# 金融商品取引法 / Financial Instruments and Exchange Act — 第百九十八条 (Article 198) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第百九十八条 (Article 198) — address `art-198` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-198 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第百九十八条 art-198 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198 · https://japanlaw.org/l/323AC0000000025/art-198 **第一項** 次の各号のいずれかに該当する場合には、当該違反行為をした者は、三年以下の拘禁刑若しくは三百万円以下の罰金に処し、又はこれを併科する。 art-198/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1 · https://japanlaw.org/l/323AC0000000025/art-198/par-1 If any of the following items applies, the person who has committed the violation is subject to punishment by imprisonment for not more than three years, a fine of not more than three million yen, or both: machine translation, not official **一** 不正の手段により第六十六条、第六十六条の二十七、第六十六条の五十若しくは第六十六条の七十一の登録、第三十一条第四項若しくは第六十六条の七十五第四項の変更登録又は第五十九条第一項、第六十条第一項若しくは第六十条の十四第一項の許可を受けたとき。 art-198/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-1 the person receives, by wrongful means, the registration referred to in Article 66, Article 66-27, Article 66-50, or Article 66-71, the registration of a change referred to in Article 31, paragraph (4) or Article 66-75, paragraph (4), or the permission referred to in Article 59, paragraph (1), Article 60, paragraph (1), or Article 60-14, paragraph (1); machine translation, not official **二** 第三十六条の三、第六十六条の九、第六十六条の三十四又は第六十六条の七十九の規定に違反して他人に登録金融機関業務、金融商品仲介業、信用格付業又は投資運用関係業務受託業を行わせたとき。 art-198/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-2 the person violates the provisions of Article 36-3, Article 66-9, Article 66-34, or Article 66-79 in having another person perform registered financial institution business, financial instruments intermediary service, credit rating services, or investment management-related services contracting business; machine translation, not official **二の二** 第三十八条第一号の規定に違反したとき（当該違反が投資運用業に関して行われたものである場合に限る。）。 art-198/par-1/item-2-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1/item-2-2 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-2-2 the person violates Article 38, item (i) (limited to cases in which the violation has been committed in connection with investment management business); machine translation, not official **二の三** 第三十八条第七号又は第六十六条の十四第一号ハの規定に違反したとき。 art-198/par-1/item-2-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1/item-2-3 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-2-3 the person violates Article 38, item (vii) or Article 66-14, item (i), (c); machine translation, not official **二の四** 第四十二条の七第一項の規定に違反して、同項の規定による情報の提供をせず、又は虚偽の情報の提供をしたとき。 art-198/par-1/item-2-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1/item-2-4 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-2-4 the person, in violation of Article 42-7, paragraph (1), fails to carry out the provision of information under the provisions of that paragraph or carries out the provision of false information; machine translation, not official **三** 第五十九条第一項、第六十条第一項又は第六十条の十四第一項の規定に違反して内閣総理大臣の許可を受けないで第五十九条第一項、第六十条第一項又は第六十条の十四第一項に規定する業務を行つたとき。 art-198/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-3 the person violates the provisions of Article 59, paragraph (1), Article 60, paragraph (1), or Article 60-14, paragraph (1), in conducting business prescribed in Article 59, paragraph (1), Article 60, paragraph (1), or Article 60-14, paragraph (1), without obtaining permission of the Prime Minister; machine translation, not official **三の二** 第五十九条の六又は第六十条の十三（第六十条の十四第二項において準用する場合を含む。）において準用する第三十六条の三の規定に違反して他人に第五十九条第一項、第六十条第一項又は第六十条の十四第一項に規定する業務を行わせたとき。 art-198/par-1/item-3-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1/item-3-2 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-3-2 the person violates the provisions of Article 36-3 as applied mutatis mutandis pursuant to Article 59-6 or Article 60-13 (including as applied mutatis mutandis pursuant to Article 60-14, paragraph (2)), in having another person conduct the business prescribed in Article 59, paragraph (1), Article 60, paragraph (1), or Article 60-14, paragraph (1); machine translation, not official **三の三** 第六十六条の五十の規定に違反して内閣総理大臣の登録を受けないで高速取引行為を行つたとき。 art-198/par-1/item-3-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1/item-3-3 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-3-3 the person, in violation of Article 66-50, conducts high-speed trading without obtaining registration from the Prime Minister; machine translation, not official **三の四** 第六十六条の五十六の規定に違反して他人に高速取引行為を行わせたとき。 art-198/par-1/item-3-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1/item-3-4 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-3-4 the person, in violation of Article 66-56, has another person conduct high-speed trading; machine translation, not official **四** 第八十条第一項又は第百五十五条第一項の規定に違反して金融商品市場を開設したとき、又は外国金融商品市場における取引を行わせたとき。 art-198/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-4 the person, in violation of Article 80, paragraph (1) or Article 155, paragraph (1), establishes a financial instruments market, or has another person conduct transactions on a foreign financial instruments market; machine translation, not official **五** 第百二条の十四の規定に違反して内閣総理大臣の認可を受けないで第八十四条第二項に規定する自主規制業務を行つたとき。 art-198/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-5 the person, in violation of Article 102-14, performs self-regulatory services prescribed in Article 84, paragraph (2) without obtaining authorization of the Prime Minister; machine translation, not official **六** 第百五十六条の二の規定に違反して金融商品債務引受業を行つたとき。 art-198/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-6 the person, in violation of Article 156-2, performs financial instruments obligation assumption services; machine translation, not official **六の二** 第百五十六条の二十の十六第一項の規定に違反して内閣総理大臣の認可を受けないで連携金融商品債務引受業務を行つたとき。 art-198/par-1/item-6-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1/item-6-2 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-6-2 the person, in violation of Article 156-20-16, paragraph (1), performs collaborating financial instruments obligation assumption services without obtaining authorization of the Prime Minister; machine translation, not official **七** 第百五十六条の二十四第一項の規定に違反して内閣総理大臣の免許を受けないで同項に規定する業務を行つたとき。 art-198/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-7 the person, in violation of Article 156-24, paragraph (1), conducts business prescribed in that paragraph without obtaining a license from the Prime Minister; or machine translation, not official **八** 第百九十二条第一項又は第二項の規定による裁判所の命令に違反したとき。 art-198/par-1/item-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-198/par-1/item-8 the person violates an order of the court under the provisions of Article 192, paragraph (1) or (2). machine translation, not official **第二項** 第百一条の九の規定により発行する株式の総数の引受け、払込み若しくは金銭以外の財産の給付又は同条第三号に掲げる事項について、内閣総理大臣、裁判所又は会員の総会に対して虚偽の申述を行い、又は事実を隠蔽した会員金融商品取引所の役員（仮理事及び仮監事を含む。）若しくは検査役又は株式会社金融商品取引所の取締役若しくは監査役となるべき者は、三年以下の拘禁刑若しくは三百万円以下の罰金に処し、又はこれを併科する。 art-198/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198/par-2 · https://japanlaw.org/l/323AC0000000025/art-198/par-2 An officer (including a provisional board member or provisional auditor) or inspector of an incorporated association-operated financial instruments exchange, or a person that is to be the director or company auditor of an incorporated financial instruments exchange, who has made a false statement to or concealed a fact from the Prime Minister, the court, or the members of a general meeting with regard to subscription or payment for the total number of shares to be issued pursuant to the provisions of Article 101-9, the delivery of property other than money, or the particulars set forth in Article 101-9, item (iii), is subject to punishment by imprisonment for not more than three years, a fine of not more than three million yen, or both. machine translation, not official --- ## Cites - art-198/par-1/item-1: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66 · https://japanlaw.org/l/323AC0000000025/art-66 - art-198/par-1/item-1: 第六十六条の二十七 → 金融商品取引法 第六十六条の二十七 (Article 66-27), art-66-27 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-27 · https://japanlaw.org/l/323AC0000000025/art-66-27 - art-198/par-1/item-1: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-50 · https://japanlaw.org/l/323AC0000000025/art-66-50 - art-198/par-1/item-1: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-71 · https://japanlaw.org/l/323AC0000000025/art-66-71 - art-198/par-1/item-1: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-31/par-4 · https://japanlaw.org/l/323AC0000000025/art-31/par-4 - art-198/par-1/item-1: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-75/par-4 · https://japanlaw.org/l/323AC0000000025/art-66-75/par-4 - art-198/par-1/item-1: 第五十九条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59/par-1 · https://japanlaw.org/l/323AC0000000025/art-59/par-1 - art-198/par-1/item-1: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60/par-1 · https://japanlaw.org/l/323AC0000000025/art-60/par-1 - art-198/par-1/item-1: 第六十条の十四第一項 → 金融商品取引法 第六十条の十四第一項 (Article 60-14, paragraph (1)), art-60-14/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-14/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-14/par-1 - art-198/par-1/item-2: 第三十六条の三 → 金融商品取引法 第三十六条の三 (Article 36-3), art-36-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-36-3 · https://japanlaw.org/l/323AC0000000025/art-36-3 - art-198/par-1/item-2: 第六十六条の九 → 金融商品取引法 第六十六条の九 (Article 66-9), art-66-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-9 · https://japanlaw.org/l/323AC0000000025/art-66-9 - art-198/par-1/item-2: 第六十六条の三十四 → 金融商品取引法 第六十六条の三十四 (Article 66-34), art-66-34 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-34 · https://japanlaw.org/l/323AC0000000025/art-66-34 - art-198/par-1/item-2: 第六十六条の七十九 → 金融商品取引法 第六十六条の七十九 (Article 66-79), art-66-79 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-79 · https://japanlaw.org/l/323AC0000000025/art-66-79 - art-198/par-1/item-2-2: 第三十八条第一号 → 金融商品取引法 第三十八条第一項第一号 (Article 38, paragraph (1), item (i)), art-38/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-38/par-1/item-1 - art-198/par-1/item-2-3: 第三十八条第七号 → 金融商品取引法 第三十八条第一項第七号 (Article 38, paragraph (1), item (vii)), art-38/par-1/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-38/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-38/par-1/item-7 - art-198/par-1/item-2-3: 第六十六条の十四第一号 → 金融商品取引法 第六十六条の十四第一項第一号 (Article 66-14, paragraph (1), item (i)), art-66-14/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-14/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-66-14/par-1/item-1 - art-198/par-1/item-2-4: 第四十二条の七第一項 → 金融商品取引法 第四十二条の七第一項 (Article 42-7, paragraph (1)), art-42-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-42-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-42-7/par-1 - art-198/par-1/item-3: 第五十九条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59/par-1 · https://japanlaw.org/l/323AC0000000025/art-59/par-1 - art-198/par-1/item-3: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60/par-1 · https://japanlaw.org/l/323AC0000000025/art-60/par-1 - art-198/par-1/item-3: 第六十条の十四第一項 → 金融商品取引法 第六十条の十四第一項 (Article 60-14, paragraph (1)), art-60-14/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-14/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-14/par-1 - art-198/par-1/item-3-2: 第五十九条の六 → 金融商品取引法 第五十九条の六 (Article 59-6), art-59-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59-6 · https://japanlaw.org/l/323AC0000000025/art-59-6 - art-198/par-1/item-3-2: 第六十条の十三 → 金融商品取引法 第六十条の十三 (Article 60-13), art-60-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-13 · https://japanlaw.org/l/323AC0000000025/art-60-13 - art-198/par-1/item-3-2: 第六十条の十四第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-14/par-2 · https://japanlaw.org/l/323AC0000000025/art-60-14/par-2 - art-198/par-1/item-3-2: 第三十六条の三 → 金融商品取引法 第三十六条の三 (Article 36-3), art-36-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-36-3 · https://japanlaw.org/l/323AC0000000025/art-36-3 - art-198/par-1/item-3-2: 第五十九条第一項 → 金融商品取引法 第五十九条第一項 (Article 59, paragraph (1)), art-59/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-59/par-1 · https://japanlaw.org/l/323AC0000000025/art-59/par-1 - art-198/par-1/item-3-2: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60/par-1 · https://japanlaw.org/l/323AC0000000025/art-60/par-1 - art-198/par-1/item-3-2: 第六十条の十四第一項 → 金融商品取引法 第六十条の十四第一項 (Article 60-14, paragraph (1)), art-60-14/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-60-14/par-1 · https://japanlaw.org/l/323AC0000000025/art-60-14/par-1 - art-198/par-1/item-3-3: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-50 · https://japanlaw.org/l/323AC0000000025/art-66-50 - art-198/par-1/item-3-4: 第六十六条の五十六 → 金融商品取引法 第六十六条の五十六 (Article 66-56), art-66-56 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-66-56 · https://japanlaw.org/l/323AC0000000025/art-66-56 - art-198/par-1/item-4: 第八十条第一項 → 金融商品取引法 第八十条第一項 (Article 80, paragraph (1)), art-80/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-80/par-1 · https://japanlaw.org/l/323AC0000000025/art-80/par-1 - art-198/par-1/item-4: 第百五十五条第一項 → 金融商品取引法 第百五十五条第一項 (Article 155, paragraph (1)), art-155/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155/par-1 · https://japanlaw.org/l/323AC0000000025/art-155/par-1 - art-198/par-1/item-5: 第百二条の十四 → 金融商品取引法 第百二条の十四 (Article 102-14), art-102-14 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-14 · https://japanlaw.org/l/323AC0000000025/art-102-14 - art-198/par-1/item-5: 第八十四条第二項 → 金融商品取引法 第八十四条第二項 (Article 84, paragraph (2)), art-84/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-84/par-2 · https://japanlaw.org/l/323AC0000000025/art-84/par-2 - art-198/par-1/item-6: 第百五十六条の二 → 金融商品取引法 第百五十六条の二 (Article 156-2), art-156-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-2 · https://japanlaw.org/l/323AC0000000025/art-156-2 - art-198/par-1/item-6-2: 第百五十六条の二十の十六第一項 → 金融商品取引法 第百五十六条の二十の十六第一項 (Article 156-20-16, paragraph (1)), art-156-20-16/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-20-16/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-20-16/par-1 - art-198/par-1/item-7: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-24/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-1 - art-198/par-1/item-8: 第百九十二条第一項 → 金融商品取引法 第百九十二条第一項 (Article 192, paragraph (1)), art-192/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-192/par-1 · https://japanlaw.org/l/323AC0000000025/art-192/par-1 - art-198/par-1/item-8: 第二項 → 金融商品取引法 第百九十二条第二項 (Article 192, paragraph (2)), art-192/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-192/par-2 · https://japanlaw.org/l/323AC0000000025/art-192/par-2 - art-198/par-2: 第百一条の九 → 金融商品取引法 第百一条の九 (Article 101-9), art-101-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-101-9 · https://japanlaw.org/l/323AC0000000025/art-101-9 - art-198/par-2: 同条第三号 → 金融商品取引法 第百一条の九第一項第三号 (Article 101-9, paragraph (1), item (iii)), art-101-9/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-101-9/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-101-9/par-1/item-3 ## Cited by 6 provisions cite this one. No official source publishes this direction. - 会社法 第三百三十一条第一項第三号（取締役の資格等） — https://japanlaw.org/en/companies-act/art-331/par-1/item-3 · https://japanlaw.org/l/417AC0000000086/art-331/par-1/item-3 - 金融商品取引法 第二百七条第一項第三号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-207/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-207/par-1/item-3 - 金融商品取引法 第二百七条第一項第六号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-207/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-207/par-1/item-6 - 金融商品取引法 第二百七条の二第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-207-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-207-2/par-1 - 金融商品取引法 附則第七条第一項（登録申請書記載事項の変更に関する経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5061-32/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5061-32/art-7/par-1 - 金融商品取引法 附則第九条第一項（刑法の一部改正に伴う経過措置） — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5061-32/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5061-32/art-9/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-022, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22