# 金融商品取引法 / Financial Instruments and Exchange Act — 第三十三条の二 (Article 33-2)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第三十三条の二 (Article 33-2)（金融機関の登録） — address `art-33-2`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-2
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-33-2
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

---

### 第三十三条の二（金融機関の登録） — (Registration of Financial Institutions)
<sup>caption: Ministry of Justice translation — Japanese Law Translation Database System</sup>
<sup>art-33-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-2 · https://japanlaw.org/l/323AC0000000025/art-33-2</sup>

    **第一項**  金融機関は、次に掲げる行為のいずれかを業として行おうとするとき、又は投資助言・代理業若しくは有価証券等管理業務を行おうとするときは、内閣総理大臣の登録を受けなければならない。
    <sup>art-33-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-33-2/par-1</sup>
    A financial institution must be registered by the Prime Minister if it seeks to perform any of the following acts on a regular basis, or if it seeks to provide investment advisory and agency business or engage in securities, etc. management:
    <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

      **一**  書面取次ぎ行為
      <sup>art-33-2/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-2/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-33-2/par-1/item-1</sup>
      brokerage with written orders;
      <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

      **二**  前条第二項各号に掲げる有価証券又は取引についての当該各号に定める行為（同条第一項ただし書に該当するものを除く。）
      <sup>art-33-2/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-2/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-33-2/par-1/item-2</sup>
      an act specified in the items of paragraph (2) of the preceding Article in connection with the securities or transactions set forth in the relevant item (excluding those falling under the proviso to paragraph (1) of that Article);
      <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

      **三**  デリバティブ取引等のうち有価証券関連デリバティブ取引等以外のもの（他の法律の定めるところにより投資の目的をもつて、又は信託契約に基づいて信託をする者の計算において行うもの及び商品関連市場デリバティブ取引を除く。）又は第二条第八項第五号に掲げる行為のうち第二十八条第八項第七号に掲げるもの以外のもの
      <sup>art-33-2/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-2/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-33-2/par-1/item-3</sup>
      derivatives transactions, etc. other than securities-related derivatives transactions, etc. (excluding those conducted for the purpose of investment pursuant to the provisions of other Acts or on the account of a person that entrusts the financial institution to do so based on a trust contract and commodity-related market derivatives transactions), or acts other than those set forth in Article 28, paragraph (8), item (vii) among those specified in Article 2, paragraph (8), item (v); or
      <sup>Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "derivatives transactions, etc. other than securities-related derivatives transactions, etc. (excluding those conducted for the purpose of investment pursuant to the provisions of other Acts or on the account of a person that entrusts the financial institution to do so based on a trust contract and commodity-related market derivatives transactions)), or acts other than those set forth in Article 28, paragraph (8), item (vii) among those specified in Article 2, paragraph (8), item (v); or" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb</sup>

      **四**  第二条第八項第七号に掲げる行為
      <sup>art-33-2/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-2/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-33-2/par-1/item-4</sup>
      acts set forth in Article 2, paragraph (8), item (vii).
      <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

      **五**  前条第三項に規定する政令で定める行為
      <sup>art-33-2/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-2/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-33-2/par-1/item-5</sup>
      acts specified by Cabinet Order as prescribed in paragraph (3) of the preceding Article.
      <sup>machine translation, not official</sup>

---

## Cites
- art-33-2/par-1/item-2: 前条第二項 → 金融商品取引法 第三十三条第二項 (Article 33, paragraph (2)), art-33/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33/par-2 · https://japanlaw.org/l/323AC0000000025/art-33/par-2
- art-33-2/par-1/item-2: 同条第一項 → 金融商品取引法 第三十三条第一項 (Article 33, paragraph (1)), art-33/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33/par-1 · https://japanlaw.org/l/323AC0000000025/art-33/par-1
- art-33-2/par-1/item-3: 第二条第八項第五号 → 金融商品取引法 第二条第八項第五号 (Article 2, paragraph (8), item (v)), art-2/par-8/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-5 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-5
- art-33-2/par-1/item-3: 第二十八条第八項第七号 → 金融商品取引法 第二十八条第八項第七号 (Article 28, paragraph (8), item (vii)), art-28/par-8/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-28/par-8/item-7 · https://japanlaw.org/l/323AC0000000025/art-28/par-8/item-7
- art-33-2/par-1/item-4: 第二条第八項第七号 → 金融商品取引法 第二条第八項第七号 (Article 2, paragraph (8), item (vii)), art-2/par-8/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-8/item-7 · https://japanlaw.org/l/323AC0000000025/art-2/par-8/item-7
- art-33-2/par-1/item-5: 前条第三項 → 金融商品取引法 第三十三条第三項 (Article 33, paragraph (3)), art-33/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33/par-3 · https://japanlaw.org/l/323AC0000000025/art-33/par-3

## Cited by

42 provisions cite this one. No official source publishes this direction.

- 住民基本台帳法 別表第一 — https://japanlaw.org/en/residential-basic-book-act/appdx-1 · https://japanlaw.org/l/342AC0000000081/appdx-1
- 犯罪による収益の移転防止に関する法律 第二十二条第三項（行政庁等） — https://japanlaw.org/en/criminal-proceeds-act/art-22/par-3 · https://japanlaw.org/l/419AC0000000022/art-22/par-3
- 犯罪による収益の移転防止に関する法律 附則第七条第一項 — https://japanlaw.org/en/criminal-proceeds-act/suppl-4191-22/art-7/par-1 · https://japanlaw.org/l/419AC0000000022/suppl-4191-22/art-7/par-1
- 金融商品取引法 第二条第十一項（定義） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-11 · https://japanlaw.org/l/323AC0000000025/art-2/par-11
- 金融商品取引法 第三十三条第一項（金融機関の有価証券関連業の禁止等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33/par-1 · https://japanlaw.org/l/323AC0000000025/art-33/par-1
- 金融商品取引法 第三十三条第二項（金融機関の有価証券関連業の禁止等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33/par-2 · https://japanlaw.org/l/323AC0000000025/art-33/par-2
- 金融商品取引法 第三十三条の三第一項（金融機関の登録申請） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-33-3/par-1
- 金融商品取引法 第三十三条の三第一項第六号イ（金融機関の登録申請） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-3/par-1/item-6/sub-1 · https://japanlaw.org/l/323AC0000000025/art-33-3/par-1/item-6/sub-1
- 金融商品取引法 第三十三条の四第一項（金融機関登録簿への登録） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-33-4/par-1
- 金融商品取引法 第三十三条の五第一項第一号（金融機関の登録の拒否等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-33-5/par-1/item-1
- 金融商品取引法 第三十三条の八第一項（信託業務を営む場合等の特例等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-8/par-1 · https://japanlaw.org/l/323AC0000000025/art-33-8/par-1
- 金融商品取引法 第五十条の二第二項（廃業等の届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-50-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-50-2/par-2
- 金融商品取引法 第五十二条の二第一項（登録金融機関に対する監督上の処分） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-52-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-1
- 金融商品取引法 第五十二条の二第一項第二号（登録金融機関に対する監督上の処分） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-52-2/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-1/item-2
- 金融商品取引法 第五十四条第一項（業務の不開始又は休止に基づく登録の取消し） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-54/par-1 · https://japanlaw.org/l/323AC0000000025/art-54/par-1
- 金融商品取引法 第五十四条の二第一項第一号（監督処分の公告） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-54-2/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-54-2/par-1/item-1
- 金融商品取引法 第五十四条の二第一項第三号（監督処分の公告） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-54-2/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-54-2/par-1/item-3
- 金融商品取引法 第五十五条第一項（登録等の抹消） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-55/par-1 · https://japanlaw.org/l/323AC0000000025/art-55/par-1
- 金融商品取引法 第五十六条第一項（残務の結了） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-56/par-1 · https://japanlaw.org/l/323AC0000000025/art-56/par-1
- 金融商品取引法 第五十七条第一項（審問等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57/par-1 · https://japanlaw.org/l/323AC0000000025/art-57/par-1
- 金融商品取引法 第五十七条第三項（審問等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57/par-3 · https://japanlaw.org/l/323AC0000000025/art-57/par-3
- 金融商品取引法 第六十条の三第一項第一号ト（取引所取引業務の許可の拒否要件） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-3/par-1/item-1/sub-7 · https://japanlaw.org/l/323AC0000000025/art-60-3/par-1/item-1/sub-7
- 金融商品取引法 第六十二条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-62/par-1 · https://japanlaw.org/l/323AC0000000025/art-62/par-1
- 金融商品取引法 第六十三条第一項（適格機関投資家等特例業務） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63/par-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-1
- 金融商品取引法 第六十三条の三第一項（金融商品取引業者等が適格機関投資家等特例業務を行う場合） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-63-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-63-3/par-1
- 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1
- 金融商品取引法 第六十六条の六十一第二項（廃業等の届出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-61/par-2 · https://japanlaw.org/l/323AC0000000025/art-66-61/par-2
- 金融商品取引法 第百五十五条の三第二項第三号（認可審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-3/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-3
- 金融商品取引法 第百五十六条の三十八第六項（定義） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-38/par-6 · https://japanlaw.org/l/323AC0000000025/art-156-38/par-6
- 金融商品取引法 第百九十四条の三第一項第三号（財務大臣への協議） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-3/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-194-3/par-1/item-3
- 金融商品取引法 第百九十四条の四第一項第一号（財務大臣への通知） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-1
- 金融商品取引法 第百九十四条の四第一項第五号（財務大臣への通知） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-4/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-5
- 金融商品取引法 第百九十四条の六第二項（農林水産大臣及び経済産業大臣との協議等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-6/par-2 · https://japanlaw.org/l/323AC0000000025/art-194-6/par-2
- 金融商品取引法 第二百一条第一項第四号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-4
- 金融商品取引法 附則第十七条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-17/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-17/par-2
- 金融商品取引法 附則第五十四条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-54/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-54/par-1
- 金融商品取引法 附則第五十四条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-54/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-54/par-2
- 金融商品取引法 附則第五十五条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-55/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-55/par-1
- 金融商品取引法 附則第六十四条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-64/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-64/par-1
- 金融商品取引法 附則第百四十八条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-148/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-148/par-1
- 金融商品取引法 附則第百四十八条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-148/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-148/par-2
- 金融商品取引法 附則第百五十七条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-157/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-157/par-2

---

## Sources

- claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 33-2, paragraph (1), item (iii) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-006, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22