# 金融商品取引法 / Financial Instruments and Exchange Act — 第百五十五条の十 (Article 155-10) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第百五十五条の十 (Article 155-10)（外国金融商品取引所に対する監督上の処分） — address `art-155-10` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-10 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-155-10 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第百五十五条の十（外国金融商品取引所に対する監督上の処分） — (Supervisory Dispositions for Foreign Financial Instruments Exchanges) caption: Ministry of Justice translation — Japanese Law Translation Database System art-155-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-10 · https://japanlaw.org/l/323AC0000000025/art-155-10 **第一項** 内閣総理大臣は、外国金融商品取引所が次の各号のいずれかに該当する場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、当該外国金融商品取引所の第百五十五条第一項の認可を取り消し、六月以内の期間を定めて外国市場取引の全部若しくは一部の停止を命じ、又は外国市場取引に係る業務の変更若しくは一部の禁止を命ずることができる。 art-155-10/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-10/par-1 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-1 If a foreign financial instruments exchange falls under any of the cases in the following items and the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may rescind the foreign financial instruments exchange's Article 155, paragraph (1) authorization, order the suspension of all or a part of foreign market transactions during a fixed period of no longer than six months, order a change in the business linked to foreign market transactions, or issue an order prohibiting performance of part of the business linked to foreign market transactions: Ministry of Justice translation — Japanese Law Translation Database System **一** 第百五十五条の三第一項各号に掲げる基準に適合しなくなつたとき。 art-155-10/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-10/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-1/item-1 it becomes unable to satisfy the criteria set forth in the items of Article 155-3, paragraph (1); Ministry of Justice translation — Japanese Law Translation Database System **二** 第百五十五条の三第二項第二号から第五号までに該当することとなつたとき。 art-155-10/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-10/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-1/item-2 it comes to fall under Article 155-3, paragraph (2), items (ii) through (v); Ministry of Justice translation — Japanese Law Translation Database System **三** 認可に付した条件に違反したとき。 art-155-10/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-10/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-1/item-3 it violates the conditions attached to the authorization; Ministry of Justice translation — Japanese Law Translation Database System **四** 法令等若しくは業務規則に違反したとき、又は外国金融商品取引所参加者が法令等若しくは業務規則に違反する行為をしたにもかかわらず、これに対し法令等若しくは業務規則を遵守させるために当該外国金融商品取引所に認められた権能を行使せずその他必要な措置をとることを怠つたとき。 art-155-10/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-10/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-1/item-4 it violates laws and regulations, etc. or the operational regulations, or, even though a participant in the foreign financial instruments exchange acts in violation of laws and regulations, etc. or the operational regulations, the foreign financial instruments exchange fails to exercise the powers accorded to it or to take any other necessary measures to cause the participant in the foreign financial instruments exchange to observe the laws and regulations, etc. or the operational regulations; or Ministry of Justice translation — Japanese Law Translation Database System **五** 外国金融商品取引所の行為又はその開設する外国金融商品市場における外国市場取引の状況が公益又は投資者保護のため有害であると認めるとき。 art-155-10/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-10/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-1/item-5 the actions of the foreign financial instruments exchange or the status of foreign market transactions on the foreign financial instruments market it operates is found to be harmful for the public interest or to the protection of investors. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、外国金融商品取引所の国内における代表者（国内に事務所がある場合にあつては、当該事務所に駐在する役員を含む。以下この項において同じ。）が法令等に違反したときは、当該外国金融商品取引所に対し、当該国内における代表者の解任を命ずることができる。 art-155-10/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-10/par-2 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-2 If the domestic representative of a foreign financial instruments exchange (if a foreign financial instruments exchange has a domestic office, this includes any officer stationed there; hereinafter the same applies in this paragraph) violates the laws and regulations, etc., the Prime Minister may order the foreign financial instruments exchange to dismiss that domestic representative. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 内閣総理大臣は、第一項の規定により外国市場取引の全部若しくは一部の停止又は外国市場取引に係る業務の変更若しくは一部の禁止を命じようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。 art-155-10/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-10/par-3 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-3 Irrespective the category of procedures for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to order the suspension of all or a part of foreign market transactions, order a change in the business linked to foreign market transactions, or issue an order prohibiting performance of part of the business linked to foreign market transactions pursuant to the provisions of paragraph (1), the Prime Minister must conduct a hearing. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-155-10/par-1: 第百五十五条第一項 → 金融商品取引法 第百五十五条第一項 (Article 155, paragraph (1)), art-155/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155/par-1 · https://japanlaw.org/l/323AC0000000025/art-155/par-1 - art-155-10/par-1/item-1: 第百五十五条の三第一項 → 金融商品取引法 第百五十五条の三第一項 (Article 155-3, paragraph (1)), art-155-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-1 - art-155-10/par-1/item-2: 第百五十五条の三第二項第二号から第五号まで → 金融商品取引法 第百五十五条の三第二項第二号 (Article 155-3, paragraph (2), item (ii)), art-155-3/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-3/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-2 - art-155-10/par-1/item-2: 第百五十五条の三第二項第二号から第五号まで → 金融商品取引法 第百五十五条の三第二項第三号 (Article 155-3, paragraph (2), item (iii)), art-155-3/par-2/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-3/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-3 - art-155-10/par-1/item-2: 第百五十五条の三第二項第二号から第五号まで → 金融商品取引法 第百五十五条の三第二項第四号 (Article 155-3, paragraph (2), item (iv)), art-155-3/par-2/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-3/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-4 - art-155-10/par-1/item-2: 第百五十五条の三第二項第二号から第五号まで → 金融商品取引法 第百五十五条の三第二項第五号 (Article 155-3, paragraph (2), item (v)), art-155-3/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-3/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-5 - art-155-10/par-2: この項 → 金融商品取引法 第百五十五条の十第二項 (Article 155-10, paragraph (2)), art-155-10/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-10/par-2 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-2 - art-155-10/par-3: 第一項 → 金融商品取引法 第百五十五条の十第一項 (Article 155-10, paragraph (1)), art-155-10/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-10/par-1 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-1 - art-155-10/par-3: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/en/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1 ## Cited by 19 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第八十二条第二項第三号ロ（免許審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-82/par-2/item-3/sub-2 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3/sub-2 - 金融商品取引法 第八十二条第二項第三号ホ（免許審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-82/par-2/item-3/sub-5 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3/sub-5 - 金融商品取引法 第百六条の四第二項（認可基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-106-4/par-2 - 金融商品取引法 第百六条の十八第二項（主要株主に係る認可基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-18/par-2 · https://japanlaw.org/l/323AC0000000025/art-106-18/par-2 - 金融商品取引法 第百五十五条の三第一項第二号（認可審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-3/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-1/item-2 - 金融商品取引法 第百五十五条の三第二項第三号（認可審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-3/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-155-3/par-2/item-3 - 金融商品取引法 第百五十五条の十第二項（外国金融商品取引所に対する監督上の処分） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-10/par-2 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-2 - 金融商品取引法 第百五十五条の十第三項（外国金融商品取引所に対する監督上の処分） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-155-10/par-3 · https://japanlaw.org/l/323AC0000000025/art-155-10/par-3 - 金融商品取引法 第百五十六条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156/par-1 · https://japanlaw.org/l/323AC0000000025/art-156/par-1 - 金融商品取引法 第百五十六条の五の六第二項（主要株主に係る認可基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-5-6/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-5-6/par-2 - 金融商品取引法 第百五十六条の二十の四第二項第三号（免許審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-20-4/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-20-4/par-2/item-3 - 金融商品取引法 第百五十六条の二十の十八第二項第三号（認可審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-156-20-18/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-156-20-18/par-2/item-3 - 金融商品取引法 第百九十四条の三第一項第十一号（財務大臣への協議） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-3/par-1/item-11 · https://japanlaw.org/l/323AC0000000025/art-194-3/par-1/item-11 - 金融商品取引法 第百九十四条の三第一項第十二号（財務大臣への協議） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-3/par-1/item-12 · https://japanlaw.org/l/323AC0000000025/art-194-3/par-1/item-12 - 金融商品取引法 第百九十四条の四第一項第三十三号（財務大臣への通知） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-4/par-1/item-33 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-33 - 金融商品取引法 第百九十四条の四第一項第三十四号（財務大臣への通知） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-4/par-1/item-34 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-34 - 金融商品取引法 第百九十八条の五第一項第三号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-5/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-198-5/par-1/item-3 - 金融商品取引法 附則第百三十条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-130/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-130/par-2 - 金融商品取引法 附則第百三十四条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-134/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-134/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22