# 金融商品取引法 / Financial Instruments and Exchange Act — 第二百一条 (Article 201)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第二百一条 (Article 201) — address `art-201`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-201
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第二百一条
<sup>art-201 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201 · https://japanlaw.org/l/323AC0000000025/art-201</sup>

**第一項**  次の各号のいずれかに該当する場合には、当該違反行為をした者は、一年以下の拘禁刑若しくは百万円以下の罰金に処し、又はこれを併科する。
<sup>art-201/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1 · https://japanlaw.org/l/323AC0000000025/art-201/par-1</sup>
If any of the following items applies, the person who has committed the violation is subject to punishment by imprisonment for not longer than one year, a fine of not more than one million yen, or both:
<sup>machine translation, not official</sup>

  **一**  第三十条第一項の規定による認可を受けないで同項に規定する業務を行つたとき（同項ただし書の規定により行う場合を除く。）。
  <sup>art-201/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-1</sup>
  the person conducts business prescribed in Article 30, paragraph (1) without obtaining authorization under the provisions of that paragraph (excluding the case where the person conducts it pursuant to the provisions of the proviso to that paragraph);
  <sup>machine translation, not official</sup>

  **二**  第三十条の二第一項（第八十七条の二第三項、第八十七条の三第五項、第百六条の三第六項、第百六条の十第五項、第百六条の十七第五項、第百六条の二十四第二項、第百五十五条第二項、第百五十六条の五の五第六項及び第百五十六条の二十の十六第四項において準用する場合を含む。）、第五十九条第二項、第六十条第二項（第六十条の十四第二項において準用する場合を含む。）、第八十五条第二項又は第百五十六条の六第四項（第百五十六条の十九第四項において準用する場合を含む。）の規定により付した条件に違反したとき。
  <sup>art-201/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-2</sup>
  the person violates the conditions attached pursuant to the provisions of Article 30-2, paragraph (1) (including as applied mutatis mutandis pursuant to Article 87-2, paragraph (3); Article 87-3, paragraph (5); Article 106-3, paragraph (6); Article 106-10, paragraph (5); Article 106-17, paragraph (5); Article 106-24, paragraph (2); Article 155, paragraph (2); Article 156-5-5, paragraph (6); or Article 156-20-16, paragraph (4)); Article 59, paragraph (2); Article 60, paragraph (2) (including as applied mutatis mutandis pursuant to Article 60-14, paragraph (2)); Article 85, paragraph (2); or Article 156-6, paragraph (4) (including as applied mutatis mutandis pursuant to Article 156-19, paragraph (4));
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **三**  第三十一条第六項の規定に違反したとき。
  <sup>art-201/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-3</sup>
  the person violates the provisions of Article 31, paragraph (6);
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **四**  第三十一条の二第五項、第三十三条第一項、第三十三条の二、第四十一条の三から第四十一条の五まで、第四十二条の五、第四十二条の六又は第六十六条の十三の規定に違反したとき。
  <sup>art-201/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-4</sup>
  the person violates the provisions of Article 31-2, paragraph (5); Article 33, paragraph (1); Article 33-2; Articles 41-3 through 41-5; Article 42-5; Article 42-6; or Article 66-13;
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **五**  第三十五条第四項の規定による承認を受けないで金融商品取引業並びに同条第一項に規定する業務及び同条第二項各号に掲げる業務以外の業務を行つたとき。
  <sup>art-201/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-5</sup>
  the person conducts financial instruments business or performs services prescribed in Article 35, paragraph (1) and services other than those set forth in the items of Article 35, paragraph (2), without obtaining the approval under the provisions of Article 35, paragraph (4);
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **六**  第五十二条第一項（第三十条第一項の認可に係るものに限る。）又は第五十二条の二第一項の規定による業務の停止の処分に違反したとき。
  <sup>art-201/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-6</sup>
  the person violates a disposition for the suspension of business under Article 52, paragraph (1) (limited to the part involving the authorization referred to in Article 30, paragraph (1)) or Article 52-2, paragraph (1);
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **七**  第六十四条第二項（第六十六条の二十五において準用する場合を含む。）の規定に違反して、外務員の職務を行わせたとき。
  <sup>art-201/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-7</sup>
  the person violates the provisions of Article 64, paragraph (2) (including as applied mutatis mutandis pursuant to Article 66-25) in allowing a person to perform the duties of a sales representative;
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **八**  第六十七条の七、第九十七条又は第百二条の二十一の規定に違反したとき。
  <sup>art-201/par-1/item-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-8</sup>
  the person violates the provisions of Article 67-7, Article 97, or Article 102-21;
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **九**  第八十五条第一項の規定に違反して内閣総理大臣の認可を受けないで同項に規定する自主規制法人に第八十四条第二項に規定する自主規制業務の委託を行つたとき。
  <sup>art-201/par-1/item-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-9</sup>
  the person entrusts the self-regulatory services prescribed in Article 84, paragraph (2) to a self-regulatory organization prescribed in that paragraph without obtaining the authorization from the Prime Minster, in violation of Article 85, paragraph (1);
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **十**  第百六条の七第四項において準用する同条第一項又は第百六条の二十一第四項において準用する同条第一項の規定による命令に違反したとき。
  <sup>art-201/par-1/item-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-10 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-10</sup>
  the person violates an order under the provisions of Article 106-7, paragraph (1) as applied mutatis mutandis pursuant to paragraph (4) of that Article, or under the provisions of Article 106-21, paragraph (1) as applied mutatis mutandis pursuant to paragraph (4) of that Article;
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **十一**  第百六条の二十八第一項（第百九条において準用する場合を含む。）の規定による命令に違反したとき。
  <sup>art-201/par-1/item-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-11 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-11</sup>
  the person violates an order under the provisions of Article 106-28, paragraph (1) (including as applied mutatis mutandis pursuant to Article 109);
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **十二**  第百五十六条の二十七第三項の規定による承認を受けないで第百五十六条の二十四第一項及び第百五十六条の二十七第一項各号に規定する業務以外の業務を行つたとき。
  <sup>art-201/par-1/item-12 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-12 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-12</sup>
  the person conducts business other than that prescribed in Article 156-24, paragraph (1) and the items of Article 156-27, paragraph (1) without obtaining the approval under the provisions of Article 156-27, paragraph (3); and
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

  **十三**  第百五十六条の二十八第一項の規定による認可を受けないで、同項の規定により内閣総理大臣の認可を受けてできることとされる行為をしたとき。
  <sup>art-201/par-1/item-13 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-13 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-13</sup>
  the person performs an act that is allowed only with the authorization of the Prime Minister pursuant to Article 156-28, paragraph (1), without obtaining the authorization under the provisions of that paragraph.
  <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

---

## Cites
- art-201/par-1/item-1: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-30/par-1 · https://japanlaw.org/l/323AC0000000025/art-30/par-1
- art-201/par-1/item-2: 第三十条の二第一項 → 金融商品取引法 第三十条の二第一項 (Article 30-2, paragraph (1)), art-30-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-30-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-30-2/par-1
- art-201/par-1/item-2: 第八十七条の二第三項 → 金融商品取引法 第八十七条の二第三項 (Article 87-2, paragraph (3)), art-87-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-87-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-87-2/par-3
- art-201/par-1/item-2: 第八十七条の三第五項 → 金融商品取引法 第八十七条の三第五項 (Article 87-3, paragraph (5)), art-87-3/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-87-3/par-5 · https://japanlaw.org/l/323AC0000000025/art-87-3/par-5
- art-201/par-1/item-2: 第百六条の三第六項 → 金融商品取引法 第百六条の三第六項 (Article 106-3, paragraph (6)), art-106-3/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-3/par-6 · https://japanlaw.org/l/323AC0000000025/art-106-3/par-6
- art-201/par-1/item-2: 第百六条の十第五項 → 金融商品取引法 第百六条の十第五項 (Article 106-10, paragraph (5)), art-106-10/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-10/par-5 · https://japanlaw.org/l/323AC0000000025/art-106-10/par-5
- art-201/par-1/item-2: 第百六条の十七第五項 → 金融商品取引法 第百六条の十七第五項 (Article 106-17, paragraph (5)), art-106-17/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-17/par-5 · https://japanlaw.org/l/323AC0000000025/art-106-17/par-5
- art-201/par-1/item-2: 第百六条の二十四第二項 → 金融商品取引法 第百六条の二十四第二項 (Article 106-24, paragraph (2)), art-106-24/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-24/par-2 · https://japanlaw.org/l/323AC0000000025/art-106-24/par-2
- art-201/par-1/item-2: 第百五十五条第二項 → 金融商品取引法 第百五十五条第二項 (Article 155, paragraph (2)), art-155/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155/par-2 · https://japanlaw.org/l/323AC0000000025/art-155/par-2
- art-201/par-1/item-2: 第百五十六条の五の五第六項 → 金融商品取引法 第百五十六条の五の五第六項 (Article 156-5-5, paragraph (6)), art-156-5-5/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-5/par-6 · https://japanlaw.org/l/323AC0000000025/art-156-5-5/par-6
- art-201/par-1/item-2: 第百五十六条の二十の十六第四項 → 金融商品取引法 第百五十六条の二十の十六第四項 (Article 156-20-16, paragraph (4)), art-156-20-16/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-20-16/par-4 · https://japanlaw.org/l/323AC0000000025/art-156-20-16/par-4
- art-201/par-1/item-2: 第五十九条第二項 → 金融商品取引法 第五十九条第二項 (Article 59, paragraph (2)), art-59/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59/par-2 · https://japanlaw.org/l/323AC0000000025/art-59/par-2
- art-201/par-1/item-2: 第六十条第二項 → 金融商品取引法 第六十条第二項 (Article 60, paragraph (2)), art-60/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60/par-2 · https://japanlaw.org/l/323AC0000000025/art-60/par-2
- art-201/par-1/item-2: 第六十条の十四第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-14/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-14/par-2
- art-201/par-1/item-2: 第八十五条第二項 → 金融商品取引法 第八十五条第二項 (Article 85, paragraph (2)), art-85/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-85/par-2 · https://japanlaw.org/l/323AC0000000025/art-85/par-2
- art-201/par-1/item-2: 第百五十六条の六第四項 → 金融商品取引法 第百五十六条の六第四項 (Article 156-6, paragraph (4)), art-156-6/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-6/par-4 · https://japanlaw.org/l/323AC0000000025/art-156-6/par-4
- art-201/par-1/item-2: 第百五十六条の十九第四項 → 金融商品取引法 第百五十六条の十九第四項 (Article 156-19, paragraph (4)), art-156-19/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-19/par-4 · https://japanlaw.org/l/323AC0000000025/art-156-19/par-4
- art-201/par-1/item-3: 第三十一条第六項 → 金融商品取引法 第三十一条第六項 (Article 31, paragraph (6)), art-31/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-31/par-6 · https://japanlaw.org/l/323AC0000000025/art-31/par-6
- art-201/par-1/item-4: 第三十一条の二第五項 → 金融商品取引法 第三十一条の二第五項 (Article 31-2, paragraph (5)), art-31-2/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-31-2/par-5 · https://japanlaw.org/l/323AC0000000025/art-31-2/par-5
- art-201/par-1/item-4: 第三十三条第一項 → 金融商品取引法 第三十三条第一項 (Article 33, paragraph (1)), art-33/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33/par-1 · https://japanlaw.org/l/323AC0000000025/art-33/par-1
- art-201/par-1/item-4: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-33-2 · https://japanlaw.org/l/323AC0000000025/art-33-2
- art-201/par-1/item-4: 第四十一条の三から第四十一条の五まで → 金融商品取引法 第四十一条の三 (Article 41-3), art-41-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-41-3 · https://japanlaw.org/l/323AC0000000025/art-41-3
- art-201/par-1/item-4: 第四十一条の三から第四十一条の五まで → 金融商品取引法 第四十一条の四 (Article 41-4), art-41-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-41-4 · https://japanlaw.org/l/323AC0000000025/art-41-4
- art-201/par-1/item-4: 第四十一条の三から第四十一条の五まで → 金融商品取引法 第四十一条の五 (Article 41-5), art-41-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-41-5 · https://japanlaw.org/l/323AC0000000025/art-41-5
- art-201/par-1/item-4: 第四十二条の五 → 金融商品取引法 第四十二条の五 (Article 42-5), art-42-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-5 · https://japanlaw.org/l/323AC0000000025/art-42-5
- art-201/par-1/item-4: 第四十二条の六 → 金融商品取引法 第四十二条の六 (Article 42-6), art-42-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-6 · https://japanlaw.org/l/323AC0000000025/art-42-6
- art-201/par-1/item-4: 第六十六条の十三 → 金融商品取引法 第六十六条の十三 (Article 66-13), art-66-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-13 · https://japanlaw.org/l/323AC0000000025/art-66-13
- art-201/par-1/item-5: 第三十五条第四項 → 金融商品取引法 第三十五条第四項 (Article 35, paragraph (4)), art-35/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-4 · https://japanlaw.org/l/323AC0000000025/art-35/par-4
- art-201/par-1/item-5: 同条第一項 → 金融商品取引法 第三十五条第一項 (Article 35, paragraph (1)), art-35/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-1 · https://japanlaw.org/l/323AC0000000025/art-35/par-1
- art-201/par-1/item-5: 同条第二項 → 金融商品取引法 第三十五条第二項 (Article 35, paragraph (2)), art-35/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-35/par-2 · https://japanlaw.org/l/323AC0000000025/art-35/par-2
- art-201/par-1/item-6: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1
- art-201/par-1/item-6: 第三十条第一項 → 金融商品取引法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-30/par-1 · https://japanlaw.org/l/323AC0000000025/art-30/par-1
- art-201/par-1/item-6: 第五十二条の二第一項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-52-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-52-2/par-1
- art-201/par-1/item-7: 第六十四条第二項 → 金融商品取引法 第六十四条第二項 (Article 64, paragraph (2)), art-64/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-64/par-2 · https://japanlaw.org/l/323AC0000000025/art-64/par-2
- art-201/par-1/item-7: 第六十六条の二十五 → 金融商品取引法 第六十六条の二十五 (Article 66-25), art-66-25 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-25 · https://japanlaw.org/l/323AC0000000025/art-66-25
- art-201/par-1/item-8: 第六十七条の七 → 金融商品取引法 第六十七条の七 (Article 67-7), art-67-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-67-7 · https://japanlaw.org/l/323AC0000000025/art-67-7
- art-201/par-1/item-8: 第九十七条 → 金融商品取引法 第九十七条 (Article 97), art-97 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-97 · https://japanlaw.org/l/323AC0000000025/art-97
- art-201/par-1/item-8: 第百二条の二十一 → 金融商品取引法 第百二条の二十一 (Article 102-21), art-102-21 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-21 · https://japanlaw.org/l/323AC0000000025/art-102-21
- art-201/par-1/item-9: 第八十五条第一項 → 金融商品取引法 第八十五条第一項 (Article 85, paragraph (1)), art-85/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-85/par-1 · https://japanlaw.org/l/323AC0000000025/art-85/par-1
- art-201/par-1/item-9: 第八十四条第二項 → 金融商品取引法 第八十四条第二項 (Article 84, paragraph (2)), art-84/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-84/par-2 · https://japanlaw.org/l/323AC0000000025/art-84/par-2
- art-201/par-1/item-10: 第百六条の七第四項 → 金融商品取引法 第百六条の七第四項 (Article 106-7, paragraph (4)), art-106-7/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-7/par-4 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-4
- art-201/par-1/item-10: 同条第一項 → 金融商品取引法 第百六条の七第一項 (Article 106-7, paragraph (1)), art-106-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-7/par-1
- art-201/par-1/item-10: 第百六条の二十一第四項 → 金融商品取引法 第百六条の二十一第四項 (Article 106-21, paragraph (4)), art-106-21/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-21/par-4 · https://japanlaw.org/l/323AC0000000025/art-106-21/par-4
- art-201/par-1/item-10: 同条第一項 → 金融商品取引法 第百六条の二十一第一項 (Article 106-21, paragraph (1)), art-106-21/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-21/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-21/par-1
- art-201/par-1/item-11: 第百六条の二十八第一項 → 金融商品取引法 第百六条の二十八第一項 (Article 106-28, paragraph (1)), art-106-28/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-28/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-28/par-1
- art-201/par-1/item-11: 第百九条 → 金融商品取引法 第百九条 (Article 109), art-109 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-109 · https://japanlaw.org/l/323AC0000000025/art-109
- art-201/par-1/item-12: 第百五十六条の二十七第三項 → 金融商品取引法 第百五十六条の二十七第三項 (Article 156-27, paragraph (3)), art-156-27/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-27/par-3 · https://japanlaw.org/l/323AC0000000025/art-156-27/par-3
- art-201/par-1/item-12: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-24/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-1
- art-201/par-1/item-12: 第百五十六条の二十七第一項 → 金融商品取引法 第百五十六条の二十七第一項 (Article 156-27, paragraph (1)), art-156-27/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-27/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-27/par-1
- art-201/par-1/item-13: 第百五十六条の二十八第一項 → 金融商品取引法 第百五十六条の二十八第一項 (Article 156-28, paragraph (1)), art-156-28/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-28/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-28/par-1

## Cited by

2 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 第二百七条第一項第五号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-207/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-207/par-1/item-5
- 金融商品取引法 第二百七条第一項第六号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-207/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-207/par-1/item-6

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-019, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22