# 金融商品取引法 / Financial Instruments and Exchange Act — 第百十三条 (Article 113) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第百十三条 (Article 113)（株式会社金融商品取引所の取引参加者） — address `art-113` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-113 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-113 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第百十三条（株式会社金融商品取引所の取引参加者） — (Trading Participants in an Incorporated Financial Instruments Exchange) caption: Ministry of Justice translation — Japanese Law Translation Database System art-113 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-113 · https://japanlaw.org/l/323AC0000000025/art-113 **第一項** 株式会社金融商品取引所は、業務規程の定めるところにより、次に掲げる者に当該株式会社金融商品取引所の開設する取引所金融商品市場における有価証券の売買及び市場デリバティブ取引（第二号に掲げる者にあつては、登録金融機関業務に係る取引に限る。）を行うための取引資格を与えることができる。 art-113/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-113/par-1 · https://japanlaw.org/l/323AC0000000025/art-113/par-1 An incorporated financial instruments exchange, in accordance with the operational rules, may grant a person set forth in any of the following a trading license for engaging in the purchase and sale of securities and market derivatives transactions on the financial instruments exchange market operated by that incorporated financial instruments exchange (for a person as set forth in item (ii), this is limited to transactions involving the services of a registered financial institution): Ministry of Justice translation — Japanese Law Translation Database System **一** 金融商品取引業者及び取引所取引許可業者 art-113/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-113/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-113/par-1/item-1 a financial instruments business operator or authorized firm for on-exchange transactions; and Ministry of Justice translation — Japanese Law Translation Database System **二** 登録金融機関 art-113/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-113/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-113/par-1/item-2 a registered financial institution. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項に定めるもののほか、株式会社金融商品取引所は、業務規程の定めるところにより、当該株式会社金融商品取引所の開設する取引所金融商品市場において商品関連市場デリバティブ取引のみを行うための取引資格を与えることができる。この場合において、個人、第二十九条の四第一項第一号イからハまでのいずれかに該当する者又はその役員のうちに同項第二号イからリまでのいずれかに該当する者のある法人に対しては、取引資格を与えてはならない。 art-113/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-113/par-2 · https://japanlaw.org/l/323AC0000000025/art-113/par-2 Beyond what is provided for in the preceding paragraph, an incorporated financial instruments exchange may, in accordance with the operational rules, grant the qualification for trading for conducting only commodity-related market derivatives transactions in the financial instruments exchange market established by the relevant incorporated by that financial instruments exchange. In this case, it must not grant the qualification for trading to an individual, a person falling under any of Article 29-4, paragraph (1), item (i), (a) through (c) or a corporation that has an officer falling under any of item (ii), (a) through (i) of that paragraph. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 第九十四条及び第九十五条の規定は、前二項の規定により取引資格を与えられた者について準用する。この場合において、第九十四条中「定款」とあるのは「業務規程」と、「金融商品会員制法人」とあるのは「株式会社金融商品取引所」と、「脱退する」とあるのは「取引資格を喪失する」と、第九十五条中「次に掲げる事由」とあるのは「次に掲げる事由（第百五十一条に規定する商品取引参加者にあつては、第一号に掲げる事由を除く。）」と、「脱退する」とあるのは「取引資格を喪失する」と、同条第一号中「金融商品取引業者等」とあるのは「第百十三条第一項各号に掲げる者」と、同条第三号中「除名」とあるのは「取引資格の取消し」と読み替えるものとする。 art-113/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-113/par-3 · https://japanlaw.org/l/323AC0000000025/art-113/par-3 The provisions of Articles 94 and 95 apply mutatis mutandis to a person that is granted a trading license pursuant to the provisions of the preceding two paragraphs. In this case, in Article 94, the term "articles of incorporation" is deemed to be replaced with "operational rules", the term "financial instruments membership corporation" is deemed to be replaced with "incorporated financial instruments exchange", and the term "withdraw its membership" is deemed to be replaced with "forfeit its trading license"; in Article 95, the term "the following reasons" is deemed to be replaced with "the following reasons (excluding the reason set forth in item (i), in the case of a commodity trading participant prescribed in Article 151)", and the term "the membership of a member is withdrawn" is deemed to be replaced with "a member forfeits its trading license"; in Article 95, item (i), the term "financial instruments business operator, etc." is deemed to be replaced with "person set forth in any of the items of Article 113, paragraph (1)"; and in Article 95, item (iii), the term "expulsion" is deemed to be replaced with "rescission of its trading license". machine translation, not official --- ## Cites - art-113/par-1: 第二号 → 金融商品取引法 第百十三条第一項第二号 (Article 113, paragraph (1), item (ii)), art-113/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-113/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-113/par-1/item-2 - art-113/par-2: 前項 → 金融商品取引法 第百十三条第一項 (Article 113, paragraph (1)), art-113/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-113/par-1 · https://japanlaw.org/l/323AC0000000025/art-113/par-1 - art-113/par-2: 第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1 - art-113/par-2: 同項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-29-4/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-2 - art-113/par-3: 第九十四条 → 金融商品取引法 第九十四条 (Article 94), art-94 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-94 · https://japanlaw.org/l/323AC0000000025/art-94 - art-113/par-3: 第九十五条 → 金融商品取引法 第九十五条 (Article 95), art-95 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-95 · https://japanlaw.org/l/323AC0000000025/art-95 - art-113/par-3: 前二項 → 金融商品取引法 第百十三条第一項 (Article 113, paragraph (1)), art-113/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-113/par-1 · https://japanlaw.org/l/323AC0000000025/art-113/par-1 - art-113/par-3: 前二項 → 金融商品取引法 第百十三条第二項 (Article 113, paragraph (2)), art-113/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-113/par-2 · https://japanlaw.org/l/323AC0000000025/art-113/par-2 - art-113/par-3: 第百五十一条 → 金融商品取引法 第百五十一条 (Article 151), art-151 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-151 · https://japanlaw.org/l/323AC0000000025/art-151 - art-113/par-3: 第一号 → 金融商品取引法 第九十五条第一項第一号 (Article 95, paragraph (1), item (i)), art-95/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-95/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-95/par-1/item-1 - art-113/par-3: 同条第三号 → 金融商品取引法 第九十五条第一項第三号 (Article 95, paragraph (1), item (iii)), art-95/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-95/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-95/par-1/item-3 ## Cited by 6 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第二条第十九項（定義） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-2/par-19 · https://japanlaw.org/l/323AC0000000025/art-2/par-19 - 金融商品取引法 第百十三条第一項（株式会社金融商品取引所の取引参加者） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-113/par-1 · https://japanlaw.org/l/323AC0000000025/art-113/par-1 - 金融商品取引法 第百十三条第二項（株式会社金融商品取引所の取引参加者） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-113/par-2 · https://japanlaw.org/l/323AC0000000025/art-113/par-2 - 金融商品取引法 第百十三条第三項（株式会社金融商品取引所の取引参加者） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-113/par-3 · https://japanlaw.org/l/323AC0000000025/art-113/par-3 - 金融商品取引法 第百五十一条第一項（報告の徴取及び検査） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-151/par-1 · https://japanlaw.org/l/323AC0000000025/art-151/par-1 - 金融商品取引法 第百五十四条の二第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-154-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-154-2/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-013, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22