# 金融商品取引法 / Financial Instruments and Exchange Act — 第六節の二 (Chapter 3, Section 6-2)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第六節の二 (Chapter 3, Section 6-2) — address `ch-3/sec-6-2`
- Text: the text as amended with effect from 2028-01-01 (The date on which the provisions listed in Article 1, item (x) of the Supplementary Provisions of the Act Partially Amending the Income Tax Act, etc. (Act No. 12 of 2026) come into force. The exact day is not fixed yet.), standing until 2028-06-12 as now scheduled, since the next amendment's day is not fixed — NOT yet in force (revision 20280101_508AC0000000064)
- URL (this text's page, at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#ch-3/sec-6-2
- The same address in the text in force (its wording there may differ): https://japanlaw.org/en/financial-instruments-and-exchange-act/ch-3/sec-6-2
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.
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## 第六節の二 海外投資家等特例業務に関する特例 — Section 6-2 Special Provisions on Specially Permitted Services for Foreign Investors
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3/sec-6-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#ch-3/sec-6-2
### 第六十三条の八（海外投資家等特例業務） — (Specially Permitted Services for Foreign Investors)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-63-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8
**第一項** この節において「海外投資家等特例業務」とは、次に掲げる行為のいずれかを業として行うことをいう。
art-63-8/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1
The term "specially permitted services for foreign investors, etc." as used in this Section means performing any of the following acts on a regular basis:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第二条第二項第五号又は第六号に掲げる権利（同一の出資対象事業（同項第五号に規定する出資対象事業をいう。）に係る当該権利を有する者が海外投資家等（次のいずれにも該当しないものに限る。）のみであるものに限る。）を有する海外投資家等から出資され、又は拠出された金銭（これに類するものとして政令で定めるものを含む。以下この号及び次条第九項において同じ。）の運用を行う第二条第八項第十五号に掲げる行為（その出資又は拠出を受けた金銭が主として非居住者（外国為替及び外国貿易法第六条第一項第六号に規定する非居住者をいう。次条第九項において同じ。）から出資又は拠出を受けた金銭であるものに限り、投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。）
art-63-8/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1/item-1
the act set forth in Article 2, paragraph (8), item (xv), of investing money (including anything specified by Cabinet Order as being similar to money; the same applies in this item and paragraph (9) of the following Article) that has been invested or contributed by a foreign investor, etc. that holds the right set forth in Article 2, paragraph (2), item (v) or (vi) (limited to right in the same business subject to investment (meaning a business subject to investment provided for in item (v) of that Article) in which foreign investors, etc. are the only holders of those rights (limited to foreign investors, etc. that do not fall under any of the following cases)) (limited to cases in which the invested or contributed money is money that has been mainly invested or contributed by non-residents (meaning the non-residents prescribed in Article 6, paragraph (1), item (vi) of the Foreign Exchange and Foreign Trade Act; the same applies in paragraph (9) of the following Article), and excluding the acts specified by Cabinet Order as being likely to compromise the protection of investors):
Ministry of Justice translation — Japanese Law Translation Database System
**イ** その発行する資産対応証券（資産の流動化に関する法律第二条第十一項に規定する資産対応証券をいう。）を海外投資家等以外の者が取得している特定目的会社（同条第三項に規定する特定目的会社をいう。）
art-63-8/par-1/item-1/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1/item-1/sub-1
a special purpose company (meaning a special purpose company as defined in Article 2, paragraph (3) of the Act on Securitization of Assets) that issues asset backed securities (meaning asset backed securities as defined in paragraph (11) of that Article) which have been acquired by persons other than foreign investors, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 第二条第二項第五号又は第六号に掲げる権利に対する投資事業に係る匿名組合契約（商法第五百三十五条に規定する匿名組合契約をいう。）で、海外投資家等以外の者を匿名組合員とするものの営業者又は営業者になろうとする者
art-63-8/par-1/item-1/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1/item-1/sub-2
the business operator or a person seeking to become a business operator in a silent partnership agreement (meaning a silent partnership agreement prescribed in Article 535 of the Commercial Code) that concerns the rights set forth in Article 2, paragraph (2), item (v) or (vi) and that has a person other than a foreign investor, etc. as a silent partner; and
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** イ又はロに掲げる者に準ずる者として内閣府令で定める者
art-63-8/par-1/item-1/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1/item-1/sub-3
a person that is specified by Cabinet Office Order as being equivalent to a person set forth in (a) or (b); and
Ministry of Justice translation — Japanese Law Translation Database System
**二** その行う前号に掲げる行為に関して海外投資家等で同号イからハまでのいずれにも該当しない者を相手方として行う第二条第二項第五号又は第六号に掲げる権利に係る募集又は私募（海外投資家等（前号イからハまでのいずれにも該当しないものに限る。）以外の者が当該権利を取得するおそれが少ないものとして政令で定めるものに限り、投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。）
art-63-8/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1/item-2
the public offering or private placement related to rights set forth in Article 2, paragraph (2), item (v) or (vi) made to foreign investors, etc. that do not fall under any of (a) through (c) of the preceding item in connection with the person's act set forth in that item (limited to public offering or private placement specified by Cabinet Order as having little likelihood of persons that are not foreign investors, etc. acquire the relevant rights and excluding those specified by Cabinet Office Order as being likely to compromise the protection of investors).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の「海外投資家等」とは、次に掲げる者をいう。
art-63-8/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-2
The term "foreign investor, etc." as used in the preceding paragraph means one of the following persons:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 外国法人又は外国に住所を有する個人であつて、その知識、経験及び財産の状況を勘案して内閣府令で定める要件に該当するもの
art-63-8/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-2/item-1
a foreign corporation or an individual that has an address in a foreign country that satisfies the requirements specified by Cabinet Office Order in light of their knowledge and experience and the state of their assets;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 適格機関投資家（これに準ずる者として内閣府令で定める者を含み、前号に掲げる者を除く。）
art-63-8/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-2/item-2
a qualified institutional investor (including persons specified by Cabinet Office Order as being equivalent to them, and excluding the persons set forth in the preceding item); and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 前二号に掲げる者のほか、前項各号に掲げる行為を行う者と密接な関係を有する者として政令で定める者
art-63-8/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-2/item-3
in addition to the persons set forth in the preceding two items, a person specified by Cabinet Order as being closely related to the person that performs each of the acts set forth in the items of the preceding paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十三条の九（海外投資家等特例業務の届出等） — (Notification of Specially Permitted Services for Foreign Investors)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-63-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9
**第一項** 金融商品取引業者及び第三十三条第一項に規定する金融機関以外の者は、第二十九条の規定にかかわらず、あらかじめ、内閣府令で定めるところにより、次に掲げる事項を内閣総理大臣に届け出て、海外投資家等特例業務を行うことができる。ただし、次条第三項第二号に該当することとなつたときは、この限りでない。
art-63-9/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1
Notwithstanding the provisions of Article 29, a person other than a financial instruments business operator and a financial institution prescribed in Article 33, paragraph (1) may engage in specially permitted services for foreign investors, etc. by notifying the Prime Minister of the following particulars pursuant to the provisions of Cabinet Office Order in advance; provided, however, that this does not apply if the person comes to fall under paragraph (3), item (ii) of the following Article:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 商号、名称又は氏名
art-63-9/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1/item-1
the person's trade name or name;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 法人であるときは、資本金の額又は出資の総額
art-63-9/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1/item-2
if the person is a corporation, the amount of stated capital or total amount of contributions;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 法人であるときは、役員の氏名又は名称
art-63-9/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1/item-3
if the person is a corporation, the names of its officers;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 政令で定める使用人があるときは、その者の氏名
art-63-9/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1/item-4
if the person has an employee specified by Cabinet Order, the name of that employee;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 業務の種別（前条第一項各号に掲げる行為に係る業務の種別をいう。）
art-63-9/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1/item-5
the type of business (meaning the type of business related to the acts set forth in the items of paragraph (1) of the preceding Article);
Ministry of Justice translation — Japanese Law Translation Database System
**六** 主たる営業所又は事務所（外国法人にあつては、国内における主たる営業所又は事務所を含む。）の名称及び所在地
art-63-9/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1/item-6
the name and location of the person's principal business office or office (if it is a foreign corporation, including the principal business office or office in Japan);
Ministry of Justice translation — Japanese Law Translation Database System
**七** 海外投資家等特例業務を行う営業所又は事務所の名称及び所在地
art-63-9/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1/item-7
the name and location of the business office or office for conducting specially permitted services for foreign investors, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**八** 投資運用関係業務を委託する場合においては、その旨並びに委託先の商号、名称又は氏名及び当該委託先に委託する投資運用関係業務の内容その他内閣府令で定める事項
art-63-9/par-1/item-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1/item-8
if it entrusts investment management-related services, that fact, the trade name, name, or personal name of the entrustee and the content of the investment management-related services entrusted to that entrustee, and other particulars specified by Cabinet Office Order;
machine translation, not official
**九** 他に事業を行つているときは、その事業の種類
art-63-9/par-1/item-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1/item-9
if the person engages in other business, the business type; and
machine translation, not official
**十** その他内閣府令で定める事項
art-63-9/par-1/item-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1/item-10
other particulars specified by Cabinet Office Order.
machine translation, not official
**第二項** 前項の規定による届出には、次に掲げる書類を添付しなければならない。
art-63-9/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-2
The following documents must be attached to the notification under the provisions of the preceding paragraph:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 法人である場合においては、第六項第一号及び第二号（ニを除く。）に該当しないことを誓約する書面、定款（これに準ずるものを含む。）並びに法人の登記事項証明書（これに準ずるものを含む。）
art-63-9/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-2/item-1
if the person is a corporation, a document pledging that the person does not fall under paragraph (6), item (i) or (ii) (excluding (d)), the articles of incorporation (including anything equivalent to this), and the corporation's certificate of registered information (including equivalent to this);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 個人である場合においては、第六項第一号及び第三号に該当しないことを誓約する書面
art-63-9/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-2/item-2
if the person is an individual, a document pledging that the person does not fall under paragraph (6), item (i) or (iii); and
Ministry of Justice translation — Japanese Law Translation Database System
**三** その他内閣府令で定める書類
art-63-9/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-2/item-3
other documents specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項第一号に掲げる書類を添付する場合において、定款が電磁的記録で作成されているときは、書類に代えて電磁的記録（内閣府令で定めるものに限る。）を添付することができる。
art-63-9/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-3
In attaching the documents set forth in item (i) of the preceding paragraph to a notification, if the articles of incorporation have been prepared as electronic or magnetic records, electronic or magnetic records (limited to those specified by Cabinet Office Order) may be attached to the notification in lieu of written documents.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 内閣総理大臣は、海外投資家等特例業務届出者（第一項の規定による届出をした者をいい、次条第三項第二号に該当する旨の同項の規定による届出をした者を除く。以下同じ。）に係る第一項各号に掲げる事項のうち内閣府令で定める事項を公衆の縦覧に供しなければならない。
art-63-9/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-4
The Prime Minister must make available for public inspection the particulars that are set forth in the items of paragraph (1) related to a notifier of specially permitted services for foreign investors, etc. (meaning a person that has made a notification under the provisions of paragraph (1) and excluding a person that has made a notification under the provisions of paragraph (3) of the following Article to the effect that they fall under item (ii) of that paragraph; the same applies hereinafter) which are specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 海外投資家等特例業務届出者は、第一項又は第七項の規定による届出をしたときは、遅滞なく、当該海外投資家等特例業務届出者に係る第一項各号に掲げる事項のうち内閣府令で定める事項を記載した書面を作成し、内閣府令で定めるところにより、これを主たる営業所若しくは事務所及び海外投資家等特例業務を行う全ての営業所若しくは事務所に備え置いて公衆の縦覧に供し、又はインターネットの利用その他の方法により公表しなければならない。
art-63-9/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-5
A notifier of specially permitted services for foreign investors, etc. that has made a notification under the provisions of paragraph (1) or (7) must, without delay, prepare a document stating the particulars that are set forth in the items of paragraph (1) related to the notifier of specially permitted services for foreign investors, etc. which are specified by Cabinet Office Order, and, pursuant to the provisions of Cabinet Office Order, keep the document at the principal business office or office and all of the business offices or offices for conducting specially permitted services for foreign investors, etc. and make it available for public inspection, or publicize it using the internet or through other means.
machine translation, not official
**第六項** 第一項の規定にかかわらず、次の各号のいずれかに該当する者（金融商品取引業者等を除く。）は、海外投資家等特例業務（特例業務届出者が適格機関投資家等特例業務として行うものを除く。）を行つてはならない。
art-63-9/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6
Notwithstanding the provisions of paragraph (1), a person that falls under any of the following items (excluding a financial instruments business operator, etc.) must not conduct specially permitted services for foreign investors, etc. (excluding the services conducted by a notifier of specially permitted services as specially permitted services for qualified institutional investors, etc.):
Ministry of Justice translation — Japanese Law Translation Database System
**一** 次のいずれかに該当する者
art-63-9/par-6/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-1
a person that falls under any of the following persons:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 第二十九条の四第一項第一号イからハまでのいずれかに該当する者
art-63-9/par-6/item-1/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-1/sub-1
a person that falls under any of Article 29-4, paragraph (1), item (i), (a) through (c);
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 次のいずれかに該当する者
art-63-9/par-6/item-1/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-1/sub-2
a person falling under any of the following:
machine translation, not official
**（１）** 暴力団員による不当な行為の防止等に関する法律第二条第二号に規定する暴力団又は同条第六号に規定する暴力団員との関係その他の事情に照らし、海外投資家等特例業務の信用を失墜させるおそれがあると認められる者
art-63-9/par-6/item-1/sub-2/sub2-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-1/sub-2/sub2-1
a person found likely to cause specially permitted services for foreign investors, etc. to lose credibility, in light of the person's relationship with an organized crime group prescribed in Article 2, item (ii) of the Act on Prevention of Unjust Acts by Organized Crime Group Members or an organized crime group member prescribed in item (vi) of that Article, and other circumstances;
machine translation, not official
**（２）** その他海外投資家等特例業務を適確に遂行するに足りる人的構成を有しない者として内閣府令で定める基準に該当する者
art-63-9/par-6/item-1/sub-2/sub2-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-1/sub-2/sub2-2
any other person that falls under the criteria specified by Cabinet Office Order as a person that does not have a personnel structure sufficient to conduct specially permitted services for foreign investors, etc. in an appropriate manner; or
machine translation, not official
**ハ** 海外投資家等特例業務を適確に遂行するための必要な体制が整備されていると認められない者として内閣府令で定める者
art-63-9/par-6/item-1/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-1/sub-3
a person specified by Cabinet Office Order as a person that is found not to have in place the necessary system for performing specially permitted services for foreign investors, etc. in an appropriate manner;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 法人である場合においては、次のいずれかに該当する者
art-63-9/par-6/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-2
if the person is a corporation, a person that falls under any of the following persons:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 第二十九条の四第一項第二号に該当する者
art-63-9/par-6/item-2/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-2/sub-1
a person that falls under Article 29-4, paragraph (1), item (ii);
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 国内に営業所又は事務所を有しない者
art-63-9/par-6/item-2/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-2/sub-2
a person that does not have a business office or office in Japan;
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 外国法人であつて国内における代表者を定めていない者
art-63-9/par-6/item-2/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-2/sub-3
a foreign corporation that has not designated a domestic representative;
Ministry of Justice translation — Japanese Law Translation Database System
**ニ** 外国法人であつてその主たる営業所若しくは事務所又は海外投資家等特例業務を行う営業所若しくは事務所の所在するいずれかの外国の第百八十九条第一項に規定する外国金融商品取引規制当局の同条第二項第一号の保証がない者
art-63-9/par-6/item-2/sub-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-2/sub-4
a foreign corporation that has not been given the assurance referred to in Article 189, paragraph (2), item (i) by the foreign regulatory authority for financial instruments prescribed in paragraph (1) of that Article in a foreign country where its principal business office or office, or its business office or office for conducting specially permitted services for foreign investors, etc. is located;
Ministry of Justice translation — Japanese Law Translation Database System
**ホ** 個人である主要株主（第二十九条の四第二項に規定する主要株主をいい、当該法人が持株会社の子会社（同条第四項に規定する子会社をいう。）であるときは、当該持株会社の主要株主を含む。ヘにおいて同じ。）のうちに同条第一項第五号ハ（１）又は（２）に該当する者のある者
art-63-9/par-6/item-2/sub-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-2/sub-5
a corporation that has a person falling under Article 29-4, paragraph (1), item (v), (c) 1. or 2. among its major shareholders that are individuals (meaning the major shareholders prescribed in paragraph (2) of that Article; if the corporation is a subsidiary company (meaning the subsidiary company prescribed in paragraph (4) of that Article) of a holding company, including the major shareholders of the holding company; the same applies in (f));
machine translation, not official
**ヘ** 法人である主要株主のうちに第二十九条の四第一項第五号ニ（１）から（３）までのいずれかに該当する者のある者
art-63-9/par-6/item-2/sub-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-2/sub-6
a corporation that has a person falling under any of Article 29-4, paragraph (1), item (v), (d) 1. through 3. among its major shareholders that are corporations; or
machine translation, not official
**ト** 届出の対象となる海外投資家等特例業務のそれぞれにつき、その執行について必要となる十分な知識及び経験を有する役員又は使用人を確保していないと認められる者。ただし、届出を行う者が投資運用関係業務を投資運用関係業務受託業者（当該投資運用関係業務を行うことにつき第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けている者に限る。）に委託する場合における当該投資運用関係業務については、その業務の監督を適切に行う能力を有する役員又は使用人を確保していれば足りるものとする。
art-63-9/par-6/item-2/sub-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-2/sub-7
a person found not to have secured, for each of the specially permitted services for foreign investors, etc. subject to the notification, officers or employees who have sufficient knowledge and experience necessary for its execution; provided, however, that with regard to investment management-related services, in the case where the person making the notification entrusts those investment management-related services to an investment management-related services contractor (limited to a person that has obtained the registration referred to in Article 66-71 or the registration of a change referred to in Article 66-75, paragraph (4) for performing those investment management-related services), it is to be sufficient if the person has secured officers or employees with the ability to appropriately supervise that business;
machine translation, not official
**三** 個人である場合においては、次のいずれかに該当する者
art-63-9/par-6/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-3
if the person is an individual, a person that falls under any of the following persons:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 第二十九条の四第一項第三号ロに該当する者
art-63-9/par-6/item-3/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-3/sub-1
a person that falls under Article 29-4, paragraph (1), item (iii), (b); or
machine translation, not official
**ロ** 外国に住所を有する者
art-63-9/par-6/item-3/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-3/sub-2
an individual that has an address in a foreign country.
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 届出の対象となる海外投資家等特例業務のそれぞれにつき、その執行について必要となる十分な知識及び経験を有していないと認められる者。ただし、届出を行う者が投資運用関係業務を投資運用関係業務受託業者（当該投資運用関係業務を行うことにつき第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けている者に限る。）に委託する場合における当該投資運用関係業務については、その業務の監督を適切に行う能力を有する者であることをもつて足りるものとする。
art-63-9/par-6/item-3/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-3/sub-3
a person found not to have sufficient knowledge and experience necessary for the execution of each of the specially permitted services for foreign investors, etc. subject to the notification; provided, however, that with regard to investment management-related services, in the case where the person making the notification entrusts those investment management-related services to an investment management-related services contractor (limited to a person that has obtained the registration referred to in Article 66-71 or the registration of a change referred to in Article 66-75, paragraph (4) for performing those investment management-related services), it is to be sufficient if the person is one with the ability to appropriately supervise that business;
machine translation, not official
**第七項** 海外投資家等特例業務届出者は、第一項各号に掲げる事項に変更があつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-63-9/par-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-7
If a particular set forth in one of the items of paragraph (1) changes, a notifier of specially permitted services for foreign investors, etc. must notify the Prime Minister of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
**第八項** 海外投資家等特例業務届出者が海外投資家等特例業務を行う場合においては、当該海外投資家等特例業務届出者を金融商品取引業者とみなして、第一節第五款、第三十五条の三、第三十六条の三、第三十七条、第三十七条の三、第三十七条の四、第三十八条（第一号、第二号及び第九号に係る部分に限る。）、第三十九条（第四項及び第六項を除く。）、第四十条、第四十条の三、第四十条の三の二、第四十二条、第四十二条の二、第四十二条の四、第四十二条の七、第四十三条の六及び第四十五条並びにこれらの規定に係る第八章及び第八章の二の規定を適用する。
art-63-9/par-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-8
If a notifier of specially permitted services for foreign investors, etc. conducts specially permitted services for foreign investors, etc., the notifier of specially permitted services for foreign investors, etc. is deemed to be a financial instruments business operator and the provisions of Section 1, Subsection 5, Article 35-3, Article 36-3, Article 37, Article 37-3, Article 37-4, Article 38 (limited to the part that involves items (i), (ii), and (ix)), Article 39 (excluding paragraphs (4) and (6)), Article 40, Article 40-3, Article 40-3-2, Article 42, Article 42-2, Article 42-4, Article 42-7, Article 43-6, and Article 45, and the provisions of Chapters VIII and VIII-2 related to these provisions apply.
machine translation, not official
**第九項** 内閣総理大臣は、海外投資家等特例業務届出者が海外投資家等特例業務として開始した前条第一項第一号に掲げる行為に係る第二条第二項第五号若しくは第六号に掲げる権利が前条第一項第一号に規定する権利に該当しなくなつたとき、又は当該権利を有する海外投資家等（同条第二項に規定する海外投資家等をいう。）から出資され、若しくは拠出された金銭が主として非居住者から出資若しくは拠出を受けた金銭に該当しなくなつたときは、当該海外投資家等特例業務届出者に対し三月以内の期間を定めて必要な措置をとることを命ずることができる。
art-63-9/par-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-9
If the right set forth in Article 2, paragraph (2), item (v) or (vi) connected with an act set forth in paragraph (1), item (i) of the preceding Article which a notifier of specially permitted services for foreign investors, etc. has commenced as specially permitted services for foreign investors, etc. no longer falls under the right prescribed in paragraph (1), item (i) of the preceding Article, or the money invested or contributed by foreign investors, etc. (meaning the foreign investors, etc. prescribed in paragraph (2) of the preceding Article) that hold that right no longer falls under the money that has been mainly invested or contributed by non-residents, the Prime Minister may order the notifier of specially permitted services for foreign investors, etc. to take the necessary measures during a fixed period of no longer than three months.
Ministry of Justice translation — Japanese Law Translation Database System
**第十項** 海外投資家等特例業務届出者は、前項に規定するときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-63-9/par-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-10
If the situation falls under the preceding paragraph, a notifier of specially permitted services for foreign investors, etc. must notify the Prime Minister of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
**第十一項** 海外投資家等特例業務届出者が行う海外投資家等特例業務については、適格機関投資家等特例業務に該当しないものとみなす。
art-63-9/par-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-11
Specially permitted services for foreign investors, etc. that are conducted by a notifier of specially permitted services for foreign investors, etc. are deemed not to fall under specially permitted services for qualified institutional investors, etc.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十三条の十（海外投資家等特例業務届出者の地位の承継等） — (Succession to the Position of a Notifier of Specially Permitted Services for Foreign Investors)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-63-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10
**第一項** 海外投資家等特例業務届出者が海外投資家等特例業務に係る事業の全部を譲渡したとき、又は海外投資家等特例業務届出者について合併、分割（当該事業の全部を承継させるものに限る。）若しくは相続があつたときは、当該事業の全部を譲り受けた者又は合併後存続する法人若しくは合併により設立された法人、分割により当該事業の全部を承継した法人若しくは相続人（相続人が二人以上ある場合においてその協議により当該事業を承継すべき相続人を定めたときは、その者）は、当該者が金融商品取引業者又は第三十三条第一項に規定する金融機関である場合を除き、その海外投資家等特例業務届出者の地位を承継する。
art-63-10/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-1
If a notifier of specially permitted services for foreign investors, etc. transfers all of its business linked with specially permitted services for foreign investors, etc., or becomes subject to a merger, company split (limited to one in which all of the business is succeeded to), or inheritance, the person that acquires all of the business, the corporation that survives the merger, the corporation that is incorporated in the merger, or the corporation or heir that succeeds to all of the business in the company split (or, if there are two or more heirs and they have decided which of the heirs is to succeed to business through an agreement, that person) succeeds to the position of a notifier of specially permitted services for foreign investors, etc., unless that person is a financial instruments business operator or a financial institution prescribed in Article 33, paragraph (1).
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 前項の規定により海外投資家等特例業務届出者の地位を承継した者は、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-63-10/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-2
A person that succeeds to the position of a notifier of specially permitted services for foreign investors, etc. pursuant to the provisions of the preceding paragraph must notify the Prime Minister of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 海外投資家等特例業務届出者は、次の各号のいずれかに該当することとなつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-63-10/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3
If a notifier of specially permitted services for foreign investors, etc. comes to fall under any of the following cases, the notifier must notify the Prime Minister of this without delay:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 海外投資家等特例業務を休止し、又は再開したとき。
art-63-10/par-3/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3/item-1
the notifier suspends or resumes specially permitted services for foreign investors, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 海外投資家等特例業務を廃止したとき。
art-63-10/par-3/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3/item-2
the notifier discontinues specially permitted services for foreign investors, etc.; or
Ministry of Justice translation — Japanese Law Translation Database System
**三** その他内閣府令で定める場合に該当するとき。
art-63-10/par-3/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3/item-3
the notifier falls under any other case specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 海外投資家等特例業務届出者である法人が合併以外の事由により解散したときは、その清算人（解散が破産手続開始の決定による場合にあつては、破産管財人）は、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
art-63-10/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-4
If a notifier of specially permitted services for foreign investors, etc. is a corporation, and that corporation is dissolved for reasons other than a merger, the liquidator (or, if the dissolution is due to an order to commence bankruptcy proceedings, the bankruptcy trustee) must notify the Prime Minister of this without delay.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十三条の十一（金融商品取引業者等が海外投資家等特例業務を行う場合） — (When a Financial Instruments Business Operator Conducts Specially Permitted Services for Foreign Investors)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-63-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11
**第一項** 金融商品取引業者（第六十三条の八第一項各号の行為を業として行うことについて第二十九条の登録を受けている者を除く。）は、同条の規定にかかわらず、あらかじめ、内閣府令で定めるところにより、海外投資家等特例業務を行う旨、第六十三条の九第一項第五号及び第七号に掲げる事項その他内閣府令で定める事項を内閣総理大臣に届け出て、海外投資家等特例業務を行うことができる。ただし、次項において準用する前条第三項第二号に該当することとなつたときは、この限りでない。
art-63-11/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-1
Notwithstanding the provisions of Article 29, a financial instruments business operator (excluding one that has obtained the registration referred to in Article 29 for performing an act set forth in the items of Article 63-8, paragraph (1) on a regular basis) may conduct specially permitted services for foreign investors, etc. by notifying the Prime Minister of its intention to conduct the specially permitted services for foreign investors, etc., the particulars set forth in Article 63-9, paragraph (1), items (v) and (vii), and any other particulars specified by Cabinet Office Order in advance pursuant to the provisions of Cabinet Office Order; provided, however, that this does not apply if the financial instruments business operator comes to fall under paragraph (3), item (ii) of the preceding Article as applied mutatis mutandis pursuant to the following paragraph.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 第六十三条の九第四項、第五項、第七項及び第九項から第十一項まで、前条第三項並びに次条から第六十三条の十四までの規定は、前項の規定による届出をした金融商品取引業者について準用する。この場合において、第六十三条の九第四項中「第一項の」とあるのは「第六十三条の十一第一項の」と、同条第五項中「第一項又は第七項」とあるのは「第六十三条の十一第一項又は同条第二項において準用する第七項」と、同条第七項中「第一項各号に掲げる事項」とあるのは「第一項第五号及び第七号に掲げる事項その他内閣府令で定める事項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
art-63-11/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-2
The provisions of Article 63-9, paragraph (4), paragraph (5), paragraph (7), paragraphs (9) through (11), paragraph (3) of the preceding Article, and the following Article through Article 63-14 apply mutatis mutandis to a financial instruments business operator that has given a notification under the provisions of the preceding paragraph. In such a case, the term "of paragraph (1)" in Article 63-9, paragraph (4) is deemed to be replaced with "of Article 63-11, paragraph (1)"; the term "paragraph (1) or (7)" in paragraph (5) of that Article is deemed to be replaced with "Article 63-11, paragraph (1) or (7) as applied mutatis mutandis pursuant to paragraph (2) of that Article"; the term "a particular set forth in one of the items of paragraph (1)" in paragraph (7) of that Article is deemed to be replaced with "a particular set forth in paragraph (1), item (v) or (vii) or other particulars specified by Cabinet Office Order"; and any other necessary technical replacement of terms is specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 金融商品取引業者等が次の各号に掲げる業務を行う場合においては、当該各号に定める規定は、適用しない。
art-63-11/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-3
If a financial instruments business operator, etc. conducts the business set forth in the following items, the provisions prescribed in the each of those items do not apply:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第六十三条の八第一項第一号に掲げる行為を行う業務 第二節第一款（第三十五条の三、第三十六条の三、第三十七条、第三十七条の三、第三十七条の四、第三十八条（第一号、第二号及び第九号に係る部分に限る。）、第三十九条（第四項及び第六項を除く。）及び第四十条を除く。）及び第三款（第四十二条、第四十二条の二、第四十二条の四及び第四十二条の七を除く。）の規定
art-63-11/par-3/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-3/item-1
the business of performing the act set forth in Article 63-8, paragraph (1), item (i): the provisions of Section 2, Subsection 1 (excluding Article 35-3, Article 36-3, Article 37, Article 37-3, Article 37-4, Article 38 (limited to the part that involves items (i), (ii), and (ix)), Article 39 (excluding paragraphs (4) and (6)), and Article 40), and Subsection 3 (excluding Article 42, Article 42-2, Article 42-4, and Article 42-7); and
machine translation, not official
**二** 第六十三条の八第一項第二号に掲げる行為を行う業務 第二節第一款（第三十五条の三、第三十六条の三、第三十七条、第三十七条の三、第三十七条の四、第三十八条（第一号、第二号及び第九号に係る部分に限る。）、第三十九条（第四項及び第六項を除く。）、第四十条、第四十条の三及び第四十条の三の二を除く。）の規定
art-63-11/par-3/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-3/item-2
the business of performing the act set forth in Article 63-8, paragraph (1), item (ii): the provisions of Section 2, Subsection 1 (excluding Article 35-3, Article 36-3, Article 37, Article 37-3, Article 37-4, Article 38 (limited to the part that involves items (i), (ii), and (ix)), Article 39 (excluding paragraphs (4) and (6)), Article 40, Article 40-3, and Article 40-3-2).
machine translation, not official
### 第六十三条の十二（業務に関する帳簿書類等） — (Books and Documents Concerning Services)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-63-12 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-12
**第一項** 海外投資家等特例業務届出者は、内閣府令で定めるところにより、その業務に関する帳簿書類を作成し、これを保存しなければならない。
art-63-12/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-12/par-1
A notifier of specially permitted services for foreign investors, etc. must prepare and preserve books and documents concerning its services pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 海外投資家等特例業務届出者は、事業年度ごとに、内閣府令で定めるところにより、事業報告書を作成し、毎事業年度経過後三月以内（当該海外投資家等特例業務届出者が外国法人である場合にあつては、政令で定める期間内）に、これを内閣総理大臣に提出しなければならない。
art-63-12/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-12/par-2
Each business year, pursuant to the provisions of Cabinet Office Order, a notifier of specially permitted services for foreign investors, etc. must prepare a business report and submit it to the Prime Minister within three months after the end of the business year (if the notifier of specially permitted services for foreign investors, etc. is a foreign corporation, the period specified by Cabinet Order).
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 海外投資家等特例業務届出者は、事業年度ごとに、内閣府令で定めるところにより、前項の事業報告書に記載されている事項のうち投資者保護のため必要と認められるものとして内閣府令で定めるものを記載した説明書類を作成し、毎事業年度経過後政令で定める期間を経過した日から一年間、内閣府令で定めるところにより、これを主たる営業所若しくは事務所及び海外投資家等特例業務を行う全ての営業所若しくは事務所に備え置いて公衆の縦覧に供し、又はインターネットの利用その他の方法により公表しなければならない。
art-63-12/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-12/par-3
Each business year, pursuant to the provisions of Cabinet Office Order, a notifier of specially permitted services for foreign investors, etc. must prepare explanatory documents stating the particulars stated in the business report referred to in the preceding paragraph which are specified by Cabinet Office Order as particulars that are found to be necessary for investor protection, and must, pursuant to the provisions of Cabinet Office Order, keep the explanatory documents at the principal business office or office and all of their business offices or offices for conducting specially permitted services for foreign investors, etc. and make them available for public inspection or publicize them using the internet or through other means, during the one-year period that begins from the day on which the period specified by Cabinet Order has elapsed after the end of each business year.
machine translation, not official
### 第六十三条の十三（海外投資家等特例業務届出者に対する監督上の処分等） — (Supervisory Dispositions for Notifiers of Specially Permitted Services for Foreign Investors)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-63-13 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13
**第一項** 内閣総理大臣は、海外投資家等特例業務届出者の業務の運営に関し、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該海外投資家等特例業務届出者に対し、業務の運営の改善に必要な措置をとるべきことを命ずることができる。
art-63-13/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-1
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors concerning business operations of a notifier of specially permitted services for foreign investors, etc., the Prime Minister may, to the extent necessary, order the notifier of specially permitted services for foreign investors, etc. to take measures that are necessary for improving its business operations.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、海外投資家等特例業務届出者が次の各号のいずれかに該当する場合には、当該海外投資家等特例業務届出者に対し、六月以内の期間を定めて業務の全部又は一部の停止を命ずることができる。
art-63-13/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-2
If a notifier of specially permitted services for foreign investors, etc. falls under any of the following items, the Prime Minister may order the notifier of specially permitted services for foreign investors, etc. to suspend all or a part of the services during a fixed period of no longer than six months:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 海外投資家等特例業務に関し法令又は法令に基づいてする行政官庁の処分に違反したとき。
art-63-13/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-2/item-1
the notifier violates a law or regulation or a disposition made by a government agency which is based on a law or regulation, in connection with specially permitted services for foreign investors, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 海外投資家等特例業務の運営に関し、投資者の利益を害する事実があるとき。
art-63-13/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-2/item-2
a fact that is detrimental to the investors' interests has occurred in connection with the operation of the specially permitted services for foreign investors, etc.; or
Ministry of Justice translation — Japanese Law Translation Database System
**三** 海外投資家等特例業務に関し、不正又は著しく不当な行為をした場合において、その情状が特に重いとき。
art-63-13/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-2/item-3
the notifier commits a wrongful or extremely unjust act in connection with the specially permitted services for foreign investors, etc., and the circumstances surrounding the act are particularly serious.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 内閣総理大臣は、海外投資家等特例業務届出者が前項各号のいずれかに該当する場合であつて、他の方法により監督の目的を達成することができないときは、当該海外投資家等特例業務届出者に対し、業務の廃止を命ずることができる。
art-63-13/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-3
If a notifier of specially permitted services for foreign investors, etc. falls under any of the items of the preceding paragraph, and the purpose of supervision cannot be achieved by any other method, the Prime Minister may order the notifier of specially permitted services for foreign investors, etc. to discontinue the services.
Ministry of Justice translation — Japanese Law Translation Database System
**第四項** 内閣総理大臣は、前三項の規定による処分をしようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
art-63-13/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-4
Irrespective of the category of procedures for hearing statements of opinion under the provisions of Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to issue a disposition under the provisions of the preceding three paragraphs, the Prime Minister must conduct a hearing.
Ministry of Justice translation — Japanese Law Translation Database System
**第五項** 内閣総理大臣は、第一項から第三項までの規定による処分をすることとしたときは、書面により、その旨を海外投資家等特例業務届出者に通知しなければならない。
art-63-13/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-5
If the Prime Minister decides to issue a disposition under the provisions of paragraphs (1) through (3), the Prime Minister must notify the notifier of specially permitted services for foreign investors, etc. of this in writing.
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "If the Prime Minister decides to issue a disposition under the provisions of paragraphs (1) trough (3), the Prime Minister must notify the notifier of specially permitted services for foreign investors, etc. of this in writing." — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**第六項** 内閣総理大臣は、第二項の規定により海外投資家等特例業務の全部若しくは一部の停止を命じたとき、又は第三項の規定により海外投資家等特例業務の廃止を命じたときは、内閣府令で定めるところにより、その旨を公告しなければならない。
art-63-13/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-6
If the Prime Minister orders the suspension of all or a part of specially permitted services for foreign investors, etc. pursuant to paragraph (2) or the discontinuation of specially permitted services for foreign investors, etc. pursuant to paragraph (3), the Prime Minister must issue public notice of this pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十三条の十四（報告の徴取及び検査） — (Collection of Reports and Inspections)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-63-14 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-14
**第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、海外投資家等特例業務届出者、これと取引をする者若しくは当該海外投資家等特例業務届出者から業務の委託を受けた者（その者から委託（二以上の段階にわたる委託を含む。）を受けた者を含む。以下この条において同じ。）に対し当該海外投資家等特例業務届出者の業務に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該海外投資家等特例業務届出者若しくは当該海外投資家等特例業務届出者から業務の委託を受けた者の営業所、事務所その他の施設に立ち入らせ、これらの者の業務の状況に関し質問（当該海外投資家等特例業務届出者から業務の委託を受けた者にあつては、当該海外投資家等特例業務届出者の業務に関し必要なものに限る。）をさせ、若しくは帳簿書類その他の物件の検査（当該海外投資家等特例業務届出者から業務の委託を受けた者にあつては、当該海外投資家等特例業務届出者の業務に関し必要なものに限る。）をさせることができる。
art-63-14/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-14/par-1
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a notifier of specially permitted services for foreign investors, etc., a person that conducts transactions with the notifier of specially permitted services for foreign investors, etc., or the person that the notifier of specially permitted services for foreign investors, etc. has entrusted with its business (including a person that has received entrustment from the person (including entrustment at two or more degrees of separation from the original entrustment); hereinafter the same applies in this Article) to submit reports or materials that should serve as a reference for the business of the notifier of specially permitted services for foreign investors, etc., or may have relevant officials enter the business office, office, or other facilities of the notifier of specially permitted services for foreign investors, etc., or the person that a notifier of specially permitted services for foreign investors, etc. has entrusted with its business, ask questions about the state of their business (for the person that the notifier of specially permitted services for foreign investors, etc. has entrusted with business, limited to questions that are necessary in connection with the business of the notifier of specially permitted services for foreign investors, etc.) or inspect their books, documents, and any other articles (for the person that the notifier of specially permitted services for foreign investors, etc. has entrusted with business, limited to inspection that is necessary in connection with the business of the notifier of specially permitted services for foreign investors, etc.).
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十三条の十五（政令への委任） — (Delegation to Cabinet Order)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-63-15 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-15
**第一項** この節に定めるもののほか、海外投資家等特例業務に係る届出の手続その他この節の規定の適用に関し必要な事項は、政令で定める。
art-63-15/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-15/par-1
Beyond what is provided for in this Section, procedures for notification in connection with specially permitted services for foreign investors, etc. and necessary particulars otherwise relevant to the application of the provisions of this Section are specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
---
## Cites
- art-63-8/par-1/item-1: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-5
- art-63-8/par-1/item-1: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-6
- art-63-8/par-1/item-1: この号 → 金融商品取引法 第六十三条の八第一項第一号 (Article 63-8, paragraph (1), item (i)), art-63-8/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1/item-1
- art-63-8/par-1/item-1: 次条第九項 → 金融商品取引法 第六十三条の九第九項 (Article 63-9, paragraph (9)), art-63-9/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-9
- art-63-8/par-1/item-1: 第二条第八項第十五号 → 金融商品取引法 第二条第八項第十五号 (Article 2, paragraph (8), item (xv)), art-2/par-8/item-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-1/from-art-2#art-2/par-8/item-15
- art-63-8/par-1/item-1/sub-1: 資産の流動化に関する法律第二条第十一項 → e-Gov law 410AC0000000105, 第二条第十一項 (Article 2, paragraph (11)), art-2/par-11 — not held in this collection
- art-63-8/par-1/item-1/sub-1: 同条第三項 → e-Gov law 410AC0000000105, 第二条第三項 (Article 2, paragraph (3)), art-2/par-3 — not held in this collection
- art-63-8/par-1/item-1/sub-2: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-5
- art-63-8/par-1/item-1/sub-2: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-6
- art-63-8/par-1/item-1/sub-2: 商法第五百三十五条 → e-Gov law 132AC0000000048, 第五百三十五条 (Article 535), art-535 — not held in this collection
- art-63-8/par-1/item-2: 前号 → 金融商品取引法 第六十三条の八第一項第一号 (Article 63-8, paragraph (1), item (i)), art-63-8/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1/item-1
- art-63-8/par-1/item-2: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-5
- art-63-8/par-1/item-2: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-6
- art-63-8/par-2: 前項 → 金融商品取引法 第六十三条の八第一項 (Article 63-8, paragraph (1)), art-63-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1
- art-63-8/par-2/item-2: 前号 → 金融商品取引法 第六十三条の八第二項第一号 (Article 63-8, paragraph (2), item (i)), art-63-8/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-2/item-1
- art-63-8/par-2/item-3: 前二号 → 金融商品取引法 第六十三条の八第二項第一号 (Article 63-8, paragraph (2), item (i)), art-63-8/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-2/item-1
- art-63-8/par-2/item-3: 前二号 → 金融商品取引法 第六十三条の八第二項第二号 (Article 63-8, paragraph (2), item (ii)), art-63-8/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-2/item-2
- art-63-8/par-2/item-3: 前項 → 金融商品取引法 第六十三条の八第一項 (Article 63-8, paragraph (1)), art-63-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1
- art-63-9/par-1: 第三十三条第一項 → 金融商品取引法 第三十三条第一項 (Article 33, paragraph (1)), art-33/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-1
- art-63-9/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-63-9/par-1: 次条第三項第二号 → 金融商品取引法 第六十三条の十第三項第二号 (Article 63-10, paragraph (3), item (ii)), art-63-10/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3/item-2
- art-63-9/par-1/item-5: 前条第一項 → 金融商品取引法 第六十三条の八第一項 (Article 63-8, paragraph (1)), art-63-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1
- art-63-9/par-2: 前項 → 金融商品取引法 第六十三条の九第一項 (Article 63-9, paragraph (1)), art-63-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1
- art-63-9/par-2/item-1: 第六項第一号 → 金融商品取引法 第六十三条の九第六項第一号 (Article 63-9, paragraph (6), item (i)), art-63-9/par-6/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-1
- art-63-9/par-2/item-1: 第二号 → 金融商品取引法 第六十三条の九第六項第二号 (Article 63-9, paragraph (6), item (ii)), art-63-9/par-6/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-2
- art-63-9/par-2/item-2: 第六項第一号 → 金融商品取引法 第六十三条の九第六項第一号 (Article 63-9, paragraph (6), item (i)), art-63-9/par-6/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-1
- art-63-9/par-2/item-2: 第三号 → 金融商品取引法 第六十三条の九第六項第三号 (Article 63-9, paragraph (6), item (iii)), art-63-9/par-6/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-6/item-3
- art-63-9/par-3: 前項第一号 → 金融商品取引法 第六十三条の九第二項第一号 (Article 63-9, paragraph (2), item (i)), art-63-9/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-2/item-1
- art-63-9/par-4: 第一項 → 金融商品取引法 第六十三条の九第一項 (Article 63-9, paragraph (1)), art-63-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1
- art-63-9/par-4: 次条第三項第二号 → 金融商品取引法 第六十三条の十第三項第二号 (Article 63-10, paragraph (3), item (ii)), art-63-10/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3/item-2
- art-63-9/par-4: 同項 → 金融商品取引法 第六十三条の十第三項 (Article 63-10, paragraph (3)), art-63-10/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3
- art-63-9/par-5: 第一項 → 金融商品取引法 第六十三条の九第一項 (Article 63-9, paragraph (1)), art-63-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1
- art-63-9/par-5: 第七項 → 金融商品取引法 第六十三条の九第七項 (Article 63-9, paragraph (7)), art-63-9/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-7
- art-63-9/par-6: 第一項 → 金融商品取引法 第六十三条の九第一項 (Article 63-9, paragraph (1)), art-63-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1
- art-63-9/par-6/item-1/sub-1: 第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-63-9/par-6/item-1/sub-2/sub2-1: 暴力団員による不当な行為の防止等に関する法律第二条第二号 → e-Gov law 403AC0000000077, 第二条第一項第二号 (Article 2, paragraph (1), item (ii)), art-2/par-1/item-2 — not held in this collection
- art-63-9/par-6/item-1/sub-2/sub2-1: 同条第六号 → e-Gov law 403AC0000000077, 第二条第一項第六号 (Article 2, paragraph (1), item (vi)), art-2/par-1/item-6 — not held in this collection
- art-63-9/par-6/item-2/sub-1: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-63-9/par-6/item-2/sub-4: 第百八十九条第一項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-7/from-art-186#art-189/par-1
- art-63-9/par-6/item-2/sub-4: 同条第二項第一号 → 金融商品取引法 第百八十九条第二項第一号 (Article 189, paragraph (2), item (i)), art-189/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-7/from-art-186#art-189/par-2/item-1
- art-63-9/par-6/item-2/sub-5: 第二十九条の四第二項 → 金融商品取引法 第二十九条の四第二項 (Article 29-4, paragraph (2)), art-29-4/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-2
- art-63-9/par-6/item-2/sub-5: 同条第四項 → 金融商品取引法 第二十九条の四第四項 (Article 29-4, paragraph (4)), art-29-4/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-4
- art-63-9/par-6/item-2/sub-5: 同条第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5
- art-63-9/par-6/item-2/sub-6: 第二十九条の四第一項第五号 → 金融商品取引法 第二十九条の四第一項第五号 (Article 29-4, paragraph (1), item (v)), art-29-4/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-5
- art-63-9/par-6/item-2/sub-7: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-63-9/par-6/item-2/sub-7: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75/par-4
- art-63-9/par-6/item-3/sub-1: 第二十九条の四第一項第三号 → 金融商品取引法 第二十九条の四第一項第三号 (Article 29-4, paragraph (1), item (iii)), art-29-4/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-3
- art-63-9/par-6/item-3/sub-3: 第六十六条の七十一 → 金融商品取引法 第六十六条の七十一 (Article 66-71), art-66-71 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-71
- art-63-9/par-6/item-3/sub-3: 第六十六条の七十五第四項 → 金融商品取引法 第六十六条の七十五第四項 (Article 66-75, paragraph (4)), art-66-75/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3-5/from-art-66-71#art-66-75/par-4
- art-63-9/par-7: 第一項 → 金融商品取引法 第六十三条の九第一項 (Article 63-9, paragraph (1)), art-63-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1
- art-63-9/par-8: 第三十五条の三 → 金融商品取引法 第三十五条の三 (Article 35-3), art-35-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-35-3
- art-63-9/par-8: 第三十六条の三 → 金融商品取引法 第三十六条の三 (Article 36-3), art-36-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-36-3
- art-63-9/par-8: 第三十七条 → 金融商品取引法 第三十七条 (Article 37), art-37 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-37
- art-63-9/par-8: 第三十七条の三 → 金融商品取引法 第三十七条の三 (Article 37-3), art-37-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-37-3
- art-63-9/par-8: 第三十七条の四 → 金融商品取引法 第三十七条の四 (Article 37-4), art-37-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-37-4
- art-63-9/par-8: 第三十八条 → 金融商品取引法 第三十八条 (Article 38), art-38 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38
- art-63-9/par-8: 第一号 → 金融商品取引法 第三十八条第一項第一号 (Article 38, paragraph (1), item (i)), art-38/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-1
- art-63-9/par-8: 第二号 → 金融商品取引法 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-2
- art-63-9/par-8: 第九号 → 金融商品取引法 第三十八条第一項第九号 (Article 38, paragraph (1), item (ix)), art-38/par-1/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-9
- art-63-9/par-8: 第三十九条 → 金融商品取引法 第三十九条 (Article 39), art-39 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39
- art-63-9/par-8: 第四項 → 金融商品取引法 第三十九条第四項 (Article 39, paragraph (4)), art-39/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-4
- art-63-9/par-8: 第六項 → 金融商品取引法 第三十九条第六項 (Article 39, paragraph (6)), art-39/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-6
- art-63-9/par-8: 第四十条 → 金融商品取引法 第四十条 (Article 40), art-40 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-40
- art-63-9/par-8: 第四十条の三 → 金融商品取引法 第四十条の三 (Article 40-3), art-40-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-40-3
- art-63-9/par-8: 第四十条の三の二 → 金融商品取引法 第四十条の三の二 (Article 40-3-2), art-40-3-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-40-3-2
- art-63-9/par-8: 第四十二条 → 金融商品取引法 第四十二条 (Article 42), art-42 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-40-3-3#art-42
- art-63-9/par-8: 第四十二条の二 → 金融商品取引法 第四十二条の二 (Article 42-2), art-42-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-42-2#art-42-2
- art-63-9/par-8: 第四十二条の四 → 金融商品取引法 第四十二条の四 (Article 42-4), art-42-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-42-2#art-42-4
- art-63-9/par-8: 第四十二条の七 → 金融商品取引法 第四十二条の七 (Article 42-7), art-42-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-42-2#art-42-7
- art-63-9/par-8: 第四十三条の六 → 金融商品取引法 第四十三条の六 (Article 43-6), art-43-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-43-2-2#art-43-6
- art-63-9/par-8: 第四十五条 → 金融商品取引法 第四十五条 (Article 45), art-45 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-43-17#art-45
- art-63-9/par-9: 前条第一項第一号 → 金融商品取引法 第六十三条の八第一項第一号 (Article 63-8, paragraph (1), item (i)), art-63-8/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1/item-1
- art-63-9/par-9: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-5
- art-63-9/par-9: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-1/from-art-2#art-2/par-2/item-6
- art-63-9/par-9: 同条第二項 → 金融商品取引法 第六十三条の八第二項 (Article 63-8, paragraph (2)), art-63-8/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-2
- art-63-9/par-10: 前項 → 金融商品取引法 第六十三条の九第九項 (Article 63-9, paragraph (9)), art-63-9/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-9
- art-63-10/par-1: 第三十三条第一項 → 金融商品取引法 第三十三条第一項 (Article 33, paragraph (1)), art-33/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-31-5#art-33/par-1
- art-63-10/par-2: 前項 → 金融商品取引法 第六十三条の十第一項 (Article 63-10, paragraph (1)), art-63-10/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-1
- art-63-11/par-1: 第六十三条の八第一項 → 金融商品取引法 第六十三条の八第一項 (Article 63-8, paragraph (1)), art-63-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1
- art-63-11/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-63-11/par-1: 第六十三条の九第一項第五号 → 金融商品取引法 第六十三条の九第一項第五号 (Article 63-9, paragraph (1), item (v)), art-63-9/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1/item-5
- art-63-11/par-1: 第七号 → 金融商品取引法 第六十三条の九第一項第七号 (Article 63-9, paragraph (1), item (vii)), art-63-9/par-1/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1/item-7
- art-63-11/par-1: 次項 → 金融商品取引法 第六十三条の十一第二項 (Article 63-11, paragraph (2)), art-63-11/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-2
- art-63-11/par-1: 前条第三項第二号 → 金融商品取引法 第六十三条の十第三項第二号 (Article 63-10, paragraph (3), item (ii)), art-63-10/par-3/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3/item-2
- art-63-11/par-2: 第六十三条の九第四項 → 金融商品取引法 第六十三条の九第四項 (Article 63-9, paragraph (4)), art-63-9/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-4
- art-63-11/par-2: 第五項 → 金融商品取引法 第六十三条の九第五項 (Article 63-9, paragraph (5)), art-63-9/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-5
- art-63-11/par-2: 第七項 → 金融商品取引法 第六十三条の九第七項 (Article 63-9, paragraph (7)), art-63-9/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-7
- art-63-11/par-2: 第九項から第十一項まで → 金融商品取引法 第六十三条の九第十項 (Article 63-9, paragraph (10)), art-63-9/par-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-10
- art-63-11/par-2: 第九項から第十一項まで → 金融商品取引法 第六十三条の九第十一項 (Article 63-9, paragraph (11)), art-63-9/par-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-11
- art-63-11/par-2: 第九項から第十一項まで → 金融商品取引法 第六十三条の九第九項 (Article 63-9, paragraph (9)), art-63-9/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-9
- art-63-11/par-2: 前条第三項 → 金融商品取引法 第六十三条の十第三項 (Article 63-10, paragraph (3)), art-63-10/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-10/par-3
- art-63-11/par-2: 次条から第六十三条の十四まで → 金融商品取引法 第六十三条の十二 (Article 63-12), art-63-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-12
- art-63-11/par-2: 次条から第六十三条の十四まで → 金融商品取引法 第六十三条の十三 (Article 63-13), art-63-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13
- art-63-11/par-2: 次条から第六十三条の十四まで → 金融商品取引法 第六十三条の十四 (Article 63-14), art-63-14 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-14
- art-63-11/par-2: 前項 → 金融商品取引法 第六十三条の十一第一項 (Article 63-11, paragraph (1)), art-63-11/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-1
- art-63-11/par-2: 第一項 → 金融商品取引法 第六十三条の九第一項 (Article 63-9, paragraph (1)), art-63-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1
- art-63-11/par-2: 同条第二項 → 金融商品取引法 第六十三条の十一第二項 (Article 63-11, paragraph (2)), art-63-11/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-11/par-2
- art-63-11/par-2: 第一項第五号 → 金融商品取引法 第六十三条の九第一項第五号 (Article 63-9, paragraph (1), item (v)), art-63-9/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1/item-5
- art-63-11/par-2: 第七号 → 金融商品取引法 第六十三条の九第一項第七号 (Article 63-9, paragraph (1), item (vii)), art-63-9/par-1/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-9/par-1/item-7
- art-63-11/par-3/item-1: 第六十三条の八第一項第一号 → 金融商品取引法 第六十三条の八第一項第一号 (Article 63-8, paragraph (1), item (i)), art-63-8/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1/item-1
- art-63-11/par-3/item-1: 第三十五条の三 → 金融商品取引法 第三十五条の三 (Article 35-3), art-35-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-35-3
- art-63-11/par-3/item-1: 第三十六条の三 → 金融商品取引法 第三十六条の三 (Article 36-3), art-36-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-36-3
- art-63-11/par-3/item-1: 第三十七条 → 金融商品取引法 第三十七条 (Article 37), art-37 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-37
- art-63-11/par-3/item-1: 第三十七条の三 → 金融商品取引法 第三十七条の三 (Article 37-3), art-37-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-37-3
- art-63-11/par-3/item-1: 第三十七条の四 → 金融商品取引法 第三十七条の四 (Article 37-4), art-37-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-37-4
- art-63-11/par-3/item-1: 第三十八条 → 金融商品取引法 第三十八条 (Article 38), art-38 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38
- art-63-11/par-3/item-1: 第一号 → 金融商品取引法 第三十八条第一項第一号 (Article 38, paragraph (1), item (i)), art-38/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-1
- art-63-11/par-3/item-1: 第二号 → 金融商品取引法 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-2
- art-63-11/par-3/item-1: 第九号 → 金融商品取引法 第三十八条第一項第九号 (Article 38, paragraph (1), item (ix)), art-38/par-1/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-9
- art-63-11/par-3/item-1: 第三十九条 → 金融商品取引法 第三十九条 (Article 39), art-39 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39
- art-63-11/par-3/item-1: 第四項 → 金融商品取引法 第三十九条第四項 (Article 39, paragraph (4)), art-39/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-4
- art-63-11/par-3/item-1: 第六項 → 金融商品取引法 第三十九条第六項 (Article 39, paragraph (6)), art-39/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-6
- art-63-11/par-3/item-1: 第四十条 → 金融商品取引法 第四十条 (Article 40), art-40 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-40
- art-63-11/par-3/item-1: 第四十二条 → 金融商品取引法 第四十二条 (Article 42), art-42 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-40-3-3#art-42
- art-63-11/par-3/item-1: 第四十二条の二 → 金融商品取引法 第四十二条の二 (Article 42-2), art-42-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-42-2#art-42-2
- art-63-11/par-3/item-1: 第四十二条の四 → 金融商品取引法 第四十二条の四 (Article 42-4), art-42-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-42-2#art-42-4
- art-63-11/par-3/item-1: 第四十二条の七 → 金融商品取引法 第四十二条の七 (Article 42-7), art-42-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-42-2#art-42-7
- art-63-11/par-3/item-2: 第六十三条の八第一項第二号 → 金融商品取引法 第六十三条の八第一項第二号 (Article 63-8, paragraph (1), item (ii)), art-63-8/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-8#art-63-8/par-1/item-2
- art-63-11/par-3/item-2: 第三十五条の三 → 金融商品取引法 第三十五条の三 (Article 35-3), art-35-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-35-3
- art-63-11/par-3/item-2: 第三十六条の三 → 金融商品取引法 第三十六条の三 (Article 36-3), art-36-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-36-3
- art-63-11/par-3/item-2: 第三十七条 → 金融商品取引法 第三十七条 (Article 37), art-37 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-37
- art-63-11/par-3/item-2: 第三十七条の三 → 金融商品取引法 第三十七条の三 (Article 37-3), art-37-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-37-3
- art-63-11/par-3/item-2: 第三十七条の四 → 金融商品取引法 第三十七条の四 (Article 37-4), art-37-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-37-4
- art-63-11/par-3/item-2: 第三十八条 → 金融商品取引法 第三十八条 (Article 38), art-38 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38
- art-63-11/par-3/item-2: 第一号 → 金融商品取引法 第三十八条第一項第一号 (Article 38, paragraph (1), item (i)), art-38/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-1
- art-63-11/par-3/item-2: 第二号 → 金融商品取引法 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-2
- art-63-11/par-3/item-2: 第九号 → 金融商品取引法 第三十八条第一項第九号 (Article 38, paragraph (1), item (ix)), art-38/par-1/item-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-9
- art-63-11/par-3/item-2: 第三十九条 → 金融商品取引法 第三十九条 (Article 39), art-39 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39
- art-63-11/par-3/item-2: 第四項 → 金融商品取引法 第三十九条第四項 (Article 39, paragraph (4)), art-39/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-4
- art-63-11/par-3/item-2: 第六項 → 金融商品取引法 第三十九条第六項 (Article 39, paragraph (6)), art-39/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-6
- art-63-11/par-3/item-2: 第四十条 → 金融商品取引法 第四十条 (Article 40), art-40 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-40
- art-63-11/par-3/item-2: 第四十条の三 → 金融商品取引法 第四十条の三 (Article 40-3), art-40-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-40-3
- art-63-11/par-3/item-2: 第四十条の三の二 → 金融商品取引法 第四十条の三の二 (Article 40-3-2), art-40-3-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-40-3-2
- art-63-12/par-3: 前項 → 金融商品取引法 第六十三条の十二第二項 (Article 63-12, paragraph (2)), art-63-12/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-12/par-2
- art-63-13/par-3: 前項 → 金融商品取引法 第六十三条の十三第二項 (Article 63-13, paragraph (2)), art-63-13/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-2
- art-63-13/par-4: 前三項 → 金融商品取引法 第六十三条の十三第一項 (Article 63-13, paragraph (1)), art-63-13/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-1
- art-63-13/par-4: 前三項 → 金融商品取引法 第六十三条の十三第二項 (Article 63-13, paragraph (2)), art-63-13/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-2
- art-63-13/par-4: 前三項 → 金融商品取引法 第六十三条の十三第三項 (Article 63-13, paragraph (3)), art-63-13/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-3
- art-63-13/par-4: 行政手続法第十三条第一項 → 行政手続法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/en/administrative-procedure-act/art-13/par-1 · https://japanlaw.org/l/405AC0000000088/art-13/par-1
- art-63-13/par-5: 第一項から第三項まで → 金融商品取引法 第六十三条の十三第一項 (Article 63-13, paragraph (1)), art-63-13/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-1
- art-63-13/par-5: 第一項から第三項まで → 金融商品取引法 第六十三条の十三第二項 (Article 63-13, paragraph (2)), art-63-13/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-2
- art-63-13/par-5: 第一項から第三項まで → 金融商品取引法 第六十三条の十三第三項 (Article 63-13, paragraph (3)), art-63-13/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-3
- art-63-13/par-6: 第二項 → 金融商品取引法 第六十三条の十三第二項 (Article 63-13, paragraph (2)), art-63-13/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-2
- art-63-13/par-6: 第三項 → 金融商品取引法 第六十三条の十三第三項 (Article 63-13, paragraph (3)), art-63-13/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-13/par-3
- art-63-14/par-1: この条 → 金融商品取引法 第六十三条の十四 (Article 63-14), art-63-14 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20280101_508AC0000000064/text/ch-3/sec-6-2/from-art-63-10#art-63-14
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## Sources
- claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和八年法律第六十四号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20280101_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 63-13, paragraph (5) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-008, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-009, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T033157-050, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-045, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22