# 金融商品取引法 / Financial Instruments and Exchange Act — 第三節 (Chapter 5, Section 3)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第三節 (Chapter 5, Section 3) — address `ch-5/sec-3`
- Text: the text as amended with effect from 2028-06-13 (On a day set by Cabinet Order, no later than 13 June 2028 — the amending law allows up to five years from promulgation. The exact day is not fixed yet.) — NOT yet in force (revision 20280613_505AC0000000053)
- URL (this text's page, at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#ch-5/sec-3
- The same address in the text in force (its wording there may differ): https://japanlaw.org/en/financial-instruments-and-exchange-act/ch-5/sec-3
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.
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## 第三節 取引所金融商品市場における有価証券の売買等 — Section 3 Purchase and Sale of Securities on a Financial Instruments Exchange Market
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-5/sec-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#ch-5/sec-3
### 第百十条（運営目的） — (Purpose of Operations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-110 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-110
**第一項** 取引所金融商品市場は、有価証券の売買及び市場デリバティブ取引を公正かつ円滑にし、並びに投資者の保護に資するよう運営されなければならない。
art-110/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-110/par-1
A financial instruments exchange market must be operated so as to ensure fair and smooth purchase and sales of securities and market derivatives transactions, as well as to contribute to the protection of investors.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百十一条（取引所金融商品取引を行うことができる者） — (Persons That May Conduct Financial Instruments Transactions on a Financial Instruments Exchange)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-111 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-111
**第一項** 取引所金融商品市場における有価証券の売買及び市場デリバティブ取引は、当該取引所金融商品市場を開設する金融商品取引所の会員等に限り、行うことができる。
art-111/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-111/par-1
Only the member, etc. of a financial instruments exchange that operates a financial instruments exchange market may make a purchase and sale of securities or a market derivatives transaction on that financial instruments exchange market.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定は、同項の会員等から有価証券等清算取次ぎの委託を受けて第百五十六条の七第二項第三号に規定する清算参加者が内閣府令で定める取引を行う場合には、適用しない。
art-111/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-111/par-2
The provisions of the preceding paragraph do not apply if a member, etc. referred to in that paragraph entrusts a clearing member provided for in Article 156-7, paragraph (2), item (iii) with brokerage for clearing of securities, etc., and the clearing member conducts a transaction provided by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百十二条（会員金融商品取引所の取引参加者） — (Trading Participants in an Incorporated Association-Operated Financial Instruments Exchange)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-112 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-112
**第一項** 会員金融商品取引所は、定款の定めるところにより、次に掲げる者（会員以外の者に限る。）に当該会員金融商品取引所の開設する取引所金融商品市場における有価証券の売買及び市場デリバティブ取引（第二号に掲げる者にあつては、登録金融機関業務に係る取引に限る。）を行うための取引資格を与えることができる。
art-112/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-112/par-1
An incorporated association-operated financial instruments exchange, in accordance with the articles of incorporation, may grant a person set forth in any of the following (limited to a persons that is not a member) a trading license for engaging in the purchase and sale of securities and conducting market derivatives transactions on the financial instruments exchange market that the incorporated association-operated financial instruments exchange operates (of a person as set forth in item (ii), this is limited to transactions involving the services of a registered financial institution):
Ministry of Justice translation — Japanese Law Translation Database System
**一** 金融商品取引業者及び取引所取引許可業者
art-112/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-112/par-1/item-1
a financial instruments business operator or authorized firm for on-exchange transactions; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 登録金融機関
art-112/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-112/par-1/item-2
a registered financial institution.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項に定めるもののほか、会員金融商品取引所は、定款の定めるところにより、当該会員金融商品取引所の開設する取引所金融商品市場において商品関連市場デリバティブ取引のみを行うための取引資格を与えることができる。この場合において、個人、第二十九条の四第一項第一号イからハまでのいずれかに該当する者又はその役員のうちに同項第二号イからリまでのいずれかに該当する者のある法人に対しては、取引資格を与えてはならない。
art-112/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-112/par-2
Beyond what is provided for in the preceding paragraph, a membership-type financial instruments exchange may, in accordance with the provisions of articles of incorporation, grant the qualification for trading for conducting only commodity-related market derivatives transactions in the financial instruments exchange market established by the relevant membership-type financial instruments exchange. In this case, it must not grant the qualification for trading to an individual, a person falling under any of Article 29-4, paragraph (1), item (i), (a) through (c), or a corporation that has an officer falling under any of item (ii), (a) through (i) of that paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第九十四条及び第九十五条の規定は、前二項の規定により取引資格を与えられた者について準用する。この場合において、第九十四条中「金融商品会員制法人」とあるのは「会員金融商品取引所」と、「脱退する」とあるのは「取引資格を喪失する」と、第九十五条中「次に掲げる事由」とあるのは「次に掲げる事由（第百五十一条に規定する商品取引参加者にあつては、第一号に掲げる事由を除く。）」と、「脱退する」とあるのは「取引資格を喪失する」と、同条第一号中「金融商品取引業者等」とあるのは「第百十二条第一項各号に掲げる者」と、同条第三号中「除名」とあるのは「取引資格の取消し」と読み替えるものとする。
art-112/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-112/par-3
The provisions of Articles 94 and 95 apply mutatis mutandis to a persons that is granted a trading license pursuant to the provisions of the preceding two paragraphs. In this case, in Article 94, the term "financial instruments membership corporation" is deemed to be replaced with "incorporated association-operated financial instruments exchange" and the term "withdraw" is deemed to be replaced with "forfeit its trading license"; in Article 95, the term "following grounds" is deemed to be replaced with "following grounds (with regard to a commodity trading participant prescribed in Article 151, excluding the grounds listed in item (i))"; in Article 95, the term "withdraw" is deemed to be replaced with "forfeit its trading license"; in Article 95, item (i), the term "financial instruments business operator, etc." is deemed to be replaced with "person set forth in any of the items of Article 112, paragraph (1)"; and in Article 95, item (iii), the term "expulsion" is deemed to be replaced with "rescission of its trading license".
Ministry of Justice translation — Japanese Law Translation Database System
### 第百十三条（株式会社金融商品取引所の取引参加者） — (Trading Participants in an Incorporated Financial Instruments Exchange)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-113 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-113
**第一項** 株式会社金融商品取引所は、業務規程の定めるところにより、次に掲げる者に当該株式会社金融商品取引所の開設する取引所金融商品市場における有価証券の売買及び市場デリバティブ取引（第二号に掲げる者にあつては、登録金融機関業務に係る取引に限る。）を行うための取引資格を与えることができる。
art-113/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-113/par-1
An incorporated financial instruments exchange, in accordance with the operational rules, may grant a person set forth in any of the following a trading license for engaging in the purchase and sale of securities and market derivatives transactions on the financial instruments exchange market operated by that incorporated financial instruments exchange (for a person as set forth in item (ii), this is limited to transactions involving the services of a registered financial institution):
Ministry of Justice translation — Japanese Law Translation Database System
**一** 金融商品取引業者及び取引所取引許可業者
art-113/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-113/par-1/item-1
a financial instruments business operator or authorized firm for on-exchange transactions; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 登録金融機関
art-113/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-113/par-1/item-2
a registered financial institution.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項に定めるもののほか、株式会社金融商品取引所は、業務規程の定めるところにより、当該株式会社金融商品取引所の開設する取引所金融商品市場において商品関連市場デリバティブ取引のみを行うための取引資格を与えることができる。この場合において、個人、第二十九条の四第一項第一号イからハまでのいずれかに該当する者又はその役員のうちに同項第二号イからリまでのいずれかに該当する者のある法人に対しては、取引資格を与えてはならない。
art-113/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-113/par-2
Beyond what is provided for in the preceding paragraph, an incorporated financial instruments exchange may, in accordance with the operational rules, grant the qualification for trading for conducting only commodity-related market derivatives transactions in the financial instruments exchange market established by the relevant incorporated by that financial instruments exchange. In this case, it must not grant the qualification for trading to an individual, a person falling under any of Article 29-4, paragraph (1), item (i), (a) through (c) or a corporation that has an officer falling under any of item (ii), (a) through (i) of that paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第九十四条及び第九十五条の規定は、前二項の規定により取引資格を与えられた者について準用する。この場合において、第九十四条中「定款」とあるのは「業務規程」と、「金融商品会員制法人」とあるのは「株式会社金融商品取引所」と、「脱退する」とあるのは「取引資格を喪失する」と、第九十五条中「次に掲げる事由」とあるのは「次に掲げる事由（第百五十一条に規定する商品取引参加者にあつては、第一号に掲げる事由を除く。）」と、「脱退する」とあるのは「取引資格を喪失する」と、同条第一号中「金融商品取引業者等」とあるのは「第百十三条第一項各号に掲げる者」と、同条第三号中「除名」とあるのは「取引資格の取消し」と読み替えるものとする。
art-113/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-113/par-3
The provisions of Articles 94 and 95 apply mutatis mutandis to a person that is granted a trading license pursuant to the provisions of the preceding two paragraphs. In this case, in Article 94, the term "articles of incorporation" is deemed to be replaced with "operational rules", the term "financial instruments membership corporation" is deemed to be replaced with "incorporated financial instruments exchange", and the term "withdraw its membership" is deemed to be replaced with "forfeit its trading license"; in Article 95, the term "the following reasons" is deemed to be replaced with "the following reasons (excluding the reason set forth in item (i), in the case of a commodity trading participant prescribed in Article 151)", and the term "the membership of a member is withdrawn" is deemed to be replaced with "a member forfeits its trading license"; in Article 95, item (i), the term "financial instruments business operator, etc." is deemed to be replaced with "person set forth in any of the items of Article 113, paragraph (1)"; and in Article 95, item (iii), the term "expulsion" is deemed to be replaced with "rescission of its trading license".
machine translation, not official
### 第百十四条（信認金） — (Guarantee Funds)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-114 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-114
**第一項** 会員等は、定款（株式会社金融商品取引所にあつては、業務規程。次項、第三項、次条第一項（第百十九条第六項において準用する場合を含む。）、第百十六条第一項（第百三十二条において準用する場合を含む。）及び第百十九条第一項において同じ。）の定めるところにより、金融商品取引所に対し、信認金を預託しなければならない。
art-114/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-114/par-1
A member, etc. must deposit guarantee funds with a financial instruments exchange, in accordance with the articles of incorporation (or the operational rules, if this is an incorporated financial instruments exchange; hereinafter the same applies in the following paragraph and paragraph (3) of this Article, paragraph (1) of the following Article (including as applied mutatis mutandis pursuant to Article 119, paragraph (6)), Article 116, paragraph (1) (including as applied mutatis mutandis pursuant to Article 132), and Article 119, paragraph (1)).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 信認金は、定款の定めるところにより、有価証券をもつて充てることができる。
art-114/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-114/par-2
Securities may serve as guarantee funds, pursuant to the provisions of the articles of incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 金融商品取引所は、その定款において、信認金の運用方法を定めなければならない。
art-114/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-114/par-3
A financial instruments exchange must specify how guarantee funds are managed in its articles of incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 会員等に対して取引所金融商品市場における有価証券の売買又は市場デリバティブ取引の委託をした者は、その委託により生じた債権に関し、当該会員等の信認金について、他の債権者に先立ち弁済を受ける権利を有する。
art-114/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-114/par-4
A person that entrusts a member, etc. with the purchase and sale of securities or a market derivatives transaction on a financial instruments exchange market has the right to receive payment of a claim arising due to that entrustment out of the guarantee funds of that member, etc., in preference over other creditors.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百十五条（債務不履行による損害賠償） — (Compensation for Damage Caused by Default)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-115 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-115
**第一項** 会員等が取引所金融商品市場における有価証券の売買又は市場デリバティブ取引に基づく債務の不履行により他の会員等、金融商品取引所又は金融商品取引清算機関（金融商品取引所の定款において定めたものに限る。）に対し損害を与えたときは、その損害を受けた会員等、金融商品取引所又は金融商品取引清算機関は、その損害を与えた会員等の信認金について、他の債権者に先立ち弁済を受ける権利を有する。
art-115/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-115/par-1
If a member, etc. causes damage to another member, etc. or to the financial instruments exchange or financial instruments clearing organization (limited to one specified in the articles of incorporation of the financial instruments exchange) due to a default on an obligation arising from a purchase and sale of securities or a market derivatives transaction on the financial instruments exchange market, the member, etc., financial instruments exchange, or financial instruments clearing organization that incurs the damage has the right to receive payment out of the guarantee funds of the member, etc. that has caused that damage, in preference over other creditors.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前条第四項の規定による取引所金融商品市場における有価証券の売買又は市場デリバティブ取引の委託者の優先権は、前項の優先権に対し、優先の効力を有する。
art-115/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-115/par-2
The right of priority of a person that entrusts a person with a purchase and sale of securities or a market derivatives transaction on a financial instruments exchange market under paragraph (4) of the preceding Article prevails over the right of priority under the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百十六条（取引資格の喪失等に伴う取引の結了） — (Completion of Transactions Incidental to the Forfeiture of a Trading License)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-116 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-116
**第一項** 会員等が脱退した場合（取引参加者にあつては、取引資格を喪失した場合）においては、金融商品取引所は、定款の定めるところにより、本人若しくはその一般承継人又は他の会員等に、その取引所金融商品市場においてした有価証券の売買及び市場デリバティブ取引を結了させなければならない。この場合においては、本人又はその一般承継人は、これらの取引の結了の目的の範囲内において、なお会員等とみなす。
art-116/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-116/par-1
If a member, etc. withdraws from a financial instruments exchange (or if a trading participant forfeits its trading license), the financial instruments exchange, in accordance with the articles of incorporation, must have the former member, etc., its general successor, or another member, etc. complete the purchase and sales of securities and market derivatives transactions being conducted by the former member, etc. on the financial instruments exchange market. In such a case, the former member, etc. or its general successor is deemed to still be a member, etc. inasmuch as the task of completing such transactions is concerned.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定により金融商品取引所が他の会員等に同項に規定する取引を結了させるときは、本人又はその一般承継人と他の会員等との間に、委任契約が成立していたものとみなす。
art-116/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-116/par-2
If a financial instruments exchange has another member, etc. complete the transactions prescribed in the preceding paragraph pursuant to the provisions of that paragraph, a contract of mandate is deemed to have been established between the former member, etc. or its general successor, and that other member, etc.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百十七条（業務規程の記載事項） — (Particulars to be Stated in the Operational Rules)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-117 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117
**第一項** 金融商品取引所は、その業務規程において、その開設する取引所金融商品市場ごとに、当該取引所金融商品市場における次に掲げる事項（会員金融商品取引所にあつては、第一号及び第二号を除く。）に関する細則を定めなければならない。
art-117/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1
A financial instruments exchange must establish detailed regulations for the following particulars in connection with the financial instruments exchange markets it operates, for each of its financial instruments exchange markets (excluding items (i) and (ii), if it is an incorporated association-operated financial instruments exchange), in its operational rules:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 取引参加者に関する事項
art-117/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-1
the particulars of its trading participants;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 信認金に関する事項
art-117/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-2
the particulars of guarantee funds;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 取引証拠金に関する事項
art-117/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-3
the particulars of clearing margins;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 有価証券の売買に係る有価証券の上場及び上場廃止の基準及び方法
art-117/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-4
the standards and methods for the listing and delisting of securities subject to purchase and sales of securities;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 有価証券の売買又は市場デリバティブ取引の種類及び期限
art-117/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-5
the type and period of purchase and sales of securities or market derivatives transactions;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 有価証券の売買又は市場デリバティブ取引の開始及び終了並びに停止
art-117/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-6
the starting, ending, and suspension of purchase and sales of securities or market derivatives transactions;
Ministry of Justice translation — Japanese Law Translation Database System
**七** 有価証券の売買又は市場デリバティブ取引の契約の締結の方法
art-117/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-7
the process for concluding a contract for the purchase and sale of securities or a market derivatives transaction;
Ministry of Justice translation — Japanese Law Translation Database System
**八** 有価証券の売買又は市場デリバティブ取引の受渡しその他の決済方法
art-117/par-1/item-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-8
delivery and other means of settlement for purchase and sales of securities or market derivatives transactions; and
Ministry of Justice translation — Japanese Law Translation Database System
**九** 前各号に掲げる事項のほか、有価証券の売買又は市場デリバティブ取引に関し必要な事項
art-117/par-1/item-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-9
necessary particulars relevant to the purchase and sale of securities or market derivatives transactions, other than the particulars set forth in the preceding items.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引所は、商品関連市場デリバティブ取引を行う金融商品市場を開設する場合にあつては、その業務規程において、その開設する取引所金融商品市場ごとに、前項各号に掲げる事項のほか、当該取引所金融商品市場における商品関連市場デリバティブ取引の種類ごとに、当該商品関連市場デリバティブ取引に係る金融商品等に関する細則を定めなければならない。
art-117/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-2
A financial instruments exchange must, when establishing a financial instruments exchange market in which commodity-related market derivatives transactions are conducted, specify in its operational rules, beyond what is listed in each item of the preceding paragraph, the detailed regulations on the financial instruments, etc. related to such commodity-related market derivatives transactions, for each type of commodity-related market derivatives transactions in the relevant financial instruments exchange market, for each financial instruments exchange market established by it.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百十七条の二（特定取引所金融商品市場） — (Specified Financial Instruments Exchange Markets)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-117-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117-2
**第一項** 金融商品取引所は、業務規程の定めるところにより、その開設する取引所金融商品市場ごとに、会員等が特定投資家等及び非居住者以外の者（当該有価証券の発行者その他の内閣府令で定める者を除く。）の委託を受けて行う有価証券の買付け（次項において「一般投資家等買付け」という。）を禁止することができる。
art-117-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117-2/par-1
For each financial instruments exchange market that a financial instruments exchange operates, the financial instruments exchange may prohibit members, etc. from making purchases of securities with which it has been entrusted by a person other than a professional investor, etc. and a non-resident (excluding the issuer of the securities or a person specified by Cabinet Office Order) (such a purchase is referred to as a "purchase for a general investor" in the following paragraph), as prescribed by its operational rules.
machine translation, not official
**第二項** 前項の規定により一般投資家等買付けを禁止する場合において、金融商品取引所は、その業務規程において、前条第一項各号に掲げる事項のほか、特定取引所金融商品市場に関し、次に掲げる事項を定めなければならない。
art-117-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117-2/par-2
If a financial instruments exchange prohibits purchases for general investors pursuant to the provisions of the preceding paragraph, beyond the matters set forth in the items of paragraph (1) of the preceding Article, it must make provisions in its operational rules for the following matters in connection with its specified financial instruments exchange markets:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 有価証券の売買の受託の制限に関する事項
art-117-2/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117-2/par-2/item-1
the particulars of limitations imposed on members, etc. in accepting requests to entrust them with the purchase and sale of securities; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 特定上場有価証券の発行者が提供又は公表をすべき特定証券情報及び発行者情報の内容、提供又は公表の方法及び時期その他特定上場有価証券に係る情報の提供又は公表に関し必要な事項
art-117-2/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117-2/par-2/item-2
the content, and the means of provision or timing for the disclosure of the specified information on securities and information on the issuer that an issuer of specified listed securities is required to provide or disclose, and necessary particulars otherwise relevant to the provision or disclosure of information on specified listed securities.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百十八条（標準物） — (Standardized Instruments)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-118 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-118
**第一項** 金融商品取引所は、定款の定めるところにより、市場デリバティブ取引のため、第二条第二十四項第五号に掲げる標準物を設定することができる。
art-118/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-118/par-1
A financial instruments exchange may use a standardized instrument as set forth in Article 2, paragraph (24), item (v) for market derivatives transactions, in accordance with the articles of incorporation.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の場合において、金融商品取引所は、標準物の条件その他の標準物の取引に関し必要な事項を、業務規程で定めなければならない。
art-118/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-118/par-2
In the case referred to in the preceding paragraph, the financial instruments exchange must make provisions in its operational rules for the conditions of the standardized instrument and necessary particulars otherwise relevant to transactions in standardized instruments.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百十九条（取引証拠金の預託） — (Deposit of Clearing Margin)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-119 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119
**第一項** 金融商品取引所（その取引所金融商品市場における市場デリバティブ取引（内閣総理大臣の定めるものを除く。以下この条において同じ。）の全部又は一部に関し、他の金融商品取引清算機関に金融商品債務引受業を行わせる旨を定款で定めた場合にあつては、当該市場デリバティブ取引について金融商品債務引受業を行う金融商品取引清算機関。第四項において同じ。）は、市場デリバティブ取引について、内閣府令で定めるところにより、次の各号に掲げる場合の区分に応じ当該各号に定める者から、取引証拠金の預託を受けなければならない。
art-119/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-1
A financial instruments exchange (or, if it is specified in the articles of incorporation that the financial instruments exchange will have another financial instruments clearing organization perform financial instruments obligation assumption service with regard to all or part of the market derivatives transactions on its financial instruments exchange markets (excluding those designated by the Prime Minister; hereinafter the same applies in this Article), the financial instruments clearing organization that performs financial instruments obligation assumption services for market derivatives transactions; the same applies in paragraph (4)), pursuant to the provisions of Cabinet Office Order, must receive a deposit of clearing margin for a market derivatives transaction from the person specified in each of the following items in accordance with the category of cases set forth in that item:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 会員等が自己の計算において市場デリバティブ取引を行う場合又は会員等がその受託した市場デリバティブ取引を第三項の規定に基づき委託証拠金の預託を受けて行う場合 当該会員等
art-119/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-1/item-1
a member, etc. conducts a market derivatives transaction on its own account; or a member, etc. conducts a market derivatives transaction with which it has been entrusted, after receiving a deposit of customer margin based on the provisions of paragraph (3):the member, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 会員等がその受託した市場デリバティブ取引（会員等に対する市場デリバティブ取引の委託の取次ぎを引き受けた者（以下この条において「取次者」という。）から受託した当該市場デリバティブ取引（以下この条において「取次市場デリバティブ取引」という。）を除く。以下この号において同じ。）を行う場合（前号に掲げる場合を除く。） 当該市場デリバティブ取引の委託者（会員等に対して市場デリバティブ取引を委託した者であつて取次者でないものをいう。第三項において同じ。）
art-119/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-1/item-2
a member, etc. conducts a market derivatives transaction with which it has been entrusted (excluding a market derivatives transaction with which the member, etc. has been entrusted by a person that has undertaken brokerage (hereinafter referred to as a "broker" in this Article) for entrusting a market derivatives transaction to that member, etc. (hereinafter referred to as a "brokered market derivatives transaction" in this Article); hereinafter the same applies in this item) (other than in a case specified in the preceding item):the person entrusting the market derivatives transaction (meaning the person that entrusts a member, etc. with a market derivatives transaction, which is not a broker; hereinafter the same applies in paragraph (3));
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "a member, etc. conducts a market derivatives transaction with which it has been entrusted (excluding a market derivatives transaction with which the member, etc. has been entrusted by a person that has undertaken brokerage (hereinafter referred to as a "broker" in this Article) for entrusting a market derivatives transaction to that member, etc. (hereinafter referred to as a "brokered market derivatives transaction" in this Article; hereinafter the same applies in this item) (other than in a case specified in the preceding item):the person entrusting the market derivatives transaction (meaning the person that entrusts a member, etc. with a market derivatives transaction, which is not a broker; hereinafter the same applies in paragraph (3));" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**三** 会員等が、次項の規定に基づき取次証拠金の預託を受けている取次者から受託した取次市場デリバティブ取引を行う場合（第一号に掲げる場合を除く。） 当該取次者
art-119/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-1/item-3
a member, etc. conducts a brokered market derivatives transaction with which it has been entrusted by a broker that has received a deposit of brokerage margin based on the provisions of the following paragraph (other than in a case specified in item (i)):the broker; or
Ministry of Justice translation — Japanese Law Translation Database System
**四** 会員等が取次市場デリバティブ取引を行う場合（第一号及び前号に掲げる場合を除く。） 当該取次市場デリバティブ取引の委託の取次ぎの申込みをした者（以下この条において「申込者」という。）
art-119/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-1/item-4
a member, etc. conducts a brokered market derivatives transaction (other than in a case specified in item (i) or the preceding item):the person that requested the broker to broker the entrustment of the brokered market derivatives transaction (hereinafter referred to as the "applicant" in this Article).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 取次者は、市場デリバティブ取引の委託の取次ぎの引受けについて、内閣府令で定めるところにより、申込者に、当該取次者に取次証拠金を預託させることができる。
art-119/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-2
Pursuant to the provisions of Cabinet Office Order, a broker may have an applicant deposit a brokerage margin with the broker for undertaking to broker the entrustment of a market derivatives transaction.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 会員等は、市場デリバティブ取引の受託について、内閣府令で定めるところにより、委託者又は取次者（当該市場デリバティブ取引が、前項の規定に基づく取次証拠金の預託を申込者から受けていない取次者から受託した取次市場デリバティブ取引である場合にあつては、申込者）に、当該会員等に委託証拠金を預託させることができる。
art-119/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-3
Pursuant to the provisions of Cabinet Office Order, a member, etc. may have the person entrusting a derivatives transaction or the broker (or the applicant, if the market derivatives transaction falls under the category of a brokered market derivatives transaction with which a member, etc. is entrusted by a broker that has not a deposit of brokerage margin from the applicant based on the provisions of the preceding paragraph) deposit customer margin with the member, etc. in connection with its becoming entrusted with a market derivatives transaction.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 金融商品取引所は、内閣府令で定めるところにより、第一項の規定に基づき預託を受けた取引証拠金を管理しなければならない。
art-119/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-4
A financial instruments exchange must manage the clearing margin that has been deposited with it based on the provisions of paragraph (1) pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 第一項の取引証拠金、第二項の取次証拠金及び第三項の委託証拠金は、内閣府令で定めるところにより、有価証券その他内閣府令で定めるものをもつて充てることができる。
art-119/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-5
Securities and other instruments prescribed by Cabinet Office Order may serve as the clearing margin referred to in paragraph (1), brokerage margin referred to in paragraph (2), and customer margin referred to in paragraph (3), pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 第百十五条第一項の規定は、第一項の取引証拠金（内閣府令で定めるものに限る。）について準用する。この場合において、同条第一項中「有価証券の売買又は市場デリバティブ取引」とあるのは、「市場デリバティブ取引」と読み替えるものとする。
art-119/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-6
The provisions of Article 115, paragraph (1) apply mutatis mutandis to the clearing margin referred to in paragraph (1) (limited to that which is specified by Cabinet Office Order). In this case, in Article 115, paragraph (1), the phrase "purchase and sale of securities or market derivatives transaction" is deemed to be replaced with "market derivatives transaction".
Ministry of Justice translation — Japanese Law Translation Database System
### 第百二十条（臨時の取引所金融商品取引の開始等の届出） — (Notification of the Irregular or Temporary Start of an Exchange's Financial Instruments Transactions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-120 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-120
**第一項** 金融商品取引所は、その開設する取引所金融商品市場ごとに、有価証券の売買又は市場デリバティブ取引を臨時に開始し若しくは終了し、又は停止し若しくは停止を解除したときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-120/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-120/par-1
If a financial instruments exchange has irregularly or temporarily opened, closed, or suspended the purchase and sale of securities or market derivatives transactions or cancelled such a suspension, it must notify the Prime Minister of this, for each financial instruments exchange market operated by the financial instruments exchange, without delay.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百二十一条（上場の届出等） — (Notification of Listings)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-121 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-121
**第一項** 金融商品取引所は、有価証券をその売買のため又は金融商品等を市場デリバティブ取引のため上場しようとするときは、その上場しようとする取引所金融商品市場ごとに、その旨を内閣総理大臣に届け出なければならない。
art-121/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-121/par-1
If a financial instruments exchange seeks to list securities for purchase and sale or to list financial instruments, etc. for market derivatives transactions, it must notify the Prime Minister of this for each financial instruments exchange market on which it seeks to list them.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百二十二条（上場の承認） — (Approval of Listings)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-122 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-122
**第一項** 株式会社金融商品取引所は、当該金融商品取引所が発行者である有価証券をその売買のため、又は当該有価証券、当該有価証券に係る金融指標若しくは当該有価証券に係るオプションを市場デリバティブ取引のために取引所金融商品市場その他政令で定める市場（当該金融商品取引所、当該金融商品取引所の子会社である金融商品取引所、当該金融商品取引所が総株主の議決権の保有基準割合以上の数の対象議決権を保有する金融商品取引所、当該金融商品取引所が総株主の議決権の保有基準割合以上の数の対象議決権を保有する者の子会社である金融商品取引所及び当該金融商品取引所を子会社とする金融商品取引所が開設する取引所金融商品市場を除く。）に上場しようとするときは、その上場しようとする取引所金融商品市場その他政令で定める市場ごとに、その上場について、内閣総理大臣の承認を受けなければならない。ただし、第百二十五条の規定による命令に基づき上場する場合は、この限りでない。
art-122/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-122/par-1
If a financial instruments exchange holding company seeks to list the securities issued by the financial instruments exchange for purchase and sale, or to list such securities, financial indexes connected to them or options on them for the purpose of market derivatives transactions, on a financial instruments exchange market or on a market specified by Cabinet Order (other than a financial instruments exchange market operated by the relevant financial instruments exchange, by a financial instruments exchange that is the subsidiary company of the relevant financial instruments exchange, by a financial instruments exchange in which the relevant financial instruments exchange holds a number of subject voting rights that is equal to or greater than the threshold holding ratio of all shareholders' voting rights, by a financial instruments exchange that is the subsidiary company of a person in which the relevant financial instruments exchange holds a number of subject voting rights that is equal to or greater than the threshold holding ratio of all shareholders' voting rights, or by a financial instruments exchange that has the relevant financial instruments exchange as its subsidiary company), it must obtain the approval of the Prime Minister for the listing, for each financial instruments exchange market or for each of the markets prescribed by Cabinet Order on which it seeks to list them; provided, however, that this does not apply if such listing is made based on an order under the provisions of Article 125.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の承認の申請があつた場合においては、当該申請に係る上場が当該金融商品取引所又はその子会社である金融商品取引所の業務の健全かつ適切な運営を損なうおそれがあると認めるときは、同項の承認をしてはならない。
art-122/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-122/par-2
If an application is filed for the approval referred to in the preceding paragraph and the Prime Minister finds that the listing to which the application pertains is likely to impair the sound and appropriate operation of the business of the financial instruments exchange, or a financial instruments exchange that is its subsidiary company, the Prime Minister must not grant the approval referred to in that paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百二十三条（金融商品取引所持株会社等への準用） — (Application, Mutatis Mutandis to Financial Instruments Exchange Holding Companies)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-123 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-123
**第一項** 前条の規定は、金融商品取引所持株会社について準用する。この場合において、同条第一項中「当該金融商品取引所、当該金融商品取引所の子会社である金融商品取引所、当該金融商品取引所が総株主の議決権の保有基準割合以上の数の対象議決権を保有する金融商品取引所、当該金融商品取引所が総株主の議決権の保有基準割合以上の数の対象議決権を保有する者の子会社である金融商品取引所及び当該金融商品取引所を子会社とする金融商品取引所が開設する」とあるのは「当該金融商品取引所持株会社の子会社である金融商品取引所、当該金融商品取引所持株会社が総株主の議決権の保有基準割合以上の数の対象議決権を保有する金融商品取引所、当該金融商品取引所持株会社が総株主の議決権の保有基準割合以上の数の対象議決権を保有する者の子会社である金融商品取引所及び当該金融商品取引所持株会社を子会社とする金融商品取引所が開設する」と、同条第二項中「当該金融商品取引所又はその子会社である金融商品取引所」とあるのは「当該金融商品取引所持株会社の子会社である金融商品取引所」と読み替えるものとする。
art-123/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-123/par-1
The provisions of the preceding Article apply mutatis mutandis to a financial instruments exchange holding company. In this case, in Article 122, paragraph (1), the phrase "operated by the relevant financial instruments exchange, by a financial instruments exchange that is the subsidiary company of the relevant financial instruments exchange, by a financial instruments exchange in which the relevant financial instruments exchange holds a number of subject voting rights that is equal to or greater than the threshold holding ratio of all shareholders' voting rights, by a financial instruments exchange that is the subsidiary company of a person in which the relevant financial instruments exchange holds a number of subject voting rights that is equal to or greater than the threshold holding ratio of all shareholders' voting rights, or by a financial instruments exchange that has the relevant financial instruments exchange as its subsidiary company" is deemed to be replaced with "operated by a financial instruments exchange that is the subsidiary company of the financial instruments exchange holding company, by a financial instruments exchange in which the financial instruments exchange holding company holds a number of subject voting rights that is equal to or greater than the threshold holding ratio of all shareholders' voting rights, by a financial instruments exchange that is the subsidiary company of a person in which the financial instruments exchange holding company holds a number of subject voting rights that is equal to or greater than the threshold holding ratio of all shareholders' voting rights, or by a financial instruments exchange that has the financial instruments exchange holding company as its subsidiary company", and in Article 122, paragraph (2), the phrase "the financial instruments exchange, or a Financial Instruments exchange that is its subsidiary company" is deemed to be replaced with "a financial instruments exchange that is its subsidiary company".
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前条の規定は、親商品取引所等について準用する。この場合において、同条第一項中「当該金融商品取引所、当該金融商品取引所の子会社である金融商品取引所、当該金融商品取引所が総株主の議決権の保有基準割合以上の数の対象議決権を保有する金融商品取引所、当該金融商品取引所が総株主の議決権の保有基準割合以上の数の対象議決権を保有する者の子会社である金融商品取引所及び当該金融商品取引所を子会社とする金融商品取引所が開設する」とあるのは「当該親商品取引所等の子会社である金融商品取引所、当該親商品取引所等が総株主の議決権の保有基準割合以上の数の対象議決権を保有する金融商品取引所、当該親商品取引所等が総株主の議決権の保有基準割合以上の数の対象議決権を保有する者の子会社である金融商品取引所及び当該親商品取引所等を子会社とする金融商品取引所が開設する」と、同条第二項中「当該金融商品取引所又はその子会社である金融商品取引所」とあるのは「当該親商品取引所等の子会社である金融商品取引所」と読み替えるものとする。
art-123/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-123/par-2
The provisions of the preceding Article apply mutatis mutandis to a parent commodity exchange, etc. In this case, in Article 122, paragraph (1), the phrase "operated by the relevant financial instruments exchange, by a financial instruments exchange that is the subsidiary company of the relevant financial instruments exchange, by a financial instruments exchange in which the relevant financial instruments exchange holds a number of subject voting rights that is equal to or greater than the threshold holding ratio of all shareholders' voting rights, by a financial instruments exchange that is the subsidiary company of a person in which the relevant financial instruments exchange holds a number of subject voting rights that is equal to or greater than the threshold holding ratio of all shareholders' voting rights, or by a financial instruments exchange that has the relevant financial instruments exchange as its subsidiary company" is deemed to be replaced with "operated by a financial instruments exchange that is the subsidiary company of the relevant parent commodity exchange, etc., by a financial instruments exchange in which the relevant parent commodity exchange, etc. holds a number of subject voting rights that is equal to or greater than the threshold holding ratio of all shareholders' voting rights, by a financial instruments exchange that is the subsidiary company of a person in which the relevant parent commodity exchange, etc. holds a number of subject voting rights that is equal to or greater than the threshold holding ratio of all shareholders' voting rights, or by a financial instruments exchange that has the relevant parent commodity exchange, etc. as its subsidiary company", and in Article 122, paragraph (2), the phrase "the financial instruments exchange, or a financial instruments exchange that is its subsidiary company" is deemed to be replaced with "the financial instruments exchange that is a subsidiary company of the relevant parent commodity exchange, etc.".
Ministry of Justice translation — Japanese Law Translation Database System
### 第百二十四条（自ら開設する取引所金融商品市場への上場の承認） — (Approval of a Financial Instruments Exchange's Listing on a Financial Instruments Exchange Market It Operates)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-124 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124
**第一項** 第百二十一条の規定にかかわらず、金融商品取引所は、次に掲げる者が発行者である有価証券をその売買のため、又は当該有価証券、当該有価証券に係る金融指標若しくは当該有価証券に係るオプションを市場デリバティブ取引のためにその開設する取引所金融商品市場に上場しようとする場合には、その上場しようとする取引所金融商品市場ごとに、その都度、その上場について、内閣総理大臣の承認を受けなければならない。ただし、次条の規定による命令に基づき上場する場合は、この限りでない。
art-124/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-1
Notwithstanding the provisions of Article 121, if a financial instruments exchange seeks to list securities issued by the following persons for purchase and sale on a financial instruments exchange market it operates, or to list such securities, financial indexes connected to them, or options on them for market derivatives transactions on a financial instruments exchange market it operates, it must obtain the approval of the Prime Minister for the listing, on each occasion and for each financial instruments exchange market on which it seeks to list them; provided, however, that this does not apply if such a listing is made based on an order under the provisions of the following Article:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 当該金融商品取引所
art-124/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-1/item-1
the financial instruments exchange in question;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 当該金融商品取引所を子会社とする者
art-124/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-1/item-2
a person that has the financial instruments exchange as its subsidiary company;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 前二号に掲げる者の総株主の議決権の保有基準割合以上の数の対象議決権を保有する株式会社金融商品取引所又は金融商品取引所持株会社（前号に掲げる者を除く。）
art-124/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-1/item-3
an incorporated financial instruments exchange or financial instruments exchange holding company that holds a number of subject voting rights in a person set forth in any of the preceding two items which is equal to or greater than the threshold holding right of all shareholders' voting rights (other than a person set forth in the preceding item);
Ministry of Justice translation — Japanese Law Translation Database System
**四** 当該金融商品取引所の子会社である株式会社金融商品取引所又は金融商品取引所持株会社
art-124/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-1/item-4
an incorporated financial instruments exchange or financial instruments exchange holding company that is a subsidiary company of the financial instruments exchange;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 第一号又は第二号に掲げる者の総株主の議決権の保有基準割合以上の数の対象議決権を保有する親商品取引所等（同号に掲げる者を除く。）
art-124/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-1/item-5
a parent commodity exchange, etc. that holds a number of subject voting rights in a person set forth in item (i) or (ii) which is equal to or greater than the threshold holding ratio of all shareholders' voting rights (other than a person set forth in item (ii)); or
Ministry of Justice translation — Japanese Law Translation Database System
**六** 当該金融商品取引所の子会社である親商品取引所等
art-124/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-1/item-6
a parent commodity exchange, etc. that is a subsidiary company of the financial instruments exchange.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の承認の申請があつた場合においては、当該申請が次の各号のいずれかに該当すると認めるときは、同項の承認をしてはならない。
art-124/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-2
If an application is filed for the approval referred to in the preceding paragraph and the Prime Minister finds the application to fall under any of the following items, the Prime Minister must not grant the approval referred to in that paragraph:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 当該申請に係る上場が次に掲げる金融商品取引所の業務の健全かつ適切な運営を損なうおそれがあること。
art-124/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-2/item-1
the listing concerning the application is likely to impair the sound and appropriate operation of the business of any of the following financial instruments exchanges:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 当該金融商品取引所
art-124/par-2/item-1/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-2/item-1/sub-1
the relevant financial instruments exchange;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 当該金融商品取引所を子会社とする金融商品取引所
art-124/par-2/item-1/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-2/item-1/sub-2
a financial instruments exchange that has the relevant financial instruments exchange as its subsidiary company;
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 当該金融商品取引所（当該金融商品取引所を子会社とする者を含む。）の総株主の議決権の保有基準割合以上の数の対象議決権を保有する株式会社金融商品取引所（ロに掲げる者を除く。）
art-124/par-2/item-1/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-2/item-1/sub-3
an incorporated financial instruments exchange that holds a number of subject voting rights in the relevant financial instruments exchange (including a person that has the relevant financial instruments exchange as its subsidiary company) which is equal to or greater than the threshold holding ratio of all shareholders' voting rights (other than a person set forth in (b));
Ministry of Justice translation — Japanese Law Translation Database System
**ニ** 当該金融商品取引所の子会社である株式会社金融商品取引所
art-124/par-2/item-1/sub-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-2/item-1/sub-4
an incorporated financial instruments exchange that is a subsidiary company of the relevant financial instruments exchange;
Ministry of Justice translation — Japanese Law Translation Database System
**ホ** 当該金融商品取引所を子会社とする者の子会社である株式会社金融商品取引所（イからニまでに掲げる者を除く。）
art-124/par-2/item-1/sub-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-2/item-1/sub-5
an incorporated financial instruments exchange that is the subsidiary company of a person that has the relevant financial instruments exchange as its subsidiary company (other than a person set forth in any of (a) through (d)); and
Ministry of Justice translation — Japanese Law Translation Database System
**ヘ** 当該金融商品取引所（当該金融商品取引所を子会社とする者を含む。）の総株主の議決権の保有基準割合以上の数の対象議決権を保有する者の子会社である株式会社金融商品取引所（イからホまでに掲げる者を除く。）
art-124/par-2/item-1/sub-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-2/item-1/sub-6
an incorporated financial instruments exchange that is the subsidiary company of a person that holds a number of subject voting rights in the relevant financial instruments exchange (including a person that has the relevant financial instruments exchange as its subsidiary company) which is equal to or greater than the threshold holding ratio of all shareholders' voting rights (other than a person set forth in any of (a) through (e));
Ministry of Justice translation — Japanese Law Translation Database System
**二** 当該申請に係る上場に関し、当該取引所金融商品市場における取引の公正が確保されていないこと。
art-124/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-2/item-2
the fairness of transactions on the financial instruments exchange market is not ensured for the listing to which the application pertains.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第百二十一条の規定にかかわらず、金融商品取引所は、次に掲げる者が発行者である有価証券をその売買のため、又は当該有価証券、当該有価証券に係る金融指標若しくは当該有価証券に係るオプションを市場デリバティブ取引のためにその開設する取引所金融商品市場に上場しようとする場合には、その上場しようとする取引所金融商品市場ごとに、その都度、その上場について、内閣総理大臣の承認を受けなければならない。ただし、次条の規定による命令に基づき上場する場合は、この限りでない。
art-124/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-3
Notwithstanding the provisions of Article 121, if a financial instruments exchange seeks to list securities issued by any of the following persons for purchase and sale on a financial instruments exchange market it operates, or to list the securities, financial indexes connected to them, or options on them for the purpose of market derivatives transactions on a financial instruments exchange market it operates, it must obtain the approval of the Prime Minister for the listing, for each occasion and for each financial instruments exchange market on which it seeks to list them; provided, however, that this does not apply if the listing is made based on an order under the provisions of the following Article:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 当該金融商品取引所（当該金融商品取引所を子会社とする者を含む。）の総株主の議決権の保有基準割合以上の数の対象議決権を保有する者（第一項各号に掲げる者を除く。）
art-124/par-3/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-3/item-1
a person that holds a number of subject voting rights in the financial instruments exchange (including a person that has the financial instruments exchange as its subsidiary company) which is equal to or greater than the threshold holding ratio of all shareholders' voting rights (other than a person set forth in any of the items of paragraph (1)); or
Ministry of Justice translation — Japanese Law Translation Database System
**二** 当該金融商品取引所の子会社（当該子会社が株式会社金融商品取引所、金融商品取引所持株会社又は親商品取引所等である場合を除く。）
art-124/par-3/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-3/item-2
a subsidiary company of the financial instruments exchange (unless the subsidiary company is an incorporated financial instruments exchange, financial instruments exchange holding company, or parent commodity exchange, etc.).
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 内閣総理大臣は、前項の承認の申請があつた場合においては、当該申請に係る上場に関し、当該取引所金融商品市場における取引の公正が確保されていないと認めるときは、同項の承認をしてはならない。
art-124/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-4
If an application is filed for the approval referred to in the preceding paragraph and the Prime Minister finds that the fairness of transactions on the financial instruments exchange market is not ensured for the listing to which the application pertains, the Prime Minister must not grant the approval referred to in that paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百二十五条（株券等の上場命令） — (Order to List Share Certificates)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-125 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-125
**第一項** 内閣総理大臣は、金融商品取引所が上場する株券等の発行者が発行者である株券等で当該金融商品取引所が上場していないものを、当該金融商品取引所が上場することが公益又は投資者保護のため必要かつ適当であると認めるときは、当該金融商品取引所に対し、その株券等を上場すべきことを命ずることができる。
art-125/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-125/par-1
If the issuer of share certificates, etc. that a financial instruments exchange lists issues share certificates, etc. that the financial instruments exchange does not list, and the Prime Minister finds it to be necessary and proper in the public interest or for the protection of investors, the Prime Minister may order the financial instruments exchange to list those share certificates, etc.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百二十六条（上場廃止の届出等） — (Notification of Delisting)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-126 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-126
**第一項** 金融商品取引所は、売買のため上場した有価証券又は市場デリバティブ取引のため上場した金融商品等の上場を廃止しようとするときは、その上場を廃止しようとする取引所金融商品市場ごとに、その旨を内閣総理大臣に届け出なければならない。
art-126/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-126/par-1
If a financial instruments exchange seeks to delist securities listed for purchase and sale or financial instruments, etc. listed for market derivatives transactions, it must notify the Prime Minister of this, for each financial instruments exchange market from which it seeks to delist them.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定にかかわらず、金融商品取引所は、第百二十四条第一項の有価証券をその売買のため、又は同項の有価証券、金融指標若しくはオプションを市場デリバティブ取引のためその開設する取引所金融商品市場に上場している場合において、当該有価証券、金融指標又はオプションの上場を廃止しようとするときは、その上場を廃止しようとする取引所金融商品市場ごとに、その上場の廃止について、内閣総理大臣の承認を受けなければならない。ただし、第百二十九条第一項の規定による命令に基づき上場を廃止する場合は、この限りでない。
art-126/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-126/par-2
Notwithstanding the provisions of the preceding paragraph, if a financial instruments exchange lists securities specified in Article 124, paragraph (1) for purchase and sale on a financial instruments exchange market it operates, or lists securities, financial indexes, or options under that paragraph for market derivatives transactions on a financial instruments exchange market it operates, and it seeks to delist those securities, financial indexes, or options, it must obtain the approval of the Prime Minister for the delisting, for each financial instruments exchange market from which it seeks to delist them; provided, however, that this does not apply if the delisting is made based on an order under Article 129, paragraph (1).
Ministry of Justice translation — Japanese Law Translation Database System
### 第百二十七条（上場廃止等の命令） — (Order to Delist)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-127 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-127
**第一項** 内閣総理大臣は、金融商品取引所が業務規程に違反して金融商品等の上場又は上場の廃止を行おうとする場合又は行つた場合には、当該金融商品取引所に対し、当該上場を行つた金融商品等の上場の廃止又は当該上場の廃止を行つた金融商品等の再上場その他当該違反を是正するために必要な措置をとることを命ずることができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
art-127/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-127/par-1
If a financial instruments exchange violates its operational rules in seeking to list or delist financial instruments, etc. or in listing or delisting them, the Prime Minister may order the financial instruments exchange to delist the listed financial instruments, etc., to re-list the delisted financial instruments, etc., or to take the necessary measures to rectify the violation. In such a case, irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, the Prime Minister must conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定による処分に係る聴聞において行政手続法第十五条第一項の通知があつた場合における同法第三章第二節の規定の適用については、前項の金融商品等のうち、有価証券の発行者は、同条第一項の通知を受けた者とみなす。
art-127/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-127/par-2
In applying the provisions of Chapter III, Section 2 of the Administrative Procedure Act, if the notice referred to in Article 15, paragraph (1) of that Act is given at the hearing for a disposition under the provisions of the preceding paragraph, the issuer of securities that are among the financial instruments, etc. referred to in the preceding paragraph is deemed to be the person that receives the notice referred to in Article 15, paragraph (1) of that Act.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百二十八条（売買の停止等の届出） — (Notification of Suspension of Purchase and Sales)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-128 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-128
**第一項** 金融商品取引所は、その開設する取引所金融商品市場ごとに、その上場する金融商品等について、当該取引所金融商品市場における有価証券の売買又は市場デリバティブ取引を停止し、又は停止を解除したときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-128/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-128/par-1
If a financial instruments exchange suspends or cancels the suspension of the purchase and sale of securities or market derivatives transactions on a financial instruments exchange market it operates for financial instruments, etc. it lists, it must notify the Prime Minister of this without delay, for each financial instruments exchange market it operates.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百二十九条（売買停止命令等） — (Order to Suspend Purchase and Sales)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-129 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-129
**第一項** 内閣総理大臣は、金融商品取引所が上場する有価証券の発行者がこの法律、この法律に基づく命令又は当該有価証券を上場する金融商品取引所の規則に違反した場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、当該金融商品取引所に対し、取引所金融商品市場における当該有価証券の売買を停止し、又は上場を廃止することを命ずることができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
art-129/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-129/par-1
If an issuer of securities that a financial instruments exchange lists violates this Act, an order based on this Act, or the rules of the financial instruments exchange that lists the securities, and the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order the financial instruments exchange to suspend the purchase and sale of those securities on the financial instruments exchange market or to delist them. In such a case, irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, the Prime Minister must conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定による処分に係る聴聞において行政手続法第十五条第一項の通知があつた場合における同法第三章第二節の規定の適用については、前項に規定する発行者は、同条第一項の通知を受けた者とみなす。
art-129/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-129/par-2
With regard to the application of the provisions of Chapter III, Section 2 of the Administrative Procedure Act if the notice referred to in Article 15, paragraph (1) of that Act is given at the hearing for a disposition under the provisions of the preceding paragraph, the issuer provided for in the preceding paragraph is deemed to be the person that receives the notice referred to in Article 15, paragraph (1) of that Act.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百三十条（総取引高、価格等の通知等） — (Notice of Total Transaction Volume, Price, and Other Particulars)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-130 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-130
**第一項** 金融商品取引所は、内閣府令で定めるところにより、その開設する取引所金融商品市場における毎日の総取引高、その上場する金融商品等の銘柄別の毎日の最高、最低及び最終の価格、約定数値及び対価の額その他の事項をその会員等に通知し、公表しなければならない。
art-130/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-130/par-1
Pursuant to the provisions of Cabinet Office Order, a financial instruments exchange must notify its members, etc. of, and also disclose to the public, the daily total transaction volume on the financial instruments exchange markets it operates and the highest price, lowest price, closing price, agreed figure, amount receivable, and other particulars, for each day and for each issue of financial instruments, etc. it lists.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百三十一条（総取引高、価格等の報告） — (Report of Total Transaction Volume, Price, and Other Particulars)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-131 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-131
**第一項** 金融商品取引所は、内閣府令で定めるところにより、その開設する取引所金融商品市場における毎日の総取引高、その上場する金融商品等の銘柄別の毎日の最高、最低及び最終の価格、約定数値及び対価の額その他の事項を内閣総理大臣に報告しなければならない。
art-131/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-131/par-1
Pursuant to the provisions of Cabinet Office Order, a financial instruments exchange must report to the Prime Minister the daily total transaction volume on the financial instruments exchange markets it operates and the highest price, lowest price, closing price, agreed figure, amount receivable, and other particulars, for each day and for each issue of financial instruments, etc. it lists.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、前項の規定による報告を受けた事項のうち、商品関連市場デリバティブ取引に関する事項として内閣府令で定めるものについて、内閣府令で定めるところにより、第百九十四条の六の二に規定する商品市場所管大臣に通知するものとする。
art-131/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-131/par-2
The Prime Minister is to notify the Minister with jurisdiction over a commodity market prescribed in Article 194-6-2, pursuant to the provisions of Cabinet Office Order, of the matters reported to the Prime Minister under the provisions of the preceding paragraph which are specified by Cabinet Office Order as the particulars concerning commodity-related market derivatives transactions.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百三十二条（取引資格の喪失等に伴う取引の結了に係る規定の準用） — (Application, Mutatis Mutandis of Provisions on the Completion of Transactions Incidental to the Forfeiture of a Trading License)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-132 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-132
**第一項** 第百十六条の規定は、会員等の取引所金融商品市場における有価証券の売買又は市場デリバティブ取引がこの法律又は金融商品取引所の定款で定めるところにより停止された場合について準用する。
art-132/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-132/par-1
The provisions of Article 116 apply mutatis mutandis if a member's, etc. purchase and sales of securities or market derivatives transactions on a financial instruments exchange market are suspended pursuant to the provisions of this Act or the articles of incorporation of the financial instruments exchange.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百三十三条（受託契約準則及びその記載事項） — (Brokerage Contract Rules and Particulars to be Stated in Them)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-133 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-133
**第一項** 会員等は、取引所金融商品市場における有価証券の売買又は市場デリバティブ取引（有価証券等清算取次ぎを除く。）の受託については、その所属する金融商品取引所の定める受託契約準則によらなければならない。
art-133/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-133/par-1
A member, etc. must comply with the brokerage contract rules prescribed by the financial instruments exchange to which it belongs in becoming entrusted with the purchase and sale of securities or market derivatives transactions on a financial instruments exchange market (excluding brokerage for clearing of securities, etc.).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引所は、その受託契約準則において、その開設する取引所金融商品市場ごとに、当該取引所金融商品市場における次に掲げる事項に関する細則を定めなければならない。
art-133/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-133/par-2
A financial instruments exchange must establish detailed regulations for the following particluras in connection with the financial instruments exchange markets it operates, for each of its financial instruments exchange markets, in its brokerage contract rules:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 有価証券の売買又は市場デリバティブ取引の受託の条件
art-133/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-133/par-2/item-1
the conditions for becoming entrusted with the purchase and sale of securities or market derivatives transactions;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 有価証券の売買又は市場デリバティブ取引の受渡しその他の決済方法
art-133/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-133/par-2/item-2
delivery and other means of settlement for purchase and sales of securities or market derivatives transactions;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 有価証券の売買の受託についての信用の供与に関する事項
art-133/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-133/par-2/item-3
the particulars of granting credit for becoming entrusted with the purchase and sale of securities; and
Ministry of Justice translation — Japanese Law Translation Database System
**四** 前三号に掲げる事項のほか、有価証券の売買又は市場デリバティブ取引の受託に関し必要な事項
art-133/par-2/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-133/par-2/item-4
in addition to the particulars set forth in the preceding three items, necessary particulars relevant in becoming entrusted with the purchase and sale of securities or market derivatives transactions.
Ministry of Justice translation — Japanese Law Translation Database System
### 第百三十三条の二（対象議決権に係る規定の準用） — (Application, Mutatis Mutandis of Provisions on Subject Voting Rights)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-133-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-133-2
**第一項** 第百三条の二第五項の規定は、第百二十二条第一項、第百二十三条及び第百二十四条第一項から第三項までの規定を適用する場合について準用する。
art-133-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-133-2/par-1
The provisions of Article 103-2, paragraph (5) apply mutatis mutandis if the provisions of Article 122, paragraph (1), Article 123 and Article 124, paragraphs (1) through (3) are applicable.
Ministry of Justice translation — Japanese Law Translation Database System
---
## Cites
- art-111/par-2: 前項 → 金融商品取引法 第百十一条第一項 (Article 111, paragraph (1)), art-111/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-111/par-1
- art-111/par-2: 第百五十六条の七第二項第三号 → 金融商品取引法 第百五十六条の七第二項第三号 (Article 156-7, paragraph (2), item (iii)), art-156-7/par-2/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-3/from-art-156-5-6#art-156-7/par-2/item-3
- art-112/par-1: 第二号 → 金融商品取引法 第百十二条第一項第二号 (Article 112, paragraph (1), item (ii)), art-112/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-112/par-1/item-2
- art-112/par-2: 前項 → 金融商品取引法 第百十二条第一項 (Article 112, paragraph (1)), art-112/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-112/par-1
- art-112/par-2: 第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-112/par-2: 同項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-112/par-3: 第九十四条 → 金融商品取引法 第九十四条 (Article 94), art-94 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-2/from-art-89-4#art-94
- art-112/par-3: 第九十五条 → 金融商品取引法 第九十五条 (Article 95), art-95 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-2/from-art-89-4#art-95
- art-112/par-3: 前二項 → 金融商品取引法 第百十二条第一項 (Article 112, paragraph (1)), art-112/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-112/par-1
- art-112/par-3: 前二項 → 金融商品取引法 第百十二条第二項 (Article 112, paragraph (2)), art-112/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-112/par-2
- art-112/par-3: 第百五十一条 → 金融商品取引法 第百五十一条 (Article 151), art-151 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-5#art-151
- art-112/par-3: 第一号 → 金融商品取引法 第九十五条第一項第一号 (Article 95, paragraph (1), item (i)), art-95/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-2/from-art-89-4#art-95/par-1/item-1
- art-112/par-3: 同条第三号 → 金融商品取引法 第九十五条第一項第三号 (Article 95, paragraph (1), item (iii)), art-95/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-2/from-art-89-4#art-95/par-1/item-3
- art-113/par-1: 第二号 → 金融商品取引法 第百十三条第一項第二号 (Article 113, paragraph (1), item (ii)), art-113/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-113/par-1/item-2
- art-113/par-2: 前項 → 金融商品取引法 第百十三条第一項 (Article 113, paragraph (1)), art-113/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-113/par-1
- art-113/par-2: 第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-113/par-2: 同項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-113/par-3: 第九十四条 → 金融商品取引法 第九十四条 (Article 94), art-94 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-2/from-art-89-4#art-94
- art-113/par-3: 第九十五条 → 金融商品取引法 第九十五条 (Article 95), art-95 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-2/from-art-89-4#art-95
- art-113/par-3: 前二項 → 金融商品取引法 第百十三条第一項 (Article 113, paragraph (1)), art-113/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-113/par-1
- art-113/par-3: 前二項 → 金融商品取引法 第百十三条第二項 (Article 113, paragraph (2)), art-113/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-113/par-2
- art-113/par-3: 第百五十一条 → 金融商品取引法 第百五十一条 (Article 151), art-151 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-5#art-151
- art-113/par-3: 第一号 → 金融商品取引法 第九十五条第一項第一号 (Article 95, paragraph (1), item (i)), art-95/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-2/from-art-89-4#art-95/par-1/item-1
- art-113/par-3: 同条第三号 → 金融商品取引法 第九十五条第一項第三号 (Article 95, paragraph (1), item (iii)), art-95/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-2/from-art-89-4#art-95/par-1/item-3
- art-114/par-1: 次項 → 金融商品取引法 第百十四条第二項 (Article 114, paragraph (2)), art-114/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-114/par-2
- art-114/par-1: 第三項 → 金融商品取引法 第百十四条第三項 (Article 114, paragraph (3)), art-114/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-114/par-3
- art-114/par-1: 次条第一項 → 金融商品取引法 第百十五条第一項 (Article 115, paragraph (1)), art-115/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-115/par-1
- art-114/par-1: 第百十九条第六項 → 金融商品取引法 第百十九条第六項 (Article 119, paragraph (6)), art-119/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-6
- art-114/par-1: 第百十六条第一項 → 金融商品取引法 第百十六条第一項 (Article 116, paragraph (1)), art-116/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-116/par-1
- art-114/par-1: 第百三十二条 → 金融商品取引法 第百三十二条 (Article 132), art-132 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-132
- art-114/par-1: 第百十九条第一項 → 金融商品取引法 第百十九条第一項 (Article 119, paragraph (1)), art-119/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-1
- art-115/par-2: 前条第四項 → 金融商品取引法 第百十四条第四項 (Article 114, paragraph (4)), art-114/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-114/par-4
- art-115/par-2: 前項 → 金融商品取引法 第百十五条第一項 (Article 115, paragraph (1)), art-115/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-115/par-1
- art-116/par-2: 前項 → 金融商品取引法 第百十六条第一項 (Article 116, paragraph (1)), art-116/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-116/par-1
- art-117/par-1: 第一号 → 金融商品取引法 第百十七条第一項第一号 (Article 117, paragraph (1), item (i)), art-117/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-1
- art-117/par-1: 第二号 → 金融商品取引法 第百十七条第一項第二号 (Article 117, paragraph (1), item (ii)), art-117/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-2
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第一号 (Article 117, paragraph (1), item (i)), art-117/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-1
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第二号 (Article 117, paragraph (1), item (ii)), art-117/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-2
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第三号 (Article 117, paragraph (1), item (iii)), art-117/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-3
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第四号 (Article 117, paragraph (1), item (iv)), art-117/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-4
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第五号 (Article 117, paragraph (1), item (v)), art-117/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-5
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第六号 (Article 117, paragraph (1), item (vi)), art-117/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-6
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第七号 (Article 117, paragraph (1), item (vii)), art-117/par-1/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-7
- art-117/par-1/item-9: 前各号 → 金融商品取引法 第百十七条第一項第八号 (Article 117, paragraph (1), item (viii)), art-117/par-1/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1/item-8
- art-117/par-2: 前項 → 金融商品取引法 第百十七条第一項 (Article 117, paragraph (1)), art-117/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1
- art-117-2/par-1: 次項 → 金融商品取引法 第百十七条の二第二項 (Article 117-2, paragraph (2)), art-117-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117-2/par-2
- art-117-2/par-2: 前項 → 金融商品取引法 第百十七条の二第一項 (Article 117-2, paragraph (1)), art-117-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117-2/par-1
- art-117-2/par-2: 前条第一項 → 金融商品取引法 第百十七条第一項 (Article 117, paragraph (1)), art-117/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-117/par-1
- art-118/par-1: 第二条第二十四項第五号 → 金融商品取引法 第二条第二十四項第五号 (Article 2, paragraph (24), item (v)), art-2/par-24/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-24/item-5
- art-118/par-2: 前項 → 金融商品取引法 第百十八条第一項 (Article 118, paragraph (1)), art-118/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-118/par-1
- art-119/par-1: この条 → 金融商品取引法 第百十九条 (Article 119), art-119 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119
- art-119/par-1: 第四項 → 金融商品取引法 第百十九条第四項 (Article 119, paragraph (4)), art-119/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-4
- art-119/par-1/item-1: 第三項 → 金融商品取引法 第百十九条第三項 (Article 119, paragraph (3)), art-119/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-3
- art-119/par-1/item-2: この条 → 金融商品取引法 第百十九条 (Article 119), art-119 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119
- art-119/par-1/item-2: この号 → 金融商品取引法 第百十九条第一項第二号 (Article 119, paragraph (1), item (ii)), art-119/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-1/item-2
- art-119/par-1/item-2: 前号 → 金融商品取引法 第百十九条第一項第一号 (Article 119, paragraph (1), item (i)), art-119/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-1/item-1
- art-119/par-1/item-2: 第三項 → 金融商品取引法 第百十九条第三項 (Article 119, paragraph (3)), art-119/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-3
- art-119/par-1/item-3: 次項 → 金融商品取引法 第百十九条第二項 (Article 119, paragraph (2)), art-119/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-2
- art-119/par-1/item-3: 第一号 → 金融商品取引法 第百十九条第一項第一号 (Article 119, paragraph (1), item (i)), art-119/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-1/item-1
- art-119/par-1/item-4: 第一号 → 金融商品取引法 第百十九条第一項第一号 (Article 119, paragraph (1), item (i)), art-119/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-1/item-1
- art-119/par-1/item-4: 前号 → 金融商品取引法 第百十九条第一項第三号 (Article 119, paragraph (1), item (iii)), art-119/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-1/item-3
- art-119/par-1/item-4: この条 → 金融商品取引法 第百十九条 (Article 119), art-119 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119
- art-119/par-3: 前項 → 金融商品取引法 第百十九条第二項 (Article 119, paragraph (2)), art-119/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-2
- art-119/par-4: 第一項 → 金融商品取引法 第百十九条第一項 (Article 119, paragraph (1)), art-119/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-1
- art-119/par-5: 第一項 → 金融商品取引法 第百十九条第一項 (Article 119, paragraph (1)), art-119/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-1
- art-119/par-5: 第二項 → 金融商品取引法 第百十九条第二項 (Article 119, paragraph (2)), art-119/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-2
- art-119/par-5: 第三項 → 金融商品取引法 第百十九条第三項 (Article 119, paragraph (3)), art-119/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-3
- art-119/par-6: 第百十五条第一項 → 金融商品取引法 第百十五条第一項 (Article 115, paragraph (1)), art-115/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-115/par-1
- art-119/par-6: 第一項 → 金融商品取引法 第百十九条第一項 (Article 119, paragraph (1)), art-119/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119/par-1
- art-122/par-1: 第百二十五条 → 金融商品取引法 第百二十五条 (Article 125), art-125 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-125
- art-122/par-2: 前項 → 金融商品取引法 第百二十二条第一項 (Article 122, paragraph (1)), art-122/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-122/par-1
- art-123/par-1: 前条 → 金融商品取引法 第百二十二条 (Article 122), art-122 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-122
- art-123/par-1: 同条第一項 → 金融商品取引法 第百二十二条第一項 (Article 122, paragraph (1)), art-122/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-122/par-1
- art-123/par-1: 同条第二項 → 金融商品取引法 第百二十二条第二項 (Article 122, paragraph (2)), art-122/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-122/par-2
- art-123/par-2: 前条 → 金融商品取引法 第百二十二条 (Article 122), art-122 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-122
- art-123/par-2: 同条第一項 → 金融商品取引法 第百二十二条第一項 (Article 122, paragraph (1)), art-122/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-122/par-1
- art-123/par-2: 同条第二項 → 金融商品取引法 第百二十二条第二項 (Article 122, paragraph (2)), art-122/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-122/par-2
- art-124/par-1: 第百二十一条 → 金融商品取引法 第百二十一条 (Article 121), art-121 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-121
- art-124/par-1: 次条 → 金融商品取引法 第百二十五条 (Article 125), art-125 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-125
- art-124/par-1/item-3: 前二号 → 金融商品取引法 第百二十四条第一項第一号 (Article 124, paragraph (1), item (i)), art-124/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-1/item-1
- art-124/par-1/item-3: 前二号 → 金融商品取引法 第百二十四条第一項第二号 (Article 124, paragraph (1), item (ii)), art-124/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-1/item-2
- art-124/par-1/item-5: 第一号 → 金融商品取引法 第百二十四条第一項第一号 (Article 124, paragraph (1), item (i)), art-124/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-1/item-1
- art-124/par-1/item-5: 第二号 → 金融商品取引法 第百二十四条第一項第二号 (Article 124, paragraph (1), item (ii)), art-124/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-1/item-2
- art-124/par-2: 前項 → 金融商品取引法 第百二十四条第一項 (Article 124, paragraph (1)), art-124/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-1
- art-124/par-3: 第百二十一条 → 金融商品取引法 第百二十一条 (Article 121), art-121 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-121
- art-124/par-3: 次条 → 金融商品取引法 第百二十五条 (Article 125), art-125 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-125
- art-124/par-3/item-1: 第一項 → 金融商品取引法 第百二十四条第一項 (Article 124, paragraph (1)), art-124/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-1
- art-124/par-4: 前項 → 金融商品取引法 第百二十四条第三項 (Article 124, paragraph (3)), art-124/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-3
- art-126/par-2: 前項 → 金融商品取引法 第百二十六条第一項 (Article 126, paragraph (1)), art-126/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-126/par-1
- art-126/par-2: 第百二十四条第一項 → 金融商品取引法 第百二十四条第一項 (Article 124, paragraph (1)), art-124/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-1
- art-126/par-2: 第百二十九条第一項 → 金融商品取引法 第百二十九条第一項 (Article 129, paragraph (1)), art-129/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-129/par-1
- art-127/par-1: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/en/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-127/par-2: 前項 → 金融商品取引法 第百二十七条第一項 (Article 127, paragraph (1)), art-127/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-127/par-1
- art-127/par-2: 行政手続法第十五条第一項 → 行政手続法 第十五条第一項 (Article 15, paragraph (1)), art-15/par-1 — https://japanlaw.org/en/administrative-procedure-act/art-15/par-1 · https://japanlaw.org/l/405AC0000000088/art-15/par-1
- art-129/par-1: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/en/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-129/par-2: 前項 → 金融商品取引法 第百二十九条第一項 (Article 129, paragraph (1)), art-129/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-129/par-1
- art-129/par-2: 行政手続法第十五条第一項 → 行政手続法 第十五条第一項 (Article 15, paragraph (1)), art-15/par-1 — https://japanlaw.org/en/administrative-procedure-act/art-15/par-1 · https://japanlaw.org/l/405AC0000000088/art-15/par-1
- art-131/par-2: 前項 → 金融商品取引法 第百三十一条第一項 (Article 131, paragraph (1)), art-131/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-131/par-1
- art-131/par-2: 第百九十四条の六の二 → 金融商品取引法 第百九十四条の六の二 (Article 194-6-2), art-194-6-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-7/from-art-194-5#art-194-6-2
- art-132/par-1: 第百十六条 → 金融商品取引法 第百十六条 (Article 116), art-116 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-110#art-116
- art-133/par-2/item-4: 前三号 → 金融商品取引法 第百三十三条第二項第一号 (Article 133, paragraph (2), item (i)), art-133/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-133/par-2/item-1
- art-133/par-2/item-4: 前三号 → 金融商品取引法 第百三十三条第二項第二号 (Article 133, paragraph (2), item (ii)), art-133/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-133/par-2/item-2
- art-133/par-2/item-4: 前三号 → 金融商品取引法 第百三十三条第二項第三号 (Article 133, paragraph (2), item (iii)), art-133/par-2/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-133/par-2/item-3
- art-133-2/par-1: 第百三条の二第五項 → 金融商品取引法 第百三条の二第五項 (Article 103-2, paragraph (5)), art-103-2/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-2/from-art-102-29#art-103-2/par-5
- art-133-2/par-1: 第百二十二条第一項 → 金融商品取引法 第百二十二条第一項 (Article 122, paragraph (1)), art-122/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-122/par-1
- art-133-2/par-1: 第百二十三条 → 金融商品取引法 第百二十三条 (Article 123), art-123 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-123
- art-133-2/par-1: 第百二十四条第一項から第三項まで → 金融商品取引法 第百二十四条第一項 (Article 124, paragraph (1)), art-124/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-1
- art-133-2/par-1: 第百二十四条第一項から第三項まで → 金融商品取引法 第百二十四条第二項 (Article 124, paragraph (2)), art-124/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-2
- art-133-2/par-1: 第百二十四条第一項から第三項まで → 金融商品取引法 第百二十四条第三項 (Article 124, paragraph (3)), art-124/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-124#art-124/par-3
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## Sources
- claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和五年法律第五十三号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20280613_505AC0000000053), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 119, paragraph (1), item (ii) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-013, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-022, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22