# 金融商品取引法 / Financial Instruments and Exchange Act — 第三十二条 (Article 32) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第三十二条 (Article 32)（対象議決権保有届出書の提出等） — address `art-32` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-32 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第三十二条（対象議決権保有届出書の提出等） — (Submission of a Statement of Holdings in Subject Voting Rights) caption: Ministry of Justice translation — Japanese Law Translation Database System art-32 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32 · https://japanlaw.org/l/323AC0000000025/art-32 **第一項** 金融商品取引業者（第一種金融商品取引業又は投資運用業を行う者に限り、外国法人を除く。以下この款において同じ。）の主要株主（第二十九条の四第二項に規定する主要株主をいう。以下この節において同じ。）となつた者は、内閣府令で定めるところにより、対象議決権保有割合（対象議決権の保有者の保有する当該対象議決権の数を当該金融商品取引業者の総株主等の議決権の数で除して得た割合をいう。）、保有の目的その他内閣府令で定める事項を記載した対象議決権保有届出書を、遅滞なく、内閣総理大臣に提出しなければならない。 art-32/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-1 · https://japanlaw.org/l/323AC0000000025/art-32/par-1 A person that has become the major shareholder (meaning a major shareholder as prescribed in Article 29-4, paragraph (2); hereinafter the same applies in this Section) of a financial instruments business operator (limited to one engaged in type-I financial instruments business or investment management business and excluding foreign corporations; hereinafter the same applies in this Subsection) must submit a statement of holdings in subject voting rights which states the subject voting right holding rate (meaning the rate arrived at when the number of subject voting rights held by the holder of those subject voting rights is divided by the number of voting rights held by all the shareholders, etc. in the relevant Financial instruments business operator), the purpose for which they are held, and other particulars specified by Cabinet Office Order to the Prime Minister, without delay, pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の対象議決権保有届出書には、第二十九条の四第一項第五号ニ（１）及び（２）並びにホ（１）から（３）までに該当しないことを誓約する書面その他内閣府令で定める書類を添付しなければならない。 art-32/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-2 · https://japanlaw.org/l/323AC0000000025/art-32/par-2 A document pledging that the relevant person does not fall under the purview of Article 29-4, paragraph (1), item (v), (d), 1. or 2., or (e), 1. through 3., and other documents specified by Cabinet Office Order must accompany the statement of holdings in subject voting rights referred to in the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 金融商品取引業者の特定主要株主以外の主要株主は、当該金融商品取引業者の特定主要株主となつたときは、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-32/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-3 · https://japanlaw.org/l/323AC0000000025/art-32/par-3 If a major shareholder other than the specified major shareholder of a financial instruments business operator becomes the specified major shareholder of the relevant financial instruments business operator, it must notify the Prime Minister of this without delay, pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 前項の「特定主要株主」とは、会社の総株主等の議決権の百分の五十を超える対象議決権を保有している者をいう。 art-32/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-4 · https://japanlaw.org/l/323AC0000000025/art-32/par-4 The term "specified major shareholder" as used in the preceding paragraph means a person that holds subject voting rights exceeding 50 percent of voting rights held by all the shareholders, etc. in a company. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 第二十九条の四第五項の規定は、前項の規定を適用する場合について準用する。 art-32/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-5 · https://japanlaw.org/l/323AC0000000025/art-32/par-5 The provisions of Article 29-4, paragraph (5) apply mutatis mutandis if the provisions of the preceding paragraph are applicable. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-32/par-1: 第二十九条の四第二項 → 金融商品取引法 第二十九条の四第二項 (Article 29-4, paragraph (2)), art-29-4/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-2 - art-32/par-2: 前項 → 金融商品取引法 第三十二条第一項 (Article 32, paragraph (1)), art-32/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-1 · https://japanlaw.org/l/323AC0000000025/art-32/par-1 - art-32/par-2: 第二十九条の四第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-5 - art-32/par-4: 前項 → 金融商品取引法 第三十二条第三項 (Article 32, paragraph (3)), art-32/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-3 · https://japanlaw.org/l/323AC0000000025/art-32/par-3 - art-32/par-5: 第二十九条の四第五項 → 金融商品取引法 第二十九条の四第五項 (Article 29-4, paragraph (5)), art-29-4/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-5 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-5 - art-32/par-5: 前項 → 金融商品取引法 第三十二条第四項 (Article 32, paragraph (4)), art-32/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-4 · https://japanlaw.org/l/323AC0000000025/art-32/par-4 ## Cited by 17 provisions cite this one. No official source publishes this direction. - 住民基本台帳法 別表第一 — https://japanlaw.org/en/residential-basic-book-act/appdx-1 · https://japanlaw.org/l/342AC0000000081/appdx-1 - 金融商品取引法 第二十九条の四第二項（登録の拒否） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-2 - 金融商品取引法 第三十二条第二項（対象議決権保有届出書の提出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-2 · https://japanlaw.org/l/323AC0000000025/art-32/par-2 - 金融商品取引法 第三十二条第四項（対象議決権保有届出書の提出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-4 · https://japanlaw.org/l/323AC0000000025/art-32/par-4 - 金融商品取引法 第三十二条第五項（対象議決権保有届出書の提出等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32/par-5 · https://japanlaw.org/l/323AC0000000025/art-32/par-5 - 金融商品取引法 第三十二条の二第二項（主要株主に対する措置命令等） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-32-2/par-2 - 金融商品取引法 第三十二条の四第一項（主要株主に関する規定の準用） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-32-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-32-4/par-1 - 金融商品取引法 第五十六条の二第二項（報告の徴取及び検査） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-56-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-56-2/par-2 - 金融商品取引法 第五十七条の二十六第一項（指定親会社の主要株主に関する措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-26/par-1 · https://japanlaw.org/l/323AC0000000025/art-57-26/par-1 - 金融商品取引法 第五十七条の二十六第二項（指定親会社の主要株主に関する措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-57-26/par-2 · https://japanlaw.org/l/323AC0000000025/art-57-26/par-2 - 金融商品取引法 第六十五条の四第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-65-4/par-1 - 金融商品取引法 第二百五条第一項第九号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-205/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-205/par-1/item-9 - 金融商品取引法 第二百五条第一項第九号の二 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-205/par-1/item-9-2 · https://japanlaw.org/l/323AC0000000025/art-205/par-1/item-9-2 - 金融商品取引法 附則第二十九条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-29/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-29/par-1 - 金融商品取引法 附則第三十一条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-31/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-31/par-1 - 金融商品取引法 附則第二条第一項（第一条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-2/par-1 - 金融商品取引法 附則第二条第二項（第一条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4221-32/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-2/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22