# 金融商品取引法 / Financial Instruments and Exchange Act — 第三十三条の八 (Article 33-8) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第三十三条の八 (Article 33-8)（信託業務を営む場合等の特例等） — address `art-33-8` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-33-8 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第三十三条の八（信託業務を営む場合等の特例等） — (Special Provisions on Cases in Which Trust Business Is Conducted) caption: Ministry of Justice translation — Japanese Law Translation Database System art-33-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8 · https://japanlaw.org/l/323AC0000000025/art-33-8 **第一項** 銀行、協同組織金融機関その他政令で定める金融機関が金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関である場合における第三十三条第一項及び第二項、第三十三条の二、第三十三条の三第一項、第三十三条の四第一項第一号、第三十三条の五第一項第三号イ、第三十三条の六第一項、第五十二条の二第一項第四号並びに第百九十四条の六第二項の規定の適用については、第三十三条第一項中「有価証券関連業又は投資運用業」とあるのは「有価証券関連業」と、同条第二項中「行われるもの及び当該金融機関が行う投資助言業務に関しその顧客から注文を受けて行われるもの」とあるのは「行われるもの」と、第三十三条の二中「投資助言・代理業若しくは有価証券等管理業務」とあるのは「投資助言・代理業、投資運用業（第二条第八項第十四号又は第十五号に掲げる行為（これらの規定の金銭その他の財産を信託財産として所有して行うものに限る。）を行う業務を除く。以下この章において同じ。）若しくは有価証券等管理業務」と、第三十三条の三第一項中「事項を」とあるのは「事項並びに投資運用関係業務を委託する場合においては、その旨並びに委託先の商号、名称又は氏名及び当該委託先に委託する投資運用関係業務の内容その他内閣府令で定める事項を」と、第三十三条の四第一項第一号中「前条第一項各号に掲げる」とあるのは「前条第一項に規定する」と、第三十三条の五第一項第三号イ中「認められる者」とあるのは「認められる者。ただし、登録申請者が投資運用関係業務を投資運用関係業務受託業者（当該投資運用関係業務を行うことにつき第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けている者に限る。）に委託する場合における当該投資運用関係業務については、その業務の監督を適切に行う能力を有する役員又は使用人を確保していれば足りるものとする。」と、第三十三条の六第一項中「第三十三条の三第一項各号に掲げる」とあるのは「第三十三条の三第一項に規定する」と、第五十二条の二第一項第四号中「投資助言・代理業」とあるのは「投資助言・代理業又は投資運用業」と、第百九十四条の六第二項中「掲げる事項」とあるのは「規定する事項」とする。 art-33-8/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-33-8/par-1 With regard to the application of the provisions of Article 33, paragraphs (1) and (2), Article 33-2, Article 33-3, paragraph (1), Article 33-4, paragraph (1), item (i), Article 33-5, paragraph (1), item (iii), (a), Article 33-6, paragraph (1), Article 52-2, paragraph (1), item (iv), and Article 194-6, paragraph (2), if a bank or cooperative financial institution, or any other financial institution specified by Cabinet Order, is a financial institution that has obtained the authorization referred to in Article 1, paragraph (1) of the Act on Engagement in Trust Business by Financial Institutions, in Article 33, paragraph (1), the phrase "securities services or investment management business" is deemed to be replaced with "securities services"; in paragraph (2) of that Article, the phrase "transactions conducted based on its solicitation of a customer for such an order and transactions conducted upon the receipt of an order from the customer in connection with the financial institution's investment advisory business" is deemed to be replaced with "transactions conducted based on its solicitation of a customer for such an order"; in Article 33-2, the phrase "investment advisory and agency business or securities, etc. management" is deemed to be replaced with "investment advisory and agency business, investment management business (excluding the business of performing the acts set forth in Article 2, paragraph (8), item (xiv) or (xv) (limited to acts performed by holding the money or other property referred to in these provisions as trust property); the same applies hereinafter in this Chapter), or securities, etc. management"; in Article 33-3, paragraph (1), the phrase "the following particulars" is deemed to be replaced with "the following particulars and, in the case where investment management-related services are entrusted, an indication of this, the trade name, name, or personal name of the entrustee, the details of the investment management-related services to be entrusted to that entrustee, and other particulars specified by Cabinet Office Order"; in Article 33-4, paragraph (1), item (i), the phrase "set forth in the items of paragraph (1) of the preceding Article" is deemed to be replaced with "prescribed in paragraph (1) of the preceding Article"; in Article 33-5, paragraph (1), item (iii), (a), the phrase "a person found not to have secured, for each registered financial institution business, officers or employees who have sufficient knowledge and experience necessary for its execution" is deemed to be replaced with "a person found not to have secured, for each registered financial institution business, officers or employees who have sufficient knowledge and experience necessary for its execution; provided, however, that with regard to investment management-related services, in the case where the applicant for registration entrusts those investment management-related services to an investment management-related services contractor (limited to a person that has obtained the registration referred to in Article 66-71 or the registration of a change referred to in Article 66-75, paragraph (4) for performing those investment management-related services), it is to be sufficient if the applicant has secured officers or employees with the ability to appropriately supervise that business"; in Article 33-6, paragraph (1), the phrase "set forth in the items of Article 33-3, paragraph (1)" is deemed to be replaced with "prescribed in Article 33-3, paragraph (1)"; in Article 52-2, paragraph (1), item (iv), the phrase "investment advisory and agency business" is deemed to be replaced with "investment advisory and agency business or investment management business"; and in Article 194-6, paragraph (2), the phrase "set forth" is deemed to be replaced with "prescribed". machine translation, not official **第二項** 第二十九条の規定は、次の各号に掲げる者が政令で定めるところにより登録金融機関を代理して当該各号に規定する業務（以下この条において「特定金融商品取引業務」という。）を行う場合には、適用しない。この場合において、特定金融商品取引業務を行う者は、その者が代理する登録金融機関の使用人とみなして、この法律の規定を適用する。 art-33-8/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8/par-2 · https://japanlaw.org/l/323AC0000000025/art-33-8/par-2 The provisions of Article 29 do not apply if a person set forth in any of the following items acts as the agent for a registered financial institution in providing the services prescribed in the relevant item (hereinafter referred to as "specified financial instruments business" in this Article) pursuant to the provisions of Cabinet Order. In this case, the person that provides specified financial instruments business is deemed to be an employee of the registered financial institution that the person acts as the agent for, and the provisions of this Act apply: Ministry of Justice translation — Japanese Law Translation Database System **一** 登録金融機関の代理を行う者のうち政令で定める者　第三十三条第二項第二号に掲げる有価証券につき同号に定める行為を行う業務 art-33-8/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-33-8/par-2/item-1 a person that acts as the agent for a registered financial institution and that is specified by Cabinet Order:the business of performing acts specified in Article 33, paragraph (2), item (ii) with regard to securities set forth in that item; Ministry of Justice translation — Japanese Law Translation Database System **二** 登録金融機関の代理を行う者のうち次に掲げる者　第二条第二十五項第二号に掲げる金融指標に係る同条第二十二項第二号に掲げる取引のうち、当該登録金融機関が当該取引の相手方から金銭を受領し、これに対して約定数値と現実数値の差に基づいて算出される金銭を支払うことを約する行為（同条第二十五項第二号に掲げる金融指標に係る変動により当該相手方があらかじめ支払つた金銭の額を上回る損失を受けるおそれがないものに限る。）を行う業務 art-33-8/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-33-8/par-2/item-2 a person that acts as agent for a registered financial institution and that is set forth in the following: among transactions set forth in Article 2, paragraph (22), item (ii) that are connected with the financial indexes set forth in Article 2, paragraph (25), item (ii), the business of performing acts in which the registered financial institution promises to receive money from the other party to a transaction and to pay the other party the amount of money calculated based on the difference between the agreed figure and the actual figure (but only if that other party has no risk of incurring a loss exceeding the amount of money the other party has paid in advance due to the fluctuation of a financial index set forth in Article 2, paragraph (25), item (ii)): Ministry of Justice translation — Japanese Law Translation Database System **イ** 個人である損害保険代理店（保険業法第二条第二十一項に規定する損害保険代理店をいう。以下この号において同じ。） art-33-8/par-2/item-2/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8/par-2/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/art-33-8/par-2/item-2/sub-1 a non-life insurance agent (meaning a non-life insurance agent as prescribed in Article 2, paragraph (21) of the Insurance Business Act; hereinafter the same applies in this item) that is an individual; Ministry of Justice translation — Japanese Law Translation Database System **ロ** 個人である損害保険代理店の使用人のうち保険業法第三百二条の規定による届出が行われているもの art-33-8/par-2/item-2/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8/par-2/item-2/sub-2 · https://japanlaw.org/l/323AC0000000025/art-33-8/par-2/item-2/sub-2 the employee of an individual non-life insurance agent, for which the notification under the provisions of Article 302 of the Insurance Business Act has been made; Ministry of Justice translation — Japanese Law Translation Database System **ハ** 法人である損害保険代理店の役員又は使用人のうち保険業法第三百二条の規定による届出が行われているもの art-33-8/par-2/item-2/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8/par-2/item-2/sub-3 · https://japanlaw.org/l/323AC0000000025/art-33-8/par-2/item-2/sub-3 the officer or employee of a corporate non-life insurance agent, for which a notification under the provisions of Article 302 of the Insurance Business Act has been made; and Ministry of Justice translation — Japanese Law Translation Database System **ニ** 法人である損害保険代理店の代表権を有する役員 art-33-8/par-2/item-2/sub-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8/par-2/item-2/sub-4 · https://japanlaw.org/l/323AC0000000025/art-33-8/par-2/item-2/sub-4 an officer that holds the authority of representation for a corporate non-life insurance agent. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 特定金融商品取引業務を行う者が代理する登録金融機関は、その者が特定金融商品取引業務につき顧客に加えた損害を賠償する責任を負う。ただし、当該登録金融機関がその者の選任につき相当の注意をし、かつ、その者の行う特定金融商品取引業務につき顧客に加えた損害の発生の防止に努めたときは、この限りでない。 art-33-8/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8/par-3 · https://japanlaw.org/l/323AC0000000025/art-33-8/par-3 A registered financial institution for which a person that provides specified financial instruments business acts as an agent is liable for the damages that the person causes to a customer in connection with specified financial instruments transaction services; provided, however, that this does not apply if the registered financial institution exercises due care in appointing the person, and endeavors to prevent the damage that the person causes to a customer in connection with the specified financial instruments business that the person performs. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-33-8/par-1: 第三十三条第一項 → 金融商品取引法 第三十三条第一項 (Article 33, paragraph (1)), art-33/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33/par-1 · https://japanlaw.org/l/323AC0000000025/art-33/par-1 - art-33-8/par-1: 第二項 → 金融商品取引法 第三十三条第二項 (Article 33, paragraph (2)), art-33/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33/par-2 · https://japanlaw.org/l/323AC0000000025/art-33/par-2 - art-33-8/par-1: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-2 · https://japanlaw.org/l/323AC0000000025/art-33-2 - art-33-8/par-1: 第三十三条の三第一項 → 金融商品取引法 第三十三条の三第一項 (Article 33-3, paragraph (1)), art-33-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-33-3/par-1 - art-33-8/par-1: 第三十三条の四第一項第一号 → 金融商品取引法 第三十三条の四第一項第一号 (Article 33-4, paragraph (1), item (i)), art-33-4/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-33-4/par-1/item-1 - art-33-8/par-1: 第三十三条の五第一項第三号 → 金融商品取引法 第三十三条の五第一項第三号 (Article 33-5, paragraph (1), item (iii)), art-33-5/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-5/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-33-5/par-1/item-3 - art-33-8/par-1: 第三十三条の六第一項 → 金融商品取引法 第三十三条の六第一項 (Article 33-6, paragraph (1)), art-33-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-33-6/par-1 - art-33-8/par-1: 第五十二条の二第一項第四号 → 金融商品取引法 第五十二条の二第一項第四号 (Article 52-2, paragraph (1), item (iv)), art-52-2/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-52-2/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-1/item-4 - art-33-8/par-1: 第百九十四条の六第二項 → 金融商品取引法 第百九十四条の六第二項 (Article 194-6, paragraph (2)), art-194-6/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-6/par-2 · https://japanlaw.org/l/323AC0000000025/art-194-6/par-2 - art-33-8/par-1: 第二条第八項第十四号 → 金融商品取引法 第二条第八項第十四号 (Article 2, paragraph (8), item (xiv)), art-2/par-8/item-14 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-14 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-14 - art-33-8/par-1: 第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-15 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-15 - art-33-8/par-1: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-71 · https://japanlaw.org/l/323AC0000000025/art-66-71 - art-33-8/par-1: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-75/par-4 · https://japanlaw.org/l/323AC0000000025/art-66-75/par-4 - art-33-8/par-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - art-33-8/par-2: この条 → 金融商品取引法 第三十三条の八 (Article 33-8), art-33-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8 · https://japanlaw.org/l/323AC0000000025/art-33-8 - art-33-8/par-2/item-1: 第三十三条第二項第二号 → 金融商品取引法 第三十三条第二項第二号 (Article 33, paragraph (2), item (ii)), art-33/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-33/par-2/item-2 - art-33-8/par-2/item-2: 第二条第二十五項第二号 → 金融商品取引法 第二条第二十五項第二号 (Article 2, paragraph (25), item (ii)), art-2/par-25/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-25/item-2 · https://japanlaw.org/l/323AC0000000025/art-2/par-25/item-2 - art-33-8/par-2/item-2: 同条第二十二項第二号 → 金融商品取引法 第二条第二十二項第二号 (Article 2, paragraph (22), item (ii)), art-2/par-22/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-22/item-2 · https://japanlaw.org/l/323AC0000000025/art-2/par-22/item-2 - art-33-8/par-2/item-2/sub-1: 保険業法第二条第二十一項 → e-Gov law 407AC0000000105, 第二条第二十一項 (Article 2, paragraph (21)), art-2/par-21 — not held in this collection - art-33-8/par-2/item-2/sub-1: この号 → 金融商品取引法 第三十三条の八第二項第二号 (Article 33-8, paragraph (2), item (ii)), art-33-8/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-33-8/par-2/item-2 - art-33-8/par-2/item-2/sub-2: 保険業法第三百二条 → e-Gov law 407AC0000000105, 第三百二条 (Article 302), art-302 — not held in this collection - art-33-8/par-2/item-2/sub-3: 保険業法第三百二条 → e-Gov law 407AC0000000105, 第三百二条 (Article 302), art-302 — not held in this collection ## Cited by 5 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第三十三条の八第二項（信託業務を営む場合等の特例等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8/par-2 · https://japanlaw.org/l/323AC0000000025/art-33-8/par-2 - 金融商品取引法 第三十三条の八第二項第二号イ（信託業務を営む場合等の特例等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8/par-2/item-2/sub-1 · https://japanlaw.org/l/323AC0000000025/art-33-8/par-2/item-2/sub-1 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第百五十六条の三十八第六項（定義） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-38/par-6 · https://japanlaw.org/l/323AC0000000025/art-156-38/par-6 - 金融商品取引法 附則第八条第二項（投資運用関係業務に関する経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5061-32/art-8/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-5061-32/art-8/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-006, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22