# 金融商品取引法 / Financial Instruments and Exchange Act — 第四節の三 (Chapter 3, Section 4-3)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第四節の三 (Chapter 3, Section 4-3) — address `ch-3/sec-4-3`
- Text: the text as amended with effect from 2028-06-13 (On the day Act No. 53 of 2023 (民事関係手続等における情報通信技術の活用等の推進を図るための関係法律の整備に関する法律) comes into force. The exact day is not fixed yet.) — NOT yet in force (revision 20280613_508AC0000000064)
- URL (this text's page, at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3
- The text in force has no provision at this address.
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.

---

## 第四節の三　顧客財産管理人による管理 — Section 4-3 Management by a Customer Property Administrator
<sup>heading: machine translation, not official</sup>
<sup>ch-3/sec-4-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3</sup>

### 第五十七条の二十八（業務及び財産の管理を命ずる処分） — Disposition Ordering Administration of Business and Property
<sup>caption: machine translation, not official</sup>
<sup>art-57-28 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-28</sup>

  **第一項**  内閣総理大臣は、第五十条の二第八項（第五十六条第一項及び第五十七条の九において準用する場合を含む。第五十七条の三十第一項において同じ。）の規定の適用がある場合において、金融商品取引業者の業務の運営が著しく不適切であることによつて当該規定による顧客取引の結了及び顧客財産の返還又は移転に支障があると認めるときは、当該金融商品取引業者に対し、顧客財産管理人による業務及び財産の管理を命ずる処分（以下この節及び第二百七条の五第二項第一号において「管理を命ずる処分」という。）をすることができる。
  <sup>art-57-28/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-28/par-1</sup>
  If the Prime Minister finds, in a case where Article 50-2, paragraph (8) (including as applied mutatis mutandis pursuant to Article 56, paragraph (1) and Article 57-9; the same applies in Article 57-30, paragraph (1)) applies, that the completion of customer transactions and the return or transfer of customer property under that provision are hindered because the management of the business of a financial instruments business operator is extremely inappropriate, the Prime Minister may take a disposition ordering that financial instruments business operator to have its business and property administered by a customer property administrator (hereinafter referred to as a "disposition ordering administration" in this Section and Article 207-5, paragraph (2), item (i)).
  <sup>machine translation, not official</sup>

  **第二項**  内閣総理大臣は、管理を命ずる処分をしたときは、官報により、これを公告しなければならない。
  <sup>art-57-28/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-28/par-2</sup>
  When the Prime Minister has taken a disposition ordering administration, the Prime Minister must give public notice of this in the Official Gazette.
  <sup>machine translation, not official</sup>

### 第五十七条の二十九（管理を命ずる処分の取消し） — Rescission of a Disposition Ordering Administration
<sup>caption: machine translation, not official</sup>
<sup>art-57-29 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-29</sup>

  **第一項**  内閣総理大臣は、管理を命ずる処分について、その必要がなくなつたと認めるときは、当該管理を命ずる処分を取り消さなければならない。
  <sup>art-57-29/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-29/par-1</sup>
  If the Prime Minister finds that a disposition ordering administration is no longer necessary, the Prime Minister must rescind that disposition ordering administration.
  <sup>machine translation, not official</sup>

  **第二項**  前条第二項の規定は、前項の場合について準用する。
  <sup>art-57-29/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-29/par-2</sup>
  The provisions of paragraph (2) of the preceding Article apply mutatis mutandis to the case referred to in the preceding paragraph.
  <sup>machine translation, not official</sup>

### 第五十七条の三十（顧客財産管理人の選任等） — Appointment, etc. of a Customer Property Administrator
<sup>caption: machine translation, not official</sup>
<sup>art-57-30 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-30</sup>

  **第一項**  管理を命ずる処分があつたときは、当該管理を命ずる処分を受けた金融商品取引業者（以下「被管理金融商品取引業者」という。）を代表し、業務の執行並びに財産の管理及び処分を行う権利（第五十条の二第八項の規定による顧客取引の結了及び顧客財産の返還又は移転に必要な範囲に限る。）は、顧客財産管理人に専属する。
  <sup>art-57-30/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-30/par-1</sup>
  When a disposition ordering administration has been taken, the right to represent the financial instruments business operator subject to that disposition ordering administration (hereinafter referred to as a "financial instruments business operator under management") and to execute its business and manage and dispose of its property (limited to the extent necessary for the completion of customer transactions and the return or transfer of customer property under the provisions of Article 50-2, paragraph (8)) is vested exclusively in the customer property administrator.
  <sup>machine translation, not official</sup>

  **第二項**  内閣総理大臣は、管理を命ずる処分と同時に、一人又は数人の顧客財産管理人を選任しなければならない。
  <sup>art-57-30/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-30/par-2</sup>
  The Prime Minister must appoint one or more customer property administrators simultaneously with a disposition ordering administration.
  <sup>machine translation, not official</sup>

  **第三項**  内閣総理大臣は、顧客財産管理人に対し、その職務に係る被管理金融商品取引業者の業務及び財産の管理に関し必要な措置を命ずることができる。
  <sup>art-57-30/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-30/par-3</sup>
  The Prime Minister may order a customer property administrator to take measures necessary for the management of the business and property of the financial instruments business operator under management that relate to the administrator's duties.
  <sup>machine translation, not official</sup>

  **第四項**  内閣総理大臣は、必要があると認めるときは、第二項の規定により顧客財産管理人を選任した後においても、更に顧客財産管理人を選任し、又は顧客財産管理人が被管理金融商品取引業者の業務及び財産の管理を適切に行つていないと認めるときは、顧客財産管理人を解任することができる。
  <sup>art-57-30/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-30/par-4</sup>
  If the Prime Minister finds it necessary, the Prime Minister may appoint a further customer property administrator even after having appointed a customer property administrator pursuant to the provisions of paragraph (2), and may dismiss a customer property administrator if the Prime Minister finds that the customer property administrator is not appropriately managing the business and property of the financial instruments business operator under management.
  <sup>machine translation, not official</sup>

  **第五項**  内閣総理大臣は、第二項若しくは前項の規定により顧客財産管理人を選任したとき又は同項の規定により顧客財産管理人を解任したときは、被管理金融商品取引業者にその旨を通知するとともに、官報により、これを公告しなければならない。
  <sup>art-57-30/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-30/par-5</sup>
  When the Prime Minister has appointed a customer property administrator pursuant to the provisions of paragraph (2) or the preceding paragraph, or has dismissed a customer property administrator pursuant to the provisions of that paragraph, the Prime Minister must notify the financial instruments business operator under management to that effect and give public notice of this in the Official Gazette.
  <sup>machine translation, not official</sup>

  **第六項**  会社更生法（平成十四年法律第百五十四号）第六十九条、第七十条、第八十条並びに第八十一条第一項及び第五項の規定は顧客財産管理人について、一般社団法人及び一般財団法人に関する法律第七十八条の規定は被管理金融商品取引業者について、それぞれ準用する。この場合において、会社更生法第六十九条第一項ただし書中「裁判所の許可」とあるのは「内閣総理大臣の承認」と、同法第七十条中「管財人代理」とあるのは「顧客財産管理人代理」と、同条第二項中「裁判所の許可」とあるのは「内閣総理大臣の承認」と、同法第八十一条第一項中「裁判所」とあるのは「内閣総理大臣」と、同条第五項中「管財人代理」とあるのは「顧客財産管理人代理」と、一般社団法人及び一般財団法人に関する法律第七十八条中「代表理事その他の代表者」とあるのは「顧客財産管理人」と読み替えるものとする。
  <sup>art-57-30/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-30/par-6</sup>
  The provisions of Articles 69, 70 and 80, and Article 81, paragraphs (1) and (5) of the Corporate Reorganization Act (Act No. 154 of 2002) apply mutatis mutandis to customer property administrators, and the provisions of Article 78 of the Act on General Incorporated Associations and General Incorporated Foundations apply mutatis mutandis to financial instruments business operators under management. In this case, the phrase "permission of the court" in the proviso to Article 69, paragraph (1) of the Corporate Reorganization Act is deemed to be replaced with "approval of the Prime Minister", the phrase "trustee representative" in Article 70 of that Act is deemed to be replaced with "customer property administrator representative", the phrase "permission of the court" in paragraph (2) of that Article is deemed to be replaced with "approval of the Prime Minister", the term "court" in Article 81, paragraph (1) of that Act is deemed to be replaced with "Prime Minister", the phrase "trustee representative" in paragraph (5) of that Article is deemed to be replaced with "customer property administrator representative", and the phrase "representative director or other representative" in Article 78 of the Act on General Incorporated Associations and General Incorporated Foundations is deemed to be replaced with "customer property administrator".
  <sup>machine translation, not official</sup>

### 第五十七条の三十一
<sup>art-57-31 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-31</sup>

  **第一項**  法人は、顧客財産管理人又は顧客財産管理人代理となることができる。
  <sup>art-57-31/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-31/par-1</sup>
  A corporation may become a customer property administrator or a customer property administrator representative.
  <sup>machine translation, not official</sup>

  **第二項**  金融商品取引業者及び協会（認可金融商品取引業協会又は第七十八条第二項に規定する認定金融商品取引業協会をいう。次項及び第二百七条の五第一項において同じ。）は、この法律又は他の法令の規定にかかわらず、顧客財産管理人又は顧客財産管理人代理となり、その業務を行うことができる。
  <sup>art-57-31/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-31/par-2</sup>
  A financial instruments business operator and an association (meaning an authorized financial instruments firms association or a certified financial instruments business association prescribed in Article 78, paragraph (2); the same applies in the following paragraph and Article 207-5, paragraph (1)) may, notwithstanding the provisions of this Act or other laws and regulations, become a customer property administrator or a customer property administrator representative and perform its duties.
  <sup>machine translation, not official</sup>

  **第三項**  金融商品取引業者及び協会は、内閣総理大臣から顧客財産管理人となることを求められた場合には、正当な理由がないのに、これを拒んではならない。
  <sup>art-57-31/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-31/par-3</sup>
  When requested by the Prime Minister to become a customer property administrator, a financial instruments business operator and an association must not refuse without justifiable grounds.
  <sup>machine translation, not official</sup>

### 第五十七条の三十二（通知及び登記） — Notification and Registration
<sup>caption: machine translation, not official</sup>
<sup>art-57-32 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-32</sup>

  **第一項**  内閣総理大臣は、管理を命ずる処分をしたときは、直ちに、被管理金融商品取引業者の本店又は主たる事務所の所在地を管轄する地方裁判所にその旨を通知し、かつ、嘱託書に当該命令書の謄本を添付して、被管理金融商品取引業者の本店又は主たる事務所の所在地の登記所に、その登記を嘱託しなければならない。
  <sup>art-57-32/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-32/par-1</sup>
  When the Prime Minister has taken a disposition ordering administration, the Prime Minister must immediately notify the district court having jurisdiction over the location of the head office or principal office of the financial instruments business operator under management to that effect, and, attaching a certified copy of the relevant written order to the written request, request the registry office at the location of the head office or principal office of the financial instruments business operator under management to register it.
  <sup>machine translation, not official</sup>

  **第二項**  前項の登記には、顧客財産管理人の氏名又は名称及び住所をも登記しなければならない。
  <sup>art-57-32/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-32/par-2</sup>
  The name and address of the customer property administrator must also be registered in the registration referred to in the preceding paragraph.
  <sup>machine translation, not official</sup>

  **第三項**  第一項の規定は、前項に規定する事項に変更が生じた場合及び管理を命ずる処分を取り消した場合について準用する。
  <sup>art-57-32/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-32/par-3</sup>
  The provisions of paragraph (1) apply mutatis mutandis to the case where a change has occurred in the matters prescribed in the preceding paragraph and to the case where a disposition ordering administration has been rescinded.
  <sup>machine translation, not official</sup>

### 第五十七条の三十三（報告又は資料の提出） — Submission of Reports or Materials
<sup>caption: machine translation, not official</sup>
<sup>art-57-33 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-33</sup>

  **第一項**  内閣総理大臣は、必要があると認めるときは、顧客財産管理人に対し、その職務に係る被管理金融商品取引業者の業務及び財産の状況に関し報告又は資料の提出を求めることができる。
  <sup>art-57-33/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-33/par-1</sup>
  If the Prime Minister finds it necessary, the Prime Minister may request a customer property administrator to submit reports or materials on the state of the business and assets of the financial instruments business operator under management that relate to the administrator's duties.
  <sup>machine translation, not official</sup>

### 第五十七条の三十四（顧客財産管理人の調査等） — Investigation, etc. by a Customer Property Administrator
<sup>caption: machine translation, not official</sup>
<sup>art-57-34 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-34</sup>

  **第一項**  顧客財産管理人は、その職務を行うため必要があるときは、被管理金融商品取引業者の役員（役員が法人であるときは、その職務を行うべき者を含む。）及び会計監査人（会計監査人が法人であるときは、その職務を行うべき社員を含む。）並びに使用人並びにこれらの者であつた者に対し、被管理金融商品取引業者の業務及び財産の状況（これらの者であつた者については、その者が当該被管理金融商品取引業者の業務に従事していた期間内に知ることのできた事項に係るものに限る。）につき報告を求め、又は被管理金融商品取引業者の帳簿、書類その他の物件を検査することができる。
  <sup>art-57-34/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-34/par-1</sup>
  When necessary to perform duties, a customer property administrator may request reports from the officers of the financial instruments business operator under management (including, if an officer is a corporation, the person who is to perform its duties) and its accounting auditors (including, if an accounting auditor is a corporation, the members who are to perform its duties), as well as its employees and persons who formerly held those positions, on the state of the business and assets of the financial instruments business operator under management (in the case of persons who formerly held those positions, limited to matters they could have come to know during the period when they were engaged in the business of that financial instruments business operator under management), or inspect the books, documents, and other articles of the financial instruments business operator under management.
  <sup>machine translation, not official</sup>

  **第二項**  顧客財産管理人は、その職務を行うため必要があるときは、官庁、公共団体その他の者に照会し、又は協力を求めることができる。
  <sup>art-57-34/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-34/par-2</sup>
  When necessary to perform duties, a customer property administrator may make inquiries to, or request cooperation from, government agencies, public bodies and other persons.
  <sup>machine translation, not official</sup>

### 第五十七条の三十五（顧客財産管理人等の秘密保持義務） — Duty of Confidentiality of Customer Property Administrators, etc.
<sup>caption: machine translation, not official</sup>
<sup>art-57-35 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-35</sup>

  **第一項**  顧客財産管理人及び顧客財産管理人代理（以下この条において「顧客財産管理人等」という。）は、その職務上知ることのできた秘密を漏らしてはならない。顧客財産管理人等がその職を退いた後も、同様とする。
  <sup>art-57-35/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-35/par-1</sup>
  A customer property administrator and a customer property administrator representative (hereinafter referred to as "customer property administrator, etc." in this Article) must not divulge any secret that they have come to know in the course of their duties. The same applies after a customer property administrator, etc. has left office.
  <sup>machine translation, not official</sup>

  **第二項**  顧客財産管理人等が法人であるときは、顧客財産管理人等の職務に従事するその役員及び職員は、その職務上知ることのできた秘密を漏らしてはならない。その役員又は職員が顧客財産管理人等の職務に従事しなくなつた後においても、同様とする。
  <sup>art-57-35/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-35/par-2</sup>
  If a customer property administrator, etc. is a juridical person, its officers and employees engaged in the duties of the customer property administrator, etc. must not divulge any secret that they have come to know in the course of their duties. The same applies after those officers or employees cease to be engaged in the duties of the customer property administrator, etc.
  <sup>machine translation, not official</sup>

### 第五十七条の三十六（被管理金融商品取引業者の役員等の責任を明確にするための措置） — Measures to Clarify the Responsibility of Officers, etc. of a Financial Instruments Business Operator under Management
<sup>caption: machine translation, not official</sup>
<sup>art-57-36 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-36</sup>

  **第一項**  顧客財産管理人は、その職務を行うため必要があるときは、被管理金融商品取引業者の役員若しくは会計監査人又はこれらの者であつた者の職務上の義務違反に基づく民事上の責任を履行させるため、訴えの提起その他の必要な措置をとらなければならない。
  <sup>art-57-36/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-36/par-1</sup>
  If necessary to perform their duties, a customer property administrator must file an action or take other necessary measures in order to enforce civil liability based on a breach of duty, in the course of their duties, by an officer or accounting auditor of a financial instruments business operator under management, or by a person who was any of these.
  <sup>machine translation, not official</sup>

  **第二項**  顧客財産管理人は、その職務を行うことにより犯罪があると思料するときは、告発に向けて所要の措置をとらなければならない。
  <sup>art-57-36/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-36/par-2</sup>
  If, in the course of performing their duties, a customer property administrator believes that a crime has been committed, they must take required measures toward filing an accusation.
  <sup>machine translation, not official</sup>

### 第五十七条の三十七（顧客財産管理人と被管理金融商品取引業者との取引） — Transactions between a Customer Property Administrator and a Financial Instruments Business Operator under Management
<sup>caption: machine translation, not official</sup>
<sup>art-57-37 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-37</sup>

  **第一項**  顧客財産管理人は、自己又は第三者のために被管理金融商品取引業者と取引をするときは、内閣総理大臣の承認を得なければならない。この場合においては、民法第百八条の規定は、適用しない。
  <sup>art-57-37/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-37/par-1</sup>
  When a customer property administrator conducts a transaction with a financial instruments business operator under management for themselves or for a third party, they must obtain the approval of the Prime Minister. In this case, the provisions of Article 108 of the Civil Code do not apply.
  <sup>machine translation, not official</sup>

  **第二項**  前項の承認を得ないでした行為は、無効とする。ただし、善意の第三者に対抗することができない。
  <sup>art-57-37/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-37/par-2</sup>
  An act performed without obtaining the approval referred to in the preceding paragraph is void; provided, however, that this cannot be asserted against a third party in good faith.
  <sup>machine translation, not official</sup>

### 第五十七条の三十八（株主総会等の決議に代わる許可） — Permission in Lieu of a Resolution of a Shareholders Meeting, etc.
<sup>caption: machine translation, not official</sup>
<sup>art-57-38 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38</sup>

  **第一項**  顧客財産管理人は、株式会社である被管理金融商品取引業者の取締役（監査等委員会設置会社にあつては、監査等委員である取締役以外の取締役。以下この項から第三項までにおいて同じ。）又は執行役が顧客財産管理人の職務の遂行を妨げ、又は妨げようとする行為をしたときその他その職務を行うため必要があるときは、会社法第三百三十九条第一項（同法第三百四十七条第一項の規定により読み替えて適用する場合を含む。）及び第四百三条第一項の規定にかかわらず、裁判所の許可を得て、株式会社である被管理金融商品取引業者の取締役又は執行役を解任することができる。
  <sup>art-57-38/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-1</sup>
  If a director (or, for a company with supervisory committee, a director other than a director who is a supervisory committee member; the same applies in this paragraph through paragraph (3)) or an executive officer of a financial instruments business operator under management that is a stock company has committed or attempted to commit an act that obstructs the performance of the duties of the customer property administrator, or if it is otherwise necessary in order to perform their duties, a customer property administrator may, notwithstanding Article 339, paragraph (1) of the Companies Act (including as applied with replacement of terms pursuant to Article 347, paragraph (1) of that Act) and Article 403, paragraph (1) of that Act, dismiss a director or executive officer of the financial instruments business operator under management that is a stock company, with the permission of the court.
  <sup>machine translation, not official</sup>

  **第二項**  前項の規定により被管理金融商品取引業者の取締役又は執行役を解任しようとする場合において、解任により法律又は定款に定めた取締役又は執行役の員数を欠くこととなるときは、顧客財産管理人は、会社法第三百二十九条第一項及び第四百二条第二項の規定にかかわらず、裁判所の許可を得て、被管理金融商品取引業者の取締役又は執行役を選任することができる。
  <sup>art-57-38/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-2</sup>
  If, in seeking to dismiss a director or executive officer of a financial instruments business operator under management pursuant to the preceding paragraph, the dismissal would result in a shortfall in the number of directors or executive officers specified by an Act or the articles of incorporation, the customer property administrator may, notwithstanding Article 329, paragraph (1) and Article 402, paragraph (2) of the Companies Act, appoint a director or executive officer of the financial instruments business operator under management, with the permission of the court.
  <sup>machine translation, not official</sup>

  **第三項**  前項の規定により選任された被管理金融商品取引業者の取締役又は執行役は、当該被管理金融商品取引業者に係る顧客財産管理人による管理の終了の後最初に招集される定時株主総会の終結の時又は当該定時株主総会が終結した後最初に開催される取締役会の終結の時に、それぞれ退任する。
  <sup>art-57-38/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-3</sup>
  A director or executive officer of a financial instruments business operator under management who has been appointed pursuant to the preceding paragraph retires, respectively, at the conclusion of the annual shareholders meeting first convened after the end of management by the customer property administrator of that financial instruments business operator under management, or at the conclusion of the first meeting of the board of directors held after that annual shareholders meeting concludes.
  <sup>machine translation, not official</sup>

  **第四項**  第一項又は第二項に規定する許可（以下この条及び次条において「代替許可」という。）があつたときは、当該代替許可に係る事項について株主総会若しくは種類株主総会又は取締役会の決議があつたものとみなす。
  <sup>art-57-38/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-4</sup>
  If the permission prescribed in paragraph (1) or (2) (hereinafter referred to as "substitute permission" in this Article and the following Article) has been granted, a resolution at a shareholders meeting or class shareholders meeting, or at a board of directors' meeting, is deemed to have been adopted on the matters pertaining to that substitute permission.
  <sup>machine translation, not official</sup>

  **第五項**  代替許可に係る事件は、当該被管理金融商品取引業者の本店の所在地を管轄する地方裁判所が管轄する。
  <sup>art-57-38/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-5</sup>
  A case pertaining to substitute permission falls under the jurisdiction of the district court that has jurisdiction over the location of the head office of the financial instruments business operator under management.
  <sup>machine translation, not official</sup>

  **第六項**  裁判所は、代替許可の決定をしたときは、その電子裁判書（非訟事件手続法（平成二十三年法律第五十一号）第五十七条第一項に規定する電子裁判書（同条第三項の規定によりファイルに記録されたものに限る。）をいう。次条において同じ。）を被管理金融商品取引業者に送達するとともに、その決定の要旨を公告しなければならない。
  <sup>art-57-38/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-6</sup>
  When the court has made a decision granting substitute permission, it must serve its electronic judgment (meaning the electronic judgment prescribed in Article 57, paragraph (1) of the Non-Contentious Case Procedures Act (Act No. 51 of 2011) (limited to that recorded in a file pursuant to paragraph (3) of that Article); the same applies in the following Article) on the financial instruments business operator under management and give public notice of a summary of the decision.
  <sup>machine translation, not official</sup>

  **第七項**  前項の規定によつてする公告は、官報に掲載してする。
  <sup>art-57-38/par-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-7</sup>
  The public notice under the preceding paragraph is to be given by publication in the Official Gazette.
  <sup>machine translation, not official</sup>

  **第八項**  代替許可の決定は、第六項の規定による被管理金融商品取引業者に対する送達がされた時から、効力を生ずる。
  <sup>art-57-38/par-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-8</sup>
  A decision granting substitute permission takes effect from the time when it is served on the financial instruments business operator under management pursuant to paragraph (6).
  <sup>machine translation, not official</sup>

  **第九項**  代替許可の決定に対しては、株主は、第六項の公告のあつた日から二週間の不変期間内に、即時抗告をすることができる。
  <sup>art-57-38/par-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-9</sup>
  A shareholder may file an immediate appeal against a decision granting substitute permission within an unextendable period of two weeks from the date of the public notice referred to in paragraph (6).
  <sup>machine translation, not official</sup>

  **第十項**  非訟事件手続法第五条、第六条、第七条第二項、第四十条、第四十一条、第五十六条第二項並びに第六十六条第一項及び第二項の規定は、代替許可に係る事件については、適用しない。
  <sup>art-57-38/par-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-10</sup>
  The provisions of Article 5, Article 6, Article 7, paragraph (2), Article 40, Article 41, Article 56, paragraph (2), and Article 66, paragraphs (1) and (2) of the Non-Contentious Case Procedures Act do not apply to a case pertaining to substitute permission.
  <sup>machine translation, not official</sup>

### 第五十七条の三十九（代替許可に係る登記の特例） — Special Provisions on Registration Pertaining to Substitute Permission
<sup>caption: machine translation, not official</sup>
<sup>art-57-39 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-39</sup>

  **第一項**  代替許可があつた場合においては、当該代替許可に係る事項に係る登記の申請書には、当該代替許可の決定書の謄本若しくは抄本又は電子裁判書に記録されている事項を記載した書面であつて裁判所書記官が当該書面の内容が当該電子裁判書に記録されている事項と同一であることを証明したものを添付しなければならない。
  <sup>art-57-39/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-39/par-1</sup>
  If substitute permission has been granted, there must be attached to the written application for registration of the matters pertaining to that substitute permission a certified copy or extract of the written decision granting that substitute permission, or a document stating the matters recorded in the electronic judgment for which a court clerk has certified that the content of the document is identical to the matters recorded in that electronic judgment.
  <sup>machine translation, not official</sup>

### 第五十七条の四十（課税の特例） — Special Provisions on Taxation
<sup>caption: machine translation, not official</sup>
<sup>art-57-40 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-40</sup>

  **第一項**  第五十七条の三十二の規定による登記については、登録免許税を課さない。
  <sup>art-57-40/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-40/par-1</sup>
  No registration and license tax is imposed on a registration under Article 57-32.
  <sup>machine translation, not official</sup>

---

## Cites
- art-57-28/par-1: 第五十条の二第八項 → 金融商品取引法 第五十条の二第八項 (Article 50-2, paragraph (8)), art-50-2/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-8
- art-57-28/par-1: 第五十六条第一項 → 金融商品取引法 第五十六条第一項 (Article 56, paragraph (1)), art-56/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-56/par-1
- art-57-28/par-1: 第五十七条の九 → 金融商品取引法 第五十七条の九 (Article 57-9), art-57-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-2/from-art-57-9#art-57-9
- art-57-28/par-1: 第五十七条の三十第一項 → 金融商品取引法 第五十七条の三十第一項 (Article 57-30, paragraph (1)), art-57-30/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-30/par-1
- art-57-28/par-1: 第二百七条の五第二項第一号 → 金融商品取引法 第二百七条の五第二項第一号 (Article 207-5, paragraph (2), item (i)), art-207-5/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-8/from-art-207-2#art-207-5/par-2/item-1
- art-57-29/par-2: 前条第二項 → 金融商品取引法 第五十七条の二十八第二項 (Article 57-28, paragraph (2)), art-57-28/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-28/par-2
- art-57-29/par-2: 前項 → 金融商品取引法 第五十七条の二十九第一項 (Article 57-29, paragraph (1)), art-57-29/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-29/par-1
- art-57-30/par-1: 第五十条の二第八項 → 金融商品取引法 第五十条の二第八項 (Article 50-2, paragraph (8)), art-50-2/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4/from-art-50-2#art-50-2/par-8
- art-57-30/par-4: 第二項 → 金融商品取引法 第五十七条の三十第二項 (Article 57-30, paragraph (2)), art-57-30/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-30/par-2
- art-57-30/par-5: 第二項 → 金融商品取引法 第五十七条の三十第二項 (Article 57-30, paragraph (2)), art-57-30/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-30/par-2
- art-57-30/par-5: 前項 → 金融商品取引法 第五十七条の三十第四項 (Article 57-30, paragraph (4)), art-57-30/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-30/par-4
- art-57-30/par-6: 会社更生法（平成十四年法律第百五十四号）第六十九条 → e-Gov law 414AC0000000154, 第六十九条 (Article 69), art-69 — not held in this collection
- art-57-30/par-6: 第七十条 → e-Gov law 414AC0000000154, 第七十条 (Article 70), art-70 — not held in this collection
- art-57-30/par-6: 第八十条 → e-Gov law 414AC0000000154, 第八十条 (Article 80), art-80 — not held in this collection
- art-57-30/par-6: 第八十一条第一項 → e-Gov law 414AC0000000154, 第八十一条第一項 (Article 81, paragraph (1)), art-81/par-1 — not held in this collection
- art-57-30/par-6: 第五項 → e-Gov law 414AC0000000154, 第八十一条第五項 (Article 81, paragraph (5)), art-81/par-5 — not held in this collection
- art-57-30/par-6: 一般社団法人及び一般財団法人に関する法律第七十八条 → e-Gov law 418AC0000000048, 第七十八条 (Article 78), art-78 — not held in this collection
- art-57-30/par-6: 会社更生法第六十九条第一項 → e-Gov law 414AC0000000154, 第六十九条第一項 (Article 69, paragraph (1)), art-69/par-1 — not held in this collection
- art-57-30/par-6: 同条第二項 → e-Gov law 414AC0000000154, 第七十条第二項 (Article 70, paragraph (2)), art-70/par-2 — not held in this collection
- art-57-31/par-2: 第七十八条第二項 → 金融商品取引法 第七十八条第二項 (Article 78, paragraph (2)), art-78/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2
- art-57-31/par-2: 次項 → 金融商品取引法 第五十七条の三十一第三項 (Article 57-31, paragraph (3)), art-57-31/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-31/par-3
- art-57-31/par-2: 第二百七条の五第一項 → 金融商品取引法 第二百七条の五第一項 (Article 207-5, paragraph (1)), art-207-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-8/from-art-207-2#art-207-5/par-1
- art-57-32/par-2: 前項 → 金融商品取引法 第五十七条の三十二第一項 (Article 57-32, paragraph (1)), art-57-32/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-32/par-1
- art-57-32/par-3: 第一項 → 金融商品取引法 第五十七条の三十二第一項 (Article 57-32, paragraph (1)), art-57-32/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-32/par-1
- art-57-32/par-3: 前項 → 金融商品取引法 第五十七条の三十二第二項 (Article 57-32, paragraph (2)), art-57-32/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-32/par-2
- art-57-35/par-1: この条 → 金融商品取引法 第五十七条の三十五 (Article 57-35), art-57-35 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-35
- art-57-37/par-1: 民法第百八条 → 民法 第百八条 (Article 108), art-108 — https://japanlaw.org/en/civil-code/art-108 · https://japanlaw.org/l/129AC0000000089/art-108
- art-57-37/par-2: 前項 → 金融商品取引法 第五十七条の三十七第一項 (Article 57-37, paragraph (1)), art-57-37/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-37/par-1
- art-57-38/par-1: この項 → 金融商品取引法 第五十七条の三十八第一項 (Article 57-38, paragraph (1)), art-57-38/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-1
- art-57-38/par-1: 第三項 → 金融商品取引法 第五十七条の三十八第三項 (Article 57-38, paragraph (3)), art-57-38/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-3
- art-57-38/par-1: 会社法第三百三十九条第一項 → 会社法 第三百三十九条第一項 (Article 339, paragraph (1)), art-339/par-1 — https://japanlaw.org/en/companies-act/art-339/par-1 · https://japanlaw.org/l/417AC0000000086/art-339/par-1
- art-57-38/par-1: 同法第三百四十七条第一項 → 会社法 第三百四十七条第一項 (Article 347, paragraph (1)), art-347/par-1 — https://japanlaw.org/en/companies-act/art-347/par-1 · https://japanlaw.org/l/417AC0000000086/art-347/par-1
- art-57-38/par-1: 第四百三条第一項 → 会社法 第四百三条第一項 (Article 403, paragraph (1)), art-403/par-1 — https://japanlaw.org/en/companies-act/art-403/par-1 · https://japanlaw.org/l/417AC0000000086/art-403/par-1
- art-57-38/par-2: 前項 → 金融商品取引法 第五十七条の三十八第一項 (Article 57-38, paragraph (1)), art-57-38/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-1
- art-57-38/par-2: 会社法第三百二十九条第一項 → 会社法 第三百二十九条第一項 (Article 329, paragraph (1)), art-329/par-1 — https://japanlaw.org/en/companies-act/art-329/par-1 · https://japanlaw.org/l/417AC0000000086/art-329/par-1
- art-57-38/par-2: 第四百二条第二項 → 会社法 第四百二条第二項 (Article 402, paragraph (2)), art-402/par-2 — https://japanlaw.org/en/companies-act/art-402/par-2 · https://japanlaw.org/l/417AC0000000086/art-402/par-2
- art-57-38/par-3: 前項 → 金融商品取引法 第五十七条の三十八第二項 (Article 57-38, paragraph (2)), art-57-38/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-2
- art-57-38/par-4: 第一項 → 金融商品取引法 第五十七条の三十八第一項 (Article 57-38, paragraph (1)), art-57-38/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-1
- art-57-38/par-4: 第二項 → 金融商品取引法 第五十七条の三十八第二項 (Article 57-38, paragraph (2)), art-57-38/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-2
- art-57-38/par-4: この条 → 金融商品取引法 第五十七条の三十八 (Article 57-38), art-57-38 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38
- art-57-38/par-4: 次条 → 金融商品取引法 第五十七条の三十九 (Article 57-39), art-57-39 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-39
- art-57-38/par-6: 非訟事件手続法（平成二十三年法律第五十一号）第五十七条第一項 → e-Gov law 423AC0000000051, 第五十七条第一項 (Article 57, paragraph (1)), art-57/par-1 — not held in this collection
- art-57-38/par-6: 同条第三項 → e-Gov law 423AC0000000051, 第五十七条第三項 (Article 57, paragraph (3)), art-57/par-3 — not held in this collection
- art-57-38/par-6: 次条 → 金融商品取引法 第五十七条の三十九 (Article 57-39), art-57-39 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-39
- art-57-38/par-7: 前項 → 金融商品取引法 第五十七条の三十八第六項 (Article 57-38, paragraph (6)), art-57-38/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-6
- art-57-38/par-8: 第六項 → 金融商品取引法 第五十七条の三十八第六項 (Article 57-38, paragraph (6)), art-57-38/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-6
- art-57-38/par-9: 第六項 → 金融商品取引法 第五十七条の三十八第六項 (Article 57-38, paragraph (6)), art-57-38/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-38/par-6
- art-57-38/par-10: 非訟事件手続法第五条 → e-Gov law 423AC0000000051, 第五条 (Article 5), art-5 — not held in this collection
- art-57-38/par-10: 第六条 → e-Gov law 423AC0000000051, 第六条 (Article 6), art-6 — not held in this collection
- art-57-38/par-10: 第七条第二項 → e-Gov law 423AC0000000051, 第七条第二項 (Article 7, paragraph (2)), art-7/par-2 — not held in this collection
- art-57-38/par-10: 第四十条 → e-Gov law 423AC0000000051, 第四十条 (Article 40), art-40 — not held in this collection
- art-57-38/par-10: 第四十一条 → e-Gov law 423AC0000000051, 第四十一条 (Article 41), art-41 — not held in this collection
- art-57-38/par-10: 第五十六条第二項 → e-Gov law 423AC0000000051, 第五十六条第二項 (Article 56, paragraph (2)), art-56/par-2 — not held in this collection
- art-57-38/par-10: 第六十六条第一項 → e-Gov law 423AC0000000051, 第六十六条第一項 (Article 66, paragraph (1)), art-66/par-1 — not held in this collection
- art-57-38/par-10: 第二項 → e-Gov law 423AC0000000051, 第六十六条第二項 (Article 66, paragraph (2)), art-66/par-2 — not held in this collection
- art-57-40/par-1: 第五十七条の三十二 → 金融商品取引法 第五十七条の三十二 (Article 57-32), art-57-32 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_508AC0000000064/text/ch-3/sec-4-3#art-57-32

---

## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和八年法律第六十四号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20280613_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T033157-050, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation of amended wording corrected on review, batch financial-instruments-and-exchange-act-amendments-20261023T033157-050, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-044, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22