# 金融商品取引法 / Financial Instruments and Exchange Act — 第五章の二 (Chapter 5-2) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第五章の二 (Chapter 5-2) — address `ch-5-2` - Text: the text as amended with effect from 2028-06-13 (On the day Act No. 53 of 2023 (民事関係手続等における情報通信技術の活用等の推進を図るための関係法律の整備に関する法律) comes into force. The exact day is not fixed yet.) — NOT yet in force (revision 20280613_508AC0000000064) - URL (this text's page, at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#ch-5-2 - The same address in the text in force (its wording there may differ): https://japanlaw.org/en/financial-instruments-and-exchange-act/ch-5-2 - Every provision below carries its address and its place on this text's page on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. The Ministry's English is given only where this text's Japanese is a wording the Ministry translated — the same as the text in force, or for a text not yet in force, a wording it translated ahead; every other paragraph's English is machine translation. --- ## 第五章の二　外国金融商品取引所 — Chapter V-2 Foreign Financial Instruments Exchanges heading: Ministry of Justice translation — Japanese Law Translation Database System ch-5-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#ch-5-2 ## 第一節　総則 — Section 1 General Provisions heading: Ministry of Justice translation — Japanese Law Translation Database System ch-5-2/sec-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#ch-5-2/sec-1 ### 第百五十五条（認可） — (Authorization) caption: Ministry of Justice translation — Japanese Law Translation Database System art-155 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155 **第一項** 外国金融商品市場を開設する者は、第二十九条及び第八十条第一項の規定にかかわらず、内閣総理大臣の認可を受けて、その使用する電子情報処理組織と次に掲げる者の使用に係る入出力装置（以下「外国金融商品取引所入出力装置」という。）とを接続することにより、これらの者に外国金融商品取引所入出力装置を使用して外国金融商品市場における有価証券の売買及び外国市場デリバティブ取引（第二号に掲げる者にあつては登録金融機関業務に係る取引に限る。）を行わせることができる。 art-155/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155/par-1 Notwithstanding the provisions of Article 29 and Article 80, paragraph (1), with the authorization of the Prime Minster, the operator of a foreign financial instruments market may allow the persons set forth in the following items to effect purchase and sales of securities and foreign market derivatives transactions on the foreign financial instruments market (with regard to the person set forth in item (ii), this is limited to transactions involving the services of a registered financial institution) through a connection between its electronic data processing system and the input and output devices used by those persons (hereinafter referred to as the "input and output devices connected to a foreign financial instruments exchange"): Ministry of Justice translation — Japanese Law Translation Database System **一** 金融商品取引業者 art-155/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155/par-1/item-1 a financial instruments business operator; and Ministry of Justice translation — Japanese Law Translation Database System **二** 登録金融機関 art-155/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155/par-1/item-2 a registered financial institution. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 第三十条の二の規定は、前項の認可について準用する。 art-155/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155/par-2 The provisions of Article 30-2 apply mutatis mutandis to the authorization referred to the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十五条の二（認可の申請） — (Application for Authorization) caption: Ministry of Justice translation — Japanese Law Translation Database System art-155-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2 **第一項** 前条第一項の認可を受けようとする者は、国内における代表者を定め、次に掲げる事項を記載した認可申請書を内閣総理大臣に提出しなければならない。 art-155-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-1 A person seeking the authorization referred to in paragraph (1) of the preceding Article must designate a domestic representative and submit a written application for authorization to the Prime Minister, in which it states the following particulars: Ministry of Justice translation — Japanese Law Translation Database System **一** 商号又は名称 art-155-2/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-1/item-1 its trade name or name; Ministry of Justice translation — Japanese Law Translation Database System **二** 本店又は主たる事務所の所在の場所 art-155-2/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-1/item-2 the location of its head office or principle office; Ministry of Justice translation — Japanese Law Translation Database System **三** 国内に事務所があるときは、その所在の場所 art-155-2/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-1/item-3 the location of its office in Japan, if any; Ministry of Justice translation — Japanese Law Translation Database System **四** 役員の役職名及び氏名 art-155-2/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-1/item-4 the titles and names of its officers; Ministry of Justice translation — Japanese Law Translation Database System **五** 国内における代表者の氏名及び国内の住所 art-155-2/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-1/item-5 the name and domestic address of its domestic representative; Ministry of Justice translation — Japanese Law Translation Database System **六** 外国金融商品取引所参加者（外国金融商品取引所入出力装置を使用した外国金融商品市場における有価証券の売買及び外国市場デリバティブ取引（以下「外国市場取引」という。）を行う者をいう。以下同じ。）に外国市場取引を行わせる外国金融商品市場の種類及び名称 art-155-2/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-1/item-6 the types and names of the foreign financial instruments markets in which the participants in the foreign financial instruments exchange (meaning the persons that make the purchase and sales of securities and foreign market derivatives transactions on the foreign financial instruments market, using input and output devices connected to the foreign financial instruments exchange (hereinafter the transaction is referred to as a "foreign market transaction"); the same applies hereinafter) conduct foreign market transactions; Ministry of Justice translation — Japanese Law Translation Database System **七** 外国金融商品取引所参加者の商号、名称又は氏名 art-155-2/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-1/item-7 the trade names or names of participants in the foreign financial instruments exchange; and Ministry of Justice translation — Japanese Law Translation Database System **八** その他内閣府令で定める事項 art-155-2/par-1/item-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-1/item-8 other particulars specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の認可申請書には、次に掲げる書類を添付しなければならない。 art-155-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-2 The following documents must accompany the written application for authorization referred to in the preceding paragraph: Ministry of Justice translation — Japanese Law Translation Database System **一** 定款並びに外国市場取引に係る業務規程及び受託契約準則（これらに準ずるものを含む。以下この章において「業務規則」という。） art-155-2/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-2/item-1 the articles of incorporation, as well as the operational rules and brokerage contract rules for foreign market transactions (including anything equivalent to these; hereinafter referred to as the "operational regulations" in this Chapter); Ministry of Justice translation — Japanese Law Translation Database System **二** 外国市場取引に係る業務の内容及び方法として内閣府令で定めるものを記載した書類 art-155-2/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-2/item-2 documents stating the things specified by Cabinet Office Order as constituting the business outline and business methods concerning foreign market transactions; and Ministry of Justice translation — Japanese Law Translation Database System **三** その他内閣府令で定める書類 art-155-2/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-2/item-3 other documents specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十五条の三（認可審査基準） — (Examination Criteria for Authorization) caption: Ministry of Justice translation — Japanese Law Translation Database System art-155-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3 **第一項** 内閣総理大臣は、前条第一項の規定による認可の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。 art-155-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-1 When an application for authorization under paragraph (1) of the preceding Article is filed, the Prime Minister must examine whether the application conforms to the following criteria: Ministry of Justice translation — Japanese Law Translation Database System **一** 認可申請者がその本店又は主たる事務所が所在する国において第八十条第一項の免許と同種類の免許又はこれに類する許可その他の行政処分を受けた者であること。 art-155-3/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-1/item-1 the applicant for authorization has obtained the same kind of license as that referred to in Article 80, paragraph (1) or has obtained permission or any other administrative disposition similar to the license in the state where its head office or principle office is located; Ministry of Justice translation — Japanese Law Translation Database System **二** 認可申請者が法令若しくは法令に基づく行政官庁の処分（以下この号及び第百五十五条の十において「法令等」という。）又は業務規則に違反した外国金融商品取引所参加者に対し法令等又は業務規則を遵守させるために必要な措置をとることができること。 art-155-3/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-1/item-2 the applicant for authorization is able to take the necessary measures to cause a participant in the foreign financial instruments exchange which has violated a law or regulation, a disposition by a government agency which is based on a law or regulation (hereinafter referred to as "laws and regulations, etc." in this item and Article 155-10), or the operational regulations, observe the laws and regulations, etc. or operational regulations; and Ministry of Justice translation — Japanese Law Translation Database System **三** 認可申請者の業務規則が外国金融商品取引所参加者が行う外国市場取引を公正かつ円滑にし、及び投資者を保護するために十分であること。 art-155-3/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-1/item-3 the operational regulations of the applicant for authorization are sufficient for ensuring that the foreign market transactions that the participants in the foreign financial instruments exchange conduct are fair and smooth, and for protecting investors. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、前項の規定により審査した結果、その申請が同項の基準に適合していると認めたときは、次の各号のいずれかに該当する場合を除いて、その認可を与えなければならない。 art-155-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2 If, as a result of having conducted an examination pursuant to the provisions of the preceding paragraph, the Prime Minister finds that an application conforms to the criteria in that paragraph, the Prime Minister must grant the authorization, except in a case that falls under any of the following items: Ministry of Justice translation — Japanese Law Translation Database System **一** 認可申請者が外国金融商品取引所参加者に外国市場取引を行わせる外国金融商品市場を開設してから政令で定める期間を経過するまでの者であるとき（政令で定める場合に該当するときを除く。）。 art-155-3/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2/item-1 the applicant for authorization is a person for whom the period specified by Cabinet Order after the establishment of the foreign financial instruments market for having participants in the foreign financial instruments exchange conduct foreign market transactions has not passed (unless this falls under a case specified by Cabinet Order); Ministry of Justice translation — Japanese Law Translation Database System **二** 認可申請者がこの法律若しくは金融サービスの提供及び利用環境の整備等に関する法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過するまでの者であるとき。 art-155-3/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2/item-2 the applicant for authorization is a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto or for violating the provisions of a foreign law or regulation that is equivalent to one of these Acts, and five years have not passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement; machine translation, not official **三** 認可申請者が第百五十五条の六若しくは第百五十五条の十第一項の規定により第百五十五条第一項の認可を取り消され、第百五十六条の二十の十四第一項若しくは第二項の規定により第百五十六条の二十の二の免許を取り消され、第五十二条第一項若しくは第四項、第五十二条の二第一項若しくは第三項、第五十三条第三項、第五十四条若しくは第五十七条の六第三項の規定により第二十九条若しくは第三十三条の二の登録を取り消され、第六十条の八第一項若しくは第六十条の九第一項の規定により第六十条第一項の許可を取り消され、第六十条の十四第二項において準用する第六十条の八第一項若しくは第六十条の九第一項の規定により第六十条の十四第一項の許可を取り消され、第六十六条の二十第一項若しくは第三項の規定により第六十六条の登録を取り消され、第六十六条の四十二第一項若しくは第三項の規定により第六十六条の二十七の登録を取り消され、第六十六条の六十三第一項若しくは第三項若しくは第六十六条の六十四の規定により第六十六条の五十の登録を取り消され、若しくは第六十六条の八十五第一項若しくは第三項の規定により第六十六条の七十一の登録を取り消され、若しくは金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項（第二号、第三号及び第五号を除く。）若しくは第四項の規定により同法第十二条の登録（有価証券等仲介業務の種別に係るものに限る。以下この号において同じ。）を取り消され、又はその本店若しくは主たる事務所の所在する国において受けている第二十九条、第六十六条、第六十六条の二十七、第六十六条の五十若しくは第六十六条の七十一の登録若しくは第八十条第一項、第百五十六条の二若しくは第百五十六条の二十四第一項の免許若しくは同法第十二条の登録と同種類の登録若しくは免許（当該登録又は免許に類する許可その他の行政処分を含む。）を取り消され、その取消しの日から五年を経過するまでの者であるとき。 art-155-3/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2/item-3 the applicant for authorization is a person that has had the authorization referred to in Article 155, paragraph (1) rescinded pursuant to the provisions of Article 155-6 or Article 155-10, paragraph (1); a person that has had the license referred to in Article 156-20-2 rescinded pursuant to the provisions of Article 156-20-14, paragraph (1) or (2); a person that has had the registration referred to in Article 29 or Article 33-2 rescinded pursuant to the provisions of Article 52, paragraph (1) or (4), Article 52-2, paragraph (1) or (3), Article 53, paragraph (3), Article 54, or Article 57-6, paragraph (3); a person that has had the permission referred to in Article 60, paragraph (1) rescinded pursuant to the provisions of Article 60-8, paragraph (1) or Article 60-9, paragraph (1); a person that has had the permission referred to in Article 60-14, paragraph (1) rescinded pursuant to the provisions of Article 60-8, paragraph (1) or Article 60-9, paragraph (1) as applied mutatis mutandis pursuant to Article 60-14, paragraph (2); a person that has had the registration referred to in Article 66 rescinded pursuant to the provisions of Article 66-20, paragraph (1) or (3); a person that has had the registration referred to in Article 66-27 rescinded pursuant to the provisions of Article 66-42, paragraph (1) or (3); a person that has had the registration referred to in Article 66-50 rescinded pursuant to the provisions of Article 66-63, paragraph (1) or (3) or Article 66-64; or a person that has had the registration referred to in Article 66-71 rescinded pursuant to the provisions of Article 66-85, paragraph (1) or (3); or a person that has had the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations; the same applies in this item) rescinded pursuant to the provisions of Article 38, paragraph (1) (excluding items (ii), (iii), and (v)) or paragraph (4) of that Act; or is a person that had a registration or license of the same kind as the registration referred to in Article 29, Article 66, Article 66-27, Article 66-50, or Article 66-71 or the license referred to in Article 80, paragraph (1), Article 156-2, or Article 156-24, paragraph (1) or the registration referred to in Article 12 of that Act obtained in the state where its head office or principal office is located (including permission or any other administrative disposition similar to such a registration or license) rescinded; for whom five years have not passed since the date of the rescission; machine translation, not official **四** 認可申請者の役員又は国内における代表者のうちに次のいずれかに該当する者があるとき。 art-155-3/par-2/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2/item-4 the applicant for authorization has a person falling under any of the following persons as an officer or domestic representative; Ministry of Justice translation — Japanese Law Translation Database System **イ** 心身の故障により外国市場取引に係る業務を適正に行うことができない者として内閣府令で定める者 art-155-3/par-2/item-4/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2/item-4/sub-1 a person specified by Cabinet Office Order as being unable to properly perform business due to a mental or physical disorder; or Ministry of Justice translation — Japanese Law Translation Database System **ロ** 第八十二条第二項第三号イ、ロ又はホに該当する者 art-155-3/par-2/item-4/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2/item-4/sub-2 a person falling under any of Article 82, paragraph (2), item (iii), (a), (b), or (e); Ministry of Justice translation — Japanese Law Translation Database System **五** 認可申請者の本店又は主たる事務所の所在する国のこの法律に相当する外国の法令を執行する当局の第百八十九条第二項第一号に規定する保証又はこれに準ずると認められるものがないとき。 art-155-3/par-2/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2/item-5 the authority responsible for the enforcement of the foreign laws or regulations that are equivalent to this Act in the country where the head office or principal office of the applicant for authorization is located has not given the assurance prescribed in Article 189, paragraph (2), item (i) or anything else that is found to be equivalent to the assurance; and Ministry of Justice translation — Japanese Law Translation Database System **六** 認可申請書又はその添付書類のうちに重要な事項について虚偽の記載があるとき。 art-155-3/par-2/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2/item-6 the written application for authorization, or a document that is required to be attached to it contains a false statement regarding a material particular. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十五条の四（認可の拒否等） — (Refusal of Authorization) caption: Ministry of Justice translation — Japanese Law Translation Database System art-155-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-4 **第一項** 内閣総理大臣は、第百五十五条の二第一項の規定による認可の申請があつた場合において、その認可を与えることが適当でないと認めるときは、認可申請者に通知して、当該職員をして審問を行わせなければならない。 art-155-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-4/par-1 If an application for authorization under the provisions of Article 155-2, paragraph (1) is filed and the Prime Minister finds it inappropriate to grant that authorization, the Prime Minister must notify the applicant for authorization and have the relevant officials conduct a hearing. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣が、第百五十五条第一項の規定による認可を与えることとし、又はこれを与えないこととした場合においては、遅滞なく、その旨を書面により認可申請者に通知しなければならない。 art-155-4/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-4/par-2 Upon deciding to grant or not to grant the authorization under the provisions of Article 155, paragraph (1), the Prime Minister must notify the applicant for authorization of this in writing without delay. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十五条の五（業務報告書の提出） — (Submission of Business Reports) caption: Ministry of Justice translation — Japanese Law Translation Database System art-155-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-5 **第一項** 外国金融商品取引所は、内閣府令で定めるところにより、毎年四月から翌年三月までの期間における外国市場取引に関する業務報告書を作成し、当該期間経過後三月以内に、これを内閣総理大臣に提出しなければならない。 art-155-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-5/par-1 Pursuant to the provisions of Cabinet Office Order, a foreign financial instruments exchange must prepare a business report on the foreign market transactions conducted during the period from April of each year to March of the subsequent year and submit the business report to the Prime Minister within three months after the end of that period. Ministry of Justice translation — Japanese Law Translation Database System ## 第二節　監督 — Section 2 Supervision heading: Ministry of Justice translation — Japanese Law Translation Database System ch-5-2/sec-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#ch-5-2/sec-2 ### 第百五十五条の六（認可の取消し） — (Rescission of Authorization) caption: Ministry of Justice translation — Japanese Law Translation Database System art-155-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-6 **第一項** 内閣総理大臣は、外国金融商品取引所が第百五十五条第一項の認可を受けた当時既に第百五十五条の三第二項各号のいずれかに該当していたことが判明したときは、その認可を取り消すことができる。 art-155-6/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-6/par-1 If a foreign financial instruments exchange is discovered to have fallen under any of the items of Article 155-3, paragraph (2) at the time of it obtained the authorization referred to in Article 155, paragraph (1), the Prime Minister may rescind the authorization. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十五条の七（変更の届出） — (Notification of Changes) caption: Ministry of Justice translation — Japanese Law Translation Database System art-155-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-7 **第一項** 外国金融商品取引所は、第百五十五条の二第一項各号に掲げる事項又は同条第二項第二号に掲げる書類に記載した業務の内容若しくは方法について変更があつた場合、業務規則について重要な変更があつた場合その他内閣府令で定める場合には、その日から二週間以内に、その旨を内閣総理大臣に届け出なければならない。 art-155-7/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-7/par-1 If any particular set forth in the items of Article 155-2, paragraph (1) changes; if the business outline or business methods that a foreign financial instruments exchange has stated in a document set forth in Article 155-2, paragraph (2), item (ii) changes; if there is a material change in operational regulations; or in a case specified by Cabinet Office Order, the foreign financial instruments exchange must notify the Prime Minister of this within two weeks from the day of the change. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十五条の八（認可の失効） — (Lapse of Authorization) caption: Ministry of Justice translation — Japanese Law Translation Database System art-155-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-8 **第一項** 外国金融商品取引所が次の各号のいずれかに該当するときは、第百五十五条第一項の認可は、効力を失う。 art-155-8/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-8/par-1 If a foreign financial instruments exchange falls under any of the following items, the authorization under Article 155, paragraph (1) ceases to be effective: Ministry of Justice translation — Japanese Law Translation Database System **一** 外国市場取引を行う外国金融商品取引所参加者がなくなつたとき。 art-155-8/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-8/par-1/item-1 it comes to have no participants in the foreign financial instruments exchange that conducts foreign market transactions; Ministry of Justice translation — Japanese Law Translation Database System **二** 外国市場取引が行われる外国金融商品市場の全部を閉鎖したとき。 art-155-8/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-8/par-1/item-2 it closes all the foreign financial instruments markets where foreign market transactions are conducted; and Ministry of Justice translation — Japanese Law Translation Database System **三** 解散したとき。 art-155-8/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-8/par-1/item-3 it is dissolved. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の規定により認可が失効したときは、その国内における代表者又は代表者であつた者は、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-155-8/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-8/par-2 If authorization ceases to be valid pursuant to the provisions of the preceding paragraph, the domestic representative or the former domestic representative of the foreign financial instruments exchange must notify the Prime Minister of that fact without delay. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十五条の九（報告の徴取及び検査） — (Collection of Reports and Inspections) caption: Ministry of Justice translation — Japanese Law Translation Database System art-155-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-9 **第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、外国金融商品取引所、外国金融商品取引所参加者若しくは当該外国金融商品取引所から業務の委託を受けた者（その者から委託（二以上の段階にわたる委託を含む。）を受けた者を含む。）に対し外国市場取引に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員をして当該外国金融商品取引所の外国市場取引に係る業務の状況若しくは書類その他の物件を検査させることができる。 art-155-9/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-9/par-1 When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a foreign financial instruments exchange, foreign financial instruments exchange participant, or a person that the relevant foreign financial instruments exchange has entrusted with its business (including a person that has received entrustment from the person (including entrustment at two or more degrees of separation from the original entrustment)), to submit reports or materials that should serve as a reference with regard to foreign market transactions, or may have the relevant officials inspect the state of the business, or documents and other articles, of the relevant foreign financial instruments exchange in connection to its foreign market transactions. Ministry of Justice translation — Japanese Law Translation Database System ### 第百五十五条の十（外国金融商品取引所に対する監督上の処分） — (Supervisory Dispositions for Foreign Financial Instruments Exchanges) caption: Ministry of Justice translation — Japanese Law Translation Database System art-155-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10 **第一項** 内閣総理大臣は、外国金融商品取引所が次の各号のいずれかに該当する場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、当該外国金融商品取引所の第百五十五条第一項の認可を取り消し、六月以内の期間を定めて外国市場取引の全部若しくは一部の停止を命じ、又は外国市場取引に係る業務の変更若しくは一部の禁止を命ずることができる。 art-155-10/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-1 If a foreign financial instruments exchange falls under any of the cases in the following items and the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may rescind the foreign financial instruments exchange's Article 155, paragraph (1) authorization, order the suspension of all or a part of foreign market transactions during a fixed period of no longer than six months, order a change in the business linked to foreign market transactions, or issue an order prohibiting performance of part of the business linked to foreign market transactions: Ministry of Justice translation — Japanese Law Translation Database System **一** 第百五十五条の三第一項各号に掲げる基準に適合しなくなつたとき。 art-155-10/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-1/item-1 it becomes unable to satisfy the criteria set forth in the items of Article 155-3, paragraph (1); Ministry of Justice translation — Japanese Law Translation Database System **二** 第百五十五条の三第二項第二号から第五号までに該当することとなつたとき。 art-155-10/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-1/item-2 it comes to fall under Article 155-3, paragraph (2), items (ii) through (v); Ministry of Justice translation — Japanese Law Translation Database System **三** 認可に付した条件に違反したとき。 art-155-10/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-1/item-3 it violates the conditions attached to the authorization; Ministry of Justice translation — Japanese Law Translation Database System **四** 法令等若しくは業務規則に違反したとき、又は外国金融商品取引所参加者が法令等若しくは業務規則に違反する行為をしたにもかかわらず、これに対し法令等若しくは業務規則を遵守させるために当該外国金融商品取引所に認められた権能を行使せずその他必要な措置をとることを怠つたとき。 art-155-10/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-1/item-4 it violates laws and regulations, etc. or the operational regulations, or, even though a participant in the foreign financial instruments exchange acts in violation of laws and regulations, etc. or the operational regulations, the foreign financial instruments exchange fails to exercise the powers accorded to it or to take any other necessary measures to cause the participant in the foreign financial instruments exchange to observe the laws and regulations, etc. or the operational regulations; or Ministry of Justice translation — Japanese Law Translation Database System **五** 外国金融商品取引所の行為又はその開設する外国金融商品市場における外国市場取引の状況が公益又は投資者保護のため有害であると認めるとき。 art-155-10/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-1/item-5 the actions of the foreign financial instruments exchange or the status of foreign market transactions on the foreign financial instruments market it operates is found to be harmful for the public interest or to the protection of investors. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、外国金融商品取引所の国内における代表者（国内に事務所がある場合にあつては、当該事務所に駐在する役員を含む。以下この項において同じ。）が法令等に違反したときは、当該外国金融商品取引所に対し、当該国内における代表者の解任を命ずることができる。 art-155-10/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-2 If the domestic representative of a foreign financial instruments exchange (if a foreign financial instruments exchange has a domestic office, this includes any officer stationed there; hereinafter the same applies in this paragraph) violates the laws and regulations, etc., the Prime Minister may order the foreign financial instruments exchange to dismiss that domestic representative. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 内閣総理大臣は、第一項の規定により外国市場取引の全部若しくは一部の停止又は外国市場取引に係る業務の変更若しくは一部の禁止を命じようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。 art-155-10/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-3 Irrespective the category of procedures for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to order the suspension of all or a part of foreign market transactions, order a change in the business linked to foreign market transactions, or issue an order prohibiting performance of part of the business linked to foreign market transactions pursuant to the provisions of paragraph (1), the Prime Minister must conduct a hearing. Ministry of Justice translation — Japanese Law Translation Database System ## 第三節　雑則 — Section 3 Miscellaneous Provisions heading: Ministry of Justice translation — Japanese Law Translation Database System ch-5-2/sec-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#ch-5-2/sec-3 ### 第百五十六条 art-156 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-156 **第一項** 第百五十五条から前条までの規定を実施するための手続その他必要な事項は、内閣府令で定める。 art-156/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-156/par-1 The procedures for implementing the provisions of Article 155 through the preceding Article and other necessary particulars for the implementation are specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-155/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29 - art-155/par-1: 第八十条第一項 → 金融商品取引法 第八十条第一項 (Article 80, paragraph (1)), art-80/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5/sec-1/from-art-80#art-80/par-1 - art-155/par-1: 第二号 → 金融商品取引法 第百五十五条第一項第二号 (Article 155, paragraph (1), item (ii)), art-155/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155/par-1/item-2 - art-155/par-2: 第三十条の二 → 金融商品取引法 第三十条の二 (Article 30-2), art-30-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-29-5#art-30-2 - art-155/par-2: 前項 → 金融商品取引法 第百五十五条第一項 (Article 155, paragraph (1)), art-155/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155/par-1 - art-155-2/par-1: 前条第一項 → 金融商品取引法 第百五十五条第一項 (Article 155, paragraph (1)), art-155/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155/par-1 - art-155-2/par-2: 前項 → 金融商品取引法 第百五十五条の二第一項 (Article 155-2, paragraph (1)), art-155-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-1 - art-155-3/par-1: 前条第一項 → 金融商品取引法 第百五十五条の二第一項 (Article 155-2, paragraph (1)), art-155-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-1 - art-155-3/par-1/item-1: 第八十条第一項 → 金融商品取引法 第八十条第一項 (Article 80, paragraph (1)), art-80/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5/sec-1/from-art-80#art-80/par-1 - art-155-3/par-1/item-2: この号 → 金融商品取引法 第百五十五条の三第一項第二号 (Article 155-3, paragraph (1), item (ii)), art-155-3/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-1/item-2 - art-155-3/par-1/item-2: 第百五十五条の十 → 金融商品取引法 第百五十五条の十 (Article 155-10), art-155-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10 - art-155-3/par-2: 前項 → 金融商品取引法 第百五十五条の三第一項 (Article 155-3, paragraph (1)), art-155-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-1 - art-155-3/par-2/item-3: 第百五十五条の六 → 金融商品取引法 第百五十五条の六 (Article 155-6), art-155-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-6 - art-155-3/par-2/item-3: 第百五十五条の十第一項 → 金融商品取引法 第百五十五条の十第一項 (Article 155-10, paragraph (1)), art-155-10/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-1 - art-155-3/par-2/item-3: 第百五十五条第一項 → 金融商品取引法 第百五十五条第一項 (Article 155, paragraph (1)), art-155/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155/par-1 - art-155-3/par-2/item-3: 第百五十六条の二十の十四第一項 → 金融商品取引法 第百五十六条の二十の十四第一項 (Article 156-20-14, paragraph (1)), art-156-20-14/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-14/par-1 - art-155-3/par-2/item-3: 第二項 → 金融商品取引法 第百五十六条の二十の十四第二項 (Article 156-20-14, paragraph (2)), art-156-20-14/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-3/from-art-156-20-12#art-156-20-14/par-2 - art-155-3/par-2/item-3: 第百五十六条の二十の二 → 金融商品取引法 第百五十六条の二十の二 (Article 156-20-2), art-156-20-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-3/from-art-156-12-2#art-156-20-2 - art-155-3/par-2/item-3: 第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-1 - art-155-3/par-2/item-3: 第四項 → 金融商品取引法 第五十二条第四項 (Article 52, paragraph (4)), art-52/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52/par-4 - art-155-3/par-2/item-3: 第五十二条の二第一項 → 金融商品取引法 第五十二条の二第一項 (Article 52-2, paragraph (1)), art-52-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-1 - art-155-3/par-2/item-3: 第三項 → 金融商品取引法 第五十二条の二第三項 (Article 52-2, paragraph (3)), art-52-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-52-2/par-3 - art-155-3/par-2/item-3: 第五十三条第三項 → 金融商品取引法 第五十三条第三項 (Article 53, paragraph (3)), art-53/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-53/par-3 - art-155-3/par-2/item-3: 第五十四条 → 金融商品取引法 第五十四条 (Article 54), art-54 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-51#art-54 - art-155-3/par-2/item-3: 第五十七条の六第三項 → 金融商品取引法 第五十七条の六第三項 (Article 57-6, paragraph (3)), art-57-6/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-2/from-art-57-2#art-57-6/par-3 - art-155-3/par-2/item-3: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29 - art-155-3/par-2/item-3: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-1/from-art-33-2#art-33-2 - art-155-3/par-2/item-3: 第六十条の八第一項 → 金融商品取引法 第六十条の八第一項 (Article 60-8, paragraph (1)), art-60-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-8/par-1 - art-155-3/par-2/item-3: 第六十条の九第一項 → 金融商品取引法 第六十条の九第一項 (Article 60-9, paragraph (1)), art-60-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-9/par-1 - art-155-3/par-2/item-3: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60#art-60/par-1 - art-155-3/par-2/item-3: 第六十条の十四第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-14/par-2 - art-155-3/par-2/item-3: 第六十条の十四第一項 → 金融商品取引法 第六十条の十四第一項 (Article 60-14, paragraph (1)), art-60-14/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-5/from-art-60-8#art-60-14/par-1 - art-155-3/par-2/item-3: 第六十六条の二十第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1 - art-155-3/par-2/item-3: 第三項 → 金融商品取引法 第六十六条の二十第三項 (Article 66-20, paragraph (3)), art-66-20/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-3 - art-155-3/par-2/item-3: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-2/from-art-66#art-66 - art-155-3/par-2/item-3: 第六十六条の四十二第一項 → 金融商品取引法 第六十六条の四十二第一項 (Article 66-42, paragraph (1)), art-66-42/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-42/par-1 - art-155-3/par-2/item-3: 第三項 → 金融商品取引法 第六十六条の四十二第三項 (Article 66-42, paragraph (3)), art-66-42/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-40#art-66-42/par-3 - art-155-3/par-2/item-3: 第六十六条の二十七 → 金融商品取引法 第六十六条の二十七 (Article 66-27), art-66-27 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-3/from-art-66-27#art-66-27 - art-155-3/par-2/item-3: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-63/par-1 - art-155-3/par-2/item-3: 第三項 → 金融商品取引法 第六十六条の六十三第三項 (Article 66-63, paragraph (3)), art-66-63/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-63/par-3 - art-155-3/par-2/item-3: 第六十六条の六十四 → 金融商品取引法 第六十六条の六十四 (Article 66-64), art-66-64 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-60#art-66-64 - art-155-3/par-2/item-3: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-4/from-art-66-50#art-66-50 - art-155-3/par-2/item-3: 第六十六条の八十五第一項 → 金融商品取引法 第六十六条の八十五第一項 (Article 66-85, paragraph (1)), art-66-85/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-1 - art-155-3/par-2/item-3: 第三項 → 金融商品取引法 第六十六条の八十五第三項 (Article 66-85, paragraph (3)), art-66-85/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-82#art-66-85/par-3 - art-155-3/par-2/item-3: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71 - art-155-3/par-2/item-3: 金融サービスの提供及び利用環境の整備等に関する法律第三十八条第一項 → e-Gov law 412AC0000000101, 第三十八条第一項 (Article 38, paragraph (1)), art-38/par-1 — not held in this collection - art-155-3/par-2/item-3: 第二号 → e-Gov law 412AC0000000101, 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — not held in this collection - art-155-3/par-2/item-3: 第三号 → e-Gov law 412AC0000000101, 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — not held in this collection - art-155-3/par-2/item-3: 第五号 → e-Gov law 412AC0000000101, 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — not held in this collection - art-155-3/par-2/item-3: 第四項 → e-Gov law 412AC0000000101, 第三十八条第四項 (Article 38, paragraph (4)), art-38/par-4 — not held in this collection - art-155-3/par-2/item-3: 同法第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection - art-155-3/par-2/item-3: この号 → 金融商品取引法 第百五十五条の三第二項第三号 (Article 155-3, paragraph (2), item (iii)), art-155-3/par-2/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2/item-3 - art-155-3/par-2/item-3: 第八十条第一項 → 金融商品取引法 第八十条第一項 (Article 80, paragraph (1)), art-80/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5/sec-1/from-art-80#art-80/par-1 - art-155-3/par-2/item-3: 第百五十六条の二 → 金融商品取引法 第百五十六条の二 (Article 156-2), art-156-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-3/from-art-156-2#art-156-2 - art-155-3/par-2/item-3: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-4/from-art-156-23#art-156-24/par-1 - art-155-3/par-2/item-4/sub-2: 第八十二条第二項第三号 → 金融商品取引法 第八十二条第二項第三号 (Article 82, paragraph (2), item (iii)), art-82/par-2/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5/sec-1/from-art-80#art-82/par-2/item-3 - art-155-3/par-2/item-5: 第百八十九条第二項第一号 → 金融商品取引法 第百八十九条第二項第一号 (Article 189, paragraph (2), item (i)), art-189/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-7/from-art-186#art-189/par-2/item-1 - art-155-4/par-1: 第百五十五条の二第一項 → 金融商品取引法 第百五十五条の二第一項 (Article 155-2, paragraph (1)), art-155-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-1 - art-155-4/par-2: 第百五十五条第一項 → 金融商品取引法 第百五十五条第一項 (Article 155, paragraph (1)), art-155/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155/par-1 - art-155-6/par-1: 第百五十五条第一項 → 金融商品取引法 第百五十五条第一項 (Article 155, paragraph (1)), art-155/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155/par-1 - art-155-6/par-1: 第百五十五条の三第二項 → 金融商品取引法 第百五十五条の三第二項 (Article 155-3, paragraph (2)), art-155-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2 - art-155-7/par-1: 第百五十五条の二第一項 → 金融商品取引法 第百五十五条の二第一項 (Article 155-2, paragraph (1)), art-155-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-1 - art-155-7/par-1: 同条第二項第二号 → 金融商品取引法 第百五十五条の二第二項第二号 (Article 155-2, paragraph (2), item (ii)), art-155-2/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2/par-2/item-2 - art-155-8/par-1: 第百五十五条第一項 → 金融商品取引法 第百五十五条第一項 (Article 155, paragraph (1)), art-155/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155/par-1 - art-155-8/par-2: 前項 → 金融商品取引法 第百五十五条の八第一項 (Article 155-8, paragraph (1)), art-155-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-8/par-1 - art-155-10/par-1: 第百五十五条第一項 → 金融商品取引法 第百五十五条第一項 (Article 155, paragraph (1)), art-155/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155/par-1 - art-155-10/par-1/item-1: 第百五十五条の三第一項 → 金融商品取引法 第百五十五条の三第一項 (Article 155-3, paragraph (1)), art-155-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-1 - art-155-10/par-1/item-2: 第百五十五条の三第二項第二号から第五号まで → 金融商品取引法 第百五十五条の三第二項第二号 (Article 155-3, paragraph (2), item (ii)), art-155-3/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2/item-2 - art-155-10/par-1/item-2: 第百五十五条の三第二項第二号から第五号まで → 金融商品取引法 第百五十五条の三第二項第三号 (Article 155-3, paragraph (2), item (iii)), art-155-3/par-2/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2/item-3 - art-155-10/par-1/item-2: 第百五十五条の三第二項第二号から第五号まで → 金融商品取引法 第百五十五条の三第二項第四号 (Article 155-3, paragraph (2), item (iv)), art-155-3/par-2/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2/item-4 - art-155-10/par-1/item-2: 第百五十五条の三第二項第二号から第五号まで → 金融商品取引法 第百五十五条の三第二項第五号 (Article 155-3, paragraph (2), item (v)), art-155-3/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3/par-2/item-5 - art-155-10/par-2: この項 → 金融商品取引法 第百五十五条の十第二項 (Article 155-10, paragraph (2)), art-155-10/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-2 - art-155-10/par-3: 第一項 → 金融商品取引法 第百五十五条の十第一項 (Article 155-10, paragraph (1)), art-155-10/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10/par-1 - art-155-10/par-3: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/en/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1 - art-156/par-1: 第百五十五条から前条まで → 金融商品取引法 第百五十五条 (Article 155), art-155 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155 - art-156/par-1: 第百五十五条から前条まで → 金融商品取引法 第百五十五条の十 (Article 155-10), art-155-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-10 - art-156/par-1: 第百五十五条から前条まで → 金融商品取引法 第百五十五条の二 (Article 155-2), art-155-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-2 - art-156/par-1: 第百五十五条から前条まで → 金融商品取引法 第百五十五条の三 (Article 155-3), art-155-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155#art-155-3 - art-156/par-1: 第百五十五条から前条まで → 金融商品取引法 第百五十五条の四 (Article 155-4), art-155-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-4 - art-156/par-1: 第百五十五条から前条まで → 金融商品取引法 第百五十五条の五 (Article 155-5), art-155-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-5 - art-156/par-1: 第百五十五条から前条まで → 金融商品取引法 第百五十五条の六 (Article 155-6), art-155-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-6 - art-156/par-1: 第百五十五条から前条まで → 金融商品取引法 第百五十五条の七 (Article 155-7), art-155-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-7 - art-156/par-1: 第百五十五条から前条まで → 金融商品取引法 第百五十五条の八 (Article 155-8), art-155-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-8 - art-156/par-1: 第百五十五条から前条まで → 金融商品取引法 第百五十五条の九 (Article 155-9), art-155-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-5-2/from-art-155-4#art-155-9 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和八年法律第六十四号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20280613_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-017, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-050, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22