# 金融商品取引法 / Financial Instruments and Exchange Act — 第百十七条の二 (Article 117-2) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第百十七条の二 (Article 117-2)（特定取引所金融商品市場） — address `art-117-2` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-117-2 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-117-2 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第百十七条の二（特定取引所金融商品市場） — (Specified Financial Instruments Exchange Markets) caption: Ministry of Justice translation — Japanese Law Translation Database System art-117-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-117-2 · https://japanlaw.org/l/323AC0000000025/art-117-2 **第一項** 金融商品取引所は、業務規程の定めるところにより、その開設する取引所金融商品市場ごとに、会員等が特定投資家等以外の者（当該有価証券の発行者その他の内閣府令で定める者を除く。）の委託を受けて行う有価証券の買付け（次項において「一般投資家等買付け」という。）を禁止することができる。 art-117-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-117-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-117-2/par-1 For each financial instruments exchange market that a financial instruments exchange operates, the financial instruments exchange may prohibit members, etc. from making purchases of securities with which it has been entrusted by a person other than a professional investor, etc. (excluding the issuer of the securities or a person specified by Cabinet Office Order) (such a purchase is referred to as a "purchase for a general investor" in the following paragraph), as prescribed by its operational rules. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の規定により一般投資家等買付けを禁止する場合において、金融商品取引所は、その業務規程において、前条第一項各号に掲げる事項のほか、特定取引所金融商品市場に関し、次に掲げる事項を定めなければならない。 art-117-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-117-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-117-2/par-2 If a financial instruments exchange prohibits purchases for general investors pursuant to the provisions of the preceding paragraph, beyond the matters set forth in the items of paragraph (1) of the preceding Article, it must make provisions in its operational rules for the following matters in connection with its specified financial instruments exchange markets: Ministry of Justice translation — Japanese Law Translation Database System **一** 有価証券の売買の受託の制限に関する事項 art-117-2/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-117-2/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-117-2/par-2/item-1 the particulars of limitations imposed on members, etc. in accepting requests to entrust them with the purchase and sale of securities; and Ministry of Justice translation — Japanese Law Translation Database System **二** 特定上場有価証券の発行者が提供又は公表をすべき特定証券情報及び発行者情報の内容、提供又は公表の方法及び時期その他特定上場有価証券に係る情報の提供又は公表に関し必要な事項 art-117-2/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-117-2/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-117-2/par-2/item-2 the content, and the means of provision or timing for the disclosure of the specified information on securities and information on the issuer that an issuer of specified listed securities is required to provide or disclose, and necessary particulars otherwise relevant to the provision or disclosure of information on specified listed securities. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-117-2/par-1: 次項 → 金融商品取引法 第百十七条の二第二項 (Article 117-2, paragraph (2)), art-117-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-117-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-117-2/par-2 - art-117-2/par-2: 前項 → 金融商品取引法 第百十七条の二第一項 (Article 117-2, paragraph (1)), art-117-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-117-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-117-2/par-1 - art-117-2/par-2: 前条第一項 → 金融商品取引法 第百十七条第一項 (Article 117, paragraph (1)), art-117/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-117/par-1 · https://japanlaw.org/l/323AC0000000025/art-117/par-1 ## Cited by 4 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第二条第三十二項（定義） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-32 · https://japanlaw.org/l/323AC0000000025/art-2/par-32 - 金融商品取引法 第百十七条の二第一項（特定取引所金融商品市場） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-117-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-117-2/par-1 - 金融商品取引法 第百十七条の二第二項（特定取引所金融商品市場） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-117-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-117-2/par-2 - 金融商品取引法 第百五十四条の二第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-154-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-154-2/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22