# 金融商品取引法 / Financial Instruments and Exchange Act — 第百五十六条の五の九 (Article 156-5-9) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第百五十六条の五の九 (Article 156-5-9)（主要株主に対する監督上の処分） — address `art-156-5-9` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-9 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-156-5-9 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第百五十六条の五の九（主要株主に対する監督上の処分） — (Supervisory Dispositions for Major Shareholders) caption: Ministry of Justice translation — Japanese Law Translation Database System art-156-5-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-9 · https://japanlaw.org/l/323AC0000000025/art-156-5-9 **第一項** 内閣総理大臣は、金融商品取引清算機関の主要株主が法令に違反したとき、又は主要株主の行為が当該金融商品取引清算機関の業務の健全かつ適切な運営を損なうおそれがあると認めるときは、当該主要株主に対し第百五十六条の五の五第一項又は第四項ただし書の認可を取り消し、その他監督上必要な措置をとることを命ずることができる。 art-156-5-9/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-5-9/par-1 If the major shareholder of a financial instruments clearing organization violates a law or regulation, or if it is found that the conduct of a major shareholder is likely to impair the sound and appropriate operation of the business of the financial instruments clearing organization, the Prime Minister may rescind the major shareholder's Article 156-5-5, paragraph (1) authorization or the authorization referred to in the proviso to paragraph (4) of that Article, or order the major shareholder to take measures that are necessary from a supervisory perspective. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の規定により第百五十六条の五の五第一項又は第四項ただし書の認可を取り消された者は、当該認可を取り消された日から三月以内に、金融商品取引清算機関の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。 art-156-5-9/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-9/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-5-9/par-2 A person that has the authorization referred to in Article 156-5-5, paragraph (1) or in the proviso to paragraph (4) of that Article rescinded pursuant to the provisions of the preceding paragraph must take the necessary measures to become the holder of a number of subject voting rights in a financial instruments clearing organization which is less than the threshold holding ratio, within three months from the day that the authorization is rescinded. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 内閣総理大臣は、第一項の規定により必要な措置を命じようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。 art-156-5-9/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-9/par-3 · https://japanlaw.org/l/323AC0000000025/art-156-5-9/par-3 Irrespective the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to order the necessary measures pursuant to the provisions of paragraph (1), the Prime Minister must conduct a hearing. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-156-5-9/par-1: 第百五十六条の五の五第一項 → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-5-5/par-1 - art-156-5-9/par-1: 第四項 → 金融商品取引法 第百五十六条の五の五第四項 (Article 156-5-5, paragraph (4)), art-156-5-5/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-5/par-4 · https://japanlaw.org/l/323AC0000000025/art-156-5-5/par-4 - art-156-5-9/par-2: 前項 → 金融商品取引法 第百五十六条の五の九第一項 (Article 156-5-9, paragraph (1)), art-156-5-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-5-9/par-1 - art-156-5-9/par-2: 第百五十六条の五の五第一項 → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-5-5/par-1 - art-156-5-9/par-2: 第四項 → 金融商品取引法 第百五十六条の五の五第四項 (Article 156-5-5, paragraph (4)), art-156-5-5/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-5/par-4 · https://japanlaw.org/l/323AC0000000025/art-156-5-5/par-4 - art-156-5-9/par-3: 第一項 → 金融商品取引法 第百五十六条の五の九第一項 (Article 156-5-9, paragraph (1)), art-156-5-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-9/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-5-9/par-1 - art-156-5-9/par-3: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/en/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1 ## Cited by 16 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第八十二条第二項第二号（免許審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-82/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-2 - 金融商品取引法 第八十二条第二項第三号ハ（免許審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-82/par-2/item-3/sub-3 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3/sub-3 - 金融商品取引法 第八十二条第二項第三号ニ（免許審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-82/par-2/item-3/sub-4 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3/sub-4 - 金融商品取引法 第百六条の十二第二項第三号（認可審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-12/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-106-12/par-2/item-3 - 金融商品取引法 第百五十六条の四第二項第三号（免許審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-4/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-4/par-2/item-3 - 金融商品取引法 第百五十六条の五の二第一項（資本金の額） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-5-2/par-1 - 金融商品取引法 第百五十六条の五の九第二項（主要株主に対する監督上の処分） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-9/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-5-9/par-2 - 金融商品取引法 第百五十六条の五の九第三項（主要株主に対する監督上の処分） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-9/par-3 · https://japanlaw.org/l/323AC0000000025/art-156-5-9/par-3 - 金融商品取引法 第百五十六条の五の十一第一項（対象議決権に係る規定の準用） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-11/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-5-11/par-1 - 金融商品取引法 第百五十六条の二十の四第二項第三号（免許審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-20-4/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-20-4/par-2/item-3 - 金融商品取引法 第百五十六条の二十の十八第二項第三号（認可審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-20-18/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-20-18/par-2/item-3 - 金融商品取引法 第百五十六条の二十二第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-22/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-22/par-1 - 金融商品取引法 第百九十四条の四第一項第三十五号の三（財務大臣への通知） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-4/par-1/item-35-3 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-35-3 - 金融商品取引法 第百九十四条の四第一項第三十五号の四（財務大臣への通知） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-4/par-1/item-35-4 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-35-4 - 金融商品取引法 第二百条第一項第十七号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-200/par-1/item-17 · https://japanlaw.org/l/323AC0000000025/art-200/par-1/item-17 - 金融商品取引法 第二百条第一項第十八号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-200/par-1/item-18 · https://japanlaw.org/l/323AC0000000025/art-200/par-1/item-18 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22