# 金融商品取引法 / Financial Instruments and Exchange Act — 第二百九条 (Article 209)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第二百九条 (Article 209) — address `art-209`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-209
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-209
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第二百九条
<sup>art-209 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-209 · https://japanlaw.org/l/323AC0000000025/art-209</sup>

**第一項**  次の各号のいずれかに該当する者は、十万円以下の過料に処する。
<sup>art-209/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-209/par-1 · https://japanlaw.org/l/323AC0000000025/art-209/par-1</sup>
A person that falls under any of the following items is sentenced to a civil fine of not more than 100 thousand yen:
<sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **一**  第二十三条の十三第一項、第三項又は第四項（これらの規定を第二十七条において準用する場合を含む。）の規定に違反した者
  <sup>art-209/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-209/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-209/par-1/item-1</sup>
  a person that violates the provisions of Article 23-13, paragraph (1), paragraph (3), or paragraph (4) (including as applied mutatis mutandis pursuant to Article 27);
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **二**  第二十三条の十三第二項又は第五項（これらの規定を第二十七条において準用する場合を含む。）の規定に違反して、書面の交付をしなかつた者
  <sup>art-209/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-209/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-209/par-1/item-2</sup>
  a person that, in violation of the provisions of Article 23-13, paragraph (2) or (5) (including as applied mutatis mutandis pursuant to Article 27), fails to deliver a written document;
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **三**  第二十四条の四の二第五項（第二十四条の五の二第一項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）において準用する第六条の規定による確認書の写し又は第二十四条の四の三第二項（第二十四条の五の二第二項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）において準用する第六条の規定による訂正確認書の写しを提出しなかつた者
  <sup>art-209/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-209/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-209/par-1/item-3</sup>
  a person that fails to submit a copy of the confirmation letter under the provisions of Article 6 as applied mutatis mutandis pursuant to Article 24-4-2, paragraph (5) (including as applied mutatis mutandis pursuant to Article 24-5-2, paragraph (1), and including as applied mutatis mutandis pursuant to Article 27) or a copy of the amended confirmation letter under the provisions of Article 6 as applied mutatis mutandis pursuant to Article 24-4-3, paragraph (2) (including as applied mutatis mutandis pursuant to Article 24-5-2, paragraph (2), and including as applied mutatis mutandis pursuant to Article 27);
  <sup>machine translation, not official</sup>

  **四**  第二十四条の五の二第一項（第二十七条において準用する場合を含む。）において準用する第二十四条の四の二第一項（同条第三項（同条第四項において準用する場合を含む。）及び第四項において準用し、並びにこれらの規定を第二十七条において準用する場合を含む。）の規定による確認書又は第二十四条の五の二第二項（第二十七条において準用する場合を含む。）において準用する第二十四条の四の三第一項（第二十七条において準用する場合を含む。）において読み替えて準用する第九条第一項若しくは第十条第一項の規定による訂正確認書を提出しなかつた者
  <sup>art-209/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-209/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-209/par-1/item-4</sup>
  a person that fails to submit a confirmation letter under the provisions of Article 24-4-2, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article (including as applied mutatis mutandis pursuant to paragraph (4) of that Article) and Article 24-4-2, paragraph (4), and including as applied mutatis mutandis pursuant to Article 27) as applied mutatis mutandis pursuant to Article 24-5-2, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27) or an amended confirmation letter under the provisions of Article 9, paragraph (1) or Article 10, paragraph (1) as applied mutatis mutandis pursuant to Article 24-4-3, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27) as applied mutatis mutandis pursuant to Article 24-5-2, paragraph (2) (including as applied mutatis mutandis pursuant to Article 27) following the deemed replacement of terms;
  <sup>machine translation, not official</sup>

  **五**  第二十五条第二項（第二十七条において準用する場合を含む。）の規定に違反して書類（第二十五条第一項第四号及び第七号に掲げる書類に限る。）の写しを公衆の縦覧に供しない者
  <sup>art-209/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-209/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-209/par-1/item-5</sup>
  a person that violates the provisions of Article 25, paragraph (2) (including as applied mutatis mutandis pursuant to Article 27), in failing to make a copy of a document (limited to a document set forth in Article 25, paragraph (1), item (iv) or (vii)) available for public inspection;
  <sup>machine translation, not official</sup>

  **六**  第二十七条の二十四の規定に違反して、通知書を交付せず、又は同条に規定する事項を記載しない通知書若しくは虚偽の記載をした通知書を交付した者
  <sup>art-209/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-209/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-209/par-1/item-6</sup>
  a person that, in violation of Article 27-24, fails to deliver a written notice, delivers a written notice that does not state the particulars prescribed in that Article, or delivers a written notice that states a false statement concerning those particulars;
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **六の二**  第四十条の五第一項の規定に違反した者
  <sup>art-209/par-1/item-6-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-209/par-1/item-6-2 · https://japanlaw.org/l/323AC0000000025/art-209/par-1/item-6-2</sup>
  a person that violates the provisions of Article 40-5, paragraph (1);
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **七**  第六十条の四第二項（第六十条の十四第二項において準用する場合を含む。）、第六十五条第二項、第六十六条の四十六第二項又は第六十六条の九十第二項の規定による命令に違反した者
  <sup>art-209/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-209/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-209/par-1/item-7</sup>
  a person that violates an order under the provisions of Article 60-4, paragraph (2) (including as applied mutatis mutandis pursuant to Article 60-14, paragraph (2)), Article 65, paragraph (2), Article 66-46, paragraph (2), or Article 66-90, paragraph (2);
  <sup>machine translation, not official</sup>

  **八**  第六十二条第一項若しくは第三項又は第七十九条の十第一項の規定による届出をせず、又は虚偽の届出をした者
  <sup>art-209/par-1/item-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-209/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-209/par-1/item-8</sup>
  a person that fails to make a notification under the provisions of Article 62, paragraph (1) or (3) or Article 79-10, paragraph (1), or makes a false notification;
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **九**  第六十二条第二項又は第百八十九条第一項の規定による報告若しくは資料の提出をせず、又は虚偽の報告若しくは資料の提出をした者
  <sup>art-209/par-1/item-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-209/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-209/par-1/item-9</sup>
  a person that fails to make a report or submit materials under the provisions of Article 62, paragraph (2) or Article 189, paragraph (1), or makes a false report or submits false materials;
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **十**  第七十九条の十五、第百五十六条の五十四又は第百五十六条の七十六の規定に違反した者
  <sup>art-209/par-1/item-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-209/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-209/par-1/item-10</sup>
  a person that violates the provisions of Article 79-15, Article 156-54 or Article 156-76.
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

---

## Cites
- art-209/par-1/item-1: 第二十三条の十三第一項 → 金融商品取引法 第二十三条の十三第一項 (Article 23-13, paragraph (1)), art-23-13/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-23-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-23-13/par-1
- art-209/par-1/item-1: 第三項 → 金融商品取引法 第二十三条の十三第三項 (Article 23-13, paragraph (3)), art-23-13/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-23-13/par-3 · https://japanlaw.org/l/323AC0000000025/art-23-13/par-3
- art-209/par-1/item-1: 第四項 → 金融商品取引法 第二十三条の十三第四項 (Article 23-13, paragraph (4)), art-23-13/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-23-13/par-4 · https://japanlaw.org/l/323AC0000000025/art-23-13/par-4
- art-209/par-1/item-1: 第二十七条 → 金融商品取引法 第二十七条 (Article 27), art-27 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27 · https://japanlaw.org/l/323AC0000000025/art-27
- art-209/par-1/item-2: 第二十三条の十三第二項 → 金融商品取引法 第二十三条の十三第二項 (Article 23-13, paragraph (2)), art-23-13/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-23-13/par-2 · https://japanlaw.org/l/323AC0000000025/art-23-13/par-2
- art-209/par-1/item-2: 第五項 → 金融商品取引法 第二十三条の十三第五項 (Article 23-13, paragraph (5)), art-23-13/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-23-13/par-5 · https://japanlaw.org/l/323AC0000000025/art-23-13/par-5
- art-209/par-1/item-2: 第二十七条 → 金融商品取引法 第二十七条 (Article 27), art-27 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27 · https://japanlaw.org/l/323AC0000000025/art-27
- art-209/par-1/item-3: 第二十四条の四の二第五項 → 金融商品取引法 第二十四条の四の二第五項 (Article 24-4-2, paragraph (5)), art-24-4-2/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-24-4-2/par-5 · https://japanlaw.org/l/323AC0000000025/art-24-4-2/par-5
- art-209/par-1/item-3: 第二十四条の五の二第一項 → 金融商品取引法 第二十四条の五の二第一項 (Article 24-5-2, paragraph (1)), art-24-5-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-24-5-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-24-5-2/par-1
- art-209/par-1/item-3: 第二十七条 → 金融商品取引法 第二十七条 (Article 27), art-27 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27 · https://japanlaw.org/l/323AC0000000025/art-27
- art-209/par-1/item-3: 第六条 → 金融商品取引法 第六条 (Article 6), art-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-6 · https://japanlaw.org/l/323AC0000000025/art-6
- art-209/par-1/item-3: 第二十四条の四の三第二項 → 金融商品取引法 第二十四条の四の三第二項 (Article 24-4-3, paragraph (2)), art-24-4-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-24-4-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-24-4-3/par-2
- art-209/par-1/item-3: 第二十四条の五の二第二項 → 金融商品取引法 第二十四条の五の二第二項 (Article 24-5-2, paragraph (2)), art-24-5-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-24-5-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-24-5-2/par-2
- art-209/par-1/item-4: 第二十四条の五の二第一項 → 金融商品取引法 第二十四条の五の二第一項 (Article 24-5-2, paragraph (1)), art-24-5-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-24-5-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-24-5-2/par-1
- art-209/par-1/item-4: 第二十七条 → 金融商品取引法 第二十七条 (Article 27), art-27 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27 · https://japanlaw.org/l/323AC0000000025/art-27
- art-209/par-1/item-4: 第二十四条の四の二第一項 → 金融商品取引法 第二十四条の四の二第一項 (Article 24-4-2, paragraph (1)), art-24-4-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-24-4-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-24-4-2/par-1
- art-209/par-1/item-4: 同条第三項 → 金融商品取引法 第二十四条の四の二第三項 (Article 24-4-2, paragraph (3)), art-24-4-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-24-4-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-24-4-2/par-3
- art-209/par-1/item-4: 同条第四項 → 金融商品取引法 第二十四条の四の二第四項 (Article 24-4-2, paragraph (4)), art-24-4-2/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-24-4-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-24-4-2/par-4
- art-209/par-1/item-4: 第二十四条の五の二第二項 → 金融商品取引法 第二十四条の五の二第二項 (Article 24-5-2, paragraph (2)), art-24-5-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-24-5-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-24-5-2/par-2
- art-209/par-1/item-4: 第二十四条の四の三第一項 → 金融商品取引法 第二十四条の四の三第一項 (Article 24-4-3, paragraph (1)), art-24-4-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-24-4-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-24-4-3/par-1
- art-209/par-1/item-4: 第九条第一項 → 金融商品取引法 第九条第一項 (Article 9, paragraph (1)), art-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-9/par-1
- art-209/par-1/item-4: 第十条第一項 → 金融商品取引法 第十条第一項 (Article 10, paragraph (1)), art-10/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/art-10/par-1
- art-209/par-1/item-5: 第二十五条第二項 → 金融商品取引法 第二十五条第二項 (Article 25, paragraph (2)), art-25/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-25/par-2 · https://japanlaw.org/l/323AC0000000025/art-25/par-2
- art-209/par-1/item-5: 第二十七条 → 金融商品取引法 第二十七条 (Article 27), art-27 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27 · https://japanlaw.org/l/323AC0000000025/art-27
- art-209/par-1/item-5: 第二十五条第一項第四号 → 金融商品取引法 第二十五条第一項第四号 (Article 25, paragraph (1), item (iv)), art-25/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-25/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-25/par-1/item-4
- art-209/par-1/item-5: 第七号 → 金融商品取引法 第二十五条第一項第七号 (Article 25, paragraph (1), item (vii)), art-25/par-1/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-25/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-25/par-1/item-7
- art-209/par-1/item-6: 第二十七条の二十四 → 金融商品取引法 第二十七条の二十四 (Article 27-24), art-27-24 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-27-24 · https://japanlaw.org/l/323AC0000000025/art-27-24
- art-209/par-1/item-6-2: 第四十条の五第一項 → 金融商品取引法 第四十条の五第一項 (Article 40-5, paragraph (1)), art-40-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-40-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-40-5/par-1
- art-209/par-1/item-7: 第六十条の四第二項 → 金融商品取引法 第六十条の四第二項 (Article 60-4, paragraph (2)), art-60-4/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-4/par-2
- art-209/par-1/item-7: 第六十条の十四第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-14/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-14/par-2
- art-209/par-1/item-7: 第六十五条第二項 → 金融商品取引法 第六十五条第二項 (Article 65, paragraph (2)), art-65/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-65/par-2 · https://japanlaw.org/l/323AC0000000025/art-65/par-2
- art-209/par-1/item-7: 第六十六条の四十六第二項 → 金融商品取引法 第六十六条の四十六第二項 (Article 66-46, paragraph (2)), art-66-46/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-46/par-2 · https://japanlaw.org/l/323AC0000000025/art-66-46/par-2
- art-209/par-1/item-7: 第六十六条の九十第二項 → 金融商品取引法 第六十六条の九十第二項 (Article 66-90, paragraph (2)), art-66-90/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-90/par-2 · https://japanlaw.org/l/323AC0000000025/art-66-90/par-2
- art-209/par-1/item-8: 第六十二条第一項 → 金融商品取引法 第六十二条第一項 (Article 62, paragraph (1)), art-62/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-62/par-1 · https://japanlaw.org/l/323AC0000000025/art-62/par-1
- art-209/par-1/item-8: 第三項 → 金融商品取引法 第六十二条第三項 (Article 62, paragraph (3)), art-62/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-62/par-3 · https://japanlaw.org/l/323AC0000000025/art-62/par-3
- art-209/par-1/item-8: 第七十九条の十第一項 → 金融商品取引法 第七十九条の十第一項 (Article 79-10, paragraph (1)), art-79-10/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-10/par-1 · https://japanlaw.org/l/323AC0000000025/art-79-10/par-1
- art-209/par-1/item-9: 第六十二条第二項 → 金融商品取引法 第六十二条第二項 (Article 62, paragraph (2)), art-62/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-62/par-2 · https://japanlaw.org/l/323AC0000000025/art-62/par-2
- art-209/par-1/item-9: 第百八十九条第一項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/art-189/par-1
- art-209/par-1/item-10: 第七十九条の十五 → 金融商品取引法 第七十九条の十五 (Article 79-15), art-79-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-79-15 · https://japanlaw.org/l/323AC0000000025/art-79-15
- art-209/par-1/item-10: 第百五十六条の五十四 → 金融商品取引法 第百五十六条の五十四 (Article 156-54), art-156-54 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-54 · https://japanlaw.org/l/323AC0000000025/art-156-54
- art-209/par-1/item-10: 第百五十六条の七十六 → 金融商品取引法 第百五十六条の七十六 (Article 156-76), art-156-76 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-76 · https://japanlaw.org/l/323AC0000000025/art-156-76

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-027, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-021, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22