# 金融商品取引法 / Financial Instruments and Exchange Act — 第百六十三条 (Article 163) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第百六十三条 (Article 163)（上場会社等の役員等による特定有価証券等の売買等の報告の提出） — address `art-163` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-163 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-163 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第百六十三条（上場会社等の役員等による特定有価証券等の売買等の報告の提出） — (Submission of Reports on Purchase and Sales of Regulated Securities by the Officer of a Listed Company) caption: Ministry of Justice translation — Japanese Law Translation Database System art-163 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-163 · https://japanlaw.org/l/323AC0000000025/art-163 **第一項** 第二条第一項第五号、第七号、第九号又は第十一号に掲げる有価証券（政令で定めるものを除く。）で金融商品取引所に上場されているもの、店頭売買有価証券又は取扱有価証券に該当するものその他の政令で定める有価証券の発行者（以下この条から第百六十六条まで及び第百六十七条の二第一項において「上場会社等」という。）の役員（投資信託及び投資法人に関する法律第二条第十二項に規定する投資法人である上場会社等（第百六十六条において「上場投資法人等」という。）の資産運用会社（同法第二条第二十一項に規定する資産運用会社をいう。第百六十六条において同じ。）の役員を含む。以下この条から第百六十五条までにおいて同じ。）及び主要株主（自己又は他人（仮設人を含む。）の名義をもつて総株主等の議決権の百分の十以上の議決権（取得又は保有の態様その他の事情を勘案して内閣府令で定めるものを除く。）を保有している株主をいう。以下この条から第百六十六条までにおいて同じ。）は、自己の計算において当該上場会社等の第二条第一項第五号、第七号、第九号若しくは第十一号に掲げる有価証券（政令で定めるものを除く。）その他の政令で定める有価証券（以下この条から第百六十六条までにおいて「特定有価証券」という。）又は当該上場会社等の特定有価証券に係るオプションを表示する同項第十九号に掲げる有価証券その他の政令で定める有価証券（以下この項において「関連有価証券」という。）に係る買付け等（特定有価証券又は関連有価証券（以下この条から第百六十六条まで、第百六十七条の二第一項、第百七十五条の二及び第百九十七条の二第一項第十四号において「特定有価証券等」という。）の買付けその他の取引で政令で定めるものをいう。以下この条、次条及び第百六十五条の二において同じ。）又は売付け等（特定有価証券等の売付けその他の取引で政令で定めるものをいう。以下この条から第百六十五条の二までにおいて同じ。）をした場合（当該役員又は主要株主が委託者又は受益者である信託の受託者が当該上場会社等の特定有価証券等に係る買付け等又は売付け等をする場合であつて内閣府令で定める場合を含む。以下この条及び次条において同じ。）には、内閣府令で定めるところにより、その売買その他の取引（以下この項、次条及び第百六十五条の二において「売買等」という。）に関する報告書を売買等があつた日の属する月の翌月十五日までに、内閣総理大臣に提出しなければならない。ただし、買付け等又は売付け等の態様その他の事情を勘案して内閣府令で定める場合は、この限りでない。 art-163/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-163/par-1 · https://japanlaw.org/l/323AC0000000025/art-163/par-1 If an officer (including an officer of the asset management company (meaning an asset management company as defined in Article 2, paragraph (21) of the Act on Investment Trusts and Investment Corporations; the same applies in Article 166) of a listed company, etc. that is an investment corporation prescribed in Article 2, paragraph (12) of that Act (referred to as a "listed investment corporation, etc." in Article 166); hereinafter the same applies in this Article through Article 165) or a major shareholder (meaning a shareholder that holds, in its own name or in the name of another person (including a fictitious person), voting rights of 10 percent or more of the voting rights of all shareholders, etc. (excluding those specified by Cabinet Office Order in consideration of the manner of acquisition or holding and other circumstances); hereinafter the same applies in this Article through Article 166) of an issuer of securities that fall under Article 2, paragraph (1), item (v), (vii), (ix), or (xi) (excluding those specified by Cabinet Order) and are listed on a financial instruments exchange, that fall under over-the-counter traded securities or tradable securities, or that are other securities specified by Cabinet Order (hereinafter referred to as a "listed company, etc." in this Article through Article 166 and Article 167-2, paragraph (1)) has, on their own account, conducted a purchase, etc. (meaning the purchase of regulated securities or related securities (hereinafter referred to as "regulated securities, etc." in this Article through Article 166, Article 167-2, paragraph (1), Article 175-2, and Article 197-2, paragraph (1), item (xiv)) and other transactions specified by Cabinet Order; hereinafter the same applies in this Article, the following Article, and Article 165-2) or a sale, etc. (meaning the sale of regulated securities, etc. and other transactions specified by Cabinet Order; hereinafter the same applies in this Article through Article 165-2) relating to securities of the listed company, etc. that fall under Article 2, paragraph (1), item (v), (vii), (ix), or (xi) (excluding those specified by Cabinet Order) or other securities specified by Cabinet Order (hereinafter referred to as "regulated securities" in this Article through Article 166), or securities that fall under item (xix) of that paragraph and represent options relating to the regulated securities of the listed company, etc. or other securities specified by Cabinet Order (hereinafter referred to as "related securities" in this paragraph) (including cases specified by Cabinet Office Order in which the trustee of a trust of which the officer or major shareholder is the settlor or beneficiary conducts a purchase, etc. or sale, etc. relating to the regulated securities, etc. of the listed company, etc.; hereinafter the same applies in this Article and the following Article), the officer or major shareholder must submit to the Prime Minister, pursuant to the provisions of Cabinet Office Order, a report on those purchases, sales, or other transactions (hereinafter referred to as "purchase and sale, etc." in this paragraph, the following Article, and Article 165-2) by the 15th day of the month following the month in which the day of the purchase and sale, etc. falls; provided, however, that this does not apply in cases specified by Cabinet Office Order in consideration of the manner of the purchase, etc. or sale, etc. and other circumstances. machine translation, not official **第二項** 前項に規定する役員又は主要株主が、当該上場会社等の特定有価証券等に係る買付け等又は売付け等を金融商品取引業者等又は取引所取引許可業者に委託等をして行つた場合においては、同項に規定する報告書は、当該金融商品取引業者等又は取引所取引許可業者を経由して提出するものとする。当該買付け等又は売付け等の相手方が金融商品取引業者等又は取引所取引許可業者であるときも、同様とする。 art-163/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-163/par-2 · https://japanlaw.org/l/323AC0000000025/art-163/par-2 If the officer or major shareholder prescribed in the preceding paragraph conducts a purchase, etc. or sale, etc. of the regulated securities, etc. of the listed company, etc. by entrusting, etc. a financial instruments business operator, etc. or authorized firm for on-exchange transactions to do so, the report prescribed in the preceding paragraph is to be submitted through the financial instruments business operator, etc. or authorized firm for on-exchange transactions. The same applies if the other party to the purchase, etc. or sale, etc. is a financial instruments business operator, etc. or authorized firm for on-exchange transactions. Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "If the officer or major shareholder prescribed in the preceding paragraph coducts a purchase, etc. or sale, etc. of the regulated securities, etc. of the listed company, etc. by entrusting, etc. a financial instruments business operator, etc. or authorized firm for on-exchange transactions to do so, the report prescribed in the preceding paragraph is to be submitted through the financial instruments business operator, etc. or authorized firm for on-exchange transactions. The same applies if the other party to the purchase, etc. or sale, etc. is a financial instruments business operator, etc. or authorized firm for on-exchange transactions." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb --- ## Cites - art-163/par-1: 第二条第一項第五号 → 金融商品取引法 第二条第一項第五号 (Article 2, paragraph (1), item (v)), art-2/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-5 - art-163/par-1: 第七号 → 金融商品取引法 第二条第一項第七号 (Article 2, paragraph (1), item (vii)), art-2/par-1/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-1/item-7 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-7 - art-163/par-1: 第九号 → 金融商品取引法 第二条第一項第九号 (Article 2, paragraph (1), item (ix)), art-2/par-1/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-9 - art-163/par-1: 第十一号 → 金融商品取引法 第二条第一項第十一号 (Article 2, paragraph (1), item (xi)), art-2/par-1/item-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-1/item-11 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-11 - art-163/par-1: この条 → 金融商品取引法 第百六十三条 (Article 163), art-163 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-163 · https://japanlaw.org/l/323AC0000000025/art-163 - art-163/par-1: 第百六十六条 → 金融商品取引法 第百六十六条 (Article 166), art-166 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-166 · https://japanlaw.org/l/323AC0000000025/art-166 - art-163/par-1: 第百六十七条の二第一項 → 金融商品取引法 第百六十七条の二第一項 (Article 167-2, paragraph (1)), art-167-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-167-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-167-2/par-1 - art-163/par-1: 投資信託及び投資法人に関する法律第二条第十二項 → e-Gov law 326AC0100000198, 第二条第十二項 (Article 2, paragraph (12)), art-2/par-12 — not held in this collection - art-163/par-1: 同法第二条第二十一項 → e-Gov law 326AC0100000198, 第二条第二十一項 (Article 2, paragraph (21)), art-2/par-21 — not held in this collection - art-163/par-1: 第百六十五条 → 金融商品取引法 第百六十五条 (Article 165), art-165 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-165 · https://japanlaw.org/l/323AC0000000025/art-165 - art-163/par-1: 同項第十九号 → 金融商品取引法 第二条第一項第十九号 (Article 2, paragraph (1), item (xix)), art-2/par-1/item-19 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-1/item-19 · https://japanlaw.org/l/323AC0000000025/art-2/par-1/item-19 - art-163/par-1: この項 → 金融商品取引法 第百六十三条第一項 (Article 163, paragraph (1)), art-163/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-163/par-1 · https://japanlaw.org/l/323AC0000000025/art-163/par-1 - art-163/par-1: 第百七十五条の二 → 金融商品取引法 第百七十五条の二 (Article 175-2), art-175-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-175-2 · https://japanlaw.org/l/323AC0000000025/art-175-2 - art-163/par-1: 第百九十七条の二第一項第十四号 → 金融商品取引法 第百九十七条の二第一項第十四号 (Article 197-2, paragraph (1), item (xiv)), art-197-2/par-1/item-14 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-197-2/par-1/item-14 · https://japanlaw.org/l/323AC0000000025/art-197-2/par-1/item-14 - art-163/par-1: 次条 → 金融商品取引法 第百六十四条 (Article 164), art-164 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-164 · https://japanlaw.org/l/323AC0000000025/art-164 - art-163/par-1: 第百六十五条の二 → 金融商品取引法 第百六十五条の二 (Article 165-2), art-165-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-165-2 · https://japanlaw.org/l/323AC0000000025/art-165-2 - art-163/par-2: 前項 → 金融商品取引法 第百六十三条第一項 (Article 163, paragraph (1)), art-163/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-163/par-1 · https://japanlaw.org/l/323AC0000000025/art-163/par-1 ## Cited by 9 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第二十一条第一項第一号（虚偽記載のある届出書の提出会社の役員等の賠償責任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-21/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-21/par-1/item-1 - 金融商品取引法 第百六十三条第一項（上場会社等の役員等による特定有価証券等の売買等の報告の提出） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-163/par-1 · https://japanlaw.org/l/323AC0000000025/art-163/par-1 - 金融商品取引法 第百六十三条第二項（上場会社等の役員等による特定有価証券等の売買等の報告の提出） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-163/par-2 · https://japanlaw.org/l/323AC0000000025/art-163/par-2 - 金融商品取引法 第百六十四条第四項（上場会社等の役員等の短期売買利益の返還） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-164/par-4 · https://japanlaw.org/l/323AC0000000025/art-164/par-4 - 金融商品取引法 第百六十四条第六項（上場会社等の役員等の短期売買利益の返還） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-164/par-6 · https://japanlaw.org/l/323AC0000000025/art-164/par-6 - 金融商品取引法 第百六十五条の二第十七項（特定組合等の財産に属する特定有価証券等の取扱い） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-165-2/par-17 · https://japanlaw.org/l/323AC0000000025/art-165-2/par-17 - 金融商品取引法 第百七十五条第九項（会社関係者に対する禁止行為等に違反した者に対する課徴金納付命令） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-175/par-9 · https://japanlaw.org/l/323AC0000000025/art-175/par-9 - 金融商品取引法 第二百五条第一項第十九号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-205/par-1/item-19 · https://japanlaw.org/l/323AC0000000025/art-205/par-1/item-19 - 金融商品取引法 附則第四条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4251-45/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-4/par-1 --- ## Sources - claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23 - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 163, paragraph (2) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-017, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22