# 金融商品取引法 / Financial Instruments and Exchange Act — 第三十四条の三 (Article 34-3) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第三十四条の三 (Article 34-3)（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — address `art-34-3` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-34-3 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第三十四条の三（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — (When a Customer Other than a Professional Investor Is a Corporation and That Corporation Is Deemed to Be a Professional Investor) caption: Ministry of Justice translation — Japanese Law Translation Database System art-34-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3 · https://japanlaw.org/l/323AC0000000025/art-34-3 **第一項** 法人（特定投資家を除く。）は、金融商品取引業者等に対し、契約の種類ごとに、当該契約の種類に属する金融商品取引契約に関して自己を特定投資家として取り扱うよう申し出ることができる。 art-34-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-1 For each contract type, a corporation (excluding a professional investor) may request a financial instruments business operator, etc. to treat it as a professional investor with regard to financial instruments transaction contracts that are of the same contract type. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 金融商品取引業者等は、前項の規定による申出を承諾する場合には、あらかじめ、次に掲げる事項を記載した書面により、当該申出をした法人（以下この条において「申出者」という。）の同意を得なければならない。この場合において、第二号に規定する期限日は、第一号に規定する承諾日から起算して一年を経過する日（内閣府令で定める場合にあつては、当該経過する日前で内閣府令で定める日）としなければならない。 art-34-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2 Before approving a request under the preceding paragraph, a financial instruments business operator, etc. must obtain the written consent of the corporation making the request (hereinafter referred to as the "applicant" in this Article), on a document that states the following particulars. In this, it must make the end date provided for in item (ii) the day on which one year elapses counting from the approval date provided for in item (i) (or, in a case specified by Cabinet Office Order, a day before that one year elapses, which is specified by Cabinet Office Order): Ministry of Justice translation — Japanese Law Translation Database System **一** この項の規定による承諾をする日（以下この条において「承諾日」という。） art-34-3/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2/item-1 the day on which it gives the approval under this paragraph (hereinafter referred to as the "approval date" in this Article); Ministry of Justice translation — Japanese Law Translation Database System **二** 当該申出に係る契約の種類に属する金融商品取引契約（以下この条において「対象契約」という。）の締結の勧誘又は締結をする場合において、申出者を特定投資家として取り扱う期間の末日（以下この条において「期限日」という。） art-34-3/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2/item-2 the last day of the period during which it will treat the applicant as a professional investor in soliciting the applicant to conclude a financial instruments transaction contract that is of the same contract type as the one to which the request pertains (hereinafter such a contract is referred to as a "subject contract" in this Article; hereinafter such day is referred to as the "end date" in this Article) or in concluding a subject contract with that applicant before the end date; Ministry of Justice translation — Japanese Law Translation Database System **三** 対象契約の属する契約の種類 art-34-3/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2/item-3 the contract type to which the subject contract belongs; Ministry of Justice translation — Japanese Law Translation Database System **四** 当該申出者が次に掲げる事項を理解している旨 art-34-3/par-2/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2/item-4 an indication that the Applicant understands the following particulars: Ministry of Justice translation — Japanese Law Translation Database System **イ** 特定投資家が金融商品取引業者等から対象契約の締結の勧誘を受け、又は当該金融商品取引業者等に対象契約の申込みをし、若しくは当該金融商品取引業者等と対象契約を締結する場合におけるこの法律の規定の適用の特例の内容として内閣府令で定める事項 art-34-3/par-2/item-4/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2/item-4/sub-1 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2/item-4/sub-1 particulars specified by Cabinet Office Order as the content of special provisions on the application of this Act if a professional investor is solicited to conclude a subject contract by a financial instruments business operator, etc., if a professional investor offers a subject contract to the financial instruments business operator, etc., or concludes a subject contract with the financial instruments business operator, etc.; and Ministry of Justice translation — Japanese Law Translation Database System **ロ** 対象契約に関して特定投資家として取り扱われることがその知識、経験及び財産の状況に照らして適当ではない者が特定投資家として取り扱われる場合には、当該者の保護に欠けることとなるおそれがある旨 art-34-3/par-2/item-4/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2/item-4/sub-2 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2/item-4/sub-2 an indication of the risk of insufficient protection involved, if a person that it is inappropriate to treat as a professional investor in connection with the subject contracts, in light of its knowledge, experience, and the state of its assets, will be treated as a professional investor; Ministry of Justice translation — Japanese Law Translation Database System **五** 期限日以前に対象契約の締結の勧誘又は締結をする場合において、当該申出者を特定投資家として取り扱う旨 art-34-3/par-2/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2/item-5 an indication that it will treat the applicant as a professional investor in soliciting the applicant to conclude a subject contract before the end date or in concluding a subject contract with the applicant before the end date; Ministry of Justice translation — Japanese Law Translation Database System **六** 期限日後に対象契約の締結の勧誘又は締結をする場合において、当該申出者を特定投資家以外の顧客として取り扱う旨 art-34-3/par-2/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2/item-6 an indication that it will treat the applicant as a customer other than a professional investor in soliciting the applicant to conclude a subject contract after the end date or in concluding a subject contract with the applicant after the end date; and Ministry of Justice translation — Japanese Law Translation Database System **七** その他内閣府令で定める事項 art-34-3/par-2/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2/item-7 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2/item-7 other particulars specified by cabinet office order. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 前条第十二項の規定は、前項の規定による書面による同意について準用する。 art-34-3/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-3 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-3 The provisions of paragraph (12) of the preceding Article apply mutatis mutandis to the written consent under the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 金融商品取引業者等が第二項の規定による承諾をし、かつ、申出者が同項の規定による書面による同意をした場合であつて、当該申出者が次に掲げる者である場合におけるこの法律（第二十九条の五第三項及びこの款を除く。）の規定の適用については、当該申出者は、特定投資家とみなす。 art-34-3/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-4 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-4 With regard to the application of the provisions of this Act (excluding Article 29-5, paragraph (3) and this Subsection) if a financial instruments business operator, etc. gives the approval under paragraph (2), the applicant gives the written consent under that paragraph, and the applicant is a person set forth in any of the following items, the applicant is deemed to be a professional investor: Ministry of Justice translation — Japanese Law Translation Database System **一** 当該金融商品取引業者等が承諾日から期限日までに行う対象契約の締結の勧誘の相手方 art-34-3/par-4/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-4/item-1 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-4/item-1 a person that the financial instruments business operator, etc. solicits to conclude a subject contract during the period from the approval date to the end date; or Ministry of Justice translation — Japanese Law Translation Database System **二** 当該金融商品取引業者等が承諾日から期限日までに締結する対象契約の相手方 art-34-3/par-4/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-4/item-2 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-4/item-2 a person with which the financial instruments business operator, etc. concludes a subject contract during the period from the approval date to the end date. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 金融商品取引業者等は、対象契約（第二条第八項第二号から第四号まで、第十号及び第十三号に規定する代理を行うことを内容とするものに限る。以下この項及び次項において「特定対象契約」という。）の締結に関して申出者が前項の規定の適用を受ける場合において、当該特定対象契約に基づき当該申出者を代理して期限日以前に金融商品取引契約を締結するときは、当該金融商品取引契約の相手方である他の金融商品取引業者等（次項において「相手方金融商品取引業者等」という。）に対し、あらかじめ、当該金融商品取引契約に関して申出者が特定投資家とみなされる旨を告知しなければならない。 art-34-3/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-5 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-5 If the preceding paragraph applies to an applicant in connection with the conclusion of a subject contract (limited to one that entails the financial instruments business operator, etc. acting as an agent as provided in Article 2, paragraph (8), items (ii) through (iv), (x) and (xiii); hereinafter referred to as a "specified subject contract" in this and the following paragraphs), and the financial instruments business operator, etc., acting as the applicant's agent based on that specified subject contract, concludes a financial instruments transaction contract before the approval date, it must notify the counterparty financial instruments business operator, etc. with which the financial instruments transaction contract is to be concluded (referred to as the "counterparty financial instruments business operator, etc." in the following paragraph) in advance, that the applicant is deemed to be a professional investor with regard to the financial instruments transaction contract. Ministry of Justice translation — Japanese Law Translation Database System **第六項** 特定対象契約を締結した金融商品取引業者等が前項の規定による告知をした場合には、当該金融商品取引業者等が当該特定対象契約に基づき申出者を代理して相手方金融商品取引業者等との間で締結する金融商品取引契約（期限日以前に締結するものに限る。）については、当該申出者を特定投資家とみなして、この法律（第二十九条の五第三項及びこの款を除く。）の規定を適用する。 art-34-3/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-6 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-6 If a financial instruments business operator, etc. that has concluded a specified subject contract gives a notification under the preceding paragraph, the applicant is deemed to be a professional investor with regard to a financial instruments transaction contract that the financial instruments business operator, etc. concludes with the counterparty financial instruments business operator, etc. while acting as the agent of the applicant pursuant to the specified subject contract (limited to a financial instruments transaction contract concluded before the end date), and the provisions of this Act (excluding Article 29-5, paragraph (3) and this Subsection) apply. Ministry of Justice translation — Japanese Law Translation Database System **第七項** 申出者は、期限日以前に対象契約の属する契約の種類に係る第一項の規定による申出（次項において「更新申出」という。）をする場合には、承諾日から起算して内閣府令で定める期間を経過する日以後にしなければならない。 art-34-3/par-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-7 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-7 If the applicant makes a request under paragraph (1) before the end date for the same contract type as the subject contracts (such a request is referred to as the "request for renewal" in the following paragraph), the applicant must do so on or after the day on which the period specified by Cabinet Office Order elapses counting from the approval date. Ministry of Justice translation — Japanese Law Translation Database System **第八項** 申出者が更新申出をする場合における第二項及び前項の規定の適用については、第二項中「第一号に規定する承諾日」とあるのは「前回の期限日の翌日」と、前項中「承諾日」とあるのは「前回の期限日の翌日」とする。 art-34-3/par-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-8 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-8 With regard to the application of the provisions of paragraph (2) and the preceding paragraph if an applicant makes a request for renewal, in paragraph (2), the phrase "approval date prescribed in item (i)" is deemed to be replaced with "day following the previous end date" and in the preceding paragraph, the term "approval date" is deemed to be replaced with "day following the previous end date". Ministry of Justice translation — Japanese Law Translation Database System **第九項** 申出者は、承諾日以後いつでも、金融商品取引業者等に対し、対象契約に関して自己を再び特定投資家以外の顧客として取り扱うよう申し出ることができる。 art-34-3/par-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-9 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-9 An applicant may request a financial instruments business operator, etc. to treat it as a customer other than a professional investor again with regard to subject contracts, at any time on or after the approval date. Ministry of Justice translation — Japanese Law Translation Database System **第十項** 金融商品取引業者等は、前項の規定による申出を受けた後最初に対象契約の締結の勧誘又は締結のいずれかを行うまでに、当該申出を承諾しなければならない。 art-34-3/par-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-10 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-10 After receiving a request under the provisions of the preceding paragraph, a financial instruments business operator, etc. must approve that request by the time it solicits the conclusion of the first subject contract thereafter or by the time it first concludes such a contract thereafter. Ministry of Justice translation — Japanese Law Translation Database System **第十一項** 金融商品取引業者等は、前項の規定により承諾する場合には、第九項の規定による申出をした法人に対し、あらかじめ、前項の規定による承諾をする日その他の内閣府令で定める事項を記載した書面を交付しなければならない。 art-34-3/par-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-11 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-11 Before approving a request pursuant to the provisions of the preceding paragraph, a financial instruments business operator, etc. must deliver a document stating the day on which it gives the approval under the preceding paragraph and any other particulars specified by Cabinet Office Order to the corporation that submitted the request under paragraph (9). Ministry of Justice translation — Japanese Law Translation Database System **第十二項** 前条第四項の規定は、前項の規定による書面の交付について準用する。 art-34-3/par-12 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-12 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-12 The provisions of paragraph (4) of the preceding Article apply mutatis mutandis to the delivery of documents under the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System **第十三項** 金融商品取引業者等が第十項の規定による承諾をした場合には、同項の規定による承諾をした日以後新たに第二項の規定による承諾をする日の前日までの間は、第四項から第九項までの規定は、適用しない。 art-34-3/par-13 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-13 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-13 If a financial instruments business operator, etc. gives the approval under paragraph (10), the provisions of paragraphs (4) through (9) do not apply for the period from the day of approval under paragraph (10) to the day immediately preceding the day on which it newly gives approval under paragraph (2). Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-34-3/par-2: 前項 → 金融商品取引法 第三十四条の三第一項 (Article 34-3, paragraph (1)), art-34-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-1 - art-34-3/par-2: この条 → 金融商品取引法 第三十四条の三 (Article 34-3), art-34-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3 · https://japanlaw.org/l/323AC0000000025/art-34-3 - art-34-3/par-2: 第二号 → 金融商品取引法 第三十四条の三第二項第二号 (Article 34-3, paragraph (2), item (ii)), art-34-3/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2/item-2 - art-34-3/par-2: 第一号 → 金融商品取引法 第三十四条の三第二項第一号 (Article 34-3, paragraph (2), item (i)), art-34-3/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2/item-1 - art-34-3/par-2/item-1: この項 → 金融商品取引法 第三十四条の三第二項 (Article 34-3, paragraph (2)), art-34-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2 - art-34-3/par-2/item-1: この条 → 金融商品取引法 第三十四条の三 (Article 34-3), art-34-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3 · https://japanlaw.org/l/323AC0000000025/art-34-3 - art-34-3/par-2/item-2: この条 → 金融商品取引法 第三十四条の三 (Article 34-3), art-34-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3 · https://japanlaw.org/l/323AC0000000025/art-34-3 - art-34-3/par-3: 前条第十二項 → 金融商品取引法 第三十四条の二第十二項 (Article 34-2, paragraph (12)), art-34-2/par-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-2/par-12 · https://japanlaw.org/l/323AC0000000025/art-34-2/par-12 - art-34-3/par-3: 前項 → 金融商品取引法 第三十四条の三第二項 (Article 34-3, paragraph (2)), art-34-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2 - art-34-3/par-4: 第二項 → 金融商品取引法 第三十四条の三第二項 (Article 34-3, paragraph (2)), art-34-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2 - art-34-3/par-4: 第二十九条の五第三項 → 金融商品取引法 第二十九条の五第三項 (Article 29-5, paragraph (3)), art-29-5/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-29-5/par-3 - art-34-3/par-5: 第二条第八項第二号から第四号まで → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-2 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-2 - art-34-3/par-5: 第二条第八項第二号から第四号まで → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-3 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-3 - art-34-3/par-5: 第二条第八項第二号から第四号まで → 金融商品取引法 第二条第八項第四号 (Article 2, paragraph (8), item (iv)), art-2/par-8/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-4 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-4 - art-34-3/par-5: 第十号 → 金融商品取引法 第二条第八項第十号 (Article 2, paragraph (8), item (x)), art-2/par-8/item-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-10 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-10 - art-34-3/par-5: 第十三号 → 金融商品取引法 第二条第八項第十三号 (Article 2, paragraph (8), item (xiii)), art-2/par-8/item-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-13 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-13 - art-34-3/par-5: この項 → 金融商品取引法 第三十四条の三第五項 (Article 34-3, paragraph (5)), art-34-3/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-5 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-5 - art-34-3/par-5: 次項 → 金融商品取引法 第三十四条の三第六項 (Article 34-3, paragraph (6)), art-34-3/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-6 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-6 - art-34-3/par-5: 前項 → 金融商品取引法 第三十四条の三第四項 (Article 34-3, paragraph (4)), art-34-3/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-4 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-4 - art-34-3/par-6: 前項 → 金融商品取引法 第三十四条の三第五項 (Article 34-3, paragraph (5)), art-34-3/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-5 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-5 - art-34-3/par-6: 第二十九条の五第三項 → 金融商品取引法 第二十九条の五第三項 (Article 29-5, paragraph (3)), art-29-5/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-5/par-3 · https://japanlaw.org/l/323AC0000000025/art-29-5/par-3 - art-34-3/par-7: 第一項 → 金融商品取引法 第三十四条の三第一項 (Article 34-3, paragraph (1)), art-34-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-1 - art-34-3/par-7: 次項 → 金融商品取引法 第三十四条の三第八項 (Article 34-3, paragraph (8)), art-34-3/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-8 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-8 - art-34-3/par-8: 第二項 → 金融商品取引法 第三十四条の三第二項 (Article 34-3, paragraph (2)), art-34-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2 - art-34-3/par-8: 前項 → 金融商品取引法 第三十四条の三第七項 (Article 34-3, paragraph (7)), art-34-3/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-7 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-7 - art-34-3/par-8: 第一号 → 金融商品取引法 第三十四条の三第二項第一号 (Article 34-3, paragraph (2), item (i)), art-34-3/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2/item-1 - art-34-3/par-10: 前項 → 金融商品取引法 第三十四条の三第九項 (Article 34-3, paragraph (9)), art-34-3/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-9 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-9 - art-34-3/par-11: 前項 → 金融商品取引法 第三十四条の三第十項 (Article 34-3, paragraph (10)), art-34-3/par-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-10 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-10 - art-34-3/par-11: 第九項 → 金融商品取引法 第三十四条の三第九項 (Article 34-3, paragraph (9)), art-34-3/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-9 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-9 - art-34-3/par-12: 前条第四項 → 金融商品取引法 第三十四条の二第四項 (Article 34-2, paragraph (4)), art-34-2/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-34-2/par-4 - art-34-3/par-12: 前項 → 金融商品取引法 第三十四条の三第十一項 (Article 34-3, paragraph (11)), art-34-3/par-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-11 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-11 - art-34-3/par-13: 第十項 → 金融商品取引法 第三十四条の三第十項 (Article 34-3, paragraph (10)), art-34-3/par-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-10 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-10 - art-34-3/par-13: 第二項 → 金融商品取引法 第三十四条の三第二項 (Article 34-3, paragraph (2)), art-34-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2 - art-34-3/par-13: 第四項から第九項まで → 金融商品取引法 第三十四条の三第四項 (Article 34-3, paragraph (4)), art-34-3/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-4 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-4 - art-34-3/par-13: 第四項から第九項まで → 金融商品取引法 第三十四条の三第五項 (Article 34-3, paragraph (5)), art-34-3/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-5 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-5 - art-34-3/par-13: 第四項から第九項まで → 金融商品取引法 第三十四条の三第六項 (Article 34-3, paragraph (6)), art-34-3/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-6 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-6 - art-34-3/par-13: 第四項から第九項まで → 金融商品取引法 第三十四条の三第七項 (Article 34-3, paragraph (7)), art-34-3/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-7 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-7 - art-34-3/par-13: 第四項から第九項まで → 金融商品取引法 第三十四条の三第八項 (Article 34-3, paragraph (8)), art-34-3/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-8 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-8 - art-34-3/par-13: 第四項から第九項まで → 金融商品取引法 第三十四条の三第九項 (Article 34-3, paragraph (9)), art-34-3/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-9 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-9 ## Cited by 24 provisions cite this one. No official source publishes this direction. - 資金決済に関する法律 第六十二条の十七第一項（金融商品取引法の準用） — https://japanlaw.org/en/payment-services-act/art-62-17/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-17/par-1 - 金融商品取引法 第三十四条の三第二項（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2 - 金融商品取引法 第三十四条の三第二項第一号（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2/item-1 - 金融商品取引法 第三十四条の三第二項第二号（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-2/item-2 - 金融商品取引法 第三十四条の三第三項（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-3 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-3 - 金融商品取引法 第三十四条の三第四項（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-4 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-4 - 金融商品取引法 第三十四条の三第五項（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-5 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-5 - 金融商品取引法 第三十四条の三第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-6 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-6 - 金融商品取引法 第三十四条の三第七項（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-7 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-7 - 金融商品取引法 第三十四条の三第八項（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-8 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-8 - 金融商品取引法 第三十四条の三第十項（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-10 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-10 - 金融商品取引法 第三十四条の三第十一項（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-11 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-11 - 金融商品取引法 第三十四条の三第十二項（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-12 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-12 - 金融商品取引法 第三十四条の三第十三項（特定投資家以外の顧客である法人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-3/par-13 · https://japanlaw.org/l/323AC0000000025/art-34-3/par-13 - 金融商品取引法 第三十四条の四第二項（特定投資家以外の顧客である個人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-34-4/par-2 - 金融商品取引法 第三十四条の四第四項（特定投資家以外の顧客である個人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-4/par-4 · https://japanlaw.org/l/323AC0000000025/art-34-4/par-4 - 金融商品取引法 第三十四条の四第六項（特定投資家以外の顧客である個人が特定投資家とみなされる場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-34-4/par-6 · https://japanlaw.org/l/323AC0000000025/art-34-4/par-6 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第六十五条の五第二項（適用除外） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-5/par-2 · https://japanlaw.org/l/323AC0000000025/art-65-5/par-2 - 金融商品取引法 第六十五条の五第四項（適用除外） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-5/par-4 · https://japanlaw.org/l/323AC0000000025/art-65-5/par-4 - 金融商品取引法 附則第三条の二第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-3231-25/art-3-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-2/par-1 - 銀行法 第十三条の四第一項（金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-13-4/par-1 · https://japanlaw.org/l/356AC0000000059/art-13-4/par-1 - 銀行法 第五十二条の二の五第一項（外国銀行代理銀行についての金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-52-2-5/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-2-5/par-1 - 銀行法 第五十二条の六十の十七第一項（金融商品取引法の準用） — https://japanlaw.org/en/banking-act/art-52-60-17/par-1 · https://japanlaw.org/l/356AC0000000059/art-52-60-17/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22