and any other services incidental to the financial instruments business (excluding services prescribed in this item), which the relevant financial instruments business operator, etc. may conduct, and excluding those specified in item (v) above); Ministry of Justice translation — Japanese Law Translation Database System **十** 投資信託及び投資法人に関する法律第二条第十三項に規定する登録投資法人の資産の保管 art-35/par-1/item-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-10 the retention of the assets of a registered investment corporation as defined in Article 2, paragraph (13) of the Act on Investment Trusts and Investment Corporations; Ministry of Justice translation — Japanese Law Translation Database System **十一** 他の事業者の事業の譲渡、合併、会社の分割、株式交換、株式移転若しくは株式交付に関する相談に応じ、又はこれらに関し仲介を行うこと。 art-35/par-1/item-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-11 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-11 the provision of consultation or intermediary services to any other business operator with regard to a business transfer, merger, company split, share exchange, share transfer, or partial share exchange; Ministry of Justice translation — Japanese Law Translation Database System **十二** 他の事業者の経営に関する相談に応じること。 art-35/par-1/item-12 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-12 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-12 the provision of consultation to any other business operator with regard to business management; Ministry of Justice translation — Japanese Law Translation Database System **十三** 通貨その他デリバティブ取引（有価証券関連デリバティブ取引を除く。）に関連する資産（暗号等資産を除く。第十五号及び次項第六号において同じ。）として政令で定めるものの売買又はその媒介、取次ぎ若しくは代理 art-35/par-1/item-13 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-13 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-13 the purchase and sale of currencies and other assets (excluding crypto-and other assets; the same applies in item (xv) of this paragraph and item (vi) of the following paragraph) specified by Cabinet Order as being related to derivatives transactions (excluding securities-related derivatives transactions) or intermediation, brokerage, or agency for them; Ministry of Justice translation — Japanese Law Translation Database System **十四** 譲渡性預金その他金銭債権（有価証券に該当するものを除く。）の売買又はその媒介、取次ぎ若しくは代理 art-35/par-1/item-14 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-14 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-14 the purchase and sale of negotiable deposits and other monetary claims (excluding those that fall under the category of securities), or intermediation, brokerage, or agency for the same; and Ministry of Justice translation — Japanese Law Translation Database System **十五** 次に掲げる資産に対する投資として、運用財産（投資運用業を行う金融商品取引業者等が第四十二条第一項に規定する権利者のため運用を行う金銭その他の財産をいう。以下同じ。）の運用を行うこと。 art-35/par-1/item-15 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-15 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-15 investing investment property (meaning money and other property invested by a financial instruments business operator, etc. that is engaged in investment management business on behalf of a rights holder provided for in Article 42, paragraph (1); the same applies hereinafter) as investment of the following assets: Ministry of Justice translation — Japanese Law Translation Database System **イ** 投資信託及び投資法人に関する法律第二条第一項に規定する特定資産（不動産その他の政令で定める資産を除く。） art-35/par-1/item-15/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-15/sub-1 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-15/sub-1 specified assets as defined in Article 2, paragraph (1) of the Act on Investment Trusts and Investment Corporations (excluding real estate and other assets specified by Cabinet Order); Ministry of Justice translation — Japanese Law Translation Database System **ロ** イに掲げるもののほか、政令で定める資産 art-35/par-1/item-15/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-15/sub-2 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-15/sub-2 assets specified by Cabinet Order other than those set forth in (a); Ministry of Justice translation — Japanese Law Translation Database System **十六** 顧客から取得した当該顧客に関する情報を当該顧客の同意を得て第三者に提供することその他当該金融商品取引業者の保有する情報を第三者に提供することであつて、当該金融商品取引業者の行う金融商品取引業の高度化又は当該金融商品取引業者の利用者の利便の向上に資するもの（第八号に掲げる行為に該当するものを除く。） art-35/par-1/item-16 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-16 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-16 provision of customer information acquired from the customer to a third party with the consent of the customer or any other provision of information held by the financial instruments business operator to a third party, which contributes to advancement of the financial instruments business that the financial instruments business operator conducts or to improvement of convenience for users of the financial instruments business operator (excluding an act that falls under the category of the act set forth in item (viii)); and Ministry of Justice translation — Japanese Law Translation Database System **十七** 当該金融商品取引業者の保有する人材、情報通信技術、設備その他の当該金融商品取引業者の行う金融商品取引業に係る経営資源を主として活用して行う行為であつて、地域の活性化、産業の生産性の向上その他の持続可能な社会の構築に資するものとして内閣府令で定めるもの art-35/par-1/item-17 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-17 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-17 an act to be performed by mainly utilizing human resources, information and communications technology, equipment, and any other management resources possessed by the financial instruments business operator related to the financial instruments business conducted by the financial instruments business operator, which is specified by Cabinet Office Order as an act that contributes to regional revitalization, improvement of industrial productivity, and establishment of a sustainable society. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 金融商品取引業者は、金融商品取引業及び前項の規定により行う業務のほか、次に掲げる業務を行うことができる。 art-35/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2 · https://japanlaw.org/l/323AC0000000025/art-35/par-2 A financial instruments business operator, beyond the financial instruments business and other services provided pursuant to the provisions of the preceding paragraph, may provide the following services: Ministry of Justice translation — Japanese Law Translation Database System **一** 商品先物取引法第二条第二十一項に規定する商品市場における取引等に係る業務 art-35/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-1 services connected with transactions on a commodity market, etc. as defined in Article 2, paragraph (21) of the Commodity Derivatives Transaction Act; Ministry of Justice translation — Japanese Law Translation Database System **二** 商品の価格その他の指標に係る変動、市場間の格差等を利用して行う取引として内閣府令で定めるものに係る業務（前号に掲げる業務を除く。） art-35/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-2 services connected with transactions conducted by using fluctuations in commodity prices and other indicators, market gaps, etc. as specified by Cabinet Office Order (other than services already specified in the preceding item); Ministry of Justice translation — Japanese Law Translation Database System **三** 貸金業法第二条第一項に規定する貸金業その他金銭の貸付け又は金銭の貸借の媒介に係る業務 art-35/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-3 services connected with the money lending business as defined in Article 2, paragraph (1) of the Money Lending Business Act or other money loans, or intermediation for the lending and borrowing of money; Ministry of Justice translation — Japanese Law Translation Database System **四** 宅地建物取引業法第二条第二号に規定する宅地建物取引業又は同条第一号に規定する宅地若しくは建物の賃貸に係る業務 art-35/par-2/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-4 services connected with real estate brokerage as defined in Article 2, item (ii) of the Real Estate Brokerage Act or with the lease of real estate prescribed in item (i) of that Article; Ministry of Justice translation — Japanese Law Translation Database System **五** 不動産特定共同事業法第二条第四項に規定する不動産特定共同事業 art-35/par-2/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-5 specified joint real estate ventures as defined in Article 2, paragraph (4) of the Act on Specified Joint Real Estate Ventures; Ministry of Justice translation — Japanese Law Translation Database System **五の二** 商品投資に係る事業の規制に関する法律第二条第一項に規定する商品投資により、又は価格の変動が著しい物品若しくはその使用により得られる収益の予測が困難な物品として政令で定めるもの（同項第三号に規定する指定品を除く。）の取得（生産を含む。）をし、譲渡をし、使用をし、若しくは使用をさせることにより、他人のため金銭その他の財産の運用を行う業務（第一号及び第二号に掲げる業務に該当するものを除く。） art-35/par-2/item-5-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-5-2 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-5-2 services for investing money or other assets on behalf of another person, by means of commodity investment defined by Article 2, paragraph (1) of the Act Regulating Business Involving Commodity Investment, or through the acquisition (including production), transfer, or use of goods with substantial price volatility or goods specified by Cabinet Order as goods that make it difficult to estimate the profit generated from their use (excluding the designated items prescribed in item (iii) of that paragraph) or by means of having such goods used (excluding services that fall under the category of service set forth in items (i) and (ii)); Ministry of Justice translation — Japanese Law Translation Database System **六** 有価証券又はデリバティブ取引に係る権利以外の資産に対する投資として、運用財産の運用を行う業務（前項第十五号に掲げる行為を行う業務並びに第一号、第二号及び前号に掲げる業務に該当するものを除く。） art-35/par-2/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-6 services for investing investment property (excluding services of performing the acts set forth in item (xv) of the preceding paragraph and services that fall under the services set forth in items (i), (ii), and the preceding item) as an investment in assets other than securities or rights arising from derivatives transactions; and Ministry of Justice translation — Japanese Law Translation Database System **七** その他内閣府令で定める業務 art-35/par-2/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-7 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-7 other services specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 金融商品取引業者は、前項各号に掲げる業務を行うこととなつたときは、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-35/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-3 · https://japanlaw.org/l/323AC0000000025/art-35/par-3 If a financial instruments business operator comes to engage in any of the services set forth in the items of the preceding paragraph, it must notify the Prime Minister of this without delay pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 金融商品取引業者は、金融商品取引業並びに第一項及び第二項の規定により行う業務のほか、内閣総理大臣の承認を受けた業務を行うことができる。 art-35/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-4 · https://japanlaw.org/l/323AC0000000025/art-35/par-4 A financial instruments business operator, beyond the financial instruments business and the services provided pursuant to paragraph (1) and paragraph (2), may conduct services for which it has obtained the approval of the Prime Minister. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 内閣総理大臣は、前項の承認の申請があつた場合には、当該申請に係る業務を行うことが公益に反すると認められるとき、又は当該業務に係る損失の危険の管理が困難であるために投資者の保護に支障を生ずると認められるときに限り、承認しないことができる。 art-35/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-5 · https://japanlaw.org/l/323AC0000000025/art-35/par-5 When an application is filed for the approval referred to in the preceding paragraph, the Prime Minister may only choose not to grant approval if it is found that the provision of the services under the application would be contrary to the public interest or if it is found that they would compromise the protection of investors due to the difficulty in managing the risk of loss in connection with the services. Ministry of Justice translation — Japanese Law Translation Database System **第六項** 金融商品取引業者は、第三項の規定により届け出た業務又は第四項の規定により承認を受けた業務を廃止したときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-35/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-6 · https://japanlaw.org/l/323AC0000000025/art-35/par-6 If a financial instruments business operator discontinues services of which it has given notice pursuant to paragraph (3) or services for which it has obtained approval pursuant to paragraph (4), it must notify the Prime Minister of this without delay. Ministry of Justice translation — Japanese Law Translation Database System **第七項** 第一項、第二項及び第四項の規定は、金融商品取引業者が第一項各号若しくは第二項各号に掲げる業務又は第四項の承認を受けた業務を行う場合において、これらの業務に関する法律の適用を排除するものと解してはならない。 art-35/par-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-7 · https://japanlaw.org/l/323AC0000000025/art-35/par-7 If a financial instruments business operator engages in services set forth in the items of paragraph (1) or items of paragraph (2) or engages in services for which it has received the approval referred to in paragraph (4), the provisions of paragraph (1), paragraph (2), and paragraph (4) must not be construed to preclude the application of Acts concerning these services. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-35/par-1: この条 → 金融商品取引法 第三十五条 (Article 35), art-35 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35 · https://japanlaw.org/l/323AC0000000025/art-35 - art-35/par-1/item-2: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-24/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-1 - art-35/par-1/item-5: 投資信託及び投資法人に関する法律第二条第十一項 → e-Gov law 326AC0100000198, 第二条第十一項 (Article 2, paragraph (11)), art-2/par-11 — not held in this collection - art-35/par-1/item-5: 第二条第一項第十号 → 金融商品取引法 第二条第一項第十号 (Article 2, paragraph (1), item (x)), art-2/par-1/item-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-10 - art-35/par-1/item-6: 投資信託及び投資法人に関する法律第二条第十二項 → e-Gov law 326AC0100000198, 第二条第十二項 (Article 2, paragraph (12)), art-2/par-12 — not held in this collection - art-35/par-1/item-6: 第二条第一項第十一号 → 金融商品取引法 第二条第一項第十一号 (Article 2, paragraph (1), item (xi)), art-2/par-1/item-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-1/item-11 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-11 - art-35/par-1/item-8: 第二条第八項第十一号 → 金融商品取引法 第二条第八項第十一号 (Article 2, paragraph (8), item (xi)), art-2/par-8/item-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-11 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-11 - art-35/par-1/item-9: この号 → 金融商品取引法 第三十五条第一項第九号 (Article 35, paragraph (1), item (ix)), art-35/par-1/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-9 - art-35/par-1/item-9: 第五号 → 金融商品取引法 第三十五条第一項第五号 (Article 35, paragraph (1), item (v)), art-35/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-5 - art-35/par-1/item-10: 投資信託及び投資法人に関する法律第二条第十三項 → e-Gov law 326AC0100000198, 第二条第十三項 (Article 2, paragraph (13)), art-2/par-13 — not held in this collection - art-35/par-1/item-13: 第十五号 → 金融商品取引法 第三十五条第一項第十五号 (Article 35, paragraph (1), item (xv)), art-35/par-1/item-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-15 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-15 - art-35/par-1/item-13: 次項第六号 → 金融商品取引法 第三十五条第二項第六号 (Article 35, paragraph (2), item (vi)), art-35/par-2/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-6 - art-35/par-1/item-15: 第四十二条第一項 → 金融商品取引法 第四十二条第一項 (Article 42, paragraph (1)), art-42/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42/par-1 · https://japanlaw.org/l/323AC0000000025/art-42/par-1 - art-35/par-1/item-15/sub-1: 投資信託及び投資法人に関する法律第二条第一項 → e-Gov law 326AC0100000198, 第二条第一項 (Article 2, paragraph (1)), art-2/par-1 — not held in this collection - art-35/par-1/item-16: 第八号 → 金融商品取引法 第三十五条第一項第八号 (Article 35, paragraph (1), item (viii)), art-35/par-1/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-8 - art-35/par-2: 前項 → 金融商品取引法 第三十五条第一項 (Article 35, paragraph (1)), art-35/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1 · https://japanlaw.org/l/323AC0000000025/art-35/par-1 - art-35/par-2/item-1: 商品先物取引法第二条第二十一項 → e-Gov law 325AC0000000239, 第二条第二十一項 (Article 2, paragraph (21)), art-2/par-21 — not held in this collection - art-35/par-2/item-2: 前号 → 金融商品取引法 第三十五条第二項第一号 (Article 35, paragraph (2), item (i)), art-35/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-1 - art-35/par-2/item-3: 貸金業法第二条第一項 → e-Gov law 358AC1000000032, 第二条第一項 (Article 2, paragraph (1)), art-2/par-1 — not held in this collection - art-35/par-2/item-4: 宅地建物取引業法第二条第二号 → 宅地建物取引業法 第二条第一項第二号 (Article 2, paragraph (1), item (ii)), art-2/par-1/item-2 — https://japanlaw.org/en/real-estate-brokerage-act/art-2/par-1/item-2 · https://japanlaw.org/l/327AC1000000176/art-2/par-1/item-2 - art-35/par-2/item-4: 同条第一号 → 宅地建物取引業法 第二条第一項第一号 (Article 2, paragraph (1), item (i)), art-2/par-1/item-1 — https://japanlaw.org/en/real-estate-brokerage-act/art-2/par-1/item-1 · https://japanlaw.org/l/327AC1000000176/art-2/par-1/item-1 - art-35/par-2/item-5: 不動産特定共同事業法第二条第四項 → e-Gov law 406AC0000000077, 第二条第四項 (Article 2, paragraph (4)), art-2/par-4 — not held in this collection - art-35/par-2/item-5-2: 商品投資に係る事業の規制に関する法律第二条第一項 → e-Gov law 403AC0000000066, 第二条第一項 (Article 2, paragraph (1)), art-2/par-1 — not held in this collection - art-35/par-2/item-5-2: 同項第三号 → e-Gov law 403AC0000000066, 第二条第一項第三号 (Article 2, paragraph (1), item (iii)), art-2/par-1/item-3 — not held in this collection - art-35/par-2/item-5-2: 第一号 → 金融商品取引法 第三十五条第二項第一号 (Article 35, paragraph (2), item (i)), art-35/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-1 - art-35/par-2/item-5-2: 第二号 → 金融商品取引法 第三十五条第二項第二号 (Article 35, paragraph (2), item (ii)), art-35/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-2 - art-35/par-2/item-6: 前項第十五号 → 金融商品取引法 第三十五条第一項第十五号 (Article 35, paragraph (1), item (xv)), art-35/par-1/item-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-15 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-15 - art-35/par-2/item-6: 第一号 → 金融商品取引法 第三十五条第一項第一号 (Article 35, paragraph (1), item (i)), art-35/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-1 - art-35/par-2/item-6: 第二号 → 金融商品取引法 第三十五条第一項第二号 (Article 35, paragraph (1), item (ii)), art-35/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-2 - art-35/par-2/item-6: 前号 → 金融商品取引法 第三十五条第二項第五号 (Article 35, paragraph (2), item (v)), art-35/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-5 - art-35/par-3: 前項 → 金融商品取引法 第三十五条第二項 (Article 35, paragraph (2)), art-35/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2 · https://japanlaw.org/l/323AC0000000025/art-35/par-2 - art-35/par-4: 第一項 → 金融商品取引法 第三十五条第一項 (Article 35, paragraph (1)), art-35/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1 · https://japanlaw.org/l/323AC0000000025/art-35/par-1 - art-35/par-4: 第二項 → 金融商品取引法 第三十五条第二項 (Article 35, paragraph (2)), art-35/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2 · https://japanlaw.org/l/323AC0000000025/art-35/par-2 - art-35/par-5: 前項 → 金融商品取引法 第三十五条第四項 (Article 35, paragraph (4)), art-35/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-4 · https://japanlaw.org/l/323AC0000000025/art-35/par-4 - art-35/par-6: 第三項 → 金融商品取引法 第三十五条第三項 (Article 35, paragraph (3)), art-35/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-3 · https://japanlaw.org/l/323AC0000000025/art-35/par-3 - art-35/par-6: 第四項 → 金融商品取引法 第三十五条第四項 (Article 35, paragraph (4)), art-35/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-4 · https://japanlaw.org/l/323AC0000000025/art-35/par-4 - art-35/par-7: 第一項 → 金融商品取引法 第三十五条第一項 (Article 35, paragraph (1)), art-35/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1 · https://japanlaw.org/l/323AC0000000025/art-35/par-1 - art-35/par-7: 第二項 → 金融商品取引法 第三十五条第二項 (Article 35, paragraph (2)), art-35/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2 · https://japanlaw.org/l/323AC0000000025/art-35/par-2 - art-35/par-7: 第四項 → 金融商品取引法 第三十五条第四項 (Article 35, paragraph (4)), art-35/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-4 · https://japanlaw.org/l/323AC0000000025/art-35/par-4 ## Cited by 34 provisions cite this one. No official source publishes this direction. - 資金決済に関する法律 第六十二条の十七第一項（金融商品取引法の準用） — https://japanlaw.org/en/payment-services-act/art-62-17/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-17/par-1 - 金融商品取引法 第二十九条の四第一項第五号ハ（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-5/sub-3 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-5/sub-3 - 金融商品取引法 第二十九条の四の二第三項（第一種少額電子募集取扱業者についての登録等の特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-29-4-2/par-3 - 金融商品取引法 第二十九条の四の二第四項（第一種少額電子募集取扱業者についての登録等の特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-29-4-2/par-4 - 金融商品取引法 第二十九条の四の四第三項（非上場有価証券特例仲介等業者についての登録等の特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-29-4-4/par-3 - 金融商品取引法 第二十九条の四の四第四項（非上場有価証券特例仲介等業者についての登録等の特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4-4/par-4 · https://japanlaw.org/l/323AC0000000025/art-29-4-4/par-4 - 金融商品取引法 第二十九条の五第一項第一号（適格投資家に関する業務についての登録等の特例） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-29-5/par-1/item-1 - 金融商品取引法 第三十五条第一項（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1 · https://japanlaw.org/l/323AC0000000025/art-35/par-1 - 金融商品取引法 第三十五条第一項第九号（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-9 - 金融商品取引法 第三十五条第一項第十三号（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-13 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-13 - 金融商品取引法 第三十五条第一項第十六号（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1/item-16 · https://japanlaw.org/l/323AC0000000025/art-35/par-1/item-16 - 金融商品取引法 第三十五条第二項（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2 · https://japanlaw.org/l/323AC0000000025/art-35/par-2 - 金融商品取引法 第三十五条第二項第二号（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-2 - 金融商品取引法 第三十五条第二項第五号の二（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-5-2 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-5-2 - 金融商品取引法 第三十五条第二項第六号（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-35/par-2/item-6 - 金融商品取引法 第三十五条第三項（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-3 · https://japanlaw.org/l/323AC0000000025/art-35/par-3 - 金融商品取引法 第三十五条第四項（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-4 · https://japanlaw.org/l/323AC0000000025/art-35/par-4 - 金融商品取引法 第三十五条第五項（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-5 · https://japanlaw.org/l/323AC0000000025/art-35/par-5 - 金融商品取引法 第三十五条第六項（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-6 · https://japanlaw.org/l/323AC0000000025/art-35/par-6 - 金融商品取引法 第三十五条第七項（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-7 · https://japanlaw.org/l/323AC0000000025/art-35/par-7 - 金融商品取引法 第四十三条の二の二第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-43-2-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-43-2-2/par-1 - 金融商品取引法 第五十七条第三項（審問等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57/par-3 · https://japanlaw.org/l/323AC0000000025/art-57/par-3 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第百五十六条の三十八第二項（定義） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-38/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-38/par-2 - 金融商品取引法 第百五十六条の三十八第五項（定義） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-38/par-5 · https://japanlaw.org/l/323AC0000000025/art-156-38/par-5 - 金融商品取引法 第二百一条第一項第五号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-5 - 金融商品取引法 第二百五条の二の三第一項第一号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-205-2-3/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-205-2-3/par-1/item-1 - 金融商品取引法 附則第三十四条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-34/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-34/par-1 - 金融商品取引法 附則第三十五条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-35/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-35/par-1 - 銀行法 第十三条の四第一項（金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-13-4/par-1 · https://japanlaw.org/l/356AC0000000059/art-13-4/par-1 - 銀行法 第十六条の二第一項第三号（銀行の子会社の範囲等） — https://japanlaw.org/en/banking-act/art-16-2/par-1/item-3 · https://japanlaw.org/l/356AC0000000059/art-16-2/par-1/item-3 - 銀行法 第五十二条の二の五第一項（外国銀行代理銀行についての金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-52-2-5/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-2-5/par-1 - 銀行法 第五十二条の四十五の二第一項（銀行代理業者についての金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-52-45-2/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-45-2/par-1 - 銀行法 第五十二条の六十の十七第一項（金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-52-60-17/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-60-17/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22