# 金融商品取引法 / Financial Instruments and Exchange Act — 第百二条の四 (Article 102-4)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第百二条の四 (Article 102-4)（定款） — address `art-102-4`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/art-102-4
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第百二条の四（定款） — (Articles of Incorporation)
<sup>caption: Ministry of Justice translation — Japanese Law Translation Database System</sup>
<sup>art-102-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4 · https://japanlaw.org/l/323AC0000000025/art-102-4</sup>

      **第一項**  自主規制法人を設立するには、発起人が定款を作成し、その全員が署名し、又は記名押印しなければならない。
      <sup>art-102-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-1</sup>
      In order to incorporate as a self-regulatory organization, the founders must prepare articles of incorporation, and all founders must sign or have their names and seals affixed to the articles of incorporation.
      <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

      **第二項**  自主規制法人の定款には、次に掲げる事項を記載し、又は記録しなければならない。
      <sup>art-102-4/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-2</sup>
      The following particulars must be stated or recorded in the articles of incorporation of a self-regulatory organization:
      <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **一**  目的
        <sup>art-102-4/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-2/item-1 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-2/item-1</sup>
        its purpose;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **二**  名称
        <sup>art-102-4/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-2/item-2 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-2/item-2</sup>
        its name;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **三**  事務所の所在地
        <sup>art-102-4/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-2/item-3</sup>
        the location of its office;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **四**  基本金及び出資に関する事項
        <sup>art-102-4/par-2/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-2/item-4 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-2/item-4</sup>
        the particulars of funds and contributions;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **五**  会員に関する事項
        <sup>art-102-4/par-2/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-2/item-5 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-2/item-5</sup>
        the particulars of its members;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **六**  経費の分担に関する事項
        <sup>art-102-4/par-2/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-2/item-6 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-2/item-6</sup>
        the particulars of its allocation of costs;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **七**  役員に関する事項
        <sup>art-102-4/par-2/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-2/item-7 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-2/item-7</sup>
        the particulars of its officers;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **八**  会議に関する事項
        <sup>art-102-4/par-2/item-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-2/item-8 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-2/item-8</sup>
        the particulars of its meetings;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **九**  業務の執行に関する事項
        <sup>art-102-4/par-2/item-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-2/item-9 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-2/item-9</sup>
        the particulars of its execution of business;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **十**  規則の作成に関する事項
        <sup>art-102-4/par-2/item-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-2/item-10 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-2/item-10</sup>
        the particulars of its preparation of rules;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **十一**  委託を受けて行う自主規制業務に関する事項
        <sup>art-102-4/par-2/item-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-2/item-11 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-2/item-11</sup>
        the particulars of the self-regulatory services it is entrusted with and performs;
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **十二**  会計に関する事項
        <sup>art-102-4/par-2/item-12 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-2/item-12 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-2/item-12</sup>
        the particulars of its accounting; and
        <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

        **十三**  公告方法（自主規制法人が公告（この法律の規定により官報に掲載する方法によりしなければならないものとされているものを除く。）をする方法をいう。第百二条の九第二項第九号において同じ。）
        <sup>art-102-4/par-2/item-13 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-2/item-13 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-2/item-13</sup>
        the means of public notice (meaning the means by which the self-regulatory organization makes its public notices (excluding public notices that, pursuant to the provisions of this Act, must be made by means of publication in the Official Gazette); the same applies in Article 102-9, paragraph (2), item (ix)).
        <sup>machine translation, not official</sup>

      **第三項**  会社法第二十六条第二項及び第三十条第一項の規定は、第一項の定款について準用する。この場合において、同法第二十六条第二項中「法務省令」とあるのは、「内閣府令」と読み替えるものとする。
      <sup>art-102-4/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-3</sup>
      The provisions of Article 26, paragraph (2) and Article 30, paragraph (1) of the Companies Act apply mutatis mutandis to the articles of incorporation referred to in paragraph (1). In this case, the term "Ministry of Justice Order" in Article 26, paragraph (2) of that Act is deemed to be replaced with "Cabinet Office Order".
      <sup>Ministry of Justice translation — Japanese Law Translation Database System</sup>

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## Cites
- art-102-4/par-2/item-13: 第百二条の九第二項第九号 → 金融商品取引法 第百二条の九第二項第九号 (Article 102-9, paragraph (2), item (ix)), art-102-9/par-2/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-9/par-2/item-9 · https://japanlaw.org/l/323AC0000000025/art-102-9/par-2/item-9
- art-102-4/par-3: 会社法第二十六条第二項 → 会社法 第二十六条第二項 (Article 26, paragraph (2)), art-26/par-2 — https://japanlaw.org/en/companies-act/art-26/par-2 · https://japanlaw.org/l/417AC0000000086/art-26/par-2
- art-102-4/par-3: 第三十条第一項 → 会社法 第三十条第一項 (Article 30, paragraph (1)), art-30/par-1 — https://japanlaw.org/en/companies-act/art-30/par-1 · https://japanlaw.org/l/417AC0000000086/art-30/par-1
- art-102-4/par-3: 第一項 → 金融商品取引法 第百二条の四第一項 (Article 102-4, paragraph (1)), art-102-4/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-1

## Cited by

2 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 第百二条の四第三項（定款） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-102-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-102-4/par-3
- 金融商品取引法 第百五十四条の二第一項（内閣府令への委任） — https://japanlaw.org/en/financial-instruments-and-exchange-act/art-154-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-154-2/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-012, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22