# 金融商品取引法 / Financial Instruments and Exchange Act — 第百六条の十一 (Article 106-11) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第百六条の十一 (Article 106-11)（認可の申請） — address `art-106-11` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-11 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-106-11 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第百六条の十一（認可の申請） — (Application for Authorization) caption: Ministry of Justice translation — Japanese Law Translation Database System art-106-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-11 · https://japanlaw.org/l/323AC0000000025/art-106-11 **第一項** 前条第一項又は第三項ただし書の認可を受けようとする者は、次に掲げる事項を記載した認可申請書を内閣総理大臣に提出しなければならない。 art-106-11/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-11/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-11/par-1 A person seeking the authorization referred to in paragraph (1) or in the proviso to paragraph (3) of the preceding Article must submit a written application for authorization to the Prime Minister, in which it states the following particulars: Ministry of Justice translation — Japanese Law Translation Database System **一** 商号 art-106-11/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-11/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-106-11/par-1/item-1 its trade name; Ministry of Justice translation — Japanese Law Translation Database System **二** 資本金の額 art-106-11/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-11/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-106-11/par-1/item-2 the amount of stated capital; Ministry of Justice translation — Japanese Law Translation Database System **三** 取締役及び監査役（監査等委員会設置会社にあつては取締役、指名委員会等設置会社にあつては取締役及び執行役）の氏名 art-106-11/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-11/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/art-106-11/par-1/item-3 the names of its directors and company auditors (or, for a company with supervisory committee, its directors; and for a company with nominating committee, etc., its directors and executive officers); machine translation, not official **四** 会計参与設置会社にあつては、会計参与の氏名又は名称 art-106-11/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-11/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-106-11/par-1/item-4 for a company with accounting advisors, the names of its accounting advisors; and Ministry of Justice translation — Japanese Law Translation Database System **五** 本店その他の営業所の名称及び所在地 art-106-11/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-11/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-106-11/par-1/item-5 the names and locations of its head office and other business offices. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の認可申請書には、定款その他内閣府令で定める書類を添付しなければならない。 art-106-11/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-11/par-2 · https://japanlaw.org/l/323AC0000000025/art-106-11/par-2 The articles of incorporation and other documents specified by Cabinet Office Order must accompany the written application for authorization referred to in the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 第八十一条第三項の規定は、前項の定款について準用する。 art-106-11/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-11/par-3 · https://japanlaw.org/l/323AC0000000025/art-106-11/par-3 The provisions of Article 81, paragraph (3) apply mutatis mutandis to the articles of incorporation referred to in the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-106-11/par-1: 前条第一項 → 金融商品取引法 第百六条の十第一項 (Article 106-10, paragraph (1)), art-106-10/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-10/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-10/par-1 - art-106-11/par-1: 第三項 → 金融商品取引法 第百六条の十第三項 (Article 106-10, paragraph (3)), art-106-10/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-10/par-3 · https://japanlaw.org/l/323AC0000000025/art-106-10/par-3 - art-106-11/par-2: 前項 → 金融商品取引法 第百六条の十一第一項 (Article 106-11, paragraph (1)), art-106-11/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-11/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-11/par-1 - art-106-11/par-3: 第八十一条第三項 → 金融商品取引法 第八十一条第三項 (Article 81, paragraph (3)), art-81/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-81/par-3 · https://japanlaw.org/l/323AC0000000025/art-81/par-3 - art-106-11/par-3: 前項 → 金融商品取引法 第百六条の十一第二項 (Article 106-11, paragraph (2)), art-106-11/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-11/par-2 · https://japanlaw.org/l/323AC0000000025/art-106-11/par-2 ## Cited by 5 provisions cite this one. No official source publishes this direction. - 金融商品取引法 第百六条の十一第二項（認可の申請） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-11/par-2 · https://japanlaw.org/l/323AC0000000025/art-106-11/par-2 - 金融商品取引法 第百六条の十一第三項（認可の申請） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-11/par-3 · https://japanlaw.org/l/323AC0000000025/art-106-11/par-3 - 金融商品取引法 第百六条の十二第一項（認可審査基準） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-106-12/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-12/par-1 - 金融商品取引法 第百五十四条の二第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-154-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-154-2/par-1 - 金融商品取引法 第百九十八条の六第一項第一号 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-198-6/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-198-6/par-1/item-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-012, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22