# 金融商品取引法 / Financial Instruments and Exchange Act — 第百九条 (Article 109)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第百九条 (Article 109)（監督上の処分等に係る規定の準用） — address `art-109`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-109
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-109
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第百九条（監督上の処分等に係る規定の準用） — (Application, Mutatis Mutandis of Provisions on Supervisory Dispositions)
<sup>caption: Ministry of Justice translation — Japanese Law Translation Database System</sup>
<sup>art-109 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-109 · https://japanlaw.org/l/323AC0000000025/art-109</sup>

      **第一項**  第百六条の二十三第三項並びに第百六条の二十八第一項及び第五項の規定は株式会社金融商品取引所を子会社とする認可金融商品取引業協会及び金融商品取引所並びに金融商品取引所持株会社を子会社とする認可金融商品取引業協会及び金融商品取引所について、第百六条の二十三第三項、第百六条の二十七並びに第百六条の二十八第一項及び第五項の規定は親商品取引所等及び金融商品取引所持株会社を子会社とする商品取引所について、それぞれ準用する。
      <sup>art-109/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-109/par-1 · https://japanlaw.org/l/323AC0000000025/art-109/par-1</sup>
      The provisions of Article 106-23, paragraph (3) and Article 106-28, paragraphs (1) and (5) apply mutatis mutandis to an authorized financial instruments firms association or financial instruments exchange that has an incorporated financial instruments exchange as its subsidiary company and to an authorized financial instruments firms association or financial instruments exchange that has a financial instruments exchange holding company as its subsidiary company, and the provisions of Article 106-23, paragraph (3), Article 106-27, and Article 106-28, paragraphs (1) and (5) apply mutatis mutandis to a parent commodity exchange, etc. or commodity exchange that has a financial instruments exchange holding company as its subsidiary company.
      <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

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## Cites
- art-109/par-1: 第百六条の二十三第三項 → 金融商品取引法 第百六条の二十三第三項 (Article 106-23, paragraph (3)), art-106-23/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-23/par-3 · https://japanlaw.org/l/323AC0000000025/art-106-23/par-3
- art-109/par-1: 第百六条の二十八第一項 → 金融商品取引法 第百六条の二十八第一項 (Article 106-28, paragraph (1)), art-106-28/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-28/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-28/par-1
- art-109/par-1: 第五項 → 金融商品取引法 第百六条の二十八第五項 (Article 106-28, paragraph (5)), art-106-28/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-28/par-5 · https://japanlaw.org/l/323AC0000000025/art-106-28/par-5
- art-109/par-1: 第百六条の二十七 → 金融商品取引法 第百六条の二十七 (Article 106-27), art-106-27 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-27 · https://japanlaw.org/l/323AC0000000025/art-106-27

## Cited by

8 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 第百五十四条の二第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-154-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-154-2/par-1
- 金融商品取引法 第百九十条第一項（検査職員の証票携帯） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-190/par-1 · https://japanlaw.org/l/323AC0000000025/art-190/par-1
- 金融商品取引法 第百九十四条の四第一項第二十四号（財務大臣への通知） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-4/par-1/item-24 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1/item-24
- 金融商品取引法 第百九十四条の七第三項（金融庁長官への権限の委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-194-7/par-3 · https://japanlaw.org/l/323AC0000000025/art-194-7/par-3
- 金融商品取引法 第百九十八条の六第一項第十一号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-11 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-11
- 金融商品取引法 第百九十九条第一項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-199/par-1 · https://japanlaw.org/l/323AC0000000025/art-199/par-1
- 金融商品取引法 第二百一条第一項第十一号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-201/par-1/item-11 · https://japanlaw.org/l/323AC0000000025/art-201/par-1/item-11
- 金融商品取引法 附則第百十九条第二項 — https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-4181-65/art-119/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-119/par-2

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
