# 金融商品取引法 / Financial Instruments and Exchange Act — 第二節 (Chapter 3, Section 2)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第二節 (Chapter 3, Section 2) — address `ch-3/sec-2`
- Text: the text as amended with effect from 2028-06-13 (On a day set by Cabinet Order, no later than 13 June 2028 — the amending law allows up to five years from promulgation. The exact day is not fixed yet.) — NOT yet in force (revision 20280613_505AC0000000053)
- URL (this text's page, at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#ch-3/sec-2
- The same address in the text in force (its wording there may differ): https://japanlaw.org/en/financial-instruments-and-exchange-act/ch-3/sec-2
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.
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## 第二節 業務 — Section 2 Services
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#ch-3/sec-2
## 第一款 通則 — Subsection 1 General Rules
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-2/subsec-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#ch-3/sec-2/subsec-1
### 第三十五条（第一種金融商品取引業又は投資運用業を行う者の業務の範囲） — (Scope of Services for Persons Engaged in Type-I Financial Instruments Business or Investment Management Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-35 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35
**第一項** 金融商品取引業者（第一種金融商品取引業又は投資運用業を行う者に限る。以下この条において同じ。）は、金融商品取引業のほか、次に掲げる行為を業として行うことその他の金融商品取引業（暗号資産取引業を除く。以下この項において同じ。）に付随する業務を行うことができる。
art-35/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1
A financial instruments business operator (limited to one engaged in type-I financial instruments business or investment management business; hereinafter the same applies in this Article), in addition to the financial instruments business, may perform the following acts on a regular basis and provide any other services incidental to the financial instruments business (excluding cryptoasset trading business; hereinafter the same applies in this paragraph):
machine translation, not official
**一** 有価証券の貸借又はその媒介若しくは代理
art-35/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-1
the lending and borrowing of securities, or intermediation or agency for the same;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第百五十六条の二十四第一項に規定する信用取引に付随する金銭の貸付け
art-35/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-2
money lending incidental to margin transactions prescribed in Article 156-24, paragraph (1);
Ministry of Justice translation — Japanese Law Translation Database System
**三** 顧客から保護預りをしている有価証券を担保とする金銭の貸付け（内閣府令で定めるものに限る。）
art-35/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-3
money lending secured by securities that are deposited for safe custody by customers (limited to those specified by Cabinet Office Order);
Ministry of Justice translation — Japanese Law Translation Database System
**四** 有価証券に関する顧客の代理
art-35/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-4
the provision of agency for customers in connection with securities;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 投資信託及び投資法人に関する法律第二条第十一項に規定する投資信託委託会社の第二条第一項第十号に掲げる有価証券に係る収益金、償還金若しくは解約金の支払又は当該有価証券に係る信託財産に属する有価証券その他の資産の交付に係る業務の代理
art-35/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-5
the provision of agency for services by the settlor company of an investment trust defined in Article 2, paragraph (11) of the Act on Investment Trusts and Investment Corporations, which involve the payment of earnings, redemption moneys, or cancellation moneys in connection with securities set forth in Article 2, paragraph (1), item (x), or for services by such a settler company which involve the delivery of securities or any other assets that are among trust property in connection with the relevant securities;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 投資信託及び投資法人に関する法律第二条第十二項に規定する投資法人の第二条第一項第十一号に掲げる有価証券に係る金銭の分配、払戻金若しくは残余財産の分配又は利息若しくは償還金の支払に係る業務の代理
art-35/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-6
the provision of agency for services by an investment corporation as defined in Article 2, paragraph (12) of the Act on Investment Trusts and Investment Corporations, which involve the distribution of money, the distribution of refunds or residual assets, or the payment of interest or redemption moneys in connection with securities set forth in Article 2, paragraph (1), item (xi) conducted;
Ministry of Justice translation — Japanese Law Translation Database System
**七** 累積投資契約（金融商品取引業者（有価証券等管理業務を行う者に限る。）が顧客から金銭を預かり、当該金銭を対価としてあらかじめ定めた期日において当該顧客に有価証券を継続的に売り付ける契約をいう。）の締結（内閣府令で定めるものに限る。）
art-35/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-7
the conclusion of a contract for cumulative investment (meaning a contract in which a financial instruments business operator (limited to one that engages in securities, etc. management) receives money deposited by a customer and sells securities to that customer continuously on dates designated in advance while receiving consideration from that money) (limited to contracts specified by Cabinet Office Order);
Ministry of Justice translation — Japanese Law Translation Database System
**八** 有価証券に関連する情報の提供又は助言（第二条第八項第十一号に掲げる行為に該当するものを除く。）
art-35/par-1/item-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-8
the provision of information or advice in relation to securities (excluding acts falling under Article 2, paragraph (8), item (xi));
Ministry of Justice translation — Japanese Law Translation Database System
**九** 他の金融商品取引業者等の業務の代理（金融商品取引業（登録金融機関が行う登録金融機関業務を含む。）及び金融商品取引業に付随する業務（この号に規定する業務を除く。）のうち代理する金融商品取引業者が行うことができる業務に係るものに限り、第五号に掲げるものを除く。）
art-35/par-1/item-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-9
the provision of agency for services by a counterparty financial instruments business operator, etc. (limited to agency involving the financial instruments business (including services of a registered financial institution conducted by a registered financial institution) and any other services incidental to the financial instruments business (excluding services prescribed in this item), which the relevant financial instruments business operator, etc. may conduct, and excluding those specified in item (v) above);
Ministry of Justice translation — Japanese Law Translation Database System
**十** 投資信託及び投資法人に関する法律第二条第十三項に規定する登録投資法人の資産の保管
art-35/par-1/item-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-10
the retention of the assets of a registered investment corporation as defined in Article 2, paragraph (13) of the Act on Investment Trusts and Investment Corporations;
Ministry of Justice translation — Japanese Law Translation Database System
**十一** 他の事業者の事業の譲渡、合併、会社の分割、株式交換、株式移転若しくは株式交付に関する相談に応じ、又はこれらに関し仲介を行うこと。
art-35/par-1/item-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-11
the provision of consultation or intermediary services to any other business operator with regard to a business transfer, merger, company split, share exchange, share transfer, or partial share exchange;
Ministry of Justice translation — Japanese Law Translation Database System
**十二** 他の事業者の経営に関する相談に応じること。
art-35/par-1/item-12 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-12
the provision of consultation to any other business operator with regard to business management;
Ministry of Justice translation — Japanese Law Translation Database System
**十三** 通貨その他デリバティブ取引（有価証券関連デリバティブ取引を除く。）に関連する資産（暗号等資産を除く。第十五号及び次項第六号において同じ。）として政令で定めるものの売買又はその媒介、取次ぎ若しくは代理
art-35/par-1/item-13 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-13
the purchase and sale of currencies and other assets (excluding crypto-and other assets; the same applies in item (xv) of this paragraph and item (vi) of the following paragraph) specified by Cabinet Order as being related to derivatives transactions (excluding securities-related derivatives transactions) or intermediation, brokerage, or agency for them;
Ministry of Justice translation — Japanese Law Translation Database System
**十四** 譲渡性預金その他金銭債権（有価証券に該当するものを除く。）の売買又はその媒介、取次ぎ若しくは代理
art-35/par-1/item-14 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-14
the purchase and sale of negotiable deposits and other monetary claims (excluding those that fall under the category of securities), or intermediation, brokerage, or agency for the same; and
Ministry of Justice translation — Japanese Law Translation Database System
**十五** 次に掲げる資産に対する投資として、運用財産（投資運用業を行う金融商品取引業者等が第四十二条第一項に規定する権利者のため運用を行う金銭その他の財産をいう。以下同じ。）の運用を行うこと。
art-35/par-1/item-15 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-15
investing investment property (meaning money and other property invested by a financial instruments business operator, etc. that is engaged in investment management business on behalf of a rights holder provided for in Article 42, paragraph (1); the same applies hereinafter) as investment of the following assets:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 投資信託及び投資法人に関する法律第二条第一項に規定する特定資産（不動産その他の政令で定める資産を除く。）
art-35/par-1/item-15/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-15/sub-1
specified assets as defined in Article 2, paragraph (1) of the Act on Investment Trusts and Investment Corporations (excluding real estate and other assets specified by Cabinet Order);
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** イに掲げるもののほか、政令で定める資産
art-35/par-1/item-15/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-15/sub-2
assets specified by Cabinet Order other than those set forth in (a);
Ministry of Justice translation — Japanese Law Translation Database System
**十六** 顧客から取得した当該顧客に関する情報を当該顧客の同意を得て第三者に提供することその他当該金融商品取引業者の保有する情報を第三者に提供することであつて、当該金融商品取引業者の行う金融商品取引業の高度化又は当該金融商品取引業者の利用者の利便の向上に資するもの（第八号に掲げる行為に該当するものを除く。）
art-35/par-1/item-16 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-16
provision of customer information acquired from the customer to a third party with the consent of the customer or any other provision of information held by the financial instruments business operator to a third party, which contributes to advancement of the financial instruments business that the financial instruments business operator conducts or to improvement of convenience for users of the financial instruments business operator (excluding an act that falls under the category of the act set forth in item (viii)); and
Ministry of Justice translation — Japanese Law Translation Database System
**十七** 当該金融商品取引業者の保有する人材、情報通信技術、設備その他の当該金融商品取引業者の行う金融商品取引業に係る経営資源を主として活用して行う行為であつて、地域の活性化、産業の生産性の向上その他の持続可能な社会の構築に資するものとして内閣府令で定めるもの
art-35/par-1/item-17 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-17
an act to be performed by mainly utilizing human resources, information and communications technology, equipment, and any other management resources possessed by the financial instruments business operator related to the financial instruments business conducted by the financial instruments business operator, which is specified by Cabinet Office Order as an act that contributes to regional revitalization, improvement of industrial productivity, and establishment of a sustainable society.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者は、金融商品取引業及び前項の規定により行う業務のほか、次に掲げる業務を行うことができる。
art-35/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2
A financial instruments business operator, beyond the financial instruments business and other services provided pursuant to the provisions of the preceding paragraph, may provide the following services:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 商品先物取引法第二条第二十一項に規定する商品市場における取引等に係る業務
art-35/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2/item-1
services connected with transactions on a commodity market, etc. as defined in Article 2, paragraph (21) of the Commodity Derivatives Transaction Act;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 商品の価格その他の指標に係る変動、市場間の格差等を利用して行う取引として内閣府令で定めるものに係る業務（前号に掲げる業務を除く。）
art-35/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2/item-2
services connected with transactions conducted by using fluctuations in commodity prices and other indicators, market gaps, etc. as specified by Cabinet Office Order (other than services already specified in the preceding item);
Ministry of Justice translation — Japanese Law Translation Database System
**三** 貸金業法第二条第一項に規定する貸金業その他金銭の貸付け又は金銭の貸借の媒介に係る業務
art-35/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2/item-3
services connected with the money lending business as defined in Article 2, paragraph (1) of the Money Lending Business Act or other money loans, or intermediation for the lending and borrowing of money;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 宅地建物取引業法第二条第二号に規定する宅地建物取引業又は同条第一号に規定する宅地若しくは建物の賃貸に係る業務
art-35/par-2/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2/item-4
services connected with real estate brokerage as defined in Article 2, item (ii) of the Real Estate Brokerage Act or with the lease of real estate prescribed in item (i) of that Article;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 不動産特定共同事業法第二条第四項に規定する不動産特定共同事業
art-35/par-2/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2/item-5
specified joint real estate ventures as defined in Article 2, paragraph (4) of the Act on Specified Joint Real Estate Ventures;
Ministry of Justice translation — Japanese Law Translation Database System
**五の二** 商品投資に係る事業の規制に関する法律第二条第一項に規定する商品投資により、又は価格の変動が著しい物品若しくはその使用により得られる収益の予測が困難な物品として政令で定めるもの（同項第三号に規定する指定品を除く。）の取得（生産を含む。）をし、譲渡をし、使用をし、若しくは使用をさせることにより、他人のため金銭その他の財産の運用を行う業務（第一号及び第二号に掲げる業務に該当するものを除く。）
art-35/par-2/item-5-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2/item-5-2
services for investing money or other assets on behalf of another person, by means of commodity investment defined by Article 2, paragraph (1) of the Act Regulating Business Involving Commodity Investment, or through the acquisition (including production), transfer, or use of goods with substantial price volatility or goods specified by Cabinet Order as goods that make it difficult to estimate the profit generated from their use (excluding the designated items prescribed in item (iii) of that paragraph) or by means of having such goods used (excluding services that fall under the category of service set forth in items (i) and (ii));
Ministry of Justice translation — Japanese Law Translation Database System
**六** 有価証券若しくは暗号資産又はデリバティブ取引に係る権利以外の資産に対する投資として、運用財産の運用を行う業務（前項第十五号に掲げる行為を行う業務並びに第一号、第二号及び前号に掲げる業務に該当するものを除く。）
art-35/par-2/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2/item-6
services for investing investment property (excluding services of performing the acts set forth in item (xv) of the preceding paragraph and services that fall under the services set forth in items (i), (ii), and the preceding item) as an investment in assets other than securities or cryptoassets, or rights arising from derivatives transactions; and
machine translation, not official
**七** その他内閣府令で定める業務
art-35/par-2/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2/item-7
other services specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 金融商品取引業者は、前項各号に掲げる業務を行うこととなつたときは、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-35/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-3
If a financial instruments business operator comes to engage in any of the services set forth in the items of the preceding paragraph, it must notify the Prime Minister of this without delay pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 金融商品取引業者は、金融商品取引業並びに第一項及び第二項の規定により行う業務のほか、内閣総理大臣の承認を受けた業務を行うことができる。
art-35/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-4
A financial instruments business operator, beyond the financial instruments business and the services provided pursuant to paragraph (1) and paragraph (2), may conduct services for which it has obtained the approval of the Prime Minister.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 内閣総理大臣は、前項の承認の申請があつた場合には、当該申請に係る業務を行うことが公益に反すると認められるとき、又は当該業務に係る損失の危険の管理が困難であるために投資者の保護に支障を生ずると認められるときに限り、承認しないことができる。
art-35/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-5
When an application is filed for the approval referred to in the preceding paragraph, the Prime Minister may only choose not to grant approval if it is found that the provision of the services under the application would be contrary to the public interest or if it is found that they would compromise the protection of investors due to the difficulty in managing the risk of loss in connection with the services.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 金融商品取引業者は、第三項の規定により届け出た業務又は第四項の規定により承認を受けた業務を廃止したときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-35/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-6
If a financial instruments business operator discontinues services of which it has given notice pursuant to paragraph (3) or services for which it has obtained approval pursuant to paragraph (4), it must notify the Prime Minister of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
**第七項** 第一項、第二項及び第四項の規定は、金融商品取引業者が第一項各号若しくは第二項各号に掲げる業務又は第四項の承認を受けた業務を行う場合において、これらの業務に関する法律の適用を排除するものと解してはならない。
art-35/par-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-7
If a financial instruments business operator engages in services set forth in the items of paragraph (1) or items of paragraph (2) or engages in services for which it has received the approval referred to in paragraph (4), the provisions of paragraph (1), paragraph (2), and paragraph (4) must not be construed to preclude the application of Acts concerning these services.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十五条の二（第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲） — (Scope of Concurrent Business by Persons That Only Engage in Type-II Financial Instruments Business or Investment Advisory and Agency Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-35-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2
**第一項** 金融商品取引業者（第二種金融商品取引業又は投資助言・代理業のみを行う者に限る。次項において同じ。）は、金融商品取引業（第二種金融商品取引業又は投資助言・代理業に限る。）のほか、他の業務を兼業することができる。
art-35-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2/par-1
A financial instruments business operator (limited to one that only engages in type-II financial instruments business or investment advisory and agency business; the same applies in the following paragraph), in addition to doing financial instruments business (limited to type-II financial instruments business or investment advisory and agency business), may also do other business, concurrently.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定は、金融商品取引業者が同項に規定する他の業務を兼業する場合において、当該業務に関する法律の適用を排除するものと解してはならない。
art-35-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2/par-2
If a financial instruments business operator does any other business concurrently as prescribed in the preceding paragraph, the provisions of that paragraph must not be construed to preclude the application of Acts concerning that business.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十五条の二の二（暗号資産取引業を行う者の業務の範囲） — Scope of Services for Persons Engaged in Cryptoasset Trading Business
caption: machine translation, not official
art-35-2-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2
**第一項** 金融商品取引業者（暗号資産取引業を行う者に限る。以下この条において同じ。）は、金融商品取引業のほか、次に掲げる行為を業として行うことその他の金融商品取引業（暗号資産取引業に限る。以下この項において同じ。）に付随する業務を行うことができる。この場合において、当該金融商品取引業者（第一種金融商品取引業又は投資運用業を行う者に限る。）は、第三十五条第四項の規定にかかわらず、当該業務を行うことについて内閣総理大臣の承認を受けることを要しない。
art-35-2-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1
A financial instruments business operator (limited to one engaged in cryptoasset trading business; hereinafter the same applies in this Article), in addition to the financial instruments business, may perform the following acts on a regular basis and provide any other services incidental to the financial instruments business (limited to cryptoasset trading business; hereinafter the same applies in this paragraph). In this case, that financial instruments business operator (limited to one engaged in type-I financial instruments business or investment management business) is not required to obtain the approval of the Prime Minister for performing those services, notwithstanding the provisions of Article 35, paragraph (4).
machine translation, not official
**一** 暗号資産の貸付け又はその媒介若しくは代理
art-35-2-2/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1/item-1
the lending of cryptoassets, or intermediation or agency for the same;
machine translation, not official
**二** 金融商品取引業者が顧客に信用を供与して行う暗号資産の売買その他の取引（以下「暗号資産信用取引」という。）に付随する金銭の貸付け
art-35-2-2/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1/item-2
the lending of money incidental to the purchase and sale of, or other transactions in, cryptoassets conducted by a financial instruments business operator extending credit to a customer (hereinafter referred to as a "cryptoasset margin transaction");
machine translation, not official
**三** 顧客のために管理する暗号資産を担保とする金銭の貸付け（内閣府令で定めるものに限る。）
art-35-2-2/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1/item-3
the lending of money secured by cryptoassets managed for customers (limited to lending specified by Cabinet Office Order);
machine translation, not official
**四** 暗号資産に関する顧客の代理
art-35-2-2/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1/item-4
the provision of agency for customers in connection with cryptoassets;
machine translation, not official
**五** 暗号資産累積投資契約（金融商品取引業者（暗号資産等管理業務を行う者に限る。）が顧客から金銭を預かり、当該金銭を対価としてあらかじめ定めた期日において当該顧客に暗号資産を継続的に売り付ける契約をいう。）の締結（内閣府令で定めるものに限る。）
art-35-2-2/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1/item-5
the conclusion of a contract for cumulative investment in cryptoassets (meaning a contract in which a financial instruments business operator (limited to one that engages in cryptoasset, etc. management) receives money deposited by a customer and sells cryptoassets to that customer continuously on dates designated in advance while receiving consideration from that money) (limited to contracts specified by Cabinet Office Order);
machine translation, not official
**六** 暗号資産に関連する情報の提供又は助言（第二条第八項第十一号に掲げる行為に該当するものを除く。）
art-35-2-2/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1/item-6
the provision of information or advice in relation to cryptoassets (excluding acts falling under Article 2, paragraph (8), item (xi));
machine translation, not official
**七** 他の金融商品取引業者の業務の代理（金融商品取引業及び金融商品取引業に付随する業務（この号に規定する業務を除く。）のうち代理する金融商品取引業者が行うことができる業務に係るものに限る。）
art-35-2-2/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1/item-7
agency for the services of another financial instruments business operator (limited to those, among the financial instruments business and services incidental to the financial instruments business (excluding the services set forth in this item), that relate to services that the financial instruments business operator acting as agent may perform);
machine translation, not official
**八** 顧客から取得した当該顧客に関する情報を当該顧客の同意を得て第三者に提供することその他当該金融商品取引業者の保有する情報を第三者に提供することであつて、当該金融商品取引業者の行う金融商品取引業の高度化又は当該金融商品取引業者の利用者の利便の向上に資するもの（第六号に掲げる行為に該当するものを除く。）
art-35-2-2/par-1/item-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1/item-8
provision of customer information acquired from the customer to a third party with the consent of the customer or any other provision of information held by the financial instruments business operator to a third party, which contributes to advancement of the financial instruments business that the financial instruments business operator conducts or to improvement of convenience for users of the financial instruments business operator (excluding an act that falls under the category of the act set forth in item (vi)); and
machine translation, not official
**九** 当該金融商品取引業者の保有する人材、情報通信技術、設備その他の当該金融商品取引業者の行う金融商品取引業に係る経営資源を主として活用して行う行為であつて、地域の活性化、産業の生産性の向上その他の持続可能な社会の構築に資するものとして内閣府令で定めるもの
art-35-2-2/par-1/item-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1/item-9
an act to be performed by mainly utilizing human resources, information and communications technology, equipment, and any other management resources possessed by the financial instruments business operator related to the financial instruments business conducted by the financial instruments business operator, which is specified by Cabinet Office Order as an act that contributes to regional revitalization, improvement of industrial productivity, and establishment of a sustainable society.
machine translation, not official
**第二項** 金融商品取引業者（第一種金融商品取引業（第二十九条の四の二第九項に規定する第一種少額電子募集取扱業務及び第二十九条の四の四第八項に規定する非上場有価証券特例仲介等業務を除く。）又は投資運用業を行う者を除く。次項から第五項までにおいて同じ。）は、金融商品取引業及び前項の規定により行う業務のほか、次に掲げる業務を行うことができる。
art-35-2-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-2
A financial instruments business operator (excluding one engaged in type-I financial instruments business (excluding type-I small amount electronic public offering service prescribed in Article 29-4-2, paragraph (9) and specially permitted intermediary services for unlisted securities, etc. prescribed in Article 29-4-4, paragraph (8)) or investment management business; the same applies from the following paragraph through paragraph (5)) may perform the following services in addition to the financial instruments business and the services performed pursuant to the provisions of the preceding paragraph:
machine translation, not official
**一** 電子決済手段等取引業
art-35-2-2/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-2/item-1
electronic payment instruments services; and
machine translation, not official
**二** 資金決済に関する法律第二条第十四項に規定する電子決済手段サービス仲介業
art-35-2-2/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-2/item-2
electronic payment instruments services intermediary business prescribed in Article 2, paragraph (14) of the Payment Services Act.
machine translation, not official
**第三項** 金融商品取引業者は、金融商品取引業及び前二項の規定により行う業務のほか、他の業務を兼業することができる。
art-35-2-2/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-3
A financial instruments business operator may engage concurrently in other businesses, in addition to the financial instruments business and the services performed pursuant to the provisions of the preceding two paragraphs.
machine translation, not official
**第四項** 金融商品取引業者は、前項に規定する他の業務を兼業しようとするときは、内閣府令で定めるところにより、あらかじめ、その旨を内閣総理大臣に届け出なければならない。
art-35-2-2/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-4
When a financial instruments business operator intends to engage concurrently in another business prescribed in the preceding paragraph, it must notify the Prime Minister to that effect in advance, pursuant to the provisions of Cabinet Office Order.
machine translation, not official
**第五項** 金融商品取引業者は、前項の規定により届け出た業務を廃止したときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-35-2-2/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-5
When a financial instruments business operator has discontinued a business for which it gave notification pursuant to the provisions of the preceding paragraph, it must notify the Prime Minister to that effect without delay.
machine translation, not official
**第六項** 第一項から第三項までの規定は、金融商品取引業者が第一項各号若しくは第二項各号に掲げる業務を行う場合又は第三項に規定する他の業務を兼業する場合において、これらの業務に関する法律の適用を排除するものと解してはならない。
art-35-2-2/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-6
The provisions of paragraphs (1) through (3) must not be construed as excluding the application of laws relating to the services set forth in the items of paragraph (1) or the items of paragraph (2), or to another business prescribed in paragraph (3), in the case where a financial instruments business operator performs those services or engages concurrently in that other business.
machine translation, not official
### 第三十五条の三（業務管理体制の整備） — (Establishment of an Operational Control System)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-35-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-35-3
**第一項** 金融商品取引業者等は、その行う金融商品取引業又は登録金融機関業務を適確に遂行するため、内閣府令で定めるところにより、業務管理体制を整備しなければならない。
art-35-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-35-3/par-1
A financial instruments business operator, etc. must establish an operational control system for the fair and appropriate performance of its financial instruments business or services of a registered financial institution, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者等は、内閣府令で定めるところにより、その行う金融商品取引業又は登録金融機関業務に係る情報の漏えい、滅失又は毀損の防止その他の当該情報の安全管理のために必要な措置を講じなければならない。
art-35-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-35-3/par-2
A financial instruments business operator, etc. must take, pursuant to the provisions of Cabinet Office Order, measures necessary for preventing the leak, loss, or damage of information relating to the financial instruments business or registered financial institution business that it conducts, and for otherwise ensuring the secure management of that information.
machine translation, not official
### 第三十六条（顧客の利益の保護のための体制整備） — Establishment of a System for Protecting the Customers' Interests
caption: machine translation, not official
art-36 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36
**第一項** 特定金融商品取引業者等は、当該特定金融商品取引業者等又はその親金融機関等若しくは子金融機関等が行う取引に伴い、当該特定金融商品取引業者等又はその子金融機関等が行う金融商品関連業務（金融商品取引行為に係る業務その他の内閣府令で定める業務をいう。）に係る顧客の利益が不当に害されることのないよう、内閣府令で定めるところにより、当該金融商品関連業務に関する情報を適正に管理し、かつ、当該金融商品関連業務の実施状況を適切に監視するための体制の整備その他必要な措置を講じなければならない。
art-36/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36/par-1
A specified financial instruments business operator, etc., pursuant to the provisions of Cabinet Office Order, must appropriately manage information connected with financial instruments services (meaning services entailing acts that constitute financial instruments transactions and any other services specified by Cabinet Office Order), and must establish a system for properly supervising the implementation status of financial instruments services and take any other measures as are necessary, in line with the transactions that the specified financial instruments business operator, etc. or its parent financial institution, etc. or subsidiary financial institution, etc. conducts, so that the interests of the customers of the financial instruments services that the specified financial instruments business operator, etc. or its subsidiary financial institution, etc. provides are not unjustly prejudiced.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** この条において「特定金融商品取引業者等」とは、金融商品取引業者等のうち、有価証券関連業を行う金融商品取引業者（第一種金融商品取引業を行うことにつき第二十九条の登録を受けた者に限る。）その他の政令で定める者をいう。
art-36/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36/par-2
The term "specified financial instruments business operator, etc." as used in this Article means a financial instruments business operator, etc. that conducts securities services (limited to a person registered as referred to in Article 29 to engage in type-I financial instruments business), or that is specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項の「親金融機関等」とは、特定金融商品取引業者等の総株主等の議決権の過半数を保有している者その他の当該特定金融商品取引業者等と密接な関係を有する者として政令で定める者のうち、金融商品取引業者、銀行、協同組織金融機関その他政令で定める金融業を行う者をいう。
art-36/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36/par-3
The term "parent financial institution, etc." as used in paragraph (1) means, among persons that Cabinet Order specifies as persons that hold the majority of the voting rights held by all the shareholders, etc. in a specified financial instruments business operator, etc. or as persons otherwise closely related to the relevant specified financial instruments business operator, etc., a financial instruments business operator, a bank, a cooperative financial institution, or any other person engaged in a financial business specified by Cabinet Order.
machine translation, not official
**第四項** 第一項の「子金融機関等」とは、特定金融商品取引業者等が総株主等の議決権の過半数を保有している者その他の当該特定金融商品取引業者等と密接な関係を有する者として政令で定める者のうち、金融商品取引業者、銀行、協同組織金融機関その他政令で定める金融業を行う者をいう。
art-36/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36/par-4
The term "subsidiary financial institution, etc." as used in paragraph (1) means, among persons that Cabinet Order specifies as persons in which a specified financial instruments business operator, etc. holds the majority of the voting rights held by all the shareholders, etc. or as persons otherwise closely related to the relevant specified financial instruments business operator, etc., a financial instruments business operator, a bank, a cooperative financial institution, or any other person engaged in a financial business specified by Cabinet Order.
machine translation, not official
### 第三十六条の二（標識の掲示等） — Posting of Signs, etc.
caption: machine translation, not official
art-36-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36-2
**第一項** 金融商品取引業者等は、営業所又は事務所ごとに、公衆の見やすい場所に、内閣府令で定める様式の標識を掲示しなければならない。ただし、投資者の保護に支障を生ずることがない場合として内閣府令で定める場合は、この限りでない。
art-36-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36-2/par-1
A financial instruments business operator, etc. must post a sign in the format specified by Cabinet Office Order in a place that is easily seen by the public at each of its business offices or other offices; provided, however, that this does not apply in the cases specified by Cabinet Office Order as cases where there is no hindrance to the protection of investors.
machine translation, not official
**第二項** 金融商品取引業者等は、内閣府令で定めるところにより、商号、名称又は氏名その他内閣府令で定める事項を電気通信回線に接続して行う自動公衆送信（公衆によつて直接受信されることを目的として公衆からの求めに応じ自動的に送信を行うことをいい、放送又は有線放送に該当するものを除く。第六十六条の八第二項において同じ。）により公衆の閲覧に供しなければならない。ただし、その事業の規模が著しく小さい場合その他の内閣府令で定める場合（その者が第二十九条の四の二第八項に規定する第一種少額電子募集取扱業者又は第二十九条の四の三第二項に規定する第二種少額電子募集取扱業者である場合を除く。）は、この限りでない。
art-36-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36-2/par-2
A financial instruments business operator, etc. must, pursuant to the provisions of Cabinet Office Order, make its trade name, name, or full name and other particulars specified by Cabinet Office Order available for public viewing by means of automatic public transmission conducted by connecting to a telecommunication line (meaning automatically transmitting in response to a request from the public for the purpose of direct reception by the public, excluding that which constitutes broadcasting or wire broadcasting; the same applies in Article 66-8, paragraph (2)); provided, however, that this does not apply in the case where the scale of its business is extremely small or any other case specified by Cabinet Office Order (excluding the case where the person is a type-I small amount electronic public offering service provider prescribed in Article 29-4-2, paragraph (8) or a type-II small amount electronic public offering service provider prescribed in Article 29-4-3, paragraph (2)).
machine translation, not official
**第三項** 金融商品取引業者等以外の者（金融商品仲介業者その他の法令の規定により金融商品取引業を行うことができる者に限る。）は、第一項の標識又はこれに類似する標識を掲示してはならない。
art-36-2/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36-2/par-3
A person other than a financial instruments business operator, etc. (limited to a financial instruments intermediary service provider or any other person that is allowed to engage in financial instruments business under the provisions of laws and regulations) must not post the sign referred to in paragraph (1) or a sign similar thereto.
machine translation, not official
### 第三十六条の三（名義貸しの禁止） — (Prohibition of Lending One's Name)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-36-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36-3
**第一項** 金融商品取引業者等は、自己の名義をもつて、他人に金融商品取引業（登録金融機関にあつては、登録金融機関業務。以下この款において同じ。）を行わせてはならない。
art-36-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36-3/par-1
A financial instruments business operator, etc. must not allow another person to engage in financial instruments business (or, if it is a registered financial institution, to engage in the services of a registered financial institution; hereinafter the same applies in this Subsection) using the name of the relevant financial instruments business operator, etc.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十六条の四（社債の管理の禁止等） — (Prohibition on Corporate Bond Management)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-36-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36-4
**第一項** 金融商品取引業者（有価証券関連業を行う者に限る。次項において同じ。）は、会社法第七百二条に規定する社債管理者、同法第七百十四条の二に規定する社債管理補助者又は担保付社債信託法第二条第一項に規定する信託契約の受託会社となることができない。
art-36-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36-4/par-1
A financial instruments business operator (limited to one that engages in securities services; the same applies in the following paragraph) may not become a bond administrator provided for in Article 702 of the Companies Act, a bond administration assistant provided in Article 714-2 of that Act, or the trustee company under a trust contract as defined in Article 2, paragraph (1) of the Secured Bonds Trust Act.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者は、他の法律の規定にかかわらず、引受人となることができる。
art-36-4/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36-4/par-2
Notwithstanding the provisions of other Acts, a financial instruments business operator may become an underwriter.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十七条（広告等の規制） — (Regulation of Advertising)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-37 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37
**第一項** 金融商品取引業者等は、その行う金融商品取引業の内容について広告その他これに類似するものとして内閣府令で定める行為をするときは、内閣府令で定めるところにより、次に掲げる事項を表示しなければならない。
art-37/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37/par-1
When advertising the contents of its financial instruments business or performing any similar act specified by Cabinet Office Order, a financial instruments business operator, etc. must give the following particulars, pursuant to the provisions of Cabinet Office Order:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 当該金融商品取引業者等の商号、名称又は氏名
art-37/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37/par-1/item-1
the trade name or name of the financial instruments business operator, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 金融商品取引業者等である旨及び当該金融商品取引業者等の登録番号
art-37/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37/par-1/item-2
an indication that it is a financial instruments business operator, etc., and its registration number; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 当該金融商品取引業者等の行う金融商品取引業の内容に関する事項であつて、顧客の判断に影響を及ぼすこととなる重要なものとして政令で定めるもの
art-37/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37/par-1/item-3
the particulars of the contents of the financial instruments business that the financial instruments business operator, etc. engages in, which is specified by Cabinet Order as material particulars that may have an impact on customers' judgment.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者等は、その行う金融商品取引業に関して広告その他これに類似するものとして内閣府令で定める行為をするときは、金融商品取引行為を行うことによる利益の見込みその他内閣府令で定める事項について、著しく事実に相違する表示をし、又は著しく人を誤認させるような表示をしてはならない。
art-37/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37/par-2
When advertising the contents of its financial instruments business or engaging in any similar act specified by Cabinet Office Order, a financial instruments business operator, etc. must not make a representation that significantly conflicts with the fact of the matter or that could cause a person to have a serious misconception about the prospect of profiting from the performance of an act that constitutes a financial instruments transaction, or about any other matter that is specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十七条の二（取引態様の事前明示義務） — (Obligation to Clarify the Conditions of Transactions in Advance)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-37-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-2
**第一項** 金融商品取引業者等は、顧客から有価証券若しくは暗号資産の売買又は店頭デリバティブ取引に関する注文を受けたときは、あらかじめ、その者に対し自己がその相手方となつて当該売買若しくは取引を成立させるか、又は媒介し、取次ぎし、若しくは代理して当該売買若しくは取引を成立させるかの別を明らかにしなければならない。
art-37-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-2/par-1
When a financial instruments business operator, etc. has had an order from a customer for the purchase or sale of securities or cryptoassets or for an over-the-counter derivatives transaction, it must give the customer clear notice, in advance, regarding whether the relevant financial instruments business operator, etc. will conclude the purchase and sale or the transaction with the customer personally, as the other party, or whether it will conduct intermediation, brokerage, or agency for the purchase and sale or the transaction.
machine translation, not official
### 第三十七条の三（契約締結前の情報の提供等） — Provision of Information, etc. Prior to Conclusion of a Contract
caption: machine translation, not official
art-37-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3
**第一項** 金融商品取引業者等は、金融商品取引契約を締結しようとするときは、内閣府令で定めるところにより、あらかじめ、顧客に対し、次に掲げる事項に係る情報を提供しなければならない。ただし、投資者の保護に支障を生ずることがない場合として内閣府令で定める場合は、この限りでない。
art-37-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1
If a financial instruments business operator, etc. seeks to conclude a financial instruments transaction contract, it must provide the customer in advance, pursuant to the provisions of Cabinet Office Order, with information on the following particulars; provided, however, that this does not apply in cases specified by Cabinet Office Order as those in which its not doing so does not compromise the protection of investors:
machine translation, not official
**一** 当該金融商品取引業者等の商号、名称又は氏名及び住所
art-37-3/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-1
the trade name or name and address of the financial instruments business operator, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 金融商品取引業者等である旨及び当該金融商品取引業者等の登録番号
art-37-3/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-2
an indication that it is a financial instruments business operator, etc., and its registration number;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 当該金融商品取引契約の概要
art-37-3/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-3
an outline of the relevant financial instruments transaction contract;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 手数料、報酬その他の当該金融商品取引契約に関して顧客が支払うべき対価に関する事項であつて内閣府令で定めるもの
art-37-3/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-4
the particulars specified by Cabinet Office Order with regard to any fees, remuneration, or other consideration payable by the customer in connection with the financial instruments transaction contract;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 顧客が行う金融商品取引行為について金利、通貨の価格、金融商品市場における相場その他の指標に係る変動により損失が生ずることとなるおそれがあるときは、その旨
art-37-3/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-5
an indication of any risk that a loss will be incurred due to fluctuations in the money rate, the value of currencies, quotations on the financial instruments market, and other indicators, in connection with an act that constitutes a financial instruments transaction carried out by the customer;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 前号の損失の額が顧客が預託すべき委託証拠金その他の保証金その他内閣府令で定めるものの額を上回るおそれがあるときは、その旨
art-37-3/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-6
an indication of any risk that the amount of the loss set forth in the preceding item will exceed the amount of customer margin or any other security deposit, or anything specified by Cabinet Office Order that is payable by the customer; and
Ministry of Justice translation — Japanese Law Translation Database System
**七** 前各号に掲げるもののほか、金融商品取引業の内容に関する事項であつて、顧客の判断に影響を及ぼすこととなる重要なものとして内閣府令で定める事項
art-37-3/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-7
the particulars of the contents of the relevant financial instruments business other than what is set forth in the preceding items, which are specified by Cabinet Office Order as material particulars that may have an impact on customers' judgment.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者等は、前項の規定による情報の提供を行うときは、顧客に対し、同項各号に掲げる事項（同項第五号及び第六号に掲げる事項その他内閣府令で定める事項を除く。）について、顧客の知識、経験、財産の状況及び当該金融商品取引契約を締結しようとする目的（以下この項において「顧客属性」という。）に照らして、当該顧客に理解されるために必要な方法及び程度により、説明をしなければならない。ただし、顧客属性に照らして、当該情報の提供のみで当該顧客が当該事項の内容を理解したことを適切な方法により確認した場合その他の内閣府令で定める場合は、この限りでない。
art-37-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-2
When a financial instruments business operator, etc. provides information pursuant to the provisions of the preceding paragraph, it must explain to the customer the particulars set forth in the items of that paragraph (excluding the particulars set forth in items (v) and (vi) of that paragraph and other particulars specified by Cabinet Office Order), by the method and to the extent necessary for the customer to understand them, in light of customer knowledge, customer experience, the state of customer assets, and the purpose for which the financial instruments transaction contract is to be concluded (hereinafter referred to as "customer attributes" in this paragraph); provided, however, that this does not apply in cases specified by Cabinet Office Order, such as the case where, in light of customer attributes, it has been confirmed by an appropriate method that the customer has understood the contents of those particulars through the provision of that information alone.
machine translation, not official
**第三項** 金融商品取引業者等は、第二条第二項の規定により有価証券とみなされる同項各号に掲げる権利に係る金融商品取引契約の締結の勧誘（募集若しくは売出し又は募集若しくは売出しの取扱いであつて、政令で定めるものに限る。）を行う場合には、内閣府令で定めるところにより、あらかじめ、当該金融商品取引契約に係る第一項の規定により提供する情報の内容を内閣総理大臣に届け出なければならない。ただし、投資者の保護に支障を生ずることがない場合として内閣府令で定める場合は、この限りでない。
art-37-3/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-3
Before soliciting (limited to a public offering or secondary distribution, or dealings in a public offering or secondary distribution specified by Cabinet Order) the conclusion of a financial instruments transaction contract for any of the rights set forth in the items of Article 2, paragraph (2) that are deemed to be securities under that paragraph, a financial instruments business operator, etc. must notify the Prime Minister, pursuant to the provisions of Cabinet Office Order, of the contents of the information provided pursuant to the provisions of paragraph (1) regarding the relevant financial instruments transaction contract; provided, however, that this does not apply in cases specified by Cabinet Office Order as those in which its not doing so does not compromise the protection of investors.
machine translation, not official
### 第三十七条の四（契約締結時等の情報の提供） — Provision of Information upon Conclusion of Contract, etc.
caption: machine translation, not official
art-37-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-4
**第一項** 金融商品取引業者等は、金融商品取引契約が成立したときその他内閣府令で定めるときは、内閣府令で定めるところにより、遅滞なく、顧客に対し、当該金融商品取引契約に関する事項その他の内閣府令で定める事項に係る情報を提供しなければならない。ただし、その金融商品取引契約の内容その他の事情を勘案し、当該情報を顧客に提供しなくても公益又は投資者保護のため支障を生ずることがないと認められるものとして内閣府令で定める場合は、この限りでない。
art-37-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-4/par-1
When a financial instruments business operator, etc. effects a financial instruments transaction contract or when otherwise specified by Cabinet Office Order, the financial instruments business operator, etc. must, pursuant to the provisions of Cabinet Office Order and without delay, provide the customer with information on the particulars concerning the relevant financial instruments transaction contract and other particulars specified by Cabinet Office Order; provided, however, that this does not apply in the cases that are specified by Cabinet Office Order as those in which, in consideration of the contents of the financial instruments transaction contract and other circumstances, it is found that even if the information is not provided to the customer, this does not compromise the public interest or the protection of investors.
machine translation, not official
### 第三十七条の五（保証金の受領に係る通知） — Notification in Connection with the Receipt of a Security Deposit
caption: machine translation, not official
art-37-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-5
**第一項** 金融商品取引業者等は、その行う金融商品取引業に関して顧客が預託すべき保証金（内閣府令で定めるものに限る。）を受領したときは、顧客に対し、直ちに、内閣府令で定めるところにより、その旨を通知しなければならない。
art-37-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-5/par-1
When a financial instruments business operator, etc. receives a security deposit that is payable by the customer (limited to those specified by Cabinet Office Order) in connection with the financial instruments business that it conducts, it must immediately notify the customer to that effect, pursuant to the provisions of Cabinet Office Order.
machine translation, not official
### 第三十七条の六（書面等による解除） — (Written Cancellation)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-37-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6
**第一項** 金融商品取引業者等と金融商品取引契約（当該金融商品取引契約の内容その他の事情を勘案して政令で定めるものに限る。）を締結した顧客は、内閣府令で定める場合を除き、当該金融商品取引契約の成立に係る第三十七条の四の規定による情報の提供を受けた日として政令で定める日から起算して政令で定める日数を経過するまでの間、書面又は電磁的記録により当該金融商品取引契約の解除を行うことができる。
art-37-6/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-1
Except as otherwise specified by Cabinet Office Order, a customer that has concluded a financial instruments transaction contract (limited to one that is specified by Cabinet Order in consideration of the content of such a financial instruments transaction contract and other circumstances) with a financial instruments business operator, etc. may cancel the relevant financial instruments transaction contract in writing or in the form of electronic or magnetic record, until the number of days specified by Cabinet Order has elapsed starting from the day specified by Cabinet Order as the day on which the customer received the provision of information pursuant to the provisions of Article 37-4 regarding the conclusion of the relevant financial instruments transaction contract.
machine translation, not official
**第二項** 次の各号に掲げるものにより行う前項の規定による金融商品取引契約の解除は、当該各号に定める時に、その効力を生ずる。
art-37-6/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-2
The cancellation of a financial instruments transaction contract under the preceding paragraph that is made by either of the means set forth in the following items takes effect at the time specified in each of those items:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 書面 当該書面を発した時
art-37-6/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-2/item-1
a written document:when the document is issued; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 記録媒体に記録された電磁的記録 当該記録媒体を発送した時
art-37-6/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-2/item-2
electronic or magnetic records contained in a recording medium:when the recording medium is sent.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 金融商品取引業者等は、第一項の規定による金融商品取引契約の解除があつた場合には、当該金融商品取引契約の解除までの期間に相当する手数料、報酬その他の当該金融商品取引契約に関して顧客が支払うべき対価（次項において「対価」という。）の額として内閣府令で定める金額を超えて当該金融商品取引契約の解除に伴う損害賠償又は違約金の支払を請求することができない。
art-37-6/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-3
If a financial instruments transaction contract becomes subject to a cancelation under paragraph (1), the financial instruments business operator, etc. may not request the customer to pay damages or a penalty for the cancellation of that financial instruments transaction contract beyond the amount specified by Cabinet Office Order as the amount of fees, remuneration, or other consideration payable by the customer with regard to that financial instruments transaction contract (referred to as a "consideration" in the following paragraph) for the period until the cancellation of that financial instruments transaction contract.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 金融商品取引業者等は、第一項の規定による金融商品取引契約の解除があつた場合において、当該金融商品取引契約に係る対価の前払を受けているときは、これを顧客に返還しなければならない。ただし、前項の内閣府令で定める金額については、この限りでない。
art-37-6/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-4
If a financial instruments transaction contract becomes subject to a cancellation under paragraph (1), the financial instruments business operator, etc. must refund any consideration paid in advance for the relevant financial instruments transaction contract to the customer that paid it; provided, however, that this does not apply to the amount specified by Cabinet Office Order as prescribed in the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 前各項の規定に反する特約で顧客に不利なものは、無効とする。
art-37-6/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-5
Any special provision that is contrary to the provisions of the preceding paragraphs and disadvantageous to a customer is void.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十七条の七（指定紛争解決機関との契約締結義務等） — (Obligation to Conclude a Contract with a Designated Dispute Resolution Organization)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-37-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7
**第一項** 金融商品取引業者等は、次の各号に掲げる場合の区分に応じ、当該各号に定める措置を講じなければならない。
art-37-7/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1
A financial instruments business operator, etc. must take the measures specified in the following items in accordance with the category of cases set forth in each of those item:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 当該金融商品取引業者等（登録金融機関を除く。次号から第五号までにおいて同じ。）が第一種金融商品取引業を行う者である場合 次のイ又はロに掲げる場合の区分に応じ、当該イ又はロに定める措置
art-37-7/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-1
if the financial instruments business operator, etc. (excluding a registered financial institution; the same applies in the following item to item (v)) engages in type-I financial instruments business: the measures specified in the relevant one of the following (a) and (b) for the category of cases set forth in (a) or (b):
machine translation, not official
**イ** 指定第一種紛争解決機関（指定紛争解決機関（第百五十六条の三十八第一項に規定する指定紛争解決機関をいう。以下この章及び第五章の四において同じ。）であつてその紛争解決等業務の種別（同条第十三項に規定する紛争解決等業務の種別をいう。以下この章及び第五章の四において同じ。）が特定第一種金融商品取引業務（同条第二項に規定する特定第一種金融商品取引業務をいう。以下この号において同じ。）であるものをいう。以下この号及び第三項第二号において同じ。）が存在する場合 一の指定第一種紛争解決機関との間で特定第一種金融商品取引業務に係る手続実施基本契約（同条第十四項に規定する手続実施基本契約をいう。以下この章及び第五章の四において同じ。）を締結する措置
art-37-7/par-1/item-1/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-1/sub-1
if there is a designated type-I dispute resolution organization (meaning a designated dispute resolution organization (meaning a designated dispute resolution organization as defined in Article 156-38, paragraph (1); hereinafter the same applies in this Chapter and Chapter V-4) for which the category of dispute resolution services (meaning the category of dispute resolution services as defined in paragraph (13) of that Article; hereinafter the same applies in this Chapter and Chapter V-4) is specified type-I financial instruments business (meaning specified type-I financial instruments business as defined in paragraph (2) of that Article; hereinafter the same applies in this item); hereinafter the same applies in this item and paragraph (3), item (ii)): measures to conclude a basic contract for the implementation of dispute resolution procedures (meaning a basic contract for the implementation of dispute resolution procedures as defined in paragraph (14) of that Article; hereinafter the same applies in this Chapter and Chapter V-4) in connection with specified type-I financial instruments business with a single designated type-I dispute resolution organization;
machine translation, not official
**ロ** 指定第一種紛争解決機関が存在しない場合 特定第一種金融商品取引業務に関する苦情処理措置（顧客（顧客以外の第四十二条第一項に規定する権利者を含む。ロにおいて同じ。）からの苦情の処理の業務に従事する使用人その他の従業者に対する助言若しくは指導を第百五十六条の五十第三項第三号に掲げる者に行わせること又はこれに準ずるものとして内閣府令で定める措置をいう。以下この章及び第五章の四において同じ。）及び紛争解決措置（顧客との紛争の解決を認証紛争解決手続（裁判外紛争解決手続の利用の促進に関する法律（平成十六年法律第百五十一号）第二条第三号に規定する認証紛争解決手続をいう。）により図ること又はこれに準ずるものとして内閣府令で定める措置をいう。以下この章及び第五章の四において同じ。）
art-37-7/par-1/item-1/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-1/sub-2
if there is no designated type-I dispute resolution organization:complaint processing measures (meaning measures to have the person set forth in Article 156-50, paragraph (3), item (iii) provide advice or guidance to the employee or any other worker engaged in the business of processing complaints from customers (including the right holders provided for in Article 42, paragraph (1) that are other than customers; the same applies in (b)) or any other measures specified by Cabinet Office Order as being equivalent thereto; hereinafter the same applies in this Chapter and Chapter V-4) and dispute resolution measures (meaning measures to resolve disputes with customers through certified dispute resolution procedures (meaning certified dispute resolution procedures as defined in Article 2, item (iii) of the Act on Promotion of Use of Alternative Dispute Resolution (Act No. 151 of 2004)) or any other measures specified by Cabinet Office Order as being equivalent thereto) in connection with specified type-I financial instruments business;
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "if there is no designated type-I dispute resolution organization:complaint processing measures (meaning measures to have the person set forth in Article 156-50, paragraph (3), item (iii) provide advice or guidance to the employee or any other worker engaged in the business of processing complaints from customers (including the right holders provided for in Article 42, paragraph (1) that are other than customers; the same applies in (b)) or any other measures specified by Cabinet Office Order as being equivalent thereto; hereinafter the same applies in this Chapter and Chapter V-4)) and dispute resolution measures (meaning measures to resolve disputes with customers through certified dispute resolution procedures (meaning certified dispute resolution procedures as defined in Article 2, item (iii) of the Act on Promotion of Use of Alternative Dispute Resolution (Act No. 151 of 2004)) or any other measures specified by Cabinet Office Order as being equivalent thereto) in connection with specified type-I financial instruments business;" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**二** 当該金融商品取引業者等が第二種金融商品取引業を行う者である場合 次のイ又はロに掲げる場合の区分に応じ、当該イ又はロに定める措置
art-37-7/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-2
if the financial instruments business operator, etc. engages in type-II financial instruments business: the measures specified in the relevant of the following (a) and (b) for the category of cases set forth in (a) or (b):
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 指定第二種紛争解決機関（指定紛争解決機関であつてその紛争解決等業務の種別が特定第二種金融商品取引業務（第百五十六条の三十八第三項に規定する特定第二種金融商品取引業務をいう。以下この号において同じ。）であるものをいう。以下この号及び第三項第二号において同じ。）が存在する場合 一の指定第二種紛争解決機関との間で特定第二種金融商品取引業務に係る手続実施基本契約を締結する措置
art-37-7/par-1/item-2/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-2/sub-1
if there is a designated type-II dispute resolution organization (meaning a designated dispute resolution organization for which the category of dispute resolution services is specified type-II financial instruments business (meaning specified type-II financial instruments business defined in Article 156-38, paragraph (3); hereinafter the same applies in this item); hereinafter the same applies in this item and paragraph (3), item (ii)):measures to conclude a basic contract for the implementation of dispute resolution procedures in connection with specified type-II financial instruments business with a single designated type-II dispute resolution organization;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 指定第二種紛争解決機関が存在しない場合 特定第二種金融商品取引業務に関する苦情処理措置及び紛争解決措置
art-37-7/par-1/item-2/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-2/sub-2
if there is no designated type-II dispute resolution organization:complaint processing measures and dispute resolution measures in connection with specified type-II financial instruments business;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 当該金融商品取引業者等が投資助言・代理業を行う者である場合 次のイ又はロに掲げる場合の区分に応じ、当該イ又はロに定める措置
art-37-7/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-3
if the financial instruments business operator, etc. engages in investment advisory and agency business: the measures specified in the relevant of the following (a) and (b) for the category of cases set forth in (a) or (b):
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 指定投資助言・代理紛争解決機関（指定紛争解決機関であつてその紛争解決等業務の種別が特定投資助言・代理業務（第百五十六条の三十八第四項に規定する特定投資助言・代理業務をいう。以下この号において同じ。）であるものをいう。以下この号及び第三項第二号において同じ。）が存在する場合 一の指定投資助言・代理紛争解決機関との間で特定投資助言・代理業務に係る手続実施基本契約を締結する措置
art-37-7/par-1/item-3/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-3/sub-1
if there is a designated investment advisory and agency business dispute resolution organization (meaning a designated dispute resolution organization for which the category of dispute resolution services is specified investment advisory and agency business (meaning specified investment advisory and agency business as defined in Article 156-38, paragraph (4); hereinafter the same applies in this item); hereinafter the same applies in this item and paragraph (3), item (ii)):measures to conclude a basic contract for the implementation of dispute resolution procedures in connection with specified investment advisory and agency business with a single designated investment advisory and agency business dispute resolution organization;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 指定投資助言・代理紛争解決機関が存在しない場合 特定投資助言・代理業務に関する苦情処理措置及び紛争解決措置
art-37-7/par-1/item-3/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-3/sub-2
if there is no designated investment advisory and agency business dispute resolution organization:complaint processing measures and dispute resolution measures in connection with specified investment advisory and agency business;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 当該金融商品取引業者等が投資運用業を行う者である場合 次のイ又はロに掲げる場合の区分に応じ、当該イ又はロに定める措置
art-37-7/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-4
if the financial instruments business operator, etc. engages in investment management business: the measures specified in the relevant of the following (a) and (b) for the category of cases set forth in (a) or (b):
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 指定投資運用紛争解決機関（指定紛争解決機関であつてその紛争解決等業務の種別が特定投資運用業務（第百五十六条の三十八第五項に規定する特定投資運用業務をいう。以下この号において同じ。）であるものをいう。以下この号及び第三項第二号において同じ。）が存在する場合 一の指定投資運用紛争解決機関との間で特定投資運用業務に係る手続実施基本契約を締結する措置
art-37-7/par-1/item-4/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-4/sub-1
if there is a designated investment management dispute resolution organization (meaning a designated dispute resolution organization for which the category of dispute resolution services is specified investment management business (meaning specified investment management business as defined in Article 156-38, paragraph (5); hereinafter the same applies in this item); hereinafter the same applies in this item and paragraph (3), item (ii)):measures to conclude a basic contract for the implementation of dispute resolution procedures in connection with specified investment management business with a single designated investment management dispute resolution organization;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 指定投資運用紛争解決機関が存在しない場合 特定投資運用業務に関する苦情処理措置及び紛争解決措置
art-37-7/par-1/item-4/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-4/sub-2
if there is no designated investment management dispute resolution organization:complaint processing measures and dispute resolution measures in connection with specified investment management business;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 当該金融商品取引業者等が暗号資産取引業を行う者である場合 次のイ又はロに掲げる場合の区分に応じ、当該イ又はロに定める措置
art-37-7/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-5
if the financial instruments business operator, etc. engages in cryptoasset trading business: the measures specified in the relevant of the following (a) and (b) for the category of cases set forth in (a) or (b):
machine translation, not official
**イ** 指定暗号資産取引紛争解決機関（指定紛争解決機関であつてその紛争解決等業務の種別が特定暗号資産取引業務（第百五十六条の三十八第六項に規定する特定暗号資産取引業務をいう。以下この号において同じ。）であるものをいう。以下この号及び第三項第二号において同じ。）が存在する場合 一の指定暗号資産取引紛争解決機関との間で特定暗号資産取引業務に係る手続実施基本契約を締結する措置
art-37-7/par-1/item-5/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-5/sub-1
if there is a designated cryptoasset trading dispute resolution organization (meaning a designated dispute resolution organization for which the category of dispute resolution services is specified cryptoasset trading business (meaning specified cryptoasset trading business as defined in Article 156-38, paragraph (6); hereinafter the same applies in this item); hereinafter the same applies in this item and paragraph (3), item (ii)): measures to conclude a basic contract for the implementation of dispute resolution procedures in connection with specified cryptoasset trading business with a single designated cryptoasset trading dispute resolution organization;
machine translation, not official
**ロ** 指定暗号資産取引紛争解決機関が存在しない場合 特定暗号資産取引業務に関する苦情処理措置及び紛争解決措置
art-37-7/par-1/item-5/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-5/sub-2
if there is no designated cryptoasset trading dispute resolution organization: complaint processing measures and dispute resolution measures in connection with specified cryptoasset trading business.
machine translation, not official
**六** 当該金融商品取引業者等が登録金融機関である場合 次のイ又はロに掲げる場合の区分に応じ、当該イ又はロに定める措置
art-37-7/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-6
if the financial instruments business operator, etc. is a registered financial institution: the measures specified in the relevant of the following (a) and (b) for the category of cases set forth in (a) or (b):
machine translation, not official
**イ** 指定登録金融機関紛争解決機関（指定紛争解決機関であつてその紛争解決等業務の種別が特定登録金融機関業務（第百五十六条の三十八第七項に規定する特定登録金融機関業務をいう。以下この号において同じ。）であるものをいう。以下この号及び第三項第二号において同じ。）が存在する場合 一の指定登録金融機関紛争解決機関との間で特定登録金融機関業務に係る手続実施基本契約を締結する措置
art-37-7/par-1/item-6/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-6/sub-1
if there is a designated dispute resolution organization for registered financial institutions (meaning a designated dispute resolution organization for which the category of dispute resolution services is the specified services of a registered financial institution (meaning specified services of a registered financial institution as defined in Article 156-38, paragraph (7); hereinafter the same applies in this item); hereinafter the same applies in this item and paragraph (3), item (ii)):measures to conclude a basic contract for the implementation of dispute resolution procedures in connection with the specified services of a registered financial institution with a single designated dispute resolution organization for registered financial institutions;
machine translation, not official
**ロ** 指定登録金融機関紛争解決機関が存在しない場合 特定登録金融機関業務に関する苦情処理措置及び紛争解決措置
art-37-7/par-1/item-6/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-6/sub-2
if there is no designated dispute resolution organization for registered financial institutions:complaint processing measures and dispute resolution measures in connection with the specified services of a registered financial institution.
machine translation, not official
**第二項** 金融商品取引業者等は、前項の規定により手続実施基本契約を締結する措置を講じた場合には、当該手続実施基本契約の相手方である指定紛争解決機関の商号又は名称を公表しなければならない。
art-37-7/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-2
Once a financial instruments business operator has taken measures to conclude a basic contract for the implementation of dispute resolution procedures pursuant to the provisions of the preceding paragraph, it must disclose the trade name or name of the designated dispute resolution organization that is the counterparty to the basic contract for the implementation of dispute resolution procedures.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項の規定は、次の各号に掲げる場合の区分に応じ、当該各号に定める期間においては、適用しない。
art-37-7/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-3
The provisions of paragraph (1) do not apply during the period specified in the relevant of the following items for the category of cases set forth in each item:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第一項第一号イ、第二号イ、第三号イ、第四号イ、第五号イ又は第六号イに掲げる場合に該当していた場合において、同項第一号ロ、第二号ロ、第三号ロ、第四号ロ、第五号ロ又は第六号ロに掲げる場合に該当することとなつたとき 第百五十六条の六十第一項の規定による紛争解決等業務の廃止の認可又は第百五十六条の六十一第一項の規定による指定の取消しの時に、第一項第一号ロ、第二号ロ、第三号ロ、第四号ロ、第五号ロ又は第六号ロに定める措置を講ずるために必要な期間として内閣総理大臣が定める期間
art-37-7/par-3/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-3/item-1
if a case that fell under a category of cases set forth in paragraph (1), item (i), (a); item (ii), (a); item (iii), (a); item (iv), (a); item (v), (a); or item (vi), (a); has come to fall under a category of cases set forth in item (i), (b); item (ii), (b); item (iii), (b); item (iv), (b); item (v), (b); or item (vi), (b) of that paragraph:the period specified by the Prime Minister as the period needed for taking the measures specified in paragraph (1), item (i), (b); item (ii), (b); item (iii), (b); item (iv), (b); item (v), (b); or item (vi), (b); at the time of granting authorization for the discontinuation of dispute resolution services under Article 156-60, paragraph (1) or at the time of rescinding the designation under Article 156-61, paragraph (1);
machine translation, not official
**二** 第一項第一号イ、第二号イ、第三号イ、第四号イ、第五号イ又は第六号イに掲げる場合に該当していた場合において、同項第一号イの一の指定第一種紛争解決機関、同項第二号イの一の指定第二種紛争解決機関、同項第三号イの一の指定投資助言・代理紛争解決機関、同項第四号イの一の指定投資運用紛争解決機関、同項第五号イの一の指定暗号資産取引紛争解決機関若しくは同項第六号イの一の指定登録金融機関紛争解決機関（以下この号において「指定種別紛争解決機関」と総称する。）の紛争解決等業務の廃止が第百五十六条の六十第一項の規定により認可されたとき、又は指定種別紛争解決機関の第百五十六条の三十九第一項の規定による指定が第百五十六条の六十一第一項の規定により取り消されたとき（前号に掲げる場合を除く。） その認可又は取消しの時に、第一項第一号イ、第二号イ、第三号イ、第四号イ、第五号イ又は第六号イに定める措置を講ずるために必要な期間として内閣総理大臣が定める期間
art-37-7/par-3/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-3/item-2
if a case formerly fell under a category of cases set forth in paragraph (1), item (i), (a); item (ii), (a); item (iii), (a); item (iv), (a); item (v), (a); or item (vi), (a); but the discontinuation of the dispute resolution services of a single designated type-I dispute resolution organization under item (i), (a) of that paragraph; a single designated type-II dispute resolution organization under item (ii), (a) of that paragraph; a single designated investment advisory and agency business dispute resolution organization under item (iii), (a) of that paragraph; a single designated investment management dispute resolution organization under item (iv), (a) of that paragraph; a single designated cryptoasset trading dispute resolution organization under item (v), (a) of that paragraph; or a single designated dispute resolution organization for registered financial institutions under item (vi), (a) of that paragraph (hereinafter collectively referred to as the "designated dispute resolution organization for each category of business" in this item) has been authorized under Article 156-60, paragraph (1) or the designation under Article 156-39, paragraph (1) has been rescinded for the designated dispute resolution organization for each category of business pursuant to Article 156-61, paragraph (1) (excluding in a case set forth in the preceding item):the period specified by the Prime Minister as the period needed for taking the measures specified in paragraph (1), item (i), (a); item (ii), (a); item (iii), (a); item (iv), (a); item (v), (a); or item (vi), (a); at the time of granting such authorization or at the time of rescinding the designation; and
machine translation, not official
**三** 第一項第一号ロ、第二号ロ、第三号ロ、第四号ロ、第五号ロ又は第六号ロに掲げる場合に該当していた場合において、同項第一号イ、第二号イ、第三号イ、第四号イ、第五号イ又は第六号イに掲げる場合に該当することとなつたとき 第百五十六条の三十九第一項の規定による指定の時に、第一項第一号イ、第二号イ、第三号イ、第四号イ、第五号イ又は第六号イに定める措置を講ずるために必要な期間として内閣総理大臣が定める期間
art-37-7/par-3/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-3/item-3
if a case formerly fell under a category of cases set forth in paragraph (1), item (i), (b); item (ii), (b); item (iii), (b); item (iv), (b); item (v), (b); or item (vi), (b); but come to fall under the cases set forth in item (i), (a); item (ii), (a); item (iii), (a); item (iv), (a); item (v), (a); or item (vi), (a) of that paragraph:the period specified by the Prime Minister as the period needed for taking the measures specified in paragraph (1), item (i), (a); item (ii), (a); item (iii), (a); item (iv), (a); item (v), (a); or item (vi), (a) at the time of the designation under Article 156-39, paragraph (1).
machine translation, not official
### 第三十八条（禁止行為） — (Prohibited Actions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-38 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38
**第一項** 金融商品取引業者等又はその役員若しくは使用人は、次に掲げる行為をしてはならない。ただし、第四号から第六号までに掲げる行為にあつては、投資者の保護に欠け、取引の公正を害し、又は金融商品取引業の信用を失墜させるおそれのないものとして内閣府令で定めるものを除く。
art-38/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1
It is prohibited for a financial instruments business operator, etc. or their officer or employee to engage in any of the following acts; provided, however, that for the acts set forth in items (iv) through (vi) that are specified by Cabinet Office Order as being unlikely to result in insufficient investor protection, harm the fairness of transactions, or cause financial instruments business lose credibility:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 金融商品取引契約の締結又はその勧誘に関して、顧客に対し虚偽のことを告げる行為
art-38/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-1
providing a customer with false information in connection with the conclusion of a financial instruments transaction contract or in connection with its solicitation;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 顧客に対し、不確実な事項について断定的判断を提供し、又は確実であると誤解させるおそれのあることを告げて金融商品取引契約の締結の勧誘をする行為
art-38/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-2
providing a customer with a conclusive assessment of a matter that is uncertain or with information that could mislead the customer into believing that a matter that is uncertain is actually certain, thereby soliciting the customer to conclude a financial instruments transaction contract;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 顧客に対し、信用格付業者以外の信用格付業を行う者の付与した信用格付（投資者の保護に欠けるおそれが少ないと認められるものとして内閣府令で定めるものを除く。）について、当該信用格付を付与した者が第六十六条の二十七の登録を受けていない者である旨及び当該登録の意義その他の事項として内閣府令で定める事項を告げることなく提供して、金融商品取引契約の締結の勧誘をする行為
art-38/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-3
supplying a customer with a credit rating that has been determined by a person engaged in credit rating services other than a credit rating agency (excluding a credit rating specified by Cabinet Office Order as one that is found to have little likelihood of resulting in insufficient investor protection), without informing the customer that the person giving the credit rating is not registered as referred to in Article 66-27 and without informing the customer of the matters specified by Cabinet Office Order, including the significance of such a registration and any other matters, thereby soliciting the customer to conclude a financial instruments transaction contract;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 金融商品取引契約（当該金融商品取引契約の内容その他の事情を勘案し、投資者の保護を図ることが特に必要なものとして政令で定めるものに限る。）の締結の勧誘の要請をしていない顧客に対し、訪問し又は電話をかけて、金融商品取引契約の締結の勧誘をする行為
art-38/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-4
visiting or telephoning a customer that is not asking to be solicited for the conclusion of a financial instruments transaction contract (limited to one that is specified by Cabinet Order in consideration of the content of the financial instruments transaction contract and other circumstances, as a contract in connection with which it is particularly necessary to ensure the protection of investors), and soliciting such a customer to conclude a financial instruments transaction contract;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 金融商品取引契約（当該金融商品取引契約の内容その他の事情を勘案し、投資者の保護を図ることが必要なものとして政令で定めるものに限る。）の締結につき、その勧誘に先立つて、顧客に対し、その勧誘を受ける意思の有無を確認することをしないで勧誘をする行為
art-38/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-5
soliciting a customer to conclude a financial instruments transaction contract (limited to one that is specified by Cabinet Order in consideration of the contents of the financial instruments transaction contract and other circumstances, as a contract in connection with which it is necessary to ensure the protection of investors) without obtaining confirmation from the customer, prior to solicitation, regarding whether or not the customer is willing to be solicited;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 金融商品取引契約（当該金融商品取引契約の内容その他の事情を勘案し、投資者の保護を図ることが必要なものとして政令で定めるものに限る。）の締結の勧誘を受けた顧客が当該金融商品取引契約を締結しない旨の意思（当該勧誘を引き続き受けることを希望しない旨の意思を含む。）を表示したにもかかわらず、当該勧誘を継続する行為
art-38/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-6
continuing to solicit a customer to conclude a financial instruments transaction contract (limited to one that is specified by Cabinet Order in consideration of the content of the financial instruments transaction contract and other circumstances, as a contract in connection with which it is necessary to ensure the protection of investors) despite the customer having manifested an intention that indicates an unwillingness to conclude such a financial instruments transaction contract (including an intention that indicates a wish not to continue to be solicited) after being solicited;
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "continuing to solicit a customer to conclude a financial instruments transaction contract (limited one that is specified by Cabinet Order in consideration of the content of the financial instruments transaction contract and other circumstances, as a contract in connection with which it is necessary to ensure the protection of investors) despite the customer having manifested an intention that indicates an unwillingness to conclude such a financial instruments transaction contract (including the an intention that indicates a wish not to continue to be solicited) after being solicited;" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**七** 自己又は第三者の利益を図る目的をもつて、特定金融指標算出者（第百五十六条の八十五第一項に規定する特定金融指標算出者をいう。以下この号において同じ。）に対し、特定金融指標の算出に関し、正当な根拠を有しない算出基礎情報（特定金融指標の算出の基礎として特定金融指標算出者に対して提供される価格、指標、数値その他の情報をいう。）を提供する行為
art-38/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-7
providing a specified financial index administrator (meaning the specified financial index administrator prescribed in Article 156-85, paragraph (1); hereinafter the same applies in this item) with calculation basis data (meaning the price, index, figure, or any other information provided to the specified financial index administrator as the basis for calculation of specified financial indexes) to benefit itself or a third party;
Ministry of Justice translation — Japanese Law Translation Database System
**八** 高速取引行為者（金融商品取引業者等及び取引所取引許可業者（金融商品取引業若しくは登録金融機関業務又は取引所取引業務として高速取引行為を行う者として政令で定める者に限る。）を含む。）以外の者が行う高速取引行為に係る有価証券の売買又は市場デリバティブ取引の委託を受ける行為その他これに準ずるものとして内閣府令で定める行為
art-38/par-1/item-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-8
accepting consignment of a purchase and sale of securities or a market derivatives transaction related to high-speed trading conducted by a person other than a high-speed trader (including a financial instruments business operator, etc. or an authorized firm for on-exchange transactions (limited to a person specified by Cabinet Order as a person that engages in high-speed trading as financial instruments business, services of a registered financial institution, or on-exchange transaction services)), and other acts specified by Cabinet Office Order as being equivalent to them; and
Ministry of Justice translation — Japanese Law Translation Database System
**九** 前各号に掲げるもののほか、投資者の保護に欠け、若しくは取引の公正を害し、又は金融商品取引業の信用を失墜させるものとして内閣府令で定める行為
art-38/par-1/item-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-9
acts other than what is set forth in the preceding items, which are specified by Cabinet Office Order as acts that result in insufficient investor protection, harm the fairness of transactions, or cause a loss of confidence in the financial instruments business.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十八条の二
art-38-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-38-2
**第一項** 金融商品取引業者等は、その行う投資助言・代理業又は投資運用業に関して、次に掲げる行為をしてはならない。
art-38-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-38-2/par-1
A financial instruments business operator, etc. must not engage in any of the following acts in connection with the investment advisory and agency business or investment management business it conducts:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 投資顧問契約、投資一任契約若しくは第二条第八項第十二号イに掲げる契約の締結又は解約に関し、偽計を用い、又は暴行若しくは脅迫をする行為
art-38-2/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-38-2/par-1/item-1
using fraudulent means, committing assault, or using intimidation in connection with the conclusion or cancellation of an investment advisory contract, discretionary investment contract, or contract specified in Article 2, paragraph (8), item (xii), (b); and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 顧客を勧誘するに際し、顧客に対して、損失の全部又は一部を補てんする旨を約束する行為
art-38-2/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-38-2/par-1/item-2
promising a customer, at the time of solicitation, that any loss that may arise will be compensated in whole or in part.
Ministry of Justice translation — Japanese Law Translation Database System
### 第三十九条（損失補塡等の禁止） — (Prohibition on Compensation of Loss)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-39 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39
**第一項** 金融商品取引業者等は、次に掲げる行為をしてはならない。
art-39/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-1
A financial instruments business operator, etc. must not engage in any of the following acts:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 有価証券若しくは暗号資産の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）につき、当該有価証券若しくは暗号資産又はデリバティブ取引（以下この条において「有価証券等」という。）について顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券若しくは暗号資産の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）に損失が生ずることとなり、又はあらかじめ定めた額の利益が生じないこととなつた場合には自己又は第三者がその全部又は一部を補塡し、又は補足するため当該顧客又は第三者に財産上の利益を提供する旨を、当該顧客又はその指定した者に対し、申し込み、若しくは約束し、又は第三者に申し込ませ、若しくは約束させる行為
art-39/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-1/item-1
making an offer or promise, or having a third party make an offer or promise, in connection with a purchase and sale or other transaction of securities or cryptoassets (excluding a purchase and sale with a repurchase requirement and a predetermined repurchase price, and other transactions specified by Cabinet Order) or a derivatives transaction (hereinafter collectively referred to as a "purchase and sale or other transaction of securities, etc." in this Article), to a customer or to a person designated by the customer, that in the event that the customer (if a trust company, etc. (meaning a trust company or a financial institution that has obtained the authorization referred to in Article 1, paragraph (1) of the Act on Engagement in Trust Business by Financial Institutions; the same applies hereinafter) conducts the purchase and sale of securities or cryptoassets or a derivatives transaction on the account of a person that establishes a trust based on a trust contract, this includes the person that establishes the trust; hereinafter the same applies in this Article) incurs a loss from the securities or cryptoassets or derivatives transaction (hereinafter collectively referred to as "securities, etc." in this Article), or in the event that a predetermined amount of profit does not accrue from those securities, etc., the financial instruments business operator, etc. or a third party will cover the whole or part of the loss or provide the customer or a third party with an economic benefit to supplement its profits;
machine translation, not official
**二** 有価証券売買取引等につき、自己又は第三者が当該有価証券等について生じた顧客の損失の全部若しくは一部を補塡し、又はこれらについて生じた顧客の利益に追加するため当該顧客又は第三者に財産上の利益を提供する旨を、当該顧客又はその指定した者に対し、申し込み、若しくは約束し、又は第三者に申し込ませ、若しくは約束させる行為
art-39/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-1/item-2
making an offer or promise, or having a third party make an offer or promise, in connection with a purchase and sale or other transaction of securities, etc., to a customer or to a person designated by the customer, that the financial instruments business operator, etc. or a third party will cover the whole or part of a loss that the customer has incurred in connection with the relevant securities, etc., or will add to the profits that the customer has accrued in connection with those securities, etc.; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 有価証券売買取引等につき、当該有価証券等について生じた顧客の損失の全部若しくは一部を補塡し、又はこれらについて生じた顧客の利益に追加するため、当該顧客又は第三者に対し、財産上の利益を提供し、又は第三者に提供させる行為
art-39/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-1/item-3
providing an economic benefit to a customer or third party, or having a third party provide an economic benefit to a customer or third party, in connection with a purchase and sale or other transaction of securities, etc., in order to cover the whole or part of a loss that the customer has incurred in connection with the relevant securities, etc., or in order to add to the profit that the customer has accrued in connection with those securities, etc.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者等の顧客は、次に掲げる行為をしてはならない。
art-39/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-2
The customer of a financial instruments business operator, etc. must not engage in any of the following acts:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 有価証券売買取引等につき、金融商品取引業者等又は第三者との間で、前項第一号の約束をし、又は第三者に当該約束をさせる行為（当該約束が自己がし、又は第三者にさせた要求による場合に限る。）
art-39/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-2/item-1
being party to, or having a third party be party to, the promise referred to in item (i) of the preceding paragraph (but only if that promise is based on a request that the customer makes personally or has a third party make), with the financial instruments business operator, etc. or a third party, in connection with a purchase and sale or other transaction of securities, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 有価証券売買取引等につき、金融商品取引業者等又は第三者との間で、前項第二号の約束をし、又は第三者に当該約束をさせる行為（当該約束が自己がし、又は第三者にさせた要求による場合に限る。）
art-39/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-2/item-2
being party to, or having a third party be party to, the promise referred to in item (ii) of the preceding paragraph (but only if that promise is based on a request that the customer makes personally or has a third party make), with the financial instruments business operator, etc. or a third party in connection with a purchase and sale or other transaction of securities, etc.; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 有価証券売買取引等につき、金融商品取引業者等又は第三者から、前項第三号の提供に係る財産上の利益を受け、又は第三者に当該財産上の利益を受けさせる行為（前二号の約束による場合であつて当該約束が自己がし、又は第三者にさせた要求によるとき及び当該財産上の利益の提供が自己がし、又は第三者にさせた要求による場合に限る。）
art-39/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-2/item-3
receiving an economic benefit that is provided as referred to in item (iii) of the preceding paragraph or having a third party receive such an economic benefit (but only if this is based on a promise referred to in any of the preceding two items, if that promise is based on a request that the customer makes personally or has a third party make, and if the economic benefit is provided based on a request that the customer makes personally or has a third party make) from a financial instruments business operator, etc. or a third party, in connection with a purchase and sale or other transaction of securities, etc.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第一項の規定は、同項各号の申込み、約束又は提供が事故（金融商品取引業者等又はその役員若しくは使用人の違法又は不当な行為であつて当該金融商品取引業者等とその顧客との間において争いの原因となるものとして内閣府令で定めるものをいう。以下この節及び次節において同じ。）による損失の全部又は一部を補塡するために行うものである場合には、適用しない。ただし、同項第二号の申込み又は約束及び同項第三号の提供にあつては、その補塡に係る損失が事故に起因するものであることにつき、当該金融商品取引業者等があらかじめ内閣総理大臣の確認を受けている場合その他内閣府令で定める場合に限る。
art-39/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-3
The provisions of paragraph (1) do not apply if the offer, promise, or provision of an economic benefit as referred to in the items of that paragraph is done in order to cover the whole or a part of a loss incurred due to problematic conduct (meaning illegal or wrongful conduct by a financial instruments business operator, etc. or its officer or employee, which is specified by Cabinet Office Order as a potential cause of a dispute between a financial instruments business operator, etc. and its customer; hereinafter the same applies in this and the following Sections); provided, however, that with regard to the offer or promise referred to in item (ii) of that paragraph or the provision of an economic benefit as referred to in item (iii) of that paragraph, this only applies if the financial instruments business operator, etc. receives confirmation from the Prime Minister in advance that the loss to be covered was incurred due to problematic conduct, or in a case that is otherwise specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 第一項（第三号に係る部分に限る。）の規定は、同号の財産上の利益が、顧客と金融商品取引業者等との間で行われる有価証券の売買その他の取引に係る金銭の授受の用に供することを目的としてその受益権が取得され、又は保有されるものとして内閣府令で定める投資信託（投資信託及び投資法人に関する法律第二条第三項に規定する投資信託をいう。第六項及び第四十二条の二第六号において同じ。）の元本に生じた損失の全部又は一部を補塡するため金融商品取引業者等（第二条第八項第九号に掲げる行為を業として行う者に限る。第六項において同じ。）により提供されたものである場合には、適用しない。
art-39/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-4
The provisions of paragraph (1) (limited to the part that involves item (iii)) do not apply if the economic benefit referred to in that item has been provided by a financial instruments business operator, etc. (limited to a person that performs the acts set forth in Article 2, paragraph (8), item (ix) on a regular basis; the same applies in paragraph (6)) to cover the whole or part of a loss caused to the principal of an investment trust (meaning the investment trust defined in Article 2, paragraph (3) of the Act on Investment Trusts and Investment Corporations; hereinafter the same applies in paragraph (6) and Article 42-2, item (vi)) specified by Cabinet Office Order as those of which beneficial interest is acquired or held for the purpose of providing it for paying or receiving money in the purchase and sale of securities or any other transactions between a customer and a financial instruments business operator, etc.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 第二項の規定は、同項第一号又は第二号の約束が事故による損失の全部又は一部を補塡する旨のものである場合及び同項第三号の財産上の利益が事故による損失の全部又は一部を補塡するため提供されたものである場合には、適用しない。
art-39/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-5
The provisions of paragraph (2) do not apply if the promise referred to in item (i) or (ii) of that paragraph is a promise to cover the whole or part of a loss incurred due to problematic conduct, or if the economic benefit referred to in item (iii) of that paragraph is provided in order to cover the whole or part of a loss incurred due to problematic conduct.
Ministry of Justice translation — Japanese Law Translation Database System
**第六項** 第二項（第三号に係る部分に限る。）の規定は、同号の財産上の利益が、第四項の投資信託の元本に生じた損失の全部又は一部を補塡するため金融商品取引業者等により提供されたものである場合には、適用しない。
art-39/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-6
The provisions of paragraph (2) (limited to the part that involves item (iii)) do not apply if the economic benefit referred to in that item has been provided by a financial instruments business operator, etc. to cover the whole or part of a loss caused to the principal of the investment trust referred to in paragraph (4).
Ministry of Justice translation — Japanese Law Translation Database System
**第七項** 第三項ただし書の確認を受けようとする者は、内閣府令で定めるところにより、その確認を受けようとする事実その他の内閣府令で定める事項を記載した申請書に当該事実を証するために必要な書類として内閣府令で定めるものを添えて内閣総理大臣に提出しなければならない。
art-39/par-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-7
A person seeking to receive the confirmation referred to in the proviso to paragraph (3) must submit a written application stating the fact regarding which confirmation is sought and other particulars specified by Cabinet Office Order to the Prime Minister pursuant to the provisions of Cabinet Office Order, accompanied by a document specified by Cabinet Office Order as being necessary for proving the relevant fact.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十条（適合性の原則等） — (Principle of Suitability)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-40 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40
**第一項** 金融商品取引業者等は、業務の運営の状況が次の各号のいずれかに該当することのないように、その業務を行わなければならない。
art-40/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40/par-1
A financial instruments business operator, etc. must conduct its business in such a manner that the state of its business operations does not fall under any of the following items:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 金融商品取引行為について、顧客の知識、経験、財産の状況及び金融商品取引契約を締結する目的に照らして不適当と認められる勧誘を行つて投資者の保護に欠けることとなつており、又は欠けることとなるおそれがあること。
art-40/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40/par-1/item-1
its issuance of a solicitation in connection with an act that constitutes a financial instruments transaction which is found to be inappropriate in light of customer knowledge, customer experience, the state of customer assets, or the purpose for which a financial instruments transaction contract is concluded, results in or is likely to result in insufficient investor protection; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 前号に掲げるもののほか、業務に関して取得した顧客に関する情報の適正な取扱いを確保するための措置を講じていないと認められる状況、その他業務の運営の状況が公益に反し、又は投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定める状況にあること。
art-40/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40/par-1/item-2
beyond what is set forth in the preceding item, the state of business operations is such that the financial instruments business operator, etc. is found not to have taken measures to ensure the appropriate handling of customer information it has obtained in the course of the business, or business operations are otherwise in a state specified by Cabinet Office Order as one that is contrary to the public interest or that is likely to compromise the protection of investors.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十条の二（最良執行方針等） — (Best Execution Policy)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-40-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40-2
**第一項** 金融商品取引業者等は、有価証券及び暗号資産の売買並びにデリバティブ取引（政令で定めるものを除く。以下この条において「有価証券等取引」という。）に関する顧客の注文について、政令で定めるところにより、最良の取引の条件で執行するための方針及び方法（以下この条において「最良執行方針等」という。）を定めなければならない。
art-40-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40-2/par-1
A financial instruments business operator, etc., pursuant to the provisions of Cabinet Order, must establish a policy and method for executing orders from customers for the purchase and sale of securities and cryptoassets, and derivatives transactions (excluding those specified by Cabinet Order; hereinafter referred to as "transactions of securities, etc." in this Article) under the best terms and conditions (hereinafter referred to as the "best execution policy, etc." in this Article).
machine translation, not official
**第二項** 金融商品取引業者等は、内閣府令で定めるところにより、最良執行方針等を公表しなければならない。
art-40-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40-2/par-2
A financial instruments business operator, etc. must disclose its best execution policy, etc. pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 金融商品取引業者等は、最良執行方針等に従い、有価証券等取引に関する注文を執行しなければならない。
art-40-2/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40-2/par-3
A financial instruments business operator, etc. must execute orders for transactions of securities, etc. in accordance with its best execution policy, etc.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 金融商品取引業者等は、金融商品取引所に上場されている有価証券及び店頭売買有価証券の売買その他の取引で政令で定めるものに関する顧客の注文を受けようとするときは、内閣府令で定めるところにより、あらかじめ、顧客に対し、当該取引に係る最良執行方針等に係る情報を提供しなければならない。ただし、既に当該情報（当該最良執行方針等を変更した場合にあつては、変更後のものに係る情報）を提供しているときは、この限りでない。
art-40-2/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40-2/par-4
Before accepting an order from a customer for a purchase and sale of securities listed on a financial instruments exchange, purchase and sale of over-the-counter traded securities, or other transaction specified by Cabinet Order, a financial instruments business operator, etc., pursuant to the provisions of Cabinet Office Order, must provide the customer in advance with information on its best execution policy, etc. for the relevant transaction; provided, however, that this does not apply if it has already provided such information (or information on the revised policy, if its best execution policy, etc. has been revised).
machine translation, not official
**第五項** 金融商品取引業者等は、有価証券等取引に関する顧客の注文を執行した後、内閣府令で定める期間内に当該顧客から求められたときは、当該注文が最良執行方針等に従つて執行された旨の説明その他の内閣府令で定める事項に係る情報を、内閣府令で定めるところにより、当該顧客に提供しなければならない。
art-40-2/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40-2/par-5
If a financial instruments business operator, etc. is so requested by a customer within a period specified by Cabinet Office Order after executing the customer's order for a transaction of securities, etc., it must provide the customer, pursuant to the provisions of Cabinet Office Order, with information on an explanation that the order has been executed in accordance with its best execution policy, etc. and other particulars specified by Cabinet Office Order.
machine translation, not official
### 第四十条の三（分別管理が確保されていない場合の売買等の禁止） — (Prohibition of Purchase and Sale If Separate Management Is Not Ensured)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-40-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40-3
**第一項** 金融商品取引業者等は、第二条第二項第五号若しくは第六号に掲げる権利又は同条第一項第二十一号に掲げる有価証券（政令で定めるものに限る。）若しくは同条第二項第七号に掲げる権利（政令で定めるものに限る。）については、当該権利又は有価証券に関し出資され、又は拠出された金銭（これに類するものとして政令で定めるものを含む。以下この条において同じ。）が、当該金銭を充てて行われる事業を行う者の固有財産その他当該者の行う他の事業に係る財産と分別して管理することが当該権利又は有価証券に係る契約その他の法律行為において確保されているものとして内閣府令で定めるものでなければ、第二条第八項第一号、第二号又は第七号から第九号までに掲げる行為を行つてはならない。
art-40-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40-3/par-1
With regard to the rights set forth in Article 2, paragraph (2), item (v) or (vi) or the securities set forth in Article 2, paragraph (1), item (xxi) (limited to those specified by Cabinet Order) or the rights set forth in Article 2, paragraph (2), item (vii) (limited to those specified by Cabinet Order), a financial instruments business operator, etc. must not perform any of the acts set forth in Article 2, paragraph (8), item (i) or (ii), or items (vii) through (ix) unless the relevant right or securities are specified by Cabinet Office Order as those for which a contract or other juridical act involving the right or securities ensures that the money invested or contributed for the right or securities (including anything specified by Cabinet Order as being similar to money; hereinafter the same applies in this Article) is managed separately from the assets that belong to the person conducting the relevant business conducts by allocating such money, and is managed separately from any other assets connected with other business conducted by that person.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十条の三の二（金銭の流用が行われている場合の募集等の禁止） — (Prohibition of Public Offering If Money Has Been Diverted)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-40-3-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40-3-2
**第一項** 金融商品取引業者等は、第二条第二項第五号若しくは第六号に掲げる権利又は同項第七号に掲げる権利（同項第五号又は第六号に掲げる権利と同様の経済的性質を有するものとして政令で定める権利に限る。）については、これらの権利に関し出資され、又は拠出された金銭（これに類するものとして政令で定めるものを含む。以下この条において同じ。）が、当該金銭を充てて行われる事業に充てられていないことを知りながら、第二条第八項第七号から第九号までに掲げる行為をしてはならない。
art-40-3-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40-3-2/par-1
A financial instruments business operator, etc. must not conduct any of the acts specified in Article 2, paragraph (8), items (vii) through (ix) with regard to the rights set forth in Article 2, paragraph (2), item (v) or (vi) or the rights set forth in item (vii) of that paragraph (limited to rights specified by Cabinet Order as having an economic nature similar to the rights set forth in item (v) or (vi) of that paragraph), knowing that the money invested or contributed for such rights (including anything specified by Cabinet Order as being similar thereto; hereinafter the same applies in this Article) is not allocated to the business that is to be conducted by allocating that money.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十条の三の三（出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止） — Prohibition of Purchase and Sale, etc. If the Provision of Information on the Status of Business Subject to Investment Is Not Ensured
caption: machine translation, not official
art-40-3-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-3-3
**第一項** 金融商品取引業者等は、貸付事業等権利については、当該貸付事業等権利に係る出資対象事業の状況に係る情報が、当該貸付事業等権利を有する者に提供されることが当該貸付事業等権利に係る契約その他の法律行為において確保されているものとして内閣府令で定めるものでなければ、第二条第八項第一号、第二号又は第七号から第九号までに掲げる行為をしてはならない。
art-40-3-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-3-3/par-1
With regard to rights in a lending business, etc., a financial instruments business operator, etc. must not perform the acts set forth in Article 2, paragraph (8), item (i), item (ii), or items (vii) through (ix) unless the rights are those specified by Cabinet Office Order as ones for which it is ensured, in the contract or other juridical act pertaining to those rights in a lending business, etc., that information on the status of the business subject to investment pertaining to those rights is provided to the person who holds those rights.
machine translation, not official
### 第四十条の三の四（出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止） — Prohibition of Public Offering If Information on the Status of Business Subject to Investment Has Not Been Provided
caption: machine translation, not official
art-40-3-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-3-4
**第一項** 金融商品取引業者等は、貸付事業等権利については、当該貸付事業等権利を有する者に前条に規定する契約その他の法律行為に基づき提供されるべき情報が提供されていないことを知りながら、第二条第八項第七号から第九号までに掲げる行為をしてはならない。
art-40-3-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-3-4/par-1
With regard to rights in a lending business, etc., a financial instruments business operator, etc. must not perform the acts set forth in Article 2, paragraph (8), items (vii) through (ix) knowing that the information that should be provided to the person who holds those rights based on the contract or other juridical act prescribed in the preceding Article has not been provided.
machine translation, not official
### 第四十条の四（特定投資家等向け有価証券の売買等の制限） — Restrictions on the Purchase and Sale of Securities for Professional Investors, etc.
caption: machine translation, not official
art-40-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-4
**第一項** 金融商品取引業者等は、特定投資家等向け有価証券について、一般投資家（特定投資家等、非居住者、当該特定投資家等向け有価証券の発行者その他内閣府令で定める者以外の者をいう。以下この条において同じ。）を相手方とし、又は一般投資家のために、第二条第八項第一号から第四号まで及び第十号に掲げる行為を行つてはならない。ただし、当該特定投資家等向け有価証券に関して開示が行われている場合（第四条第七項に規定する開示が行われている場合をいう。次条第一項及び第六十六条の十四の二において同じ。）、一般投資家に対する勧誘に基づかないで一般投資家のために売付けの媒介を行う場合その他投資者の保護に欠けるおそれが少ない場合として内閣府令で定める場合は、この限りでない。
art-40-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-4/par-1
A financial instruments business operator, etc. must not perform any of the acts set forth in Article 2, paragraph (8), items (i) through (iv) and (x) in connection with the securities for professional investors, etc. with a general investor (meaning a person other than a professional investor, etc., a non-resident, the issuer of securities for professional investors, etc., or any other person specified by Cabinet Office Order; hereinafter the same applies in this Article); provided, however, that this does not apply in a case in which disclosure has been made (meaning a case in which disclosure has been made as prescribed in Article 4, paragraph (7); the same applies in Article 40-5, paragraph (1) and Article 66-14-2) with regard to the relevant securities for professional investors, etc., nor does it apply in a case in which the financial instruments business operator, etc. intermediates a sale for the general investor without having solicited the general investors, nor does it in any case specified by Cabinet Office Order as one in which there is little likelihood of this resulting in insufficient investor protection.
machine translation, not official
### 第四十条の五（特定投資家等向け有価証券に関する告知義務） — Obligation to Notify in Connection with Securities for Professional Investors, etc.
caption: machine translation, not official
art-40-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-5
**第一項** 金融商品取引業者等は、開示が行われている場合に該当しない特定投資家等向け有価証券について、取得勧誘又は売付け勧誘等を行うことなく売付けその他の政令で定める行為を行う場合には、その相手方に対して、内閣府令で定めるところにより、当該特定投資家等向け有価証券に関して開示が行われている場合に該当しないことその他の内閣府令で定める事項を告知しなければならない。
art-40-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-5/par-1
If a financial instruments business operator, etc. sells securities for professional investors, etc. in a case not falling under the category of a case in which disclosure has been made, or performs any other act specified by Cabinet Order in connection with such securities, without issuing a solicitation for acquisition or a solicitation for selling, etc., it must notify the other party to the sale or other act, pursuant to the provisions of Cabinet Office Order and with regard to the securities for professional investors, etc., that the case does not fall under the category of a case in which disclosure has been made, as well as notifying the other party of any other matters that are specified by Cabinet Office Order.
machine translation, not official
**第二項** 金融商品取引業者等は、特定投資家等又は非居住者（これらの者のうち第二条第三十一項第一号から第三号までに掲げる者を除く。以下この項において同じ。）から特定投資家等向け有価証券取引契約（特定投資家等向け有価証券に係る同条第八項第一号から第四号まで又は第十号に掲げる行為を行うことを内容とする契約（同号に掲げる行為による特定投資家等向け有価証券の売買（当該行為を行う金融商品取引業者による媒介、取次ぎ又は代理によるものに限る。）を行うことを内容とする契約その他の契約の内容又は相手方の特性を勘案して内閣府令で定めるものを除く。）をいう。以下この項において同じ。）の申込みを初めて受けた場合には、当該申込みに係る特定投資家等向け有価証券取引契約を締結するまでに、当該特定投資家等又は非居住者に対し、次に掲げる事項を告知し、かつ、内閣府令で定めるところにより、当該事項に係る情報を提供しなければならない。
art-40-5/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-5/par-2
The first time that a financial instruments business operator, etc. receives an offer from a professional investor, etc. or non-resident (excluding, of these persons, a person set forth in Article 2, paragraph (31), items (i) through (iii); hereinafter the same applies in this paragraph) for a contract for transactions in securities for professional investors, etc. (meaning a contract for performing an act set forth in Article 2, paragraph (8), items (i) through (iv), or item (x) in connection with securities for professional investors, etc. (excluding a contract for making a purchase and sale of securities for professional investors, etc. through an act set forth in item (x) of that paragraph (limited to a purchase and sale conducted through the intermediation, brokerage, or agency of the financial instruments business operator that performs that act) or any other contract that is specified by Cabinet Office Order taking into account of the content of the contract and the features of the counterparty); hereinafter the same applies in this paragraph), the business operator, etc. must notify the professional investor, etc. or non-resident of the following particulars and, pursuant to the provisions of Cabinet Office Order, provide the professional investor, etc. or non-resident with information on those particulars, before concluding the contract for transactions in securities for professional investors, etc. related to the offer:
machine translation, not official
**一** 特定投資家等向け有価証券に関する情報提供の内容及び取引の特質その他の特定投資家等向け有価証券に関し投資者が認識すべき重要な事項として内閣府令で定める事項
art-40-5/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-5/par-2/item-1
the contents of the information provided in connection with the securities for professional investors, etc., the nature of the transaction, and any other matters specified by Cabinet Office Order as material matters of which an investor must be made aware in connection with securities for professional investors, etc.; and
machine translation, not official
**二** 特定投資家等向け有価証券の取引を行うことがその知識、経験及び財産の状況に照らして適当ではない者が特定投資家等向け有価証券の取引を行う場合には、当該者の保護に欠けることとなるおそれがある旨
art-40-5/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-5/par-2/item-2
an indication of the risk of insufficient protection involved, if a transaction of securities for professional investors, etc. will be conducted by a person whose knowledge or experience, or the state of whose assets, makes it inappropriate for the person to do so.
machine translation, not official
### 第四十条の六（のみ行為の禁止） — (Prohibition of Trading Against Self)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-40-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-6
**第一項** 金融商品取引業者等は、商品関連市場デリバティブ取引等（商品関連市場デリバティブ取引又はその委託の媒介、取次ぎ若しくは代理をいう。以下この条において同じ。）の委託を受けたときは、その委託に係る商品関連市場デリバティブ取引等をしないで、自己がその相手方となつて取引を成立させてはならない。
art-40-6/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-6/par-1
When a financial instruments business operator, etc. accepts entrustment of a commodity-related market derivatives transaction, etc. (meaning a commodity-related derivatives transaction, or intermediation, brokerage, or agency for the entrustment; hereinafter the same applies in this Article), the business operator, etc. must not close a transaction by becoming the counterparty without conducting commodity-related derivatives transaction, etc. in relation to that entrustment.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十条の七（店頭デリバティブ取引に関する電子情報処理組織の使用義務等） — (Obligation to Use an Electronic Data Processing System for Over-the-Counter Derivatives Transactions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-40-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-7
**第一項** 金融商品取引業者等（店頭デリバティブ取引を業として行う者に限る。）は、特定店頭デリバティブ取引（店頭デリバティブ取引のうち、取引高その他の取引の状況に照らして、取引の公正の確保のためその概要に関する情報の迅速な開示が必要であると認められる取引として内閣府令で定めるものをいう。次項、第五十八条の二及び第六十条の十四第一項において同じ。）を行う場合には、当該金融商品取引業者等がその店頭デリバティブ取引の業務の用に供する電子情報処理組織又は他の金融商品取引業者等（店頭デリバティブ取引等を業として行う者に限る。）若しくは同条第二項に規定する電子店頭デリバティブ取引等許可業者がその店頭デリバティブ取引等の業務の用に供する電子情報処理組織を使用して行わなければならない。
art-40-7/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-7/par-1
When a financial instruments business operator, etc. (limited to a financial instruments business operator, etc. that conducts over-the-counter derivatives transactions on a regular basis) conducts specified over-the-counter derivatives transactions (meaning over-the-counter derivatives transactions specified by Cabinet Office Order as transactions that require expeditious disclosure of information concerning the outline of the relevant transactions for securing fairness in the relevant transactions, in light of the transaction volume and other transaction status; the same applies in the following paragraph, Article 58-2 and Article 60-14, paragraph (1)), it must use the electronic data processing system used by the relevant financial instruments business operator, etc. for its business of over-the-counter derivatives transactions or the electronic data processing system used by another financial instruments business operator, etc. (limited to a financial instruments business operator, etc. that conducts over-the-counter derivatives transactions, etc. on a regular basis) or a business operator authorized to conduct electronic over-the-counter derivatives transactions, etc. prescribed in Article 60-14, paragraph (2) for its business of over-the-counter derivatives transactions, etc.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定により電子情報処理組織を使用に供した者は、当該電子情報処理組織を使用して行われた特定店頭デリバティブ取引について、内閣府令で定めるところにより、その価格、数量その他取引の概要を明らかにするために必要な事項を公表しなければならない。
art-40-7/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-7/par-2
A person that used the electronic data processing system pursuant to the provisions of the preceding paragraph must, with regard to the specified over-the-counter derivatives transactions conducted using the relevant electronic data processing system, publicly announce the price, quantity and other outline of the transaction pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
## 第二款 投資助言業務に関する特則 — Subsection 2 Special Provisions on Investment Advisory Business
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-2/subsec-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#ch-3/sec-2/subsec-2
### 第四十一条（顧客に対する義務） — (Duty to Customers)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-41 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41
**第一項** 金融商品取引業者等は、顧客のため忠実に投資助言業務を行わなければならない。
art-41/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41/par-1
A financial instruments business operator, etc. must work faithfully on behalf of its customers in providing its investment advisory business.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者等は、顧客に対し、善良な管理者の注意をもつて投資助言業務を行わなければならない。
art-41/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41/par-2
A financial instruments business operator, etc. must provide its investment advisory business with the due care of a prudent manager to its customers.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十一条の二（禁止行為） — (Prohibited Actions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-41-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-2
**第一項** 金融商品取引業者等は、その行う投資助言業務に関して、次に掲げる行為をしてはならない。
art-41-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-2/par-1
A financial instruments business operator, etc. must not perform any of the following acts in connection with the investment advisory business it conducts:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 顧客相互間において、他の顧客の利益を図るため特定の顧客の利益を害することとなる取引を行うことを内容とした助言を行うこと。
art-41-2/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-2/par-1/item-1
giving advice to customers to conduct a transaction between themselves that would be detrimental to a particular customer's interests in the interest of another customer;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 特定の金融商品、金融指標又はオプションに関し、顧客の取引に基づく価格、指標、数値又は対価の額の変動を利用して自己又は当該顧客以外の第三者の利益を図る目的をもつて、正当な根拠を有しない助言を行うこと。
art-41-2/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-2/par-1/item-2
giving advice regarding a particular financial instrument, financial index, or option for which there is no justifiable basis, with the aim of using fluctuations in the price, indicator, figure, or amount receivable based on a customer's transaction, to benefit itself or a third party other than that customer;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 通常の取引の条件と異なる条件で、かつ、当該条件での取引が顧客の利益を害することとなる条件での取引を行うことを内容とした助言を行うこと（第一号に掲げる行為に該当するものを除く。）。
art-41-2/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-2/par-1/item-3
giving advice to a customer to conduct a transaction under terms and conditions that are different from the ordinary terms and conditions and detrimental to the customer's interests (other than an act that falls under the act set forth in item (i));
Ministry of Justice translation — Japanese Law Translation Database System
**四** 助言を受けた顧客が行う取引に関する情報を利用して、自己の計算において有価証券若しくは暗号資産の売買その他の取引又はデリバティブ取引（以下「有価証券の売買その他の取引等」という。）を行うこと。
art-41-2/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-2/par-1/item-4
making a purchase and sale or other transaction of securities or cryptoassets, or a derivatives transaction (hereinafter referred to as "purchase and sale or other transaction of securities"), on its own account, using information from a transaction conducted by a customer that has received its advice;
machine translation, not official
**五** その助言を受けた取引により生じた顧客の損失の全部又は一部を補塡し、又はその助言を受けた取引により生じた顧客の利益に追加するため、当該顧客又は第三者に対し、財産上の利益を提供し、又は第三者に提供させること（事故による損失の全部又は一部を補塡する場合を除く。）。
art-41-2/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-2/par-1/item-5
providing an economic benefit to a customer or a third party or having a third party provide an economic benefit to a customer, in order to cover the whole or part of a loss incurred by the customer due to a transaction about which the customer has received its advice, or in order to add to the profit that a customer has accrued in connection with a transaction about which the customer has received its advice (unless this is to cover the whole or part of a loss incurred due to problematic conduct); and
machine translation, not official
**六** 前各号に掲げるもののほか、投資者の保護に欠け、若しくは取引の公正を害し、又は金融商品取引業の信用を失墜させるものとして内閣府令で定める行為
art-41-2/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-2/par-1/item-6
beyond what is set forth in the preceding items, any act specified by Cabinet Office Order as resulting in insufficient investor protection, harming the fairness of transactions, or causing a loss of confidence in the financial instruments business.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十一条の三（有価証券の売買等の禁止） — (Prohibition on the Purchase and Sale of Securities)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-41-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-3
**第一項** 金融商品取引業者等は、その行う投資助言業務に関して、顧客を相手方とし、又は顧客のために第二条第八項第一号から第四号まで、第十八号又は第十九号に掲げる行為をしてはならない。ただし、第一種金融商品取引業又は暗号資産取引業として行う場合その他政令で定める場合は、この限りでない。
art-41-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-3/par-1
A financial instruments business operator, etc. must not perform any of the acts set forth in Article 2, paragraph (8), items (i) through (iv), item (xviii) or item (xix), in connection with the investment advisory business it conducts, with a customer as the counterparty or on behalf of a customer; provided, however, that this does not apply if it does so as type-I financial instruments business or cryptoasset trading business, or if it does so in a case that is specified by Cabinet Order.
machine translation, not official
### 第四十一条の四（金銭又は有価証券の預託の受入れ等の禁止） — (Prohibition on Receiving Deposits of Money or Securities)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-41-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-4
**第一項** 金融商品取引業者等は、有価証券等管理業務として行う場合その他政令で定める場合を除くほか、その行う投資助言業務に関して、いかなる名目によるかを問わず、顧客から金銭若しくは有価証券の預託を受け、又は当該金融商品取引業者等と密接な関係を有する者として政令で定める者に顧客の金銭若しくは有価証券を預託させてはならない。
art-41-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-4/par-1
A financial instruments business operator, etc. must not, for any reason, receive a deposit of money or Securities from a customer, or have a person specified by Cabinet Order as being closely related to the financial instruments business operator, etc. deposit a customer's money or securities, in connection with the investment advisory business it conducts, unless it does so as securities, etc. management, or unless it does so in a case that is specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十一条の五（金銭又は有価証券の貸付け等の禁止） — (Prohibition on the Lending of Money or Securities)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-41-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-5
**第一項** 金融商品取引業者等は、その行う投資助言業務に関して、顧客に対し金銭若しくは有価証券を貸し付け、又は顧客への第三者による金銭若しくは有価証券の貸付けにつき媒介、取次ぎ若しくは代理をしてはならない。ただし、金融商品取引業者が第百五十六条の二十四第一項に規定する信用取引に付随して顧客に対し金銭又は有価証券を貸し付ける場合その他政令で定める場合は、この限りでない。
art-41-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-5/par-1
A financial instruments business operator, etc. must not lend money or securities to a customer or perform intermediation, brokerage, or agency for a third party's lending of money or securities to a customer in connection with the investment advisory business it conducts; provided, however, that this does not apply if a financial instruments business operator lends money or securities to a customer in the course of a margin transaction prescribed in Article 156-24, paragraph (1), or if it performs any of such acts in a case that is specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
## 第三款 投資運用業に関する特則 — Subsection 3 Special Provisions on Investment Management Business
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-2/subsec-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#ch-3/sec-2/subsec-3
### 第四十二条（権利者に対する義務） — (Obligation to Right Holders)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-42 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-42
**第一項** 金融商品取引業者等は、権利者（次の各号に掲げる業務の区分に応じ当該各号に定める者をいう。以下この款において同じ。）のため忠実に投資運用業を行わなければならない。
art-42/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-42/par-1
A financial instruments business operator, etc. must work faithfully on behalf of right holders (meaning persons prescribed in the following items in accordance with the category of business set forth in each item; hereinafter the same applies in this Subsection) in providing investment management business:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第二条第八項第十二号に掲げる行為を行う業務 同号イ又はロに掲げる契約の相手方
art-42/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-42/par-1/item-1
the business of performing the act specified in Article 2, paragraph (8), item (xii):the other party to the contract set forth in (a) or (b) of that item;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第二条第八項第十四号に掲げる行為を行う業務 同号に規定する有価証券に表示される権利その他の政令で定める権利を有する者
art-42/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-42/par-1/item-2
the business of performing the act specified in Article 2, paragraph (8), item (xiv):the person that holds the rights indicated on the securities provided for in that item or other rights specified by Cabinet Order; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 第二条第八項第十五号に掲げる行為を行う業務 同号イからハまでに掲げる権利その他同号に規定する政令で定める権利を有する者
art-42/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-42/par-1/item-3
the business of performing the act specified in Article 2, paragraph (8), item (xv):the person that holds rights set forth in (a) through (c) of that item or other rights specified by Cabinet Order as prescribed in that item.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者等は、権利者に対し、善良な管理者の注意をもつて投資運用業を行わなければならない。
art-42/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-42/par-2
A financial instruments business operator, etc. must conduct investment management business with the due care of a prudent manager for right holders.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十二条の二（禁止行為） — (Prohibited Actions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-42-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2
**第一項** 金融商品取引業者等は、その行う投資運用業に関して、次に掲げる行為をしてはならない。ただし、第一号及び第二号に掲げる行為にあつては、投資者の保護に欠け、若しくは取引の公正を害し、又は金融商品取引業の信用を失墜させるおそれのないものとして内閣府令で定めるものを除く。
art-42-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1
A financial instruments business operator, etc. must not perform any of the following acts in connection with the investment management business it conducts; provided, however, that this excludes acts set forth in items (i) and (ii) which are specified by Cabinet Office Order as being unlikely to result in insufficient investor protection, harm the fairness of transactions, or cause the financial instruments business to lose credibility:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 自己又はその取締役若しくは執行役との間における取引を行うことを内容とした運用を行うこと。
art-42-2/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-1
making an investment that involves a transaction with the financial instruments business operator, etc. or its director or executive officer;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 運用財産相互間において取引を行うことを内容とした運用を行うこと。
art-42-2/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-2
making an investment that involves a transaction being conducted between or among investment properties;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 特定の金融商品、金融指標又はオプションに関し、取引に基づく価格、指標、数値又は対価の額の変動を利用して自己又は権利者以外の第三者の利益を図る目的をもつて、正当な根拠を有しない取引を行うことを内容とした運用を行うこと。
art-42-2/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-3
making an investment in a particular financial instrument, financial index, or option, which involves a transaction being conducted for which there is no justifiable basis, with the aim of using fluctuations in the price, index, figure, or amount receivable based on the transaction, to benefit itself or a third party other than the rights holder;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 通常の取引の条件と異なる条件で、かつ、当該条件での取引が権利者の利益を害することとなる条件での取引を行うことを内容とした運用を行うこと。
art-42-2/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-4
making an investment that involves a transaction being conducted under terms and conditions that are different from the ordinary terms and conditions, and that are detrimental to the rights holder's interests;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 運用として行う取引に関する情報を利用して、自己の計算において有価証券の売買その他の取引等を行うこと。
art-42-2/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-5
making a purchase and sale or other transaction of securities on its own account using information about a transaction that it has conducted as an investment;
Ministry of Justice translation — Japanese Law Translation Database System
**六** 運用財産の運用として行つた取引により生じた権利者の損失の全部若しくは一部を補塡し、又は運用財産の運用として行つた取引により生じた権利者の利益に追加するため、当該権利者又は第三者に対し、財産上の利益を提供し、又は第三者に提供させること（事故による損失又は当該権利者と金融商品取引業者等との間で行われる有価証券の売買その他の取引に係る金銭の授受の用に供することを目的としてその受益権が取得され、若しくは保有されるものとして内閣府令で定める投資信託の元本に生じた損失の全部又は一部を補塡する場合を除く。）。
art-42-2/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-6
providing an economic benefit to a rights holder or a third party or having a third party provide an economic benefit to a rights holder or third party, in order to cover the whole or part of a loss that a rights holder has incurred due to a transaction conducted as an investment in investment property, or in order to add to the profit that a rights holder has accrued from a transaction conducted as an investment in investment property (unless this is done to cover the whole or part of a loss incurred due to problematic conduct or a loss caused to the principal of an investment rust specified by Cabinet Office Order as those of which beneficial interest is acquired or held for the purpose of providing it for paying or receiving money in the purchase and sale of securities or any other transactions between the right holder and the financial instruments business operator, etc.); and
Ministry of Justice translation — Japanese Law Translation Database System
**七** 前各号に掲げるもののほか、投資者の保護に欠け、若しくは取引の公正を害し、又は金融商品取引業の信用を失墜させるものとして内閣府令で定める行為
art-42-2/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-7
beyond what is set forth in the preceding items, any act specified by Cabinet Office Order as resulting in insufficient investor protection, harming the fairness of transactions, or causing a loss of confidence in the financial instruments business.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十二条の三（運用権限の委託） — (Entrustment of Authority to Invest)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-42-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-3
**第一項** 金融商品取引業者等は、次に掲げる契約その他の法律行為において内閣府令で定める事項の定めがある場合に限り、権利者のため運用を行う権限の全部又は一部を他の金融商品取引業者等（投資運用業を行う者に限る。）その他の政令で定める者に委託することができる。
art-42-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-3/par-1
A financial instruments business operator, etc. may entrust the whole or part of the authority to make investments on behalf of a rights holder to another financial instruments business operator, etc. (limited to one does investment management business) or other person specified by Cabinet Order, but only if the matters specified by Cabinet Office Order are stipulated in a contract or other juridical act set forth in any of the following items:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第二条第八項第十二号イ又はロに掲げる契約
art-42-3/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-3/par-1/item-1
the contract set forth in Article 2, paragraph (8), item (xii), (a) or (b);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第二条第八項第十四号に規定する有価証券に表示される権利その他の政令で定める権利に係る契約
art-42-3/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-3/par-1/item-2
a contract concerning the rights indicated on securities or other rights specified by Cabinet Order as prescribed in Article 2, paragraph (8), item (xiv); and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 第二条第八項第十五号イからハまでに掲げる権利その他同号に規定する政令で定める権利に係る契約その他の法律行為
art-42-3/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-3/par-1/item-3
a contract or other juridical act concerning the rights set forth in Article 2, paragraph (8), item (xv), (a) through (c) or other rights specified by Cabinet Order as prescribed in that item.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者等は、前項の規定により委託をする場合においては、当該委託を受ける者に対し、運用の対象及び方針を示し、かつ、内閣府令で定めるところにより、運用状況の管理その他の当該委託に係る業務の適正な実施を確保するための措置を講じなければならない。
art-42-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-3/par-2
When a financial instruments business operator, etc. entrusts pursuant to the provisions of the preceding paragraph, it must indicate the objects and policy of investment to the person entrusted, and must, pursuant to the provisions of Cabinet Office Order, take measures for ensuring that the business pertaining to the entrustment is performed properly, such as management of the status of investment.
machine translation, not official
**第三項** 金融商品取引業者等が第一項の規定により委託をした場合における第四十二条第一項の規定の適用については、同項中「金融商品取引業者等」とあるのは、「金融商品取引業者等（当該金融商品取引業者等から第四十二条の三第一項の規定により委託を受けた同項に規定する政令で定める者を含む。次項及び次条において同じ。）」とする。
art-42-3/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-3/par-3
With regard to the application of the provisions of Article 42, paragraph (1) if a financial instruments business operator, etc. has entrusted another business operator, etc. or other persons the authority to make investments pursuant to the provisions of paragraph (1), the term "financial instruments business operator, etc." in Article 42, paragraph (1) is deemed to be replaced with "financial instruments business operator, etc. (including a person specified by Cabinet Order that is referred to in Article 42-3, paragraph (1) and that has been entrusted by the financial instruments business operator, etc. pursuant to that paragraph; the same applies in the following paragraph and the following Article)".
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十二条の四（分別管理） — (Separate Management of Assets)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-42-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-4
**第一項** 金融商品取引業者等は、その行う投資運用業（第二条第八項第十五号に掲げる行為を行う業務に限る。）に関して、内閣府令で定めるところにより、運用財産と自己の固有財産及び他の運用財産とを分別して管理しなければならない。
art-42-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-4/par-1
A financial instruments business operator, etc. must manage investment property separately from its own property and other investment property, pursuant to the provisions of Cabinet Office Order, in connection with the investment management business (limited to the business of performing the act specified in Article 2, paragraph (8), item (xv)) it conducts.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十二条の五（金銭又は有価証券の預託の受入れ等の禁止） — (Prohibition on Receiving Deposits of Money or Securities)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-42-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-5
**第一項** 金融商品取引業者等は、有価証券等管理業務として行う場合その他政令で定める場合を除くほか、その行う投資運用業（第二条第八項第十二号に掲げる行為を行う業務に限る。以下この条及び次条において同じ。）に関して、いかなる名目によるかを問わず、顧客から金銭若しくは有価証券の預託を受け、又は当該金融商品取引業者等と密接な関係を有する者として政令で定める者に顧客の金銭若しくは有価証券を預託させてはならない。ただし、当該金融商品取引業者等がその行う投資運用業に関し、顧客のために同項第一号から第四号まで、第十八号若しくは第十九号に掲げる行為又は商品関連市場デリバティブ取引を行う場合において、これらの行為による取引の決済のために必要なときは、この限りでない。
art-42-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-5/par-1
A financial instruments business operator, etc. must not, for any reason, receive a deposit of money or securities from a customer, or have a person specified by Cabinet Order as being closely related to the financial instruments business operator, etc. deposit a customer's money or securities, in connection with the investment management business it conducts (limited to the business of performing the acts specified in Article 2, paragraph (8), item (xii); hereinafter the same applies in this and the following Articles), unless it does so as securities, etc. management, or unless it does so in a case that is specified by Cabinet Order; provided, however, that this does not apply if the financial instruments business operator, etc. performs any of the acts set forth in Article 2, paragraph (8), items (i) through (iv), item (xviii) or item (xix), or commodity-related market derivatives transactions in connection with its investment management business on behalf of a customer, and such a deposit is necessary for the settlement of the transaction conducted through such an act.
machine translation, not official
### 第四十二条の六（金銭又は有価証券の貸付け等の禁止） — (Prohibition on the Lending of Money or Securities)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-42-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-6
**第一項** 金融商品取引業者等は、その行う投資運用業に関して、顧客に対し金銭若しくは有価証券を貸し付け、又は顧客への第三者による金銭若しくは有価証券の貸付けにつき媒介、取次ぎ若しくは代理をしてはならない。ただし、金融商品取引業者が第百五十六条の二十四第一項に規定する信用取引に付随して顧客に対し金銭又は有価証券を貸し付ける場合その他政令で定める場合は、この限りでない。
art-42-6/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-6/par-1
A financial instruments business operator, etc. must not lend money or securities to a customer or perform intermediation, brokerage, or agency for a third party's lending of money or securities to a customer in connection with the investment management business it conducts; provided, however, that this does not apply if a financial instruments business operator lends money or securities to a customer in the course of a margin transaction prescribed in Article 156-24, paragraph (1), or if it performs any of these acts in a case that is specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十二条の七（運用状況に係る情報の提供） — Provision of Information on the Status of Investment
caption: machine translation, not official
art-42-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-7
**第一項** 金融商品取引業者等は、運用財産について、内閣府令で定めるところにより、定期に、当該運用財産に係る知れている権利者に対し、当該運用財産に関する運用の状況その他の内閣府令で定める事項に係る情報を提供しなければならない。ただし、当該情報を権利者に提供しなくても権利者の保護に支障を生ずることがない場合として内閣府令で定める場合は、この限りでない。
art-42-7/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-7/par-1
With regard to investment property, a financial instruments business operator, etc., pursuant to the provisions of Cabinet Office Order, must periodically provide the known right holders of that investment property with information on the status of investment of the investment property and other particulars specified by Cabinet Office Order; provided, however, that this does not apply in the cases specified by Cabinet Office Order as those in which, even if that information is not provided to the right holders, this will not compromise the protection of the right holders.
machine translation, not official
**第二項** 金融商品取引業者等は、その行う投資運用業（第二条第八項第十五号に掲げる行為を行う業務に限る。）に関して、前項の規定により情報を提供するときは、内閣府令で定めるところにより、遅滞なく、当該情報を内閣総理大臣に届け出なければならない。ただし、一の運用財産の権利者の数が政令で定める数以下である場合その他投資者の保護に支障を生ずることがない場合として内閣府令で定める場合は、この限りでない。
art-42-7/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-7/par-2
When a financial instruments business operator, etc. provides information pursuant to the provisions of the preceding paragraph in connection with the investment management business it conducts (limited to the business of performing the act set forth in Article 2, paragraph (8), item (xv)), it must notify the Prime Minister of that information without delay, pursuant to the provisions of Cabinet Office Order; provided, however, that this does not apply if the number of right holders to a single investment property is the number specified by Cabinet Order or less, or in other cases specified by Cabinet Office Order as those in which the protection of investors is not compromised.
machine translation, not official
### 第四十二条の八（信託業法の適用除外） — (Exclusion from Application of the Trust Business Act)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-42-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-8
**第一項** 信託業法第四章の規定は、金融商品取引業者等が投資運用業を行う場合については、適用しない。
art-42-8/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-8/par-1
The provisions of Chapter IV of the Trust Business Act do not apply if a financial instruments business operator, etc. engages in investment management business.
Ministry of Justice translation — Japanese Law Translation Database System
## 第四款 有価証券等管理業務に関する特則 — Subsection 4 Special Provisions on Securities Management
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-2/subsec-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#ch-3/sec-2/subsec-4
### 第四十三条（善管注意義務） — (Duty of Due Care of a Prudent Manager)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-43 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43
**第一項** 金融商品取引業者等は、顧客に対し、善良な管理者の注意をもつて有価証券等管理業務を行わなければならない。
art-43/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43/par-1
A financial instruments business operator, etc. must engage in securities, etc. management with the due care of a prudent manager toward its customers.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十三条の二（分別管理） — (Separate Management)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-43-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2
**第一項** 金融商品取引業者等は、次に掲げる有価証券（次項の規定により管理する有価証券を除く。）を、確実にかつ整然と管理する方法として内閣府令で定める方法により、自己の固有財産と分別して管理しなければならない。
art-43-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-1
A financial instruments business operator, etc. must manage the following securities (excluding the securities to be managed under the following paragraph) in the way specified by Cabinet Office Order as a reliable and orderly way of managing property, and must do so separately from its own property:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第百十九条の規定により金融商品取引業者等が顧客から預託を受けた有価証券（有価証券関連デリバティブ取引に関して預託を受けたものに限る。）又は第百六十一条の二の規定により金融商品取引業者が顧客から預託を受けた有価証券
art-43-2/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-1/item-1
the securities that a customer deposits with the financial instruments business operator, etc. pursuant Article 119 (limited to those deposited in connection with securities-related derivatives transactions) or securities that a customer deposits with the financial instruments business operator, etc. pursuant to Article 161-2; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 有価証券関連業又は有価証券関連業に付随する業務として内閣府令で定めるものに係る取引（店頭デリバティブ取引に該当するもの（有価証券関連業を行う金融商品取引業者であつて第一種金融商品取引業を行うことにつき第二十九条の登録を受けた者を相手方として行う取引その他の取引の相手方の特性を勘案して内閣府令で定めるものに限る。）その他政令で定める取引を除く。次項第二号、第七十九条の二十及び第七十九条の四十九において「対象有価証券関連取引」という。）に関し、顧客の計算において金融商品取引業者等が占有する有価証券又は金融商品取引業者等が顧客から預託を受けた有価証券（前号に掲げる有価証券、契約により金融商品取引業者等が消費できる有価証券その他政令で定める有価証券を除く。）
art-43-2/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-1/item-2
the securities in the possession of the financial instruments business operator, etc. on the account of a customer or securities that a customer has deposited with the financial instruments business operator, etc. (excluding securities set forth in the preceding item, securities that a financial instruments business operator, etc. may use pursuant to a contract, and securities specified by Cabinet Order), in connection with transactions involved in securities services or other services specified by Cabinet Office Order as being incidental to securities services (excluding over-the-counter derivatives transactions (limited to transactions to be made with a financial instruments business operator that is engaged in securities services and is registered as referred to in Article 29 to engage in type-I financial instruments business as the counterparty, and other transactions that are specified by Cabinet Office Order in consideration of the characteristics of the counterparty to the transaction) and other transactions specified by Cabinet Order; hereinafter referred to as "transactions related to subject securities" in item (ii) of the following paragraph, Article 79-20 and Article 79-49).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者等は、次に掲げる金銭又は有価証券について、当該金融商品取引業者等が金融商品取引業（登録金融機関業務を含む。以下この項において同じ。）を廃止した場合その他金融商品取引業を行わないこととなつた場合に顧客に返還すべき額として内閣府令で定めるところにより算定したものに相当する金銭を、自己の固有財産と分別して管理し、内閣府令で定めるところにより、当該金融商品取引業者等が金融商品取引業を廃止した場合その他金融商品取引業を行わないこととなつた場合に顧客に返還すべき額に相当する金銭を管理することを目的として、国内において、信託会社等に信託をしなければならない。
art-43-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-2
As regards the money or securities set forth in the following items, a financial instruments business operator, etc. must manage the amount of money calculated pursuant to the provisions of Cabinet Office Order as the amount to be refunded to the customer in the event that the financial instruments business operator, etc. discontinues its financial instruments business (including services of a registered financial institution; hereinafter the same applies in this paragraph) or otherwise ceases to operate in the financial instruments business, separately from its own assets, and must establish a trust with a trust company, etc. in Japan, pursuant to the provisions of Cabinet Office Order, for the purpose of managing the amount of money to be refunded to the customer in the event that the relevant financial instruments business operator, etc. discontinues its financial instruments business or otherwise ceases to operate in the financial instruments business:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第百十九条の規定により金融商品取引業者等が顧客から預託を受けた金銭（有価証券関連デリバティブ取引に関して預託を受けたものに限る。）又は第百六十一条の二の規定により金融商品取引業者が顧客から預託を受けた金銭
art-43-2/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-2/item-1
money that a customer deposits with the financial instruments business operator, etc. (limited to money deposited in connection with securities-related derivatives transactions) pursuant to Article 119, or money that a customer deposits with the financial instruments business operator, etc. pursuant to Article 161-2;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 対象有価証券関連取引に関し、顧客の計算に属する金銭又は金融商品取引業者等が顧客から預託を受けた金銭（前号に掲げる金銭を除く。）
art-43-2/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-2/item-2
money on the account of a customer or money that a customer deposits with the financial instruments business operator, etc. (excluding the money set forth in the preceding item) in connection with a transaction related to subject securities; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 前項各号に掲げる有価証券のうち、第四十三条の四第一項の規定により担保に供されたもの
art-43-2/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-2/item-3
securities set forth in the items of the preceding paragraph that have been furnished as security pursuant to Article 43-4, paragraph (1).
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 金融商品取引業者は、前二項の規定による管理の状況について、内閣府令で定めるところにより、定期に、公認会計士又は監査法人の監査を受けなければならない。
art-43-2/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-3
A financial instruments business operator must periodically undergo an audit by a certified public accountant or audit by an audit corporation, pursuant to the provisions of Cabinet Office Order, as regards the management conditions under the preceding two paragraphs.
machine translation, not official
### 第四十三条の二の二
art-43-2-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-2-2
**第一項** 金融商品取引業者等は、その行う商品関連市場デリバティブ取引についての第二条第八項第二号若しくは第三号に掲げる行為（以下この条、次条及び第七十九条の二十において「商品関連市場デリバティブ取引取次ぎ等」という。）に係る取引又は第三十五条第一項に規定する業務のうち商品関連市場デリバティブ取引取次ぎ等に係る業務に付随する業務として内閣府令で定めるものに係る取引（第七十九条の二十及び第七十九条の四十九において「対象商品デリバティブ取引関連取引」と総称する。）に関し、第百十九条の規定により顧客から預託を受けた金銭若しくは有価証券その他の顧客から預託を受けた財産又は顧客の計算に属する金銭その他の財産については、内閣府令で定めるところにより、自己の固有財産と区分して管理しなければならない。
art-43-2-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-2-2/par-1
A financial instruments business operator, etc. must, with regard to transactions related to the acts listed in Article 2, paragraph (8), item (ii) or (iii) for commodity-related market derivatives transactions (hereinafter referred to as "commodity-related market derivatives transactions brokerage, etc." in this Article, the following Article and Article 79-20) or transactions related to the business prescribed in Article 35, paragraph (1) specified by Cabinet Office Order as a business incidental to a business related to commodity-related market derivatives transactions brokerage, etc. (hereinafter collectively referred to as "subject commodity derivatives transaction-related transactions" in Article 79-20 and Article 79-49), manage the money or securities deposited from a customer under the provisions of Article 119 or other property deposited from a customer, or money or other property belonging to the account of a customer, separately from the operator, etc.'s own property pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十三条の三
art-43-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-3
**第一項** 金融商品取引業者等は、その行うデリバティブ取引等（有価証券関連デリバティブ取引等又は商品関連市場デリバティブ取引若しくは商品関連市場デリバティブ取引取次ぎ等に該当するものを除く。次項において同じ。）に関し、第百十九条の規定により顧客から預託を受けた金銭又は有価証券その他の保証金又は有価証券については、内閣府令で定めるところにより、自己の固有財産と区分して管理しなければならない。
art-43-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-3/par-1
A financial instruments business operator, etc. must manage the money or securities that a customer deposits pursuant to Article 119 and other security deposits and securities in connection with the derivatives transactions, etc. it conducts (excluding those that fall under securities-related derivatives transactions, etc., commodity-related market derivatives transactions, or commodity-related market derivatives transactions brokerage, etc.; the same applies in the following paragraph), separately from its own property, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者等は、その行うデリバティブ取引等に関し、顧客の計算に属する金銭及び金融商品の価額に相当する財産については、内閣府令で定めるところにより、管理しなければならない。
art-43-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-3/par-2
A financial instruments business operator, etc. must manage the money and other assets that are equivalent to the amount of financial instruments that are part of the customer's account in connection with the derivatives transactions, etc. it conducts, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十三条の四（顧客の有価証券等を担保に供する行為等の制限） — (Restriction on the Act of Furnishing a Customer's Securities as Collateral)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-43-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-4
**第一項** 金融商品取引業者等は、顧客の計算において自己が占有する有価証券又は顧客から預託を受けた有価証券を担保に供する場合又は他人に貸し付ける場合には、内閣府令で定めるところにより、当該顧客から書面による同意を得なければならない。
art-43-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-4/par-1
If a financial instruments business operator, etc. furnishes the securities in its possession on a customer's account or securities deposited with it by a customer as collateral, or lends such securities to another person, it must obtain written consent from that customer pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品取引業者等は、商品関連市場デリバティブ取引についての第二条第八項第二号、第三号又は第五号に掲げる行為に係る業務に関して、顧客の計算において自己が占有する商品（寄託された商品に関して発行された証券又は証書を含む。以下この項において同じ。）又は顧客から預託を受けた商品を担保に供する場合又は他人に貸し付ける場合には、内閣府令で定めるところにより、当該顧客から書面による同意を得なければならない。
art-43-4/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-4/par-2
A financial instruments business operator, etc. must, when furnishing as security the commodity possessed by the financial instruments business operator, etc. based on a customer's account (including instruments or certificates issued in relation to deposited commodity; hereinafter the same applies in this paragraph) or a commodity deposited to the financial instruments business operator, etc. from a customer or loaning such commodities to another person, with regard to the business related to the acts listed in Article 2, paragraph (8), item (ii), (iii) or (v) for commodity-related market derivatives transactions, obtain written consent from the customer pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 第三十四条の二第十二項の規定は、前二項の規定による書面による同意について準用する。
art-43-4/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-4/par-3
The provisions of Article 34-2, paragraph (12) apply mutatis mutandis to the written consent prescribed in the preceding two paragraphs.
Ministry of Justice translation — Japanese Law Translation Database System
## 第五款 電子募集業務及び電子募集取扱業務に関する特則 — Subsection 5 Special Provisions on Electronic Offering Services and Electronic Public Offering Services
heading: machine translation, not official
ch-3/sec-2/subsec-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#ch-3/sec-2/subsec-5
### 第四十三条の五
art-43-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-5
**第一項** 金融商品取引業者等は、第三条各号に掲げる有価証券又は金融商品取引所に上場されていない有価証券（第二十九条の二第一項第六号に規定する政令で定めるものを除く。）について電子募集業務又は電子募集取扱業務を行うときは、内閣府令で定めるところにより、第三十七条の三第一項の規定により提供しなければならない情報のうち電子募集業務又は電子募集取扱業務の相手方の判断に重要な影響を与えるものとして内閣府令で定める事項について、電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であつて内閣府令で定めるものにより、これらの有価証券について電子募集業務又は電子募集取扱業務を行う期間中、当該相手方が閲覧することができる状態に置かなければならない。
art-43-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-5/par-1
When a financial instruments business operator, etc. provides an electronic offering service or electronic public offering service with regard to securities set forth in the items of Article 3 or securities not listed on a financial instruments exchange (excluding those specified by Cabinet Order as prescribed in Article 29-2, paragraph (1), item (vi)), it must, pursuant to the provisions of Cabinet Office Order, make the particulars, among the information that must be provided pursuant to Article 37-3, paragraph (1), that are specified by Cabinet Office Order as having a material influence on decisions by the other party to the electronic offering service or electronic public offering service available for inspection by the other party, by means of using an electronic data processing system or by any other means using information and communications technology that Cabinet Office Order specifies, throughout the period in which it provides an electronic offering service or electronic public offering service with regard to such securities.
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## 第六款 暗号資産取引業等に関する特則 — Subsection 6 Special Provisions on Cryptoasset Trading Business, etc.
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ch-3/sec-2/subsec-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#ch-3/sec-2/subsec-6
### 第四十三条の六（暗号等資産関連業務における暗号等資産の性質に関する説明等） — Explanation, etc. of the Nature of Crypto-and Other Assets in Cryptoasset-Related Business
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art-43-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-6
**第一項** 金融商品取引業者等は、暗号等資産関連業務（第二条第八項第十八号から第二十五号までに掲げる行為その他暗号等資産に関する内閣府令で定める金融商品取引行為（次項において「暗号等資産関連行為」という。）を業として行うことをいう。次項において同じ。）を行うときは、内閣府令で定めるところにより、暗号等資産の性質に関する説明をしなければならない。ただし、投資者の保護に支障を生ずることがない場合として内閣府令で定める場合は、この限りでない。
art-43-6/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-6/par-1
When a financial instruments business operator, etc. conducts cryptoasset-related business (meaning performing, on a regular basis, the acts set forth in Article 2, paragraph (8), items (xviii) through (xxv) and any other act that constitutes a financial instruments transaction as specified by Cabinet Office Order with regard to crypto-and other assets (referred to as a "cryptoasset-related act" in the following paragraph); the same applies in the following paragraph), it must, pursuant to the provisions of Cabinet Office Order, explain the nature of the crypto-and other assets; provided, however, that this does not apply in the cases specified by Cabinet Office Order as cases where there is no hindrance to the protection of investors.
machine translation, not official
**第二項** 金融商品取引業者等又はその役員若しくは使用人は、その行う暗号等資産関連業務に関して、顧客を相手方とし、又は顧客のために暗号等資産関連行為を行うことを内容とする契約の締結又はその勧誘をするに際し、暗号等資産の性質その他内閣府令で定める事項についてその顧客を誤認させるような表示をしてはならない。
art-43-6/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-6/par-2
When a financial instruments business operator, etc., its officer, or its employee concludes or solicits a customer to conclude a contract for it to perform a cryptoasset-related act with the customer as the other party or on behalf of the customer, in connection with the cryptoasset-related business it conducts, it must not make a representation that could cause the customer to have a misconception about the nature of the crypto-and other assets or other particulars specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十三条の七（公益又は投資者の保護を確保するために必要な基準に適合しない暗号資産の取扱いの禁止） — Prohibition on Handling Cryptoassets That Do Not Conform to the Standards Necessary to Ensure the Public Interest or the Protection of Investors
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art-43-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-7
**第一項** 金融商品取引業者は、公益又は投資者の保護を確保するために必要な基準として内閣府令で定める基準に適合しない暗号資産については、第二条第八項第十八号から第二十四号までに掲げる行為をしてはならない。
art-43-7/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-7/par-1
A financial instruments business operator must not perform the acts set forth in Article 2, paragraph (8), items (xviii) through (xxiv) with respect to cryptoassets that do not conform to the standards specified by Cabinet Office Order as standards necessary to ensure the public interest or the protection of investors.
machine translation, not official
### 第四十三条の八（売買停止命令等） — Order to Suspend Purchase and Sales, etc.
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art-43-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-8
**第一項** 内閣総理大臣は、金融商品取引業者が取り扱う特定暗号資産の特定暗号資産発行者がこの法律又はこの法律に基づく命令に違反した場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、当該金融商品取引業者に対し、当該特定暗号資産に係る暗号資産売買等業務を停止し、又は当該特定暗号資産を取り扱うことをやめることを命ずることができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
art-43-8/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-8/par-1
When the Prime Minister finds it necessary and appropriate for the public interest or the protection of investors in a case where the specified cryptoasset issuer of a specified cryptoasset handled by a financial instruments business operator has violated this Act or an order under this Act, the Prime Minister may order the financial instruments business operator to suspend the services for purchase and sale, etc. of cryptoassets in connection with the specified cryptoasset, or to cease handling the specified cryptoasset. In this case, irrespective of the category of proceeding for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, the Prime Minister must conduct a hearing.
machine translation, not official
**第二項** 前項の規定による処分に係る聴聞において行政手続法第十五条第一項の通知があつた場合における同法第三章第二節の規定の適用については、前項に規定する特定暗号資産発行者は、同条第一項の通知を受けた者とみなす。
art-43-8/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-8/par-2
If a notice under Article 15, paragraph (1) of the Administrative Procedure Act has been given in a hearing for a disposition under the provisions of the preceding paragraph, the specified cryptoasset issuer prescribed in the preceding paragraph is deemed to be a person who has received the notice under paragraph (1) of that Article for the purpose of the application of the provisions of Chapter III, Section 2 of that Act.
machine translation, not official
### 第四十三条の九（売買高、価格等の公表） — Publication of Trading Volume, Price, and Other Particulars
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art-43-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-9
**第一項** 金融商品取引業者は、その行う暗号資産売買等業務による暗号資産の売買について、内閣府令で定めるところにより、銘柄別に毎日の売買高、最高、最低及び最終の価格その他の事項を公表しなければならない。
art-43-9/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-9/par-1
A financial instruments business operator must, pursuant to the provisions of Cabinet Office Order, disclose to the public the daily trading volume and the highest price, lowest price, closing price, and other particulars, for each issue, in respect of the purchase and sale of cryptoassets through the services for purchase and sale, etc. of cryptoassets that it conducts.
machine translation, not official
### 第四十三条の十（暗号資産等管理業務に係る善管注意義務） — Duty of Due Care of a Prudent Manager in Cryptoasset, etc. Management
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art-43-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-10
**第一項** 金融商品取引業者は、顧客に対し、善良な管理者の注意をもつて暗号資産等管理業務を行わなければならない。
art-43-10/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-10/par-1
A financial instruments business operator must perform cryptoasset, etc. management for customers with the due care of a prudent manager.
machine translation, not official
### 第四十三条の十一（暗号資産等管理業務の方法） — Method of Cryptoasset, etc. Management
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art-43-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-11
**第一項** 金融商品取引業者は、暗号資産等管理業務を行うに当たつては、顧客の暗号資産を適正に管理するための方法として内閣府令で定める方法によらなければならない。
art-43-11/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-11/par-1
When performing cryptoasset, etc. management, a financial instruments business operator must use the method specified by Cabinet Office Order as a method for properly managing customers' cryptoassets.
machine translation, not official
### 第四十三条の十二（暗号資産管理関係業務提供者以外の者から暗号資産管理関係業務の提供を受けることの禁止等） — Prohibition on Receiving the Provision of Cryptoasset Management-Related Services from Persons Other Than Cryptoasset Management-Related Service Providers, etc.
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art-43-12 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-12
**第一項** 金融商品取引業者は、その行う暗号資産等管理業務に関し、暗号資産管理関係業務提供者以外の者から暗号資産管理関係業務の提供を受けてはならない。
art-43-12/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-12/par-1
A financial instruments business operator must not, in connection with the cryptoasset, etc. management that it conducts, receive the provision of cryptoasset management-related services from a person other than a cryptoasset management-related service provider.
machine translation, not official
**第二項** 金融商品取引業者は、暗号資産管理関係業務提供者から暗号資産管理関係業務の提供を受ける場合には、内閣府令で定めるところにより、暗号資産管理関係業務提供者の選定に係る基準及び手続の整備、当該暗号資産管理関係業務提供者に対する指導その他の顧客の暗号資産の管理に係る業務の適正かつ確実な遂行を確保するために必要な措置を講じなければならない。
art-43-12/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-12/par-2
When a financial instruments business operator receives the provision of cryptoasset management-related services from a cryptoasset management-related service provider, it must take, pursuant to the provisions of Cabinet Office Order, measures necessary for ensuring the proper and reliable performance of the services relating to the management of customers' cryptoassets, such as establishing standards and procedures for the selection of cryptoasset management-related service providers and providing guidance to that cryptoasset management-related service provider.
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### 第四十三条の十三（委託先等に対する指導等） — Guidance, etc. for Entrustees, etc.
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art-43-13 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-13
**第一項** 金融商品取引業者は、他の者が提供する暗号資産売買等業務に必要な情報システムを継続的に利用する場合には、内閣府令で定めるところにより、当該情報システムを提供する者の選定に係る基準及び手続の整備、当該者に対する指導その他の暗号資産売買等業務の適正かつ確実な遂行を確保するために必要な措置を講じなければならない。
art-43-13/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-13/par-1
When a financial instruments business operator continuously uses an information system necessary for the services for purchase and sale, etc. of cryptoassets that is provided by another person, it must take, pursuant to the provisions of Cabinet Office Order, measures necessary for ensuring the proper and reliable performance of the services for purchase and sale, etc. of cryptoassets, such as establishing standards and procedures for the selection of the person that provides that information system and providing guidance to that person.
machine translation, not official
**第二項** 暗号資産管理関係業務提供者から暗号資産管理関係業務の提供を受ける場合のほか、金融商品取引業者は、その行う暗号資産取引業の一部を他の者に委託（二以上の段階にわたる委託を含む。）をした場合には、内閣府令で定めるところにより、当該委託に係る業務の委託先に対する指導その他の当該業務の適正かつ確実な遂行を確保するために必要な措置を講じなければならない。
art-43-13/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-13/par-2
In addition to the case of receiving the provision of cryptoasset management-related services from a cryptoasset management-related service provider, when a financial instruments business operator has entrusted a part of the cryptoasset trading business that it conducts to another person (including entrustment over two or more stages), it must take, pursuant to the provisions of Cabinet Office Order, measures necessary for ensuring the proper and reliable performance of the entrusted business, such as providing guidance to the entrustee of the business relating to that entrustment.
machine translation, not official
### 第四十三条の十四（分別管理） — Separate Management
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art-43-14 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-14
**第一項** 金融商品取引業者は、その行う暗号資産取引業に関して、顧客の金銭を、自己の金銭と分別して管理し、内閣府令で定めるところにより、信託会社等に信託しなければならない。
art-43-14/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-14/par-1
A financial instruments business operator must, with regard to the cryptoasset trading business that it conducts, manage customers' money separately from its own money and, pursuant to the provisions of Cabinet Office Order, entrust it in trust to a trust company, etc.
machine translation, not official
**第二項** 金融商品取引業者は、その行う暗号資産取引業に関して、内閣府令で定めるところにより、顧客の暗号資産を自己の暗号資産と分別して管理しなければならない。この場合において、当該金融商品取引業者は、顧客の暗号資産（顧客の利便の確保及び暗号資産取引業の円滑な遂行を図るために必要なものとして内閣府令で定める要件に該当するものを除く。）を顧客の保護に欠けるおそれが少ないものとして内閣府令で定める方法で管理しなければならない。
art-43-14/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-14/par-2
A financial instruments business operator must, with regard to the cryptoasset trading business that it conducts, manage customers' cryptoassets separately from its own cryptoassets, pursuant to the provisions of Cabinet Office Order. In this case, that financial instruments business operator must manage customers' cryptoassets (excluding those that satisfy the requirements specified by Cabinet Office Order as necessary for ensuring the convenience of customers and facilitating the smooth performance of cryptoasset trading business) by a method specified by Cabinet Office Order as one with little risk of impairing customer protection.
machine translation, not official
**第三項** 金融商品取引業者は、前二項の規定による管理の状況について、内閣府令で定めるところにより、定期に、公認会計士又は監査法人の監査を受けなければならない。
art-43-14/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-14/par-3
A financial instruments business operator must periodically undergo an audit by a certified public accountant or audit by an audit corporation, pursuant to the provisions of Cabinet Office Order, as regards the management conditions under the preceding two paragraphs.
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### 第四十三条の十五（履行保証暗号資産） — Performance-Guarantee Cryptoassets
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art-43-15 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-15
**第一項** 金融商品取引業者は、前条第二項に規定する内閣府令で定める要件に該当する暗号資産と同じ種類及び数量の暗号資産（以下この項及び第四十三条の十七第一項において「履行保証暗号資産」という。）を自己の暗号資産として保有し、内閣府令で定めるところにより、履行保証暗号資産以外の自己の暗号資産と分別して管理しなければならない。この場合において、当該金融商品取引業者は、履行保証暗号資産を顧客の保護に欠けるおそれが少ないものとして内閣府令で定める方法で管理しなければならない。
art-43-15/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-15/par-1
A financial instruments business operator must hold, as its own cryptoassets, cryptoassets of the same type and quantity as the cryptoassets that satisfy the requirements specified by Cabinet Office Order prescribed in paragraph (2) of the preceding Article (hereinafter referred to as "performance-guarantee cryptoassets" in this paragraph and Article 43-17, paragraph (1)), and manage them separately from its own cryptoassets other than performance-guarantee cryptoassets, pursuant to the provisions of Cabinet Office Order. In this case, that financial instruments business operator must manage performance-guarantee cryptoassets by a method specified by Cabinet Office Order as one with little risk of impairing customer protection.
machine translation, not official
**第二項** 前条第三項の規定は、前項の規定による管理の状況について準用する。
art-43-15/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-15/par-2
The provisions of paragraph (3) of the preceding Article apply mutatis mutandis to the management conditions under the provisions of the preceding paragraph.
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### 第四十三条の十六（顧客の暗号資産を担保に供する行為等の制限） — Restriction on the Act of Furnishing a Customer's Cryptoassets as Collateral, etc.
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art-43-16 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-16
**第一項** 金融商品取引業者は、その行う暗号資産取引業に関して管理する顧客の暗号資産を担保に供する場合（当該金融商品取引業者が暗号資産の管理を行うことを内容とする契約に基づき顧客が当該金融商品取引業者に対して有する暗号資産の移転を目的とする債権を担保に供する場合を含む。）又は他人に貸し付ける場合には、内閣府令で定めるところにより、当該顧客から書面による同意を得なければならない。
art-43-16/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-16/par-1
When a financial instruments business operator furnishes as collateral customers' cryptoassets that it manages in connection with the cryptoasset trading business that it conducts (including where it furnishes as collateral a claim for the transfer of cryptoassets that a customer holds against that financial instruments business operator under a contract providing for the management of cryptoassets by that financial instruments business operator) or lends them to another person, it must obtain written consent from the customer, pursuant to the provisions of Cabinet Office Order.
machine translation, not official
**第二項** 第三十四条の二第十二項の規定は、前項の規定による書面による同意について準用する。
art-43-16/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-16/par-2
The provisions of Article 34-2, paragraph (12) apply mutatis mutandis to the written consent under the preceding paragraph.
machine translation, not official
### 第四十三条の十七（対象暗号資産の弁済） — Payment from Subject Cryptoassets
caption: machine translation, not official
art-43-17 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-43-17
**第一項** 金融商品取引業者との間で当該金融商品取引業者が暗号資産の管理を行うことを内容とする契約を締結した者は、当該金融商品取引業者に対して有する暗号資産の移転を目的とする債権に関し、対象暗号資産（当該金融商品取引業者が第四十三条の十四第二項の規定により自己の暗号資産と分別して管理する顧客の暗号資産及び履行保証暗号資産をいう。）について、他の債権者に先立ち弁済を受ける権利を有する。
art-43-17/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-43-17/par-1
A person that has concluded with a financial instruments business operator a contract providing for the management of cryptoassets by that financial instruments business operator has the right to receive payment in priority to other creditors, in connection with a claim for the transfer of cryptoassets held against that financial instruments business operator, out of the subject cryptoassets (meaning customers' cryptoassets that the financial instruments business operator manages separately from its own cryptoassets pursuant to the provisions of Article 43-14, paragraph (2), and performance-guarantee cryptoassets).
machine translation, not official
**第二項** 民法第三百三十三条の規定は、前項の権利について準用する。
art-43-17/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-43-17/par-2
The provisions of Article 333 of the Civil Code apply mutatis mutandis to the right set forth in the preceding paragraph.
machine translation, not official
**第三項** 第一項の権利の実行に関し必要な事項は、政令で定める。
art-43-17/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-43-17/par-3
Matters necessary for the exercise of the right set forth in paragraph (1) are specified by Cabinet Order.
machine translation, not official
### 第四十三条の十八（対象暗号資産の弁済への協力） — Cooperation in Payment from Subject Cryptoassets
caption: machine translation, not official
art-43-18 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-43-18
**第一項** 金融商品取引業者から暗号資産の管理の委託を受けた者その他の当該金融商品取引業者の関係者は、当該金融商品取引業者がその行う暗号資産取引業に関し管理する顧客の暗号資産に係る前条第一項の権利の実行に関し内閣総理大臣から必要な協力を求められた場合には、これに応ずるよう努めるものとする。
art-43-18/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-43-18/par-1
A person entrusted with the management of cryptoassets by a financial instruments business operator and any other concerned party of that financial instruments business operator is to endeavor to comply when the Prime Minister requests necessary cooperation in the exercise of the right set forth in paragraph (1) of the preceding Article in connection with customers' cryptoassets that the financial instruments business operator manages in connection with the cryptoasset trading business that it conducts.
machine translation, not official
## 第七款 弊害防止措置等 — Subsection 7 Preventive Measures against Adverse Effects
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-2/subsec-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#ch-3/sec-2/subsec-7
### 第四十四条（二以上の種別の業務を行う場合の禁止行為） — (Prohibited Actions When Doing Two or More Types of Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-44 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44
**第一項** 金融商品取引業者等又はその役員若しくは使用人は、二以上の業務の種別（第二十九条の二第一項第五号に規定する業務の種別をいう。）に係る業務を行う場合には、次に掲げる行為をしてはならない。
art-44/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44/par-1
If a financial instruments business operator, etc. or its officer or employee does two or more types of business (meaning types of business provided for in Article 29-2, paragraph (1), item (v)), the operator, etc., officer, or employee must not perform any of the following acts:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 投資助言業務に係る助言を受けた顧客が行う有価証券の売買その他の取引等に関する情報又は投資運用業に係る運用として行う有価証券の売買その他の取引等に関する情報を利用して、有価証券の売買その他の取引等の委託等（媒介、取次ぎ又は代理の申込みをいう。以下同じ。）を勧誘する行為
art-44/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44/par-1/item-1
soliciting a customer to entrust, etc. it (meaning to request it to provide intermediation, brokerage, or agency; the same applies hereinafter) with a purchase and sale or other transaction of securities, using information about a purchase and sale or other transaction of securities conducted by a customer that has received advice in connection with investment advisory business or using information about a purchase and sale or other transaction of securities conducted by such a customer as an investment in connection with investment management business;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 投資助言業務及び投資運用業以外の業務による利益を図るため、その行う投資助言業務に関して取引の方針、取引の額若しくは市場の状況に照らして不必要な取引を行うことを内容とした助言を行い、又はその行う投資運用業に関して運用の方針、運用財産の額若しくは市場の状況に照らして不必要な取引を行うことを内容とした運用を行うこと。
art-44/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44/par-1/item-2
giving advice in connection with the investment advisory business it conducts, involving a transaction that is unnecessary in light of the transaction policy, the amount of the transaction, or the market conditions to be conducted, or making an investment in connection with the investment management business it conducts, involving a transaction that is unnecessary in light of the investment policy, the amount of investment property, or the market conditions to be conducted, for the purpose of benefitting from business other than investment advisory business and investment management business; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 前二号に掲げるもののほか、投資者の保護に欠け、若しくは取引の公正を害し、又は金融商品取引業の信用を失墜させるものとして内閣府令で定める行為
art-44/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44/par-1/item-3
any act other than what is set forth in the preceding two items, which is specified by Cabinet Office Order as resulting in insufficient investor protection, harming the fairness of transactions, or causing a loss of confidence in the financial instruments business.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十四条の二（その他業務に係る禁止行為） — (Prohibited Actions Involving Other Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-44-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2
**第一項** 金融商品取引業者又はその役員若しくは使用人は、金融商品取引業及びこれに付随する業務以外の業務（第二号及び第三号において「金融商品取引業者その他業務」という。）を行う場合には、次に掲げる行為をしてはならない。
art-44-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-1
If a financial instruments business operator, etc. or its officer or employee does business other than the financial instruments business and business incidental to that business (hereinafter referred to as "business other than those of a financial instruments business operator" in items (ii) and (iii)), the operator, etc., officer, or employee must not perform any of the following acts:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第百五十六条の二十四第一項に規定する信用取引及び暗号資産信用取引以外の方法による金銭の貸付けその他信用の供与をすることを条件として有価証券又は暗号資産の売買の受託等（委託等を受けることをいう。以下同じ。）をする行為（投資者の保護に欠けるおそれが少ないと認められるものとして内閣府令で定めるものを除く。）
art-44-2/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-1/item-1
act of becoming entrusted, etc. with the purchase and sale of securities or cryptoassets (meaning receiving entrustment, etc.; the same applies hereinafter) on the condition that the person will lend money or otherwise grant credit to a person through a means other than a margin transaction prescribed in Article 156-24, paragraph (1) and a cryptoasset margin transaction (excluding acts specified by Cabinet Office Order as those that are found to have little likelihood of resulting in insufficient investor protection);
machine translation, not official
**二** 金融商品取引業者その他業務による利益を図るため、その行う投資助言業務に関して取引の方針、取引の額若しくは市場の状況に照らして不必要な取引を行うことを内容とした助言を行い、又はその行う投資運用業に関して運用の方針、運用財産の額若しくは市場の状況に照らして不必要な取引を行うことを内容とした運用を行うこと。
art-44-2/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-1/item-2
giving advice in connection with the investment advisory business it conducts, involving a transaction that is unnecessary in light of the transaction policy, the amount of the transaction, or the market conditions to be conducted, or making an investment in connection with the investment management business it conducts, that involves a transaction being conducted that is unnecessary in light of the investment policy, the amount of investment property, or the market conditions, with the aim of benefitting from business other than those of a financial instruments business operator; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 前二号に掲げるもののほか、金融商品取引業者その他業務に関連して行う第二条第八項各号に掲げる行為で投資者の保護に欠け、若しくは取引の公正を害し、又は金融商品取引業の信用を失墜させるものとして内閣府令で定める行為
art-44-2/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-1/item-3
any act other than what is set forth in the preceding two items, which is set forth in the items of Article 2, paragraph (8), which is performed in connection with business other than those of a financial instruments business operator, and which is specified by Cabinet Office Order as resulting in insufficient investor protection, harming the fairness of transactions, or causing a loss of confidence in the financial instruments business.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 登録金融機関又はその役員若しくは使用人は、登録金融機関業務以外の業務（第二号及び第三号において「登録金融機関その他業務」という。）を行う場合には、次に掲げる行為をしてはならない。
art-44-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-2
If a registered financial institution or its officer or employee does business other than engaging in the services of a registered financial institution (referred to as "business other than those of a registered financial institution" in item (ii) and item (iii) below), the institution, officer, or employee must not perform any of the following acts:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 金銭の貸付けその他信用の供与をすることを条件として有価証券の売買の受託等をする行為（投資者の保護に欠けるおそれが少ないと認められるものとして内閣府令で定めるものを除く。）
art-44-2/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-2/item-1
entrusting, etc. the purchase and sale of securities, conditional on it lending money or otherwise granting credit to a person (excluding acts specified by Cabinet Office Order as acts that are found to have little likelihood of resulting in insufficient investor protection);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 登録金融機関その他業務による利益を図るため、その行う投資助言業務に関して取引の方針、取引の額若しくは市場の状況に照らして不必要な取引を行うことを内容とした助言を行い、又はその行う投資運用業に関して運用の方針、運用財産の額若しくは市場の状況に照らして不必要な取引を行うことを内容とした運用を行うこと。
art-44-2/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-2/item-2
giving advice in connection with the investment advisory business it conducts, involving a transaction that is unnecessary in light of the transaction policy, the amount of the transaction, or the market conditions to be conducted, or making an investment in connection with the investment management business it conducts, involving a transaction that is unnecessary in light of the investment policy, the amount of investment property, or the market conditions to be conducted, for the purpose of benefitting from business other than those of a registered financial institution; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 前二号に掲げるもののほか、登録金融機関その他業務に関連して行う登録金融機関業務に係る行為で投資者の保護に欠け、若しくは取引の公正を害し、又は登録金融機関業務の信用を失墜させるものとして内閣府令で定める行為
art-44-2/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-2/item-3
beyond what is set forth in the preceding two items, an act that is performed in connection with business other than those of a registered financial institution, which is specified by Cabinet Office Order as resulting in insufficient investor protection, harming the fairness of transactions, or causing the financial instruments business to lose credibility.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十四条の三（親法人等又は子法人等が関与する行為の制限） — (Restriction on Acts Involving Parent Corporations or Subsidiary Corporations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-44-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3
**第一項** 金融商品取引業者又はその役員若しくは使用人は、次に掲げる行為をしてはならない。ただし、公益又は投資者保護のため支障を生ずることがないと認められるものとして内閣総理大臣の承認を受けたときは、この限りでない。
art-44-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-1
It is prohibited for a financial instruments business operator, etc. or its officer or employee to perform any of the following acts; provided, however, that this does not apply if the approval of the Prime Minister is obtained for the relevant act as one that is found not to compromise the public interest or the protection of investors:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 通常の取引の条件と異なる条件であつて取引の公正を害するおそれのある条件で、当該金融商品取引業者の親法人等又は子法人等と有価証券若しくは暗号資産の売買その他の取引又は店頭デリバティブ取引を行うこと。
art-44-3/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-1/item-1
conducting a purchase and sale or other transaction of securities or cryptoassets or an over-the-counter derivatives transaction with the parent corporation, etc. or subsidiary corporation, etc. of the financial instruments business operator, under terms and conditions that are different from ordinary terms and conditions and that are likely to be detrimental to the fairness of transactions;
machine translation, not official
**二** 当該金融商品取引業者との間で第二条第八項各号に掲げる行為に関する契約を締結することを条件としてその親法人等又は子法人等がその顧客に対して信用を供与していることを知りながら、当該顧客との間で当該契約を締結すること。
art-44-3/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-1/item-2
concluding a contract with a customer for any of the acts set forth in the items of Article 2, paragraph (8), knowing that the parent corporation, etc. or subsidiary corporation, etc. of the financial instruments business operator, etc. has granted credit to the customer on the condition that the contract be concluded with the financial instruments business operator, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 当該金融商品取引業者の親法人等又は子法人等の利益を図るため、その行う投資助言業務に関して取引の方針、取引の額若しくは市場の状況に照らして不必要な取引を行うことを内容とした助言を行い、又はその行う投資運用業に関して運用の方針、運用財産の額若しくは市場の状況に照らして不必要な取引を行うことを内容とした運用を行うこと。
art-44-3/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-1/item-3
giving advice in connection with the investment advisory business it conducts, involving a transaction that is unnecessary in light of the transaction policy, the amount of the transaction, or the market conditions to be conducted, or making an investment in connection with the investment management business it conducts, involving a transaction that is unnecessary in light of the investment policy, the amount of investment property, or the market conditions to be conducted, for the purpose of benefitting the parent corporation, etc. or subsidiary corporation, etc. of the financial instruments business operator, etc.; and
Ministry of Justice translation — Japanese Law Translation Database System
**四** 前三号に掲げるもののほか、当該金融商品取引業者の親法人等又は子法人等が関与する行為であつて投資者の保護に欠け、若しくは取引の公正を害し、又は金融商品取引業の信用を失墜させるおそれのあるものとして内閣府令で定める行為
art-44-3/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-1/item-4
any act other than what is set forth in the preceding three items, which involves the parent corporation, etc. or subsidiary corporation, etc. of the financial instruments business operator, etc. and which is specified by Cabinet Office Order as being likely to compromise the protection of investors, harm the fairness of transactions, or cause a loss of confidence in the financial instruments business.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 登録金融機関又はその役員若しくは使用人は、次に掲げる行為をしてはならない。ただし、公益又は投資者保護のため支障を生ずることがないと認められるものとして内閣総理大臣の承認を受けたときは、この限りでない。
art-44-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-2
It is prohibited for a registered financial institution or its officer or employee to perform any of the following acts; provided, however, that this does not apply if the approval of the Prime Minster is obtained for the relevant act as one that is found not to compromise the public interest or the protection of investors:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 通常の取引の条件と異なる条件であつて取引の公正を害するおそれのある条件で、当該登録金融機関の親法人等又は子法人等と有価証券の売買その他の取引又は店頭デリバティブ取引を行うこと。
art-44-3/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-2/item-1
conducting a purchase and sale or other transaction of securities or an over-the-counter derivatives transaction with the parent corporation, etc. or subsidiary corporation, etc. of the registered financial institution, under terms and conditions that are different from ordinary terms and conditions and that are likely to be detrimental to the fairness of transactions;
Ministry of Justice translation — Japanese Law Translation Database System
**二** その親法人等又は子法人等との間で第二条第八項各号に掲げる行為に関する契約を締結することを条件として当該登録金融機関がその顧客に対して信用を供与しながら、当該顧客との間で第三十三条第二項第四号ロに掲げる行為をすること。
art-44-3/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-2/item-2
performing the act specified in Article 33, paragraph (2), item (iv), (b) with a customer, while granting credit to the customer on the condition that a contract for any of the acts set forth in the items of Article 2, paragraph (8) be concluded with the parent corporation, etc. or subsidiary corporation, etc. of the registered financial institution;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 当該登録金融機関の親法人等又は子法人等の利益を図るため、その行う投資助言業務に関して取引の方針、取引の額若しくは市場の状況に照らして不必要な取引を行うことを内容とした助言を行い、又はその行う投資運用業に関して運用の方針、運用財産の額若しくは市場の状況に照らして不必要な取引を行うことを内容とした運用を行うこと。
art-44-3/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-2/item-3
giving advice in connection with the investment advisory business it conducts, involving a transaction that is unnecessary in light of the transaction policy, the amount of the transaction, or the market conditions to be conducted, or making an investment in connection with the investment management business it conducts, involving a transaction that is unnecessary in light of the investment policy, the amount of investment property, or the market conditions to be conducted, for the purpose of benefitting the parent corporation, etc. or subsidiary corporation, etc. of the registered financial institution; and
Ministry of Justice translation — Japanese Law Translation Database System
**四** 前三号に掲げるもののほか、当該登録金融機関の親法人等又は子法人等が関与する行為であつて投資者の保護に欠け、若しくは取引の公正を害し、又は登録金融機関業務の信用を失墜させるおそれのあるものとして内閣府令で定める行為
art-44-3/par-2/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-2/item-4
beyond what is set forth in the preceding three items, an act in which the parent corporation, etc. or subsidiary corporation, etc. of the registered financial institution is involved, which is specified by Cabinet Office Order as being likely to compromise the protection of investors, harm the fairness of transactions, or cause the business of the registered financial institution to lose credibility.
Ministry of Justice translation — Japanese Law Translation Database System
### 第四十四条の四（引受人等の信用供与の制限） — Restriction on Granting Credit by Underwriters, etc.
caption: machine translation, not official
art-44-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-4
**第一項** 有価証券の引受人となつた金融商品取引業者は、当該有価証券（第二条第六項第三号に掲げるものを行う金融商品取引業者にあつては、同号に規定する新株予約権を行使することにより取得する有価証券）を売却する場合において、引受人となつた日から六月を経過する日までは、その買主に対し買入代金につき貸付けその他信用の供与をしてはならない。
art-44-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-4/par-1
If a financial instruments business operator that has become an underwriter of securities sells those securities (in the case of a financial instruments business operator that conducts the act specified in Article 2, paragraph (6), item (iii), the securities acquired by exercising share options prescribed in that item), it must not lend money or otherwise grant credit for the purchase price to the purchaser of the securities until six months have elapsed since the day on which the financial instruments business operator became an underwriter.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 特定暗号資産の特定暗号資産引受人となつた金融商品取引業者は、当該特定暗号資産を売却する場合（他の暗号資産と交換する場合を含む。）において、特定暗号資産引受人となつた日から六月を経過する日までは、その相手方に対し買入代金（他の暗号資産と交換する場合にあつては、当該他の暗号資産）につき貸付けその他信用の供与をしてはならない。
art-44-4/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-4/par-2
A financial instruments business operator that has become an underwriter of specified cryptoassets in respect of a specified cryptoasset must not, when selling that specified cryptoasset (including when exchanging it for other cryptoassets), lend money or otherwise grant credit to the other party for the purchase price (in the case of an exchange for other cryptoassets, those other cryptoassets) until six months have elapsed since the day on which it became an underwriter of specified cryptoassets.
machine translation, not official
## 第八款 雑則 — Subsection 8 Miscellaneous Provisions
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-2/subsec-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#ch-3/sec-2/subsec-8
### 第四十五条
art-45 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-45
**第一項** 次の各号に掲げる規定は、当該各号に定める者が特定投資家である場合には、適用しない。ただし、公益又は特定投資家の保護のため支障を生ずるおそれがあるものとして内閣府令で定める場合は、この限りでない。
art-45/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-45/par-1
The provisions set forth in each of the following items do not apply if the person specified in the relevant item is a professional investor; provided, however, that this does not apply to the cases specified by Cabinet Office Order as those in which the public interest or the protection of professional investors could be compromised:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第三十七条、第三十八条第四号から第六号まで及び第四十条第一号 金融商品取引業者等が行う金融商品取引契約の締結の勧誘の相手方
art-45/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-45/par-1/item-1
the provisions of Article 37; Article 38, items (iv) through (vi); and Article 40, item (i):the other party that the financial instruments business operator, etc. solicits to conclude a financial instruments transaction contract;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四 金融商品取引業者等が申込みを受け、又は締結した金融商品取引契約の相手方
art-45/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-45/par-1/item-2
the provisions of Articles 37-2 to 37-6; Article 40-2, paragraph (4); and Article 43-4:the other party to a financial instruments transaction contract for which a financial instruments business operator, etc. has received an offer or which a financial instruments business operator, etc. has concluded;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 第四十一条の四及び第四十一条の五 金融商品取引業者等が締結した投資顧問契約の相手方
art-45/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-45/par-1/item-3
the provisions of Article 41-4 and Article 41-5:the other party to an investment advisory contract concluded by a financial instruments business operator, etc.; and
Ministry of Justice translation — Japanese Law Translation Database System
**四** 第四十二条の五から第四十二条の七まで 金融商品取引業者等が締結した投資一任契約の相手方
art-45/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-45/par-1/item-4
the provisions of Articles 42-5 through 42-7:the other party to a discretionary investment contract concluded by a financial instruments business operator, etc.
Ministry of Justice translation — Japanese Law Translation Database System
---
## Cites
- art-35/par-1: この条 → 金融商品取引法 第三十五条 (Article 35), art-35 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35
- art-35/par-1: この項 → 金融商品取引法 第三十五条第一項 (Article 35, paragraph (1)), art-35/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1
- art-35/par-1/item-2: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1
- art-35/par-1/item-5: 投資信託及び投資法人に関する法律第二条第十一項 → e-Gov law 326AC0100000198, 第二条第十一項 (Article 2, paragraph (11)), art-2/par-11 — not held in this collection
- art-35/par-1/item-5: 第二条第一項第十号 → 金融商品取引法 第二条第一項第十号 (Article 2, paragraph (1), item (x)), art-2/par-1/item-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-1/item-10
- art-35/par-1/item-6: 投資信託及び投資法人に関する法律第二条第十二項 → e-Gov law 326AC0100000198, 第二条第十二項 (Article 2, paragraph (12)), art-2/par-12 — not held in this collection
- art-35/par-1/item-6: 第二条第一項第十一号 → 金融商品取引法 第二条第一項第十一号 (Article 2, paragraph (1), item (xi)), art-2/par-1/item-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-1/item-11
- art-35/par-1/item-8: 第二条第八項第十一号 → 金融商品取引法 第二条第八項第十一号 (Article 2, paragraph (8), item (xi)), art-2/par-8/item-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-11
- art-35/par-1/item-9: この号 → 金融商品取引法 第三十五条第一項第九号 (Article 35, paragraph (1), item (ix)), art-35/par-1/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-9
- art-35/par-1/item-9: 第五号 → 金融商品取引法 第三十五条第一項第五号 (Article 35, paragraph (1), item (v)), art-35/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-5
- art-35/par-1/item-10: 投資信託及び投資法人に関する法律第二条第十三項 → e-Gov law 326AC0100000198, 第二条第十三項 (Article 2, paragraph (13)), art-2/par-13 — not held in this collection
- art-35/par-1/item-13: 第十五号 → 金融商品取引法 第三十五条第一項第十五号 (Article 35, paragraph (1), item (xv)), art-35/par-1/item-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-15
- art-35/par-1/item-13: 次項第六号 → 金融商品取引法 第三十五条第二項第六号 (Article 35, paragraph (2), item (vi)), art-35/par-2/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2/item-6
- art-35/par-1/item-15: 第四十二条第一項 → 金融商品取引法 第四十二条第一項 (Article 42, paragraph (1)), art-42/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-42/par-1
- art-35/par-1/item-15/sub-1: 投資信託及び投資法人に関する法律第二条第一項 → e-Gov law 326AC0100000198, 第二条第一項 (Article 2, paragraph (1)), art-2/par-1 — not held in this collection
- art-35/par-1/item-16: 第八号 → 金融商品取引法 第三十五条第一項第八号 (Article 35, paragraph (1), item (viii)), art-35/par-1/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-8
- art-35/par-2: 前項 → 金融商品取引法 第三十五条第一項 (Article 35, paragraph (1)), art-35/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1
- art-35/par-2/item-1: 商品先物取引法第二条第二十一項 → e-Gov law 325AC0000000239, 第二条第二十一項 (Article 2, paragraph (21)), art-2/par-21 — not held in this collection
- art-35/par-2/item-2: 前号 → 金融商品取引法 第三十五条第二項第一号 (Article 35, paragraph (2), item (i)), art-35/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2/item-1
- art-35/par-2/item-3: 貸金業法第二条第一項 → e-Gov law 358AC1000000032, 第二条第一項 (Article 2, paragraph (1)), art-2/par-1 — not held in this collection
- art-35/par-2/item-4: 宅地建物取引業法第二条第二号 → 宅地建物取引業法 第二条第一項第二号 (Article 2, paragraph (1), item (ii)), art-2/par-1/item-2 — https://japanlaw.org/en/real-estate-brokerage-act/art-2/par-1/item-2 · https://japanlaw.org/l/327AC1000000176/art-2/par-1/item-2
- art-35/par-2/item-4: 同条第一号 → 宅地建物取引業法 第二条第一項第一号 (Article 2, paragraph (1), item (i)), art-2/par-1/item-1 — https://japanlaw.org/en/real-estate-brokerage-act/art-2/par-1/item-1 · https://japanlaw.org/l/327AC1000000176/art-2/par-1/item-1
- art-35/par-2/item-5: 不動産特定共同事業法第二条第四項 → e-Gov law 406AC0000000077, 第二条第四項 (Article 2, paragraph (4)), art-2/par-4 — not held in this collection
- art-35/par-2/item-5-2: 商品投資に係る事業の規制に関する法律第二条第一項 → e-Gov law 403AC0000000066, 第二条第一項 (Article 2, paragraph (1)), art-2/par-1 — not held in this collection
- art-35/par-2/item-5-2: 同項第三号 → e-Gov law 403AC0000000066, 第二条第一項第三号 (Article 2, paragraph (1), item (iii)), art-2/par-1/item-3 — not held in this collection
- art-35/par-2/item-5-2: 第一号 → 金融商品取引法 第三十五条第二項第一号 (Article 35, paragraph (2), item (i)), art-35/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2/item-1
- art-35/par-2/item-5-2: 第二号 → 金融商品取引法 第三十五条第二項第二号 (Article 35, paragraph (2), item (ii)), art-35/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2/item-2
- art-35/par-2/item-6: 前項第十五号 → 金融商品取引法 第三十五条第一項第十五号 (Article 35, paragraph (1), item (xv)), art-35/par-1/item-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-15
- art-35/par-2/item-6: 第一号 → 金融商品取引法 第三十五条第一項第一号 (Article 35, paragraph (1), item (i)), art-35/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-1
- art-35/par-2/item-6: 第二号 → 金融商品取引法 第三十五条第一項第二号 (Article 35, paragraph (1), item (ii)), art-35/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1/item-2
- art-35/par-2/item-6: 前号 → 金融商品取引法 第三十五条第二項第五号 (Article 35, paragraph (2), item (v)), art-35/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2/item-5
- art-35/par-3: 前項 → 金融商品取引法 第三十五条第二項 (Article 35, paragraph (2)), art-35/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2
- art-35/par-4: 第一項 → 金融商品取引法 第三十五条第一項 (Article 35, paragraph (1)), art-35/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1
- art-35/par-4: 第二項 → 金融商品取引法 第三十五条第二項 (Article 35, paragraph (2)), art-35/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2
- art-35/par-5: 前項 → 金融商品取引法 第三十五条第四項 (Article 35, paragraph (4)), art-35/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-4
- art-35/par-6: 第三項 → 金融商品取引法 第三十五条第三項 (Article 35, paragraph (3)), art-35/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-3
- art-35/par-6: 第四項 → 金融商品取引法 第三十五条第四項 (Article 35, paragraph (4)), art-35/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-4
- art-35/par-7: 第一項 → 金融商品取引法 第三十五条第一項 (Article 35, paragraph (1)), art-35/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1
- art-35/par-7: 第二項 → 金融商品取引法 第三十五条第二項 (Article 35, paragraph (2)), art-35/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-2
- art-35/par-7: 第四項 → 金融商品取引法 第三十五条第四項 (Article 35, paragraph (4)), art-35/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-4
- art-35-2/par-1: 次項 → 金融商品取引法 第三十五条の二第二項 (Article 35-2, paragraph (2)), art-35-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2/par-2
- art-35-2/par-2: 前項 → 金融商品取引法 第三十五条の二第一項 (Article 35-2, paragraph (1)), art-35-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2/par-1
- art-35-2-2/par-1: この条 → 金融商品取引法 第三十五条の二の二 (Article 35-2-2), art-35-2-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2
- art-35-2-2/par-1: この項 → 金融商品取引法 第三十五条の二の二第一項 (Article 35-2-2, paragraph (1)), art-35-2-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1
- art-35-2-2/par-1: 第三十五条第四項 → 金融商品取引法 第三十五条第四項 (Article 35, paragraph (4)), art-35/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-4
- art-35-2-2/par-1/item-6: 第二条第八項第十一号 → 金融商品取引法 第二条第八項第十一号 (Article 2, paragraph (8), item (xi)), art-2/par-8/item-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-11
- art-35-2-2/par-1/item-7: この号 → 金融商品取引法 第三十五条の二の二第一項第七号 (Article 35-2-2, paragraph (1), item (vii)), art-35-2-2/par-1/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1/item-7
- art-35-2-2/par-1/item-8: 第六号 → 金融商品取引法 第三十五条の二の二第一項第六号 (Article 35-2-2, paragraph (1), item (vi)), art-35-2-2/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1/item-6
- art-35-2-2/par-2: 第二十九条の四の二第九項 → 金融商品取引法 第二十九条の四の二第九項 (Article 29-4-2, paragraph (9)), art-29-4-2/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-9
- art-35-2-2/par-2: 第二十九条の四の四第八項 → 金融商品取引法 第二十九条の四の四第八項 (Article 29-4-4, paragraph (8)), art-29-4-4/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-29-4-2#art-29-4-4/par-8
- art-35-2-2/par-2: 次項から第五項まで → 金融商品取引法 第三十五条の二の二第三項 (Article 35-2-2, paragraph (3)), art-35-2-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-3
- art-35-2-2/par-2: 次項から第五項まで → 金融商品取引法 第三十五条の二の二第四項 (Article 35-2-2, paragraph (4)), art-35-2-2/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-4
- art-35-2-2/par-2: 次項から第五項まで → 金融商品取引法 第三十五条の二の二第五項 (Article 35-2-2, paragraph (5)), art-35-2-2/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-5
- art-35-2-2/par-2: 前項 → 金融商品取引法 第三十五条の二の二第一項 (Article 35-2-2, paragraph (1)), art-35-2-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1
- art-35-2-2/par-2/item-2: 資金決済に関する法律第二条第十四項 → 資金決済に関する法律 第二条第十四項 (Article 2, paragraph (14)), art-2/par-14 — https://japanlaw.org/en/payment-services-act/art-2/par-14 · https://japanlaw.org/l/421AC0000000059/art-2/par-14
- art-35-2-2/par-3: 前二項 → 金融商品取引法 第三十五条の二の二第一項 (Article 35-2-2, paragraph (1)), art-35-2-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1
- art-35-2-2/par-3: 前二項 → 金融商品取引法 第三十五条の二の二第二項 (Article 35-2-2, paragraph (2)), art-35-2-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-2
- art-35-2-2/par-4: 前項 → 金融商品取引法 第三十五条の二の二第三項 (Article 35-2-2, paragraph (3)), art-35-2-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-3
- art-35-2-2/par-5: 前項 → 金融商品取引法 第三十五条の二の二第四項 (Article 35-2-2, paragraph (4)), art-35-2-2/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-4
- art-35-2-2/par-6: 第一項から第三項まで → 金融商品取引法 第三十五条の二の二第一項 (Article 35-2-2, paragraph (1)), art-35-2-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-1
- art-35-2-2/par-6: 第一項から第三項まで → 金融商品取引法 第三十五条の二の二第二項 (Article 35-2-2, paragraph (2)), art-35-2-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-2
- art-35-2-2/par-6: 第一項から第三項まで → 金融商品取引法 第三十五条の二の二第三項 (Article 35-2-2, paragraph (3)), art-35-2-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35-2-2/par-3
- art-36/par-2: この条 → 金融商品取引法 第三十六条 (Article 36), art-36 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36
- art-36/par-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-28#art-29
- art-36/par-3: 第一項 → 金融商品取引法 第三十六条第一項 (Article 36, paragraph (1)), art-36/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36/par-1
- art-36/par-4: 第一項 → 金融商品取引法 第三十六条第一項 (Article 36, paragraph (1)), art-36/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36/par-1
- art-36-2/par-2: 第六十六条の八第二項 → 金融商品取引法 第六十六条の八第二項 (Article 66-8, paragraph (2)), art-66-8/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3-2/from-art-66#art-66-8/par-2
- art-36-2/par-2: 第二十九条の四の二第八項 → 金融商品取引法 第二十九条の四の二第八項 (Article 29-4-2, paragraph (8)), art-29-4-2/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-29-4-2#art-29-4-2/par-8
- art-36-2/par-2: 第二十九条の四の三第二項 → 金融商品取引法 第二十九条の四の三第二項 (Article 29-4-3, paragraph (2)), art-29-4-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-29-4-2#art-29-4-3/par-2
- art-36-2/par-3: 第一項 → 金融商品取引法 第三十六条の二第一項 (Article 36-2, paragraph (1)), art-36-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36-2/par-1
- art-36-4/par-1: 次項 → 金融商品取引法 第三十六条の四第二項 (Article 36-4, paragraph (2)), art-36-4/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-36-4/par-2
- art-36-4/par-1: 会社法第七百二条 → 会社法 第七百二条 (Article 702), art-702 — https://japanlaw.org/en/companies-act/art-702 · https://japanlaw.org/l/417AC0000000086/art-702
- art-36-4/par-1: 同法第七百十四条の二 → 会社法 第七百十四条の二 (Article 714-2), art-714-2 — https://japanlaw.org/en/companies-act/art-714-2 · https://japanlaw.org/l/417AC0000000086/art-714-2
- art-36-4/par-1: 担保付社債信託法第二条第一項 → e-Gov law 138AC0000000052, 第二条第一項 (Article 2, paragraph (1)), art-2/par-1 — not held in this collection
- art-37-3/par-1/item-6: 前号 → 金融商品取引法 第三十七条の三第一項第五号 (Article 37-3, paragraph (1), item (v)), art-37-3/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-5
- art-37-3/par-1/item-7: 前各号 → 金融商品取引法 第三十七条の三第一項第一号 (Article 37-3, paragraph (1), item (i)), art-37-3/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-1
- art-37-3/par-1/item-7: 前各号 → 金融商品取引法 第三十七条の三第一項第二号 (Article 37-3, paragraph (1), item (ii)), art-37-3/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-2
- art-37-3/par-1/item-7: 前各号 → 金融商品取引法 第三十七条の三第一項第三号 (Article 37-3, paragraph (1), item (iii)), art-37-3/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-3
- art-37-3/par-1/item-7: 前各号 → 金融商品取引法 第三十七条の三第一項第四号 (Article 37-3, paragraph (1), item (iv)), art-37-3/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-4
- art-37-3/par-1/item-7: 前各号 → 金融商品取引法 第三十七条の三第一項第五号 (Article 37-3, paragraph (1), item (v)), art-37-3/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-5
- art-37-3/par-1/item-7: 前各号 → 金融商品取引法 第三十七条の三第一項第六号 (Article 37-3, paragraph (1), item (vi)), art-37-3/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-6
- art-37-3/par-2: 前項 → 金融商品取引法 第三十七条の三第一項 (Article 37-3, paragraph (1)), art-37-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1
- art-37-3/par-2: 同項第五号 → 金融商品取引法 第三十七条の三第一項第五号 (Article 37-3, paragraph (1), item (v)), art-37-3/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-5
- art-37-3/par-2: 第六号 → 金融商品取引法 第三十七条の三第一項第六号 (Article 37-3, paragraph (1), item (vi)), art-37-3/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1/item-6
- art-37-3/par-2: この項 → 金融商品取引法 第三十七条の三第二項 (Article 37-3, paragraph (2)), art-37-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-2
- art-37-3/par-3: 第二条第二項 → 金融商品取引法 第二条第二項 (Article 2, paragraph (2)), art-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-2
- art-37-3/par-3: 第一項 → 金融商品取引法 第三十七条の三第一項 (Article 37-3, paragraph (1)), art-37-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1
- art-37-6/par-1: 第三十七条の四 → 金融商品取引法 第三十七条の四 (Article 37-4), art-37-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-4
- art-37-6/par-2: 前項 → 金融商品取引法 第三十七条の六第一項 (Article 37-6, paragraph (1)), art-37-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-1
- art-37-6/par-3: 第一項 → 金融商品取引法 第三十七条の六第一項 (Article 37-6, paragraph (1)), art-37-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-1
- art-37-6/par-3: 次項 → 金融商品取引法 第三十七条の六第四項 (Article 37-6, paragraph (4)), art-37-6/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-4
- art-37-6/par-4: 第一項 → 金融商品取引法 第三十七条の六第一項 (Article 37-6, paragraph (1)), art-37-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-1
- art-37-6/par-4: 前項 → 金融商品取引法 第三十七条の六第三項 (Article 37-6, paragraph (3)), art-37-6/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-3
- art-37-6/par-5: 前各項 → 金融商品取引法 第三十七条の六第一項 (Article 37-6, paragraph (1)), art-37-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-1
- art-37-6/par-5: 前各項 → 金融商品取引法 第三十七条の六第二項 (Article 37-6, paragraph (2)), art-37-6/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-2
- art-37-6/par-5: 前各項 → 金融商品取引法 第三十七条の六第三項 (Article 37-6, paragraph (3)), art-37-6/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-3
- art-37-6/par-5: 前各項 → 金融商品取引法 第三十七条の六第四項 (Article 37-6, paragraph (4)), art-37-6/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6/par-4
- art-37-7/par-1/item-1: 次号から第五号まで → 金融商品取引法 第三十七条の七第一項第二号 (Article 37-7, paragraph (1), item (ii)), art-37-7/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-2
- art-37-7/par-1/item-1: 次号から第五号まで → 金融商品取引法 第三十七条の七第一項第三号 (Article 37-7, paragraph (1), item (iii)), art-37-7/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-3
- art-37-7/par-1/item-1: 次号から第五号まで → 金融商品取引法 第三十七条の七第一項第四号 (Article 37-7, paragraph (1), item (iv)), art-37-7/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-4
- art-37-7/par-1/item-1: 次号から第五号まで → 金融商品取引法 第三十七条の七第一項第五号 (Article 37-7, paragraph (1), item (v)), art-37-7/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-5
- art-37-7/par-1/item-1/sub-1: 第百五十六条の三十八第一項 → 金融商品取引法 第百五十六条の三十八第一項 (Article 156-38, paragraph (1)), art-156-38/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-1
- art-37-7/par-1/item-1/sub-1: 同条第十三項 → 金融商品取引法 第百五十六条の三十八第十三項 (Article 156-38, paragraph (13)), art-156-38/par-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-13
- art-37-7/par-1/item-1/sub-1: 同条第二項 → 金融商品取引法 第百五十六条の三十八第二項 (Article 156-38, paragraph (2)), art-156-38/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-2
- art-37-7/par-1/item-1/sub-1: この号 → 金融商品取引法 第三十七条の七第一項第一号 (Article 37-7, paragraph (1), item (i)), art-37-7/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-1
- art-37-7/par-1/item-1/sub-1: 第三項第二号 → 金融商品取引法 第三十七条の七第三項第二号 (Article 37-7, paragraph (3), item (ii)), art-37-7/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-3/item-2
- art-37-7/par-1/item-1/sub-1: 同条第十四項 → 金融商品取引法 第百五十六条の三十八第十四項 (Article 156-38, paragraph (14)), art-156-38/par-14 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-14
- art-37-7/par-1/item-1/sub-2: 第四十二条第一項 → 金融商品取引法 第四十二条第一項 (Article 42, paragraph (1)), art-42/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-42/par-1
- art-37-7/par-1/item-1/sub-2: 第百五十六条の五十第三項第三号 → 金融商品取引法 第百五十六条の五十第三項第三号 (Article 156-50, paragraph (3), item (iii)), art-156-50/par-3/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-45#art-156-50/par-3/item-3
- art-37-7/par-1/item-1/sub-2: 裁判外紛争解決手続の利用の促進に関する法律（平成十六年法律第百五十一号）第二条第三号 → e-Gov law 416AC0000000151, 第二条第一項第三号 (Article 2, paragraph (1), item (iii)), art-2/par-1/item-3 — not held in this collection
- art-37-7/par-1/item-2/sub-1: 第百五十六条の三十八第三項 → 金融商品取引法 第百五十六条の三十八第三項 (Article 156-38, paragraph (3)), art-156-38/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-3
- art-37-7/par-1/item-2/sub-1: この号 → 金融商品取引法 第三十七条の七第一項第二号 (Article 37-7, paragraph (1), item (ii)), art-37-7/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-2
- art-37-7/par-1/item-2/sub-1: 第三項第二号 → 金融商品取引法 第三十七条の七第三項第二号 (Article 37-7, paragraph (3), item (ii)), art-37-7/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-3/item-2
- art-37-7/par-1/item-3/sub-1: 第百五十六条の三十八第四項 → 金融商品取引法 第百五十六条の三十八第四項 (Article 156-38, paragraph (4)), art-156-38/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-4
- art-37-7/par-1/item-3/sub-1: この号 → 金融商品取引法 第三十七条の七第一項第三号 (Article 37-7, paragraph (1), item (iii)), art-37-7/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-3
- art-37-7/par-1/item-3/sub-1: 第三項第二号 → 金融商品取引法 第三十七条の七第三項第二号 (Article 37-7, paragraph (3), item (ii)), art-37-7/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-3/item-2
- art-37-7/par-1/item-4/sub-1: 第百五十六条の三十八第五項 → 金融商品取引法 第百五十六条の三十八第五項 (Article 156-38, paragraph (5)), art-156-38/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-5
- art-37-7/par-1/item-4/sub-1: この号 → 金融商品取引法 第三十七条の七第一項第四号 (Article 37-7, paragraph (1), item (iv)), art-37-7/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-4
- art-37-7/par-1/item-4/sub-1: 第三項第二号 → 金融商品取引法 第三十七条の七第三項第二号 (Article 37-7, paragraph (3), item (ii)), art-37-7/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-3/item-2
- art-37-7/par-1/item-5/sub-1: 第百五十六条の三十八第六項 → 金融商品取引法 第百五十六条の三十八第六項 (Article 156-38, paragraph (6)), art-156-38/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-6
- art-37-7/par-1/item-5/sub-1: この号 → 金融商品取引法 第三十七条の七第一項第五号 (Article 37-7, paragraph (1), item (v)), art-37-7/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-5
- art-37-7/par-1/item-5/sub-1: 第三項第二号 → 金融商品取引法 第三十七条の七第三項第二号 (Article 37-7, paragraph (3), item (ii)), art-37-7/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-3/item-2
- art-37-7/par-1/item-6/sub-1: 第百五十六条の三十八第七項 → 金融商品取引法 第百五十六条の三十八第七項 (Article 156-38, paragraph (7)), art-156-38/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-38/par-7
- art-37-7/par-1/item-6/sub-1: この号 → 金融商品取引法 第三十七条の七第一項第六号 (Article 37-7, paragraph (1), item (vi)), art-37-7/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-6
- art-37-7/par-1/item-6/sub-1: 第三項第二号 → 金融商品取引法 第三十七条の七第三項第二号 (Article 37-7, paragraph (3), item (ii)), art-37-7/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-3/item-2
- art-37-7/par-2: 前項 → 金融商品取引法 第三十七条の七第一項 (Article 37-7, paragraph (1)), art-37-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1
- art-37-7/par-3: 第一項 → 金融商品取引法 第三十七条の七第一項 (Article 37-7, paragraph (1)), art-37-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1
- art-37-7/par-3/item-1: 第一項第一号 → 金融商品取引法 第三十七条の七第一項第一号 (Article 37-7, paragraph (1), item (i)), art-37-7/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-1
- art-37-7/par-3/item-1: 第二号 → 金融商品取引法 第三十七条の七第一項第二号 (Article 37-7, paragraph (1), item (ii)), art-37-7/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-2
- art-37-7/par-3/item-1: 第三号 → 金融商品取引法 第三十七条の七第一項第三号 (Article 37-7, paragraph (1), item (iii)), art-37-7/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-3
- art-37-7/par-3/item-1: 第四号 → 金融商品取引法 第三十七条の七第一項第四号 (Article 37-7, paragraph (1), item (iv)), art-37-7/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-4
- art-37-7/par-3/item-1: 第五号 → 金融商品取引法 第三十七条の七第一項第五号 (Article 37-7, paragraph (1), item (v)), art-37-7/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-5
- art-37-7/par-3/item-1: 第六号 → 金融商品取引法 第三十七条の七第一項第六号 (Article 37-7, paragraph (1), item (vi)), art-37-7/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-6
- art-37-7/par-3/item-1: 第百五十六条の六十第一項 → 金融商品取引法 第百五十六条の六十第一項 (Article 156-60, paragraph (1)), art-156-60/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-60/par-1
- art-37-7/par-3/item-1: 第百五十六条の六十一第一項 → 金融商品取引法 第百五十六条の六十一第一項 (Article 156-61, paragraph (1)), art-156-61/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-1
- art-37-7/par-3/item-2: 第一項第一号 → 金融商品取引法 第三十七条の七第一項第一号 (Article 37-7, paragraph (1), item (i)), art-37-7/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-1
- art-37-7/par-3/item-2: 第二号 → 金融商品取引法 第三十七条の七第一項第二号 (Article 37-7, paragraph (1), item (ii)), art-37-7/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-2
- art-37-7/par-3/item-2: 第三号 → 金融商品取引法 第三十七条の七第一項第三号 (Article 37-7, paragraph (1), item (iii)), art-37-7/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-3
- art-37-7/par-3/item-2: 第四号 → 金融商品取引法 第三十七条の七第一項第四号 (Article 37-7, paragraph (1), item (iv)), art-37-7/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-4
- art-37-7/par-3/item-2: 第五号 → 金融商品取引法 第三十七条の七第一項第五号 (Article 37-7, paragraph (1), item (v)), art-37-7/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-5
- art-37-7/par-3/item-2: 第六号 → 金融商品取引法 第三十七条の七第一項第六号 (Article 37-7, paragraph (1), item (vi)), art-37-7/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-6
- art-37-7/par-3/item-2: この号 → 金融商品取引法 第三十七条の七第三項第二号 (Article 37-7, paragraph (3), item (ii)), art-37-7/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-3/item-2
- art-37-7/par-3/item-2: 第百五十六条の六十第一項 → 金融商品取引法 第百五十六条の六十第一項 (Article 156-60, paragraph (1)), art-156-60/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-60/par-1
- art-37-7/par-3/item-2: 第百五十六条の三十九第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-37-7/par-3/item-2: 第百五十六条の六十一第一項 → 金融商品取引法 第百五十六条の六十一第一項 (Article 156-61, paragraph (1)), art-156-61/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-52#art-156-61/par-1
- art-37-7/par-3/item-2: 前号 → 金融商品取引法 第三十七条の七第三項第一号 (Article 37-7, paragraph (3), item (i)), art-37-7/par-3/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-3/item-1
- art-37-7/par-3/item-3: 第一項第一号 → 金融商品取引法 第三十七条の七第一項第一号 (Article 37-7, paragraph (1), item (i)), art-37-7/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-1
- art-37-7/par-3/item-3: 第二号 → 金融商品取引法 第三十七条の七第一項第二号 (Article 37-7, paragraph (1), item (ii)), art-37-7/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-2
- art-37-7/par-3/item-3: 第三号 → 金融商品取引法 第三十七条の七第一項第三号 (Article 37-7, paragraph (1), item (iii)), art-37-7/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-3
- art-37-7/par-3/item-3: 第四号 → 金融商品取引法 第三十七条の七第一項第四号 (Article 37-7, paragraph (1), item (iv)), art-37-7/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-4
- art-37-7/par-3/item-3: 第五号 → 金融商品取引法 第三十七条の七第一項第五号 (Article 37-7, paragraph (1), item (v)), art-37-7/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-5
- art-37-7/par-3/item-3: 第六号 → 金融商品取引法 第三十七条の七第一項第六号 (Article 37-7, paragraph (1), item (vi)), art-37-7/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-37-7/par-1/item-6
- art-37-7/par-3/item-3: 第百五十六条の三十九第一項 → 金融商品取引法 第百五十六条の三十九第一項 (Article 156-39, paragraph (1)), art-156-39/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-5/from-art-156-38#art-156-39/par-1
- art-38/par-1: 第四号から第六号まで → 金融商品取引法 第三十八条第一項第四号 (Article 38, paragraph (1), item (iv)), art-38/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-4
- art-38/par-1: 第四号から第六号まで → 金融商品取引法 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-5
- art-38/par-1: 第四号から第六号まで → 金融商品取引法 第三十八条第一項第六号 (Article 38, paragraph (1), item (vi)), art-38/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-6
- art-38/par-1/item-3: 第六十六条の二十七 → 金融商品取引法 第六十六条の二十七 (Article 66-27), art-66-27 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3-3/from-art-66-27#art-66-27
- art-38/par-1/item-7: 第百五十六条の八十五第一項 → 金融商品取引法 第百五十六条の八十五第一項 (Article 156-85, paragraph (1)), art-156-85/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-7#art-156-85/par-1
- art-38/par-1/item-7: この号 → 金融商品取引法 第三十八条第一項第七号 (Article 38, paragraph (1), item (vii)), art-38/par-1/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-7
- art-38/par-1/item-9: 前各号 → 金融商品取引法 第三十八条第一項第一号 (Article 38, paragraph (1), item (i)), art-38/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-1
- art-38/par-1/item-9: 前各号 → 金融商品取引法 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-2
- art-38/par-1/item-9: 前各号 → 金融商品取引法 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-3
- art-38/par-1/item-9: 前各号 → 金融商品取引法 第三十八条第一項第四号 (Article 38, paragraph (1), item (iv)), art-38/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-4
- art-38/par-1/item-9: 前各号 → 金融商品取引法 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-5
- art-38/par-1/item-9: 前各号 → 金融商品取引法 第三十八条第一項第六号 (Article 38, paragraph (1), item (vi)), art-38/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-6
- art-38/par-1/item-9: 前各号 → 金融商品取引法 第三十八条第一項第七号 (Article 38, paragraph (1), item (vii)), art-38/par-1/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-7
- art-38/par-1/item-9: 前各号 → 金融商品取引法 第三十八条第一項第八号 (Article 38, paragraph (1), item (viii)), art-38/par-1/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-8
- art-38-2/par-1/item-1: 第二条第八項第十二号 → 金融商品取引法 第二条第八項第十二号 (Article 2, paragraph (8), item (xii)), art-2/par-8/item-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-12
- art-39/par-1/item-1: この条 → 金融商品取引法 第三十九条 (Article 39), art-39 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39
- art-39/par-1/item-1: 金融機関の信託業務の兼営等に関する法律第一条第一項 → e-Gov law 318AC0000000043, 第一条第一項 (Article 1, paragraph (1)), art-1/par-1 — not held in this collection
- art-39/par-2/item-1: 前項第一号 → 金融商品取引法 第三十九条第一項第一号 (Article 39, paragraph (1), item (i)), art-39/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-1/item-1
- art-39/par-2/item-2: 前項第二号 → 金融商品取引法 第三十九条第一項第二号 (Article 39, paragraph (1), item (ii)), art-39/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-1/item-2
- art-39/par-2/item-3: 前項第三号 → 金融商品取引法 第三十九条第一項第三号 (Article 39, paragraph (1), item (iii)), art-39/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-1/item-3
- art-39/par-2/item-3: 前二号 → 金融商品取引法 第三十九条第二項第一号 (Article 39, paragraph (2), item (i)), art-39/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-2/item-1
- art-39/par-2/item-3: 前二号 → 金融商品取引法 第三十九条第二項第二号 (Article 39, paragraph (2), item (ii)), art-39/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-2/item-2
- art-39/par-3: 第一項 → 金融商品取引法 第三十九条第一項 (Article 39, paragraph (1)), art-39/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-1
- art-39/par-3: 同項第二号 → 金融商品取引法 第三十九条第一項第二号 (Article 39, paragraph (1), item (ii)), art-39/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-1/item-2
- art-39/par-3: 同項第三号 → 金融商品取引法 第三十九条第一項第三号 (Article 39, paragraph (1), item (iii)), art-39/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-1/item-3
- art-39/par-4: 第一項 → 金融商品取引法 第三十九条第一項 (Article 39, paragraph (1)), art-39/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-1
- art-39/par-4: 第三号 → 金融商品取引法 第三十九条第一項第三号 (Article 39, paragraph (1), item (iii)), art-39/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-1/item-3
- art-39/par-4: 投資信託及び投資法人に関する法律第二条第三項 → e-Gov law 326AC0100000198, 第二条第三項 (Article 2, paragraph (3)), art-2/par-3 — not held in this collection
- art-39/par-4: 第六項 → 金融商品取引法 第三十九条第六項 (Article 39, paragraph (6)), art-39/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-6
- art-39/par-4: 第四十二条の二第六号 → 金融商品取引法 第四十二条の二第一項第六号 (Article 42-2, paragraph (1), item (vi)), art-42-2/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-6
- art-39/par-4: 第二条第八項第九号 → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-9
- art-39/par-5: 第二項 → 金融商品取引法 第三十九条第二項 (Article 39, paragraph (2)), art-39/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-2
- art-39/par-5: 同項第一号 → 金融商品取引法 第三十九条第二項第一号 (Article 39, paragraph (2), item (i)), art-39/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-2/item-1
- art-39/par-5: 第二号 → 金融商品取引法 第三十九条第二項第二号 (Article 39, paragraph (2), item (ii)), art-39/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-2/item-2
- art-39/par-5: 同項第三号 → 金融商品取引法 第三十九条第二項第三号 (Article 39, paragraph (2), item (iii)), art-39/par-2/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-2/item-3
- art-39/par-6: 第二項 → 金融商品取引法 第三十九条第二項 (Article 39, paragraph (2)), art-39/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-2
- art-39/par-6: 第三号 → 金融商品取引法 第三十九条第二項第三号 (Article 39, paragraph (2), item (iii)), art-39/par-2/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-2/item-3
- art-39/par-6: 第四項 → 金融商品取引法 第三十九条第四項 (Article 39, paragraph (4)), art-39/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-4
- art-39/par-7: 第三項 → 金融商品取引法 第三十九条第三項 (Article 39, paragraph (3)), art-39/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-39/par-3
- art-40/par-1/item-2: 前号 → 金融商品取引法 第四十条第一項第一号 (Article 40, paragraph (1), item (i)), art-40/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40/par-1/item-1
- art-40-2/par-1: この条 → 金融商品取引法 第四十条の二 (Article 40-2), art-40-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40-2
- art-40-3/par-1: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-2/item-5
- art-40-3/par-1: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-2/item-6
- art-40-3/par-1: 同条第一項第二十一号 → 金融商品取引法 第二条第一項第二十一号 (Article 2, paragraph (1), item (xxi)), art-2/par-1/item-21 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-1/item-21
- art-40-3/par-1: 同条第二項第七号 → 金融商品取引法 第二条第二項第七号 (Article 2, paragraph (2), item (vii)), art-2/par-2/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-2/item-7
- art-40-3/par-1: この条 → 金融商品取引法 第四十条の三 (Article 40-3), art-40-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40-3
- art-40-3/par-1: 第二条第八項第一号 → 金融商品取引法 第二条第八項第一号 (Article 2, paragraph (8), item (i)), art-2/par-8/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-1
- art-40-3/par-1: 第二号 → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-2
- art-40-3/par-1: 第七号から第九号まで → 金融商品取引法 第二条第八項第七号 (Article 2, paragraph (8), item (vii)), art-2/par-8/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-7
- art-40-3/par-1: 第七号から第九号まで → 金融商品取引法 第二条第八項第八号 (Article 2, paragraph (8), item (viii)), art-2/par-8/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-8
- art-40-3/par-1: 第七号から第九号まで → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-9
- art-40-3-2/par-1: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-2/item-5
- art-40-3-2/par-1: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-2/item-6
- art-40-3-2/par-1: 同項第七号 → 金融商品取引法 第二条第二項第七号 (Article 2, paragraph (2), item (vii)), art-2/par-2/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-2/item-7
- art-40-3-2/par-1: この条 → 金融商品取引法 第四十条の三の二 (Article 40-3-2), art-40-3-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40-3-2
- art-40-3-2/par-1: 第二条第八項第七号から第九号まで → 金融商品取引法 第二条第八項第七号 (Article 2, paragraph (8), item (vii)), art-2/par-8/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-7
- art-40-3-2/par-1: 第二条第八項第七号から第九号まで → 金融商品取引法 第二条第八項第八号 (Article 2, paragraph (8), item (viii)), art-2/par-8/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-8
- art-40-3-2/par-1: 第二条第八項第七号から第九号まで → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-9
- art-40-3-3/par-1: 第二条第八項第一号 → 金融商品取引法 第二条第八項第一号 (Article 2, paragraph (8), item (i)), art-2/par-8/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-1
- art-40-3-3/par-1: 第二号 → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-2
- art-40-3-3/par-1: 第七号から第九号まで → 金融商品取引法 第二条第八項第七号 (Article 2, paragraph (8), item (vii)), art-2/par-8/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-7
- art-40-3-3/par-1: 第七号から第九号まで → 金融商品取引法 第二条第八項第八号 (Article 2, paragraph (8), item (viii)), art-2/par-8/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-8
- art-40-3-3/par-1: 第七号から第九号まで → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-9
- art-40-3-4/par-1: 前条 → 金融商品取引法 第四十条の三の三 (Article 40-3-3), art-40-3-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-3-3
- art-40-3-4/par-1: 第二条第八項第七号から第九号まで → 金融商品取引法 第二条第八項第七号 (Article 2, paragraph (8), item (vii)), art-2/par-8/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-7
- art-40-3-4/par-1: 第二条第八項第七号から第九号まで → 金融商品取引法 第二条第八項第八号 (Article 2, paragraph (8), item (viii)), art-2/par-8/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-8
- art-40-3-4/par-1: 第二条第八項第七号から第九号まで → 金融商品取引法 第二条第八項第九号 (Article 2, paragraph (8), item (ix)), art-2/par-8/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-9
- art-40-4/par-1: この条 → 金融商品取引法 第四十条の四 (Article 40-4), art-40-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-4
- art-40-4/par-1: 第二条第八項第一号から第四号まで → 金融商品取引法 第二条第八項第一号 (Article 2, paragraph (8), item (i)), art-2/par-8/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-1
- art-40-4/par-1: 第二条第八項第一号から第四号まで → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-2
- art-40-4/par-1: 第二条第八項第一号から第四号まで → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-3
- art-40-4/par-1: 第二条第八項第一号から第四号まで → 金融商品取引法 第二条第八項第四号 (Article 2, paragraph (8), item (iv)), art-2/par-8/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-4
- art-40-4/par-1: 第十号 → 金融商品取引法 第二条第八項第十号 (Article 2, paragraph (8), item (x)), art-2/par-8/item-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-10
- art-40-4/par-1: 第四条第七項 → 金融商品取引法 第四条第七項 (Article 4, paragraph (7)), art-4/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-2/from-art-4#art-4/par-7
- art-40-4/par-1: 次条第一項 → 金融商品取引法 第四十条の五第一項 (Article 40-5, paragraph (1)), art-40-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-5/par-1
- art-40-4/par-1: 第六十六条の十四の二 → 金融商品取引法 第六十六条の十四の二 (Article 66-14-2), art-66-14-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3-2/from-art-66-9#art-66-14-2
- art-40-5/par-2: 第二条第三十一項第一号から第三号まで → 金融商品取引法 第二条第三十一項第一号 (Article 2, paragraph (31), item (i)), art-2/par-31/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-31/item-1
- art-40-5/par-2: 第二条第三十一項第一号から第三号まで → 金融商品取引法 第二条第三十一項第二号 (Article 2, paragraph (31), item (ii)), art-2/par-31/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-31/item-2
- art-40-5/par-2: 第二条第三十一項第一号から第三号まで → 金融商品取引法 第二条第三十一項第三号 (Article 2, paragraph (31), item (iii)), art-2/par-31/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-31/item-3
- art-40-5/par-2: この項 → 金融商品取引法 第四十条の五第二項 (Article 40-5, paragraph (2)), art-40-5/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-5/par-2
- art-40-5/par-2: 同条第八項第一号から第四号まで → 金融商品取引法 第二条第八項第一号 (Article 2, paragraph (8), item (i)), art-2/par-8/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-1
- art-40-5/par-2: 同条第八項第一号から第四号まで → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-2
- art-40-5/par-2: 同条第八項第一号から第四号まで → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-3
- art-40-5/par-2: 同条第八項第一号から第四号まで → 金融商品取引法 第二条第八項第四号 (Article 2, paragraph (8), item (iv)), art-2/par-8/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-4
- art-40-5/par-2: 第十号 → 金融商品取引法 第二条第八項第十号 (Article 2, paragraph (8), item (x)), art-2/par-8/item-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-10
- art-40-6/par-1: この条 → 金融商品取引法 第四十条の六 (Article 40-6), art-40-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-6
- art-40-7/par-1: 次項 → 金融商品取引法 第四十条の七第二項 (Article 40-7, paragraph (2)), art-40-7/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-7/par-2
- art-40-7/par-1: 第五十八条の二 → 金融商品取引法 第五十八条の二 (Article 58-2), art-58-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-5/from-art-58#art-58-2
- art-40-7/par-1: 第六十条の十四第一項 → 金融商品取引法 第六十条の十四第一項 (Article 60-14, paragraph (1)), art-60-14/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-5/from-art-60-8#art-60-14/par-1
- art-40-7/par-1: 同条第二項 → 金融商品取引法 第六十条の十四第二項 (Article 60-14, paragraph (2)), art-60-14/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-5/from-art-60-8#art-60-14/par-2
- art-40-7/par-2: 前項 → 金融商品取引法 第四十条の七第一項 (Article 40-7, paragraph (1)), art-40-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-40-7/par-1
- art-41-2/par-1/item-3: 第一号 → 金融商品取引法 第四十一条の二第一項第一号 (Article 41-2, paragraph (1), item (i)), art-41-2/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-2/par-1/item-1
- art-41-2/par-1/item-6: 前各号 → 金融商品取引法 第四十一条の二第一項第一号 (Article 41-2, paragraph (1), item (i)), art-41-2/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-2/par-1/item-1
- art-41-2/par-1/item-6: 前各号 → 金融商品取引法 第四十一条の二第一項第二号 (Article 41-2, paragraph (1), item (ii)), art-41-2/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-2/par-1/item-2
- art-41-2/par-1/item-6: 前各号 → 金融商品取引法 第四十一条の二第一項第三号 (Article 41-2, paragraph (1), item (iii)), art-41-2/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-2/par-1/item-3
- art-41-2/par-1/item-6: 前各号 → 金融商品取引法 第四十一条の二第一項第四号 (Article 41-2, paragraph (1), item (iv)), art-41-2/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-2/par-1/item-4
- art-41-2/par-1/item-6: 前各号 → 金融商品取引法 第四十一条の二第一項第五号 (Article 41-2, paragraph (1), item (v)), art-41-2/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-2/par-1/item-5
- art-41-3/par-1: 第二条第八項第一号から第四号まで → 金融商品取引法 第二条第八項第一号 (Article 2, paragraph (8), item (i)), art-2/par-8/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-1
- art-41-3/par-1: 第二条第八項第一号から第四号まで → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-2
- art-41-3/par-1: 第二条第八項第一号から第四号まで → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-3
- art-41-3/par-1: 第二条第八項第一号から第四号まで → 金融商品取引法 第二条第八項第四号 (Article 2, paragraph (8), item (iv)), art-2/par-8/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-4
- art-41-3/par-1: 第十八号 → 金融商品取引法 第二条第八項第十八号 (Article 2, paragraph (8), item (xviii)), art-2/par-8/item-18 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-18
- art-41-3/par-1: 第十九号 → 金融商品取引法 第二条第八項第十九号 (Article 2, paragraph (8), item (xix)), art-2/par-8/item-19 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-19
- art-41-5/par-1: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1
- art-42/par-1/item-1: 第二条第八項第十二号 → 金融商品取引法 第二条第八項第十二号 (Article 2, paragraph (8), item (xii)), art-2/par-8/item-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-12
- art-42/par-1/item-2: 第二条第八項第十四号 → 金融商品取引法 第二条第八項第十四号 (Article 2, paragraph (8), item (xiv)), art-2/par-8/item-14 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-14
- art-42/par-1/item-3: 第二条第八項第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-15
- art-42-2/par-1: 第一号 → 金融商品取引法 第四十二条の二第一項第一号 (Article 42-2, paragraph (1), item (i)), art-42-2/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-1
- art-42-2/par-1: 第二号 → 金融商品取引法 第四十二条の二第一項第二号 (Article 42-2, paragraph (1), item (ii)), art-42-2/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-2
- art-42-2/par-1/item-7: 前各号 → 金融商品取引法 第四十二条の二第一項第一号 (Article 42-2, paragraph (1), item (i)), art-42-2/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-1
- art-42-2/par-1/item-7: 前各号 → 金融商品取引法 第四十二条の二第一項第二号 (Article 42-2, paragraph (1), item (ii)), art-42-2/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-2
- art-42-2/par-1/item-7: 前各号 → 金融商品取引法 第四十二条の二第一項第三号 (Article 42-2, paragraph (1), item (iii)), art-42-2/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-3
- art-42-2/par-1/item-7: 前各号 → 金融商品取引法 第四十二条の二第一項第四号 (Article 42-2, paragraph (1), item (iv)), art-42-2/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-4
- art-42-2/par-1/item-7: 前各号 → 金融商品取引法 第四十二条の二第一項第五号 (Article 42-2, paragraph (1), item (v)), art-42-2/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-5
- art-42-2/par-1/item-7: 前各号 → 金融商品取引法 第四十二条の二第一項第六号 (Article 42-2, paragraph (1), item (vi)), art-42-2/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2/par-1/item-6
- art-42-3/par-1/item-1: 第二条第八項第十二号 → 金融商品取引法 第二条第八項第十二号 (Article 2, paragraph (8), item (xii)), art-2/par-8/item-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-12
- art-42-3/par-1/item-2: 第二条第八項第十四号 → 金融商品取引法 第二条第八項第十四号 (Article 2, paragraph (8), item (xiv)), art-2/par-8/item-14 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-14
- art-42-3/par-1/item-3: 第二条第八項第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-15
- art-42-3/par-2: 前項 → 金融商品取引法 第四十二条の三第一項 (Article 42-3, paragraph (1)), art-42-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-3/par-1
- art-42-3/par-3: 第一項 → 金融商品取引法 第四十二条の三第一項 (Article 42-3, paragraph (1)), art-42-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-3/par-1
- art-42-3/par-3: 第四十二条第一項 → 金融商品取引法 第四十二条第一項 (Article 42, paragraph (1)), art-42/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-42/par-1
- art-42-3/par-3: 次項 → 金融商品取引法 第四十二条第二項 (Article 42, paragraph (2)), art-42/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-42/par-2
- art-42-3/par-3: 次条 → 金融商品取引法 第四十二条の二 (Article 42-2), art-42-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-2
- art-42-4/par-1: 第二条第八項第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-15
- art-42-5/par-1: 第二条第八項第十二号 → 金融商品取引法 第二条第八項第十二号 (Article 2, paragraph (8), item (xii)), art-2/par-8/item-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-12
- art-42-5/par-1: この条 → 金融商品取引法 第四十二条の五 (Article 42-5), art-42-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-5
- art-42-5/par-1: 次条 → 金融商品取引法 第四十二条の六 (Article 42-6), art-42-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-6
- art-42-5/par-1: 同項第一号から第四号まで → 金融商品取引法 第二条第八項第一号 (Article 2, paragraph (8), item (i)), art-2/par-8/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-1
- art-42-5/par-1: 同項第一号から第四号まで → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-2
- art-42-5/par-1: 同項第一号から第四号まで → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-3
- art-42-5/par-1: 同項第一号から第四号まで → 金融商品取引法 第二条第八項第四号 (Article 2, paragraph (8), item (iv)), art-2/par-8/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-4
- art-42-5/par-1: 第十八号 → 金融商品取引法 第二条第八項第十八号 (Article 2, paragraph (8), item (xviii)), art-2/par-8/item-18 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-18
- art-42-5/par-1: 第十九号 → 金融商品取引法 第二条第八項第十九号 (Article 2, paragraph (8), item (xix)), art-2/par-8/item-19 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-19
- art-42-6/par-1: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1
- art-42-7/par-2: 第二条第八項第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-15
- art-42-7/par-2: 前項 → 金融商品取引法 第四十二条の七第一項 (Article 42-7, paragraph (1)), art-42-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-7/par-1
- art-43-2/par-1: 次項 → 金融商品取引法 第四十三条の二第二項 (Article 43-2, paragraph (2)), art-43-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-2
- art-43-2/par-1/item-1: 第百十九条 → 金融商品取引法 第百十九条 (Article 119), art-119 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119
- art-43-2/par-1/item-1: 第百六十一条の二 → 金融商品取引法 第百六十一条の二 (Article 161-2), art-161-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-6/from-art-157#art-161-2
- art-43-2/par-1/item-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-28#art-29
- art-43-2/par-1/item-2: 次項第二号 → 金融商品取引法 第四十三条の二第二項第二号 (Article 43-2, paragraph (2), item (ii)), art-43-2/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-2/item-2
- art-43-2/par-1/item-2: 第七十九条の二十 → 金融商品取引法 第七十九条の二十 (Article 79-20), art-79-20 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-4-2/from-art-79-20#art-79-20
- art-43-2/par-1/item-2: 第七十九条の四十九 → 金融商品取引法 第七十九条の四十九 (Article 79-49), art-79-49 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-4-2/from-art-79-46#art-79-49
- art-43-2/par-1/item-2: 前号 → 金融商品取引法 第四十三条の二第一項第一号 (Article 43-2, paragraph (1), item (i)), art-43-2/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-1/item-1
- art-43-2/par-2: この項 → 金融商品取引法 第四十三条の二第二項 (Article 43-2, paragraph (2)), art-43-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-2
- art-43-2/par-2/item-1: 第百十九条 → 金融商品取引法 第百十九条 (Article 119), art-119 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119
- art-43-2/par-2/item-1: 第百六十一条の二 → 金融商品取引法 第百六十一条の二 (Article 161-2), art-161-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-6/from-art-157#art-161-2
- art-43-2/par-2/item-2: 前号 → 金融商品取引法 第四十三条の二第二項第一号 (Article 43-2, paragraph (2), item (i)), art-43-2/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-2/item-1
- art-43-2/par-2/item-3: 前項 → 金融商品取引法 第四十三条の二第一項 (Article 43-2, paragraph (1)), art-43-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-1
- art-43-2/par-2/item-3: 第四十三条の四第一項 → 金融商品取引法 第四十三条の四第一項 (Article 43-4, paragraph (1)), art-43-4/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-4/par-1
- art-43-2/par-3: 前二項 → 金融商品取引法 第四十三条の二第一項 (Article 43-2, paragraph (1)), art-43-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-1
- art-43-2/par-3: 前二項 → 金融商品取引法 第四十三条の二第二項 (Article 43-2, paragraph (2)), art-43-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-43-2/par-2
- art-43-2-2/par-1: 第二条第八項第二号 → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-2
- art-43-2-2/par-1: 第三号 → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-3
- art-43-2-2/par-1: この条 → 金融商品取引法 第四十三条の二の二 (Article 43-2-2), art-43-2-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-2-2
- art-43-2-2/par-1: 次条 → 金融商品取引法 第四十三条の三 (Article 43-3), art-43-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-3
- art-43-2-2/par-1: 第七十九条の二十 → 金融商品取引法 第七十九条の二十 (Article 79-20), art-79-20 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-4-2/from-art-79-20#art-79-20
- art-43-2-2/par-1: 第三十五条第一項 → 金融商品取引法 第三十五条第一項 (Article 35, paragraph (1)), art-35/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35#art-35/par-1
- art-43-2-2/par-1: 第七十九条の四十九 → 金融商品取引法 第七十九条の四十九 (Article 79-49), art-79-49 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-4-2/from-art-79-46#art-79-49
- art-43-2-2/par-1: 第百十九条 → 金融商品取引法 第百十九条 (Article 119), art-119 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119
- art-43-3/par-1: 次項 → 金融商品取引法 第四十三条の三第二項 (Article 43-3, paragraph (2)), art-43-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-3/par-2
- art-43-3/par-1: 第百十九条 → 金融商品取引法 第百十九条 (Article 119), art-119 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5/sec-3/from-art-118#art-119
- art-43-4/par-2: 第二条第八項第二号 → 金融商品取引法 第二条第八項第二号 (Article 2, paragraph (8), item (ii)), art-2/par-8/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-2
- art-43-4/par-2: 第三号 → 金融商品取引法 第二条第八項第三号 (Article 2, paragraph (8), item (iii)), art-2/par-8/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-3
- art-43-4/par-2: 第五号 → 金融商品取引法 第二条第八項第五号 (Article 2, paragraph (8), item (v)), art-2/par-8/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-5
- art-43-4/par-2: この項 → 金融商品取引法 第四十三条の四第二項 (Article 43-4, paragraph (2)), art-43-4/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-4/par-2
- art-43-4/par-3: 第三十四条の二第十二項 → 金融商品取引法 第三十四条の二第十二項 (Article 34-2, paragraph (12)), art-34-2/par-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-33-8#art-34-2/par-12
- art-43-4/par-3: 前二項 → 金融商品取引法 第四十三条の四第一項 (Article 43-4, paragraph (1)), art-43-4/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-4/par-1
- art-43-4/par-3: 前二項 → 金融商品取引法 第四十三条の四第二項 (Article 43-4, paragraph (2)), art-43-4/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-4/par-2
- art-43-5/par-1: 第三条 → 金融商品取引法 第三条 (Article 3), art-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-2/from-art-2-3#art-3
- art-43-5/par-1: 第二十九条の二第一項第六号 → 金融商品取引法 第二十九条の二第一項第六号 (Article 29-2, paragraph (1), item (vi)), art-29-2/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-6
- art-43-5/par-1: 第三十七条の三第一項 → 金融商品取引法 第三十七条の三第一項 (Article 37-3, paragraph (1)), art-37-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3/par-1
- art-43-6/par-1: 第二条第八項第十八号から第二十五号まで → 金融商品取引法 第二条第八項第十八号 (Article 2, paragraph (8), item (xviii)), art-2/par-8/item-18 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-18
- art-43-6/par-1: 第二条第八項第十八号から第二十五号まで → 金融商品取引法 第二条第八項第十九号 (Article 2, paragraph (8), item (xix)), art-2/par-8/item-19 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-19
- art-43-6/par-1: 第二条第八項第十八号から第二十五号まで → 金融商品取引法 第二条第八項第二十号 (Article 2, paragraph (8), item (xx)), art-2/par-8/item-20 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-20
- art-43-6/par-1: 第二条第八項第十八号から第二十五号まで → 金融商品取引法 第二条第八項第二十一号 (Article 2, paragraph (8), item (xxi)), art-2/par-8/item-21 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-21
- art-43-6/par-1: 第二条第八項第十八号から第二十五号まで → 金融商品取引法 第二条第八項第二十二号 (Article 2, paragraph (8), item (xxii)), art-2/par-8/item-22 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-22
- art-43-6/par-1: 第二条第八項第十八号から第二十五号まで → 金融商品取引法 第二条第八項第二十三号 (Article 2, paragraph (8), item (xxiii)), art-2/par-8/item-23 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-23
- art-43-6/par-1: 第二条第八項第十八号から第二十五号まで → 金融商品取引法 第二条第八項第二十四号 (Article 2, paragraph (8), item (xxiv)), art-2/par-8/item-24 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-24
- art-43-6/par-1: 第二条第八項第十八号から第二十五号まで → 金融商品取引法 第二条第八項第二十五号 (Article 2, paragraph (8), item (xxv)), art-2/par-8/item-25 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-25
- art-43-6/par-1: 次項 → 金融商品取引法 第四十三条の六第二項 (Article 43-6, paragraph (2)), art-43-6/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-6/par-2
- art-43-7/par-1: 第二条第八項第十八号から第二十四号まで → 金融商品取引法 第二条第八項第十八号 (Article 2, paragraph (8), item (xviii)), art-2/par-8/item-18 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-18
- art-43-7/par-1: 第二条第八項第十八号から第二十四号まで → 金融商品取引法 第二条第八項第十九号 (Article 2, paragraph (8), item (xix)), art-2/par-8/item-19 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-19
- art-43-7/par-1: 第二条第八項第十八号から第二十四号まで → 金融商品取引法 第二条第八項第二十号 (Article 2, paragraph (8), item (xx)), art-2/par-8/item-20 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-20
- art-43-7/par-1: 第二条第八項第十八号から第二十四号まで → 金融商品取引法 第二条第八項第二十一号 (Article 2, paragraph (8), item (xxi)), art-2/par-8/item-21 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-21
- art-43-7/par-1: 第二条第八項第十八号から第二十四号まで → 金融商品取引法 第二条第八項第二十二号 (Article 2, paragraph (8), item (xxii)), art-2/par-8/item-22 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-22
- art-43-7/par-1: 第二条第八項第十八号から第二十四号まで → 金融商品取引法 第二条第八項第二十三号 (Article 2, paragraph (8), item (xxiii)), art-2/par-8/item-23 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-23
- art-43-7/par-1: 第二条第八項第十八号から第二十四号まで → 金融商品取引法 第二条第八項第二十四号 (Article 2, paragraph (8), item (xxiv)), art-2/par-8/item-24 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8/item-24
- art-43-8/par-1: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/en/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-43-8/par-2: 前項 → 金融商品取引法 第四十三条の八第一項 (Article 43-8, paragraph (1)), art-43-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-8/par-1
- art-43-8/par-2: 行政手続法第十五条第一項 → 行政手続法 第十五条第一項 (Article 15, paragraph (1)), art-15/par-1 — https://japanlaw.org/en/administrative-procedure-act/art-15/par-1 · https://japanlaw.org/l/405AC0000000088/art-15/par-1
- art-43-14/par-3: 前二項 → 金融商品取引法 第四十三条の十四第一項 (Article 43-14, paragraph (1)), art-43-14/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-14/par-1
- art-43-14/par-3: 前二項 → 金融商品取引法 第四十三条の十四第二項 (Article 43-14, paragraph (2)), art-43-14/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-14/par-2
- art-43-15/par-1: 前条第二項 → 金融商品取引法 第四十三条の十四第二項 (Article 43-14, paragraph (2)), art-43-14/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-14/par-2
- art-43-15/par-1: この項 → 金融商品取引法 第四十三条の十五第一項 (Article 43-15, paragraph (1)), art-43-15/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-15/par-1
- art-43-15/par-1: 第四十三条の十七第一項 → 金融商品取引法 第四十三条の十七第一項 (Article 43-17, paragraph (1)), art-43-17/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-43-17/par-1
- art-43-15/par-2: 前条第三項 → 金融商品取引法 第四十三条の十四第三項 (Article 43-14, paragraph (3)), art-43-14/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-14/par-3
- art-43-15/par-2: 前項 → 金融商品取引法 第四十三条の十五第一項 (Article 43-15, paragraph (1)), art-43-15/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-15/par-1
- art-43-16/par-2: 第三十四条の二第十二項 → 金融商品取引法 第三十四条の二第十二項 (Article 34-2, paragraph (12)), art-34-2/par-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-33-8#art-34-2/par-12
- art-43-16/par-2: 前項 → 金融商品取引法 第四十三条の十六第一項 (Article 43-16, paragraph (1)), art-43-16/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-16/par-1
- art-43-17/par-1: 第四十三条の十四第二項 → 金融商品取引法 第四十三条の十四第二項 (Article 43-14, paragraph (2)), art-43-14/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-14/par-2
- art-43-17/par-2: 民法第三百三十三条 → 民法 第三百三十三条 (Article 333), art-333 — https://japanlaw.org/en/civil-code/art-333 · https://japanlaw.org/l/129AC0000000089/art-333
- art-43-17/par-2: 前項 → 金融商品取引法 第四十三条の十七第一項 (Article 43-17, paragraph (1)), art-43-17/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-43-17/par-1
- art-43-17/par-3: 第一項 → 金融商品取引法 第四十三条の十七第一項 (Article 43-17, paragraph (1)), art-43-17/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-43-17/par-1
- art-43-18/par-1: 前条第一項 → 金融商品取引法 第四十三条の十七第一項 (Article 43-17, paragraph (1)), art-43-17/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-43-17/par-1
- art-44/par-1: 第二十九条の二第一項第五号 → 金融商品取引法 第二十九条の二第一項第五号 (Article 29-2, paragraph (1), item (v)), art-29-2/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-5
- art-44/par-1/item-3: 前二号 → 金融商品取引法 第四十四条第一項第一号 (Article 44, paragraph (1), item (i)), art-44/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44/par-1/item-1
- art-44/par-1/item-3: 前二号 → 金融商品取引法 第四十四条第一項第二号 (Article 44, paragraph (1), item (ii)), art-44/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44/par-1/item-2
- art-44-2/par-1: 第二号 → 金融商品取引法 第四十四条の二第一項第二号 (Article 44-2, paragraph (1), item (ii)), art-44-2/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-1/item-2
- art-44-2/par-1: 第三号 → 金融商品取引法 第四十四条の二第一項第三号 (Article 44-2, paragraph (1), item (iii)), art-44-2/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-1/item-3
- art-44-2/par-1/item-1: 第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-5-4/from-art-156-23#art-156-24/par-1
- art-44-2/par-1/item-3: 前二号 → 金融商品取引法 第四十四条の二第一項第一号 (Article 44-2, paragraph (1), item (i)), art-44-2/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-1/item-1
- art-44-2/par-1/item-3: 前二号 → 金融商品取引法 第四十四条の二第一項第二号 (Article 44-2, paragraph (1), item (ii)), art-44-2/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-1/item-2
- art-44-2/par-1/item-3: 第二条第八項 → 金融商品取引法 第二条第八項 (Article 2, paragraph (8)), art-2/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8
- art-44-2/par-2: 第二号 → 金融商品取引法 第四十四条の二第二項第二号 (Article 44-2, paragraph (2), item (ii)), art-44-2/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-2/item-2
- art-44-2/par-2: 第三号 → 金融商品取引法 第四十四条の二第二項第三号 (Article 44-2, paragraph (2), item (iii)), art-44-2/par-2/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-2/item-3
- art-44-2/par-2/item-3: 前二号 → 金融商品取引法 第四十四条の二第二項第一号 (Article 44-2, paragraph (2), item (i)), art-44-2/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-2/item-1
- art-44-2/par-2/item-3: 前二号 → 金融商品取引法 第四十四条の二第二項第二号 (Article 44-2, paragraph (2), item (ii)), art-44-2/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-2/par-2/item-2
- art-44-3/par-1/item-2: 第二条第八項 → 金融商品取引法 第二条第八項 (Article 2, paragraph (8)), art-2/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8
- art-44-3/par-1/item-4: 前三号 → 金融商品取引法 第四十四条の三第一項第一号 (Article 44-3, paragraph (1), item (i)), art-44-3/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-1/item-1
- art-44-3/par-1/item-4: 前三号 → 金融商品取引法 第四十四条の三第一項第二号 (Article 44-3, paragraph (1), item (ii)), art-44-3/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-1/item-2
- art-44-3/par-1/item-4: 前三号 → 金融商品取引法 第四十四条の三第一項第三号 (Article 44-3, paragraph (1), item (iii)), art-44-3/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-1/item-3
- art-44-3/par-2/item-2: 第二条第八項 → 金融商品取引法 第二条第八項 (Article 2, paragraph (8)), art-2/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-8
- art-44-3/par-2/item-2: 第三十三条第二項第四号 → 金融商品取引法 第三十三条第二項第四号 (Article 33, paragraph (2), item (iv)), art-33/par-2/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-1/from-art-31-5#art-33/par-2/item-4
- art-44-3/par-2/item-4: 前三号 → 金融商品取引法 第四十四条の三第二項第一号 (Article 44-3, paragraph (2), item (i)), art-44-3/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-2/item-1
- art-44-3/par-2/item-4: 前三号 → 金融商品取引法 第四十四条の三第二項第二号 (Article 44-3, paragraph (2), item (ii)), art-44-3/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-2/item-2
- art-44-3/par-2/item-4: 前三号 → 金融商品取引法 第四十四条の三第二項第三号 (Article 44-3, paragraph (2), item (iii)), art-44-3/par-2/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-17#art-44-3/par-2/item-3
- art-44-4/par-1: 第二条第六項第三号 → 金融商品取引法 第二条第六項第三号 (Article 2, paragraph (6), item (iii)), art-2/par-6/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-1/from-art-2#art-2/par-6/item-3
- art-45/par-1/item-1: 第三十七条 → 金融商品取引法 第三十七条 (Article 37), art-37 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37
- art-45/par-1/item-1: 第三十八条第四号から第六号まで → 金融商品取引法 第三十八条第一項第四号 (Article 38, paragraph (1), item (iv)), art-38/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-4
- art-45/par-1/item-1: 第三十八条第四号から第六号まで → 金融商品取引法 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-5
- art-45/par-1/item-1: 第三十八条第四号から第六号まで → 金融商品取引法 第三十八条第一項第六号 (Article 38, paragraph (1), item (vi)), art-38/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-6
- art-45/par-1/item-1: 第四十条第一号 → 金融商品取引法 第四十条第一項第一号 (Article 40, paragraph (1), item (i)), art-40/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40/par-1/item-1
- art-45/par-1/item-2: 第三十七条の二から第三十七条の六まで → 金融商品取引法 第三十七条の二 (Article 37-2), art-37-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-2
- art-45/par-1/item-2: 第三十七条の二から第三十七条の六まで → 金融商品取引法 第三十七条の三 (Article 37-3), art-37-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-3
- art-45/par-1/item-2: 第三十七条の二から第三十七条の六まで → 金融商品取引法 第三十七条の四 (Article 37-4), art-37-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-4
- art-45/par-1/item-2: 第三十七条の二から第三十七条の六まで → 金融商品取引法 第三十七条の五 (Article 37-5), art-37-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-5
- art-45/par-1/item-2: 第三十七条の二から第三十七条の六まで → 金融商品取引法 第三十七条の六 (Article 37-6), art-37-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-35-3#art-37-6
- art-45/par-1/item-2: 第四十条の二第四項 → 金融商品取引法 第四十条の二第四項 (Article 40-2, paragraph (4)), art-40-2/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-38-2#art-40-2/par-4
- art-45/par-1/item-2: 第四十三条の四 → 金融商品取引法 第四十三条の四 (Article 43-4), art-43-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-43-2-2#art-43-4
- art-45/par-1/item-3: 第四十一条の四 → 金融商品取引法 第四十一条の四 (Article 41-4), art-41-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-4
- art-45/par-1/item-3: 第四十一条の五 → 金融商品取引法 第四十一条の五 (Article 41-5), art-41-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-40-3-3#art-41-5
- art-45/par-1/item-4: 第四十二条の五から第四十二条の七まで → 金融商品取引法 第四十二条の五 (Article 42-5), art-42-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-5
- art-45/par-1/item-4: 第四十二条の五から第四十二条の七まで → 金融商品取引法 第四十二条の六 (Article 42-6), art-42-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-6
- art-45/par-1/item-4: 第四十二条の五から第四十二条の七まで → 金融商品取引法 第四十二条の七 (Article 42-7), art-42-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280613_505AC0000000053/text/ch-3/sec-2/from-art-42-2#art-42-7
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## Sources
- claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和五年法律第五十三号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20280613_505AC0000000053), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 37-7, paragraph (1), item (i), (b) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 38, paragraph (1), item (vi) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-006, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-006, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-007, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T033157-025, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation of amended wording corrected on review, batch financial-instruments-and-exchange-act-amendments-20261023T033157-025, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T033157-045, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-040, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation of amended wording corrected on review, batch financial-instruments-and-exchange-act-amendments-20261023T035921-040, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-041, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-042, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22