# 金融商品取引法 / Financial Instruments and Exchange Act — 第三章の二 (Chapter 3-2)
- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第三章の二 (Chapter 3-2) — address `ch-3-2`
- Text: the text as amended with effect from 2027-10-01, standing until 2027-12-31 as now scheduled, since the next amendment's day is not fixed — NOT yet in force (revision 20271001_508AC0000000064)
- URL (this text's page, at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#ch-3-2
- The same address in the text in force (its wording there may differ): https://japanlaw.org/en/financial-instruments-and-exchange-act/ch-3-2
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.
Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.
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## 第三章の二 金融商品仲介業者 — Chapter III-2 Financial Instruments Intermediary Service Providers
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#ch-3-2
## 第一節 総則 — Section 1 General Provisions
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3-2/sec-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#ch-3-2/sec-1
### 第六十六条（登録） — (Registration)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66
**第一項** 銀行、協同組織金融機関その他政令で定める金融機関以外の者（第一種金融商品取引業（第二十八条第一項に規定する第一種金融商品取引業をいう。以下この章において同じ。）又は暗号資産取引業（同条第五項に規定する暗号資産取引業をいう。以下この章において同じ。）を行う者及び登録金融機関の役員及び使用人を除く。）は、第二十九条の規定にかかわらず、内閣総理大臣の登録を受けて、金融商品仲介業を行うことができる。
art-66/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66/par-1
Notwithstanding the provisions of Article 29, a person other than a bank, a cooperative financial institution, or a financial institution specified by Cabinet Order (but not a person engaged in type-I financial instruments business (meaning type-I financial instruments business as prescribed in Article 28, paragraph (1); hereinafter the same applies in this Chapter) or cryptoasset trading business (meaning cryptoasset trading business as prescribed in paragraph (5) of that Article; hereinafter the same applies in this Chapter) and not the officer or employee of a registered financial institution) may be registered by the Prime Minister and engage in financial instruments intermediary service.
machine translation, not official
### 第六十六条の二（登録の申請） — (Application for Registration)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2
**第一項** 前条の登録を受けようとする者は、次に掲げる事項を記載した登録申請書を内閣総理大臣に提出しなければならない。
art-66-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1
A person seeking to obtain the registration referred to in the preceding Article must submit a written application for registration that states the following particulars to the Prime Minister:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 商号、名称又は氏名
art-66-2/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-1
the trade name or name;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 法人であるときは、その役員の氏名又は名称
art-66-2/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-2
the names of its officers, if it is a corporation;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 金融商品仲介業を行う営業所又は事務所の名称及び所在地
art-66-2/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-3
the name and location of the business office or office for conducting financial instruments intermediary services;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 業務の種別（有価証券売買媒介等業務（第二条第十一項第一号に掲げる業務をいう。以下この章において同じ。）及び暗号資産売買媒介等業務（同項第二号に掲げる業務をいう。以下この章において同じ。）の種別をいう。）
art-66-2/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-4
the type of business (meaning the type of securities purchase and sale intermediary business, etc. (meaning the business set forth in Article 2, paragraph (11), item (i); hereinafter the same applies in this Chapter) and intermediary services for purchase and sale, etc. of cryptoassets (meaning the business set forth in item (ii) of that paragraph; hereinafter the same applies in this Chapter));
machine translation, not official
**五** 次のイ又はロに掲げる場合の区分に応じ、当該イ又はロに定める事項
art-66-2/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-5
the particulars specified in (a) or (b) below, according to the category of cases set forth in (a) or (b):
machine translation, not official
**イ** 有価証券売買媒介等業務を行う場合 委託を受ける金融商品取引業者（第一種金融商品取引業又は投資運用業（第二十八条第四項に規定する投資運用業をいう。第六十六条の十四第一号ニにおいて同じ。）を行う者に限る。）又は登録金融機関の商号又は名称
art-66-2/par-1/item-5/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-5/sub-1
in the case of engaging in securities purchase and sale intermediary business, etc., the trade name or name of the financial instruments business operator (limited to one engaged in type-I financial instruments business or investment management business (meaning investment management business as prescribed in Article 28, paragraph (4); the same applies in Article 66-14, item (i), (d))) or registered financial institution entrusting the applicant;
machine translation, not official
**ロ** 暗号資産売買媒介等業務を行う場合 委託を受ける金融商品取引業者（暗号資産取引業を行う者に限る。）の商号
art-66-2/par-1/item-5/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-5/sub-2
in the case of engaging in intermediary services for purchase and sale, etc. of cryptoassets, the trade name of the financial instruments business operator entrusting the applicant (limited to one engaged in cryptoasset trading business);
machine translation, not official
**六** 暗号資産売買媒介等業務を行う場合にあつては、取り扱う暗号資産の名称
art-66-2/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-6
in the case of engaging in intermediary services for purchase and sale, etc. of cryptoassets, the name of the cryptoassets handled;
machine translation, not official
**七** 他に事業を行つているときは、その事業の種類
art-66-2/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-7
if the person engages in other business, the type of that business; and
machine translation, not official
**八** その他内閣府令で定める事項
art-66-2/par-1/item-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-8
other particulars specified by Cabinet Office Order.
machine translation, not official
**第二項** 前項の登録申請書には、次に掲げる書類を添付しなければならない。
art-66-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-2
The following documents must accompany the written application for registration referred to in the preceding paragraph:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 第六十六条の四第一号又は第二号に該当しないことを誓約する書面
art-66-2/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-2/item-1
a document pledging that the applicant does not fall under Article 66-4, item (i) or (ii);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 金融商品仲介業の業務の内容及び方法として内閣府令で定めるものを記載した書類
art-66-2/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-2/item-2
a document stating the things specified by Cabinet Office Order as constituting the business outline and business methods for financial instruments intermediary service;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 法人であるときは、定款及び会社の登記事項証明書（これらに準ずるものを含む。）
art-66-2/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-2/item-3
its articles of incorporation and the certificate of registered information for the company (including documents equivalent to these), if it is a corporation; and
Ministry of Justice translation — Japanese Law Translation Database System
**四** その他内閣府令で定める書類
art-66-2/par-2/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-2/item-4
other documents specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 前項第三号の場合において、定款が電磁的記録で作成されているときは、書類に代えて電磁的記録（内閣府令で定めるものに限る。）を添付することができる。
art-66-2/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-3
In the case referred to in item (iii) of the preceding paragraph, if the articles of incorporation have been prepared as electronic or magnetic records, electronic or magnetic records (limited to those specified by Cabinet Office Order) may accompany a written application for registration lieu of written documents.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十六条の三（登録簿への登録） — (Registration in a Register)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-3
**第一項** 内閣総理大臣は、第六十六条の登録の申請があつた場合においては、次条の規定により登録を拒否する場合を除くほか、次に掲げる事項を金融商品仲介業者登録簿に登録しなければならない。
art-66-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-3/par-1
When an application is filed for the registration referred to in Article 66, unless the Prime Minister refuses the registration pursuant to the provisions of the following Article, the Prime Minister must register the following particulars in a financial instruments intermediary service providers register:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 前条第一項各号に掲げる事項
art-66-3/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-3/par-1/item-1
the particulars set forth in the items of paragraph (1) of the preceding Article; and
Ministry of Justice translation — Japanese Law Translation Database System
**二** 登録年月日及び登録番号
art-66-3/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-3/par-1/item-2
the date of registration and registration number.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、金融商品仲介業者登録簿を公衆の縦覧に供しなければならない。
art-66-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-3/par-2
The Prime Minister must make the financial instruments intermediary service providers register available for public inspection.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十六条の四（登録の拒否） — (Refusal of Registration)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4
**第一項** 内閣総理大臣は、登録申請者が次の各号のいずれかに該当するとき、又は登録申請書若しくはこれに添付すべき書類若しくは電磁的記録のうちに虚偽の記載若しくは記録があり、若しくは重要な事実の記載若しくは記録が欠けているときは、その登録を拒否しなければならない。
art-66-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1
The Prime Minister must refuse a registration if the applicant for registration falls under any of the following items, if the written application for registration or a document or electronic or magnetic record that is required to accompany it contains a false statement or record, or if it omits a statement or record of a material fact:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 登録申請者が個人であるときは、第二十九条の四第一項第二号イからリまでのいずれかに該当する者
art-66-4/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-1
the applicant for registration is an individual that falls under any of the categories in Article 29-4, paragraph (1), item (ii), (a) through (i);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 登録申請者が法人であるときは、次のいずれかに該当する者
art-66-4/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-2
the applicant for registration is a corporation that falls under any of the following categories:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 第二十九条の四第一項第一号イからハまでのいずれかに該当する者
art-66-4/par-1/item-2/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-2/sub-1
a person that falls under any of Article 29-4, paragraph (1), item (i), (a) through (c); or
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 役員のうちに第二十九条の四第一項第二号イからリまでのいずれかに該当する者のある者
art-66-4/par-1/item-2/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-2/sub-2
a person that has a person falling under any of Article 29-4, paragraph (1), item (ii), (a) through (i) as an officer;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 他に行つている事業が公益に反すると認められる者
art-66-4/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-3
a person whose other business is found to be contrary to the public interest;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 金融商品仲介業を適確に遂行することができる知識及び経験を有しないと認められる者
art-66-4/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-4
a person that is found not to have the knowledge or experience to perform financial instruments intermediary service in an appropriate manner; or
Ministry of Justice translation — Japanese Law Translation Database System
**五** 登録申請者の所属金融商品取引業者等（第六十六条の二第一項第五号イに規定する金融商品取引業者若しくは登録金融機関又は同号ロに規定する金融商品取引業者をいう。以下この章及び第四章において同じ。）のいずれかが、次のイ又はロに掲げる場合の区分に応じ、当該イ又はロに定める者に加入していない者
art-66-4/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-5
a person for which any of the entrusting financial instruments business operators, etc. of the applicant for registration (meaning the financial instruments business operator or registered financial institution prescribed in Article 66-2, paragraph (1), item (v), (a) or the financial instruments business operator prescribed in (b) of that item; hereinafter the same applies in this Chapter and Chapter IV) is not a member of the body specified in (a) or (b) below, according to the category of cases set forth in (a) or (b):
machine translation, not official
**イ** 当該所属金融商品取引業者等が第六十六条の二第一項第五号イに規定する金融商品取引業者又は登録金融機関である場合 協会（認可金融商品取引業協会又は第七十八条第二項に規定する認定金融商品取引業協会をいう。）
art-66-4/par-1/item-5/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-5/sub-1
if the entrusting financial instruments business operator, etc. is the financial instruments business operator or registered financial institution prescribed in Article 66-2, paragraph (1), item (v), (a), an association (meaning an authorized financial instruments firms association or a certified financial instruments business association as prescribed in Article 78, paragraph (2));
machine translation, not official
**ロ** 当該所属金融商品取引業者等が第六十六条の二第一項第五号ロに規定する金融商品取引業者である場合 第七十八条第二項に規定する認定金融商品取引業協会
art-66-4/par-1/item-5/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-5/sub-2
if the entrusting financial instruments business operator, etc. is the financial instruments business operator prescribed in Article 66-2, paragraph (1), item (v), (b), the certified financial instruments business association prescribed in Article 78, paragraph (2);
machine translation, not official
**六** 登録申請者が暗号資産売買媒介等業務を行おうとする場合にあつては、次のいずれかに該当する者
art-66-4/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-6
in the case where the applicant for registration seeks to engage in intermediary services for purchase and sale, etc. of cryptoassets, a person that falls under any of the following:
machine translation, not official
**イ** 第二十九条の四第一項第八号イ又はロに該当する者
art-66-4/par-1/item-6/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-6/sub-1
a person falling under Article 29-4, paragraph (1), item (viii), (a) or (b);
machine translation, not official
**ロ** 個人である場合においては、第二十九条の四第一項第八号ハ（１）又は（２）に該当する者
art-66-4/par-1/item-6/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-6/sub-2
in the case of an individual, a person falling under Article 29-4, paragraph (1), item (viii), (c) 1. or 2.;
machine translation, not official
**ハ** 法人である場合においては、役員のうちに第二十九条の四第一項第八号ハ（１）から（３）までのいずれかに該当する者のある者
art-66-4/par-1/item-6/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-6/sub-3
in the case of a corporation, a person that has a person falling under any of Article 29-4, paragraph (1), item (viii), (c) 1. through 3. among its officers.
machine translation, not official
### 第六十六条の五（変更登録等） — Registration of a Change
caption: machine translation, not official
art-66-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5
**第一項** 金融商品仲介業者は、第一号に掲げる場合に該当するときはあらかじめ、第二号に掲げる場合に該当するときはその日から二週間以内に、その旨を内閣総理大臣に届け出なければならない。
art-66-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-1
A financial instruments intermediary service provider must notify the Prime Minister of this in advance if it falls under the case set forth in item (i), or within two weeks from that day if it falls under the case set forth in item (ii).
machine translation, not official
**一** 第六十六条の二第一項第五号ロ又は第六号に掲げる事項を変更しようとするとき（投資者の保護に欠け、又は金融商品仲介業の適正かつ確実な遂行に支障を及ぼすおそれが少ない場合として内閣府令で定める場合を除く。）。
art-66-5/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-1/item-1
it seeks to change a particular set forth in Article 66-2, paragraph (1), item (v), (b) or item (vi) (excluding cases specified by Cabinet Office Order as cases where there is little risk of failing to protect investors or of impeding the proper and reliable performance of financial instruments intermediary service);
machine translation, not official
**二** 第六十六条の二第一項各号（第四号を除く。）に掲げる事項について変更があつたとき（この項（前号に係る部分に限る。）の規定による届出をした場合を除く。）。
art-66-5/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-1/item-2
a particular set forth in the items of Article 66-2, paragraph (1) (excluding item (iv)) changes (excluding the case where a notification has been made pursuant to the provisions of this paragraph (limited to the portion pertaining to the preceding item)).
machine translation, not official
**第二項** 内閣総理大臣は、前項の規定による届出を受理したときは、届出があつた事項を金融商品仲介業者登録簿に登録しなければならない。
art-66-5/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-2
Upon accepting a notification under the preceding paragraph, the Prime Minister must register the particulars given in the notification in a financial instruments intermediary service providers register.
Ministry of Justice translation — Japanese Law Translation Database System
**第三項** 金融商品仲介業者は、第六十六条の二第二項第二号に掲げる書類に記載した業務の内容又は方法のうち、暗号資産売買媒介等業務に係るものであつて公益又は投資者保護のため特に必要なものとして内閣府令で定めるものについて変更をしようとするときはあらかじめ、その他のものについて変更があつたときは遅滞なく、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
art-66-5/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-3
A financial instruments intermediary service provider must, pursuant to the provisions of Cabinet Office Order, notify the Prime Minister of this in advance if it seeks to change those of the business outline or business methods that it has stated in a document set forth in Article 66-2, paragraph (2), item (ii) that relate to intermediary services for purchase and sale, etc. of cryptoassets and are specified by Cabinet Office Order as particularly necessary in the public interest or for investor protection, or without delay if a change occurs in any of the others.
machine translation, not official
**第四項** 金融商品仲介業者は、第六十六条の二第一項第四号に掲げる事項について変更をしようとするときは、内閣府令で定めるところにより、内閣総理大臣の行う変更登録を受けなければならない。
art-66-5/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-4
If a financial instruments intermediary service provider seeks to change the particular set forth in Article 66-2, paragraph (1), item (iv), it must have that change registered by the Prime Minister pursuant to the provisions of Cabinet Office Order.
machine translation, not official
**第五項** 前二条の規定は、前項の変更登録について準用する。この場合において、第六十六条の三第一項中「次に掲げる事項」とあるのは「変更に係る事項」と、前条中「次の各号」とあるのは「次の各号（第一号及び第二号を除く。）」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
art-66-5/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-5
The provisions of the preceding two Articles apply mutatis mutandis to the registration of a change referred to in the preceding paragraph. In this case, in Article 66-3, paragraph (1), the phrase "the following particulars" is deemed to be replaced with "the particulars subject to the change"; in the preceding Article, the phrase "the following items" is deemed to be replaced with "the following items (excluding item (i) and item (ii))"; and any other necessary technical replacement of terms is specified by Cabinet Order.
machine translation, not official
### 第六十六条の六（商号等の使用制限） — (Restrictions on the Use of Trade Names)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-6
**第一項** 金融商品仲介業者でない者は、金融商品仲介業者という商号若しくは名称又はこれに紛らわしい商号若しくは名称を用いてはならない。
art-66-6/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-6/par-1
A person that is not a financial instruments intermediary service provider must not use a trade name or name that refers to them as a financial instruments intermediary service provider, and must not use any trade name or name that is confusingly similar to this.
Ministry of Justice translation — Japanese Law Translation Database System
## 第二節 業務 — Section 2 Services
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3-2/sec-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#ch-3-2/sec-2
### 第六十六条の七 〔削除 / repealed〕
art-66-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-7
**第一項** 削除
art-66-7/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-7/par-1
no English for this paragraph
### 第六十六条の八（標識の掲示等） — Posting of Signs, etc.
caption: machine translation, not official
art-66-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-8
**第一項** 金融商品仲介業者は、営業所又は事務所ごとに、公衆の見やすい場所に、内閣府令で定める様式の標識を掲示しなければならない。ただし、投資者の保護に支障を生ずることがない場合として内閣府令で定める場合は、この限りでない。
art-66-8/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-8/par-1
A financial instruments intermediary service provider must post a sign in the format specified by Cabinet Office Order in a place that is accessible to the public at each of its business offices or other offices; provided, however, that this does not apply in a case specified by Cabinet Office Order as one in which no impediment to the protection of investors arises.
machine translation, not official
**第二項** 金融商品仲介業者は、内閣府令で定めるところにより、商号、名称又は氏名その他内閣府令で定める事項を電気通信回線に接続して行う自動公衆送信により公衆の閲覧に供しなければならない。ただし、その事業の規模が著しく小さい場合その他の内閣府令で定める場合は、この限りでない。
art-66-8/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-8/par-2
A financial instruments intermediary service provider must, pursuant to the provisions of Cabinet Office Order, make its trade name or name, and other particulars specified by Cabinet Office Order available for public inspection by automatic public transmission performed by connection to telecommunication lines; provided, however, that this does not apply where the scale of its business is extremely small or in other cases specified by Cabinet Office Order.
machine translation, not official
**第三項** 金融商品仲介業者以外の者は、第一項の標識又はこれに類似する標識を掲示してはならない。
art-66-8/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-8/par-3
A person other than a financial instruments intermediary service provider must not post the sign referred to in paragraph (1) or a sign similar thereto.
machine translation, not official
### 第六十六条の九（名義貸しの禁止） — (Prohibition of Lending One's Name)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-9
**第一項** 金融商品仲介業者は、自己の名義をもつて、他人に金融商品仲介業を行わせてはならない。
art-66-9/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-9/par-1
A financial instruments intermediary service provider must not allow another person to engage in financial instruments intermediary services using the name of the relevant financial instruments intermediary service provider.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十六条の十（広告等の規制） — (Regulation of Advertising)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-10
**第一項** 金融商品仲介業者は、その行う金融商品仲介業の内容について広告その他これに類似するものとして内閣府令で定める行為をするときは、内閣府令で定めるところにより、次に掲げる事項を表示しなければならない。
art-66-10/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-10/par-1
When advertising the contents of its financial instruments intermediary service or performing any similar act specified by Cabinet Office Order, a financial instruments intermediary service provider must give the following particulars, pursuant to the provisions of Cabinet Office Order:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 当該金融商品仲介業者の商号、名称又は氏名
art-66-10/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-10/par-1/item-1
the trade name or name of the financial instruments intermediary service provider;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 金融商品仲介業者である旨及び当該金融商品仲介業者の登録番号
art-66-10/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-10/par-1/item-2
an indication that the financial instruments intermediary service provider is a financial instruments intermediary service provider, and its registration number; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 当該金融商品仲介業者の行う金融商品仲介業の内容に関する事項であつて、顧客の判断に影響を及ぼすこととなる重要なものとして政令で定めるもの
art-66-10/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-10/par-1/item-3
the particulars of the contents of the financial instruments intermediary service that the financial instruments intermediary service provider engages in, which is specified by Cabinet Order as material particulars that may have an impact on customers' judgment.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品仲介業者は、その行う金融商品仲介業に関して広告その他これに類似するものとして内閣府令で定める行為をするときは、金融商品取引行為を行うことによる利益の見込みその他内閣府令で定める事項について、著しく事実に相違する表示をし、又は著しく人を誤認させるような表示をしてはならない。
art-66-10/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-10/par-2
When advertising the contents of its financial instruments intermediary service or engaging in any similar act specified by Cabinet Office Order, a financial instruments intermediary service provider must not make a representation that significantly conflicts with the fact of the matter or that could cause a person to have a serious misconception about the prospect of profiting from the performance of an act that constitutes a financial instruments transaction, or about any other matter that is specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十六条の十一（商号等の明示） — (Clear Indication of Trade Name)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-11
**第一項** 金融商品仲介業者は、第二条第十一項各号に規定する行為（以下この章において「金融商品仲介行為」という。）を行おうとするときは、あらかじめ、顧客に対し次に掲げる事項を明らかにしなければならない。
art-66-11/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-11/par-1
If a financial instruments intermediary service provider seeks to perform an act prescribed in any of the items of Article 2, paragraph (11) (hereinafter referred to as the "intermediation for financial instruments" in this Chapter), it must clearly indicate the following particulars to customers in advance:
machine translation, not official
**一** 所属金融商品取引業者等の商号又は名称
art-66-11/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-11/par-1/item-1
the trade name or the name of the entrusting financial instruments business operator, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**二** 所属金融商品取引業者等の代理権がない旨
art-66-11/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-11/par-1/item-2
that the financial instruments intermediary service provider does not have authority of representation in respect of the entrusting financial instruments business operator, etc.;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 第六十六条の十三の規定の趣旨
art-66-11/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-11/par-1/item-3
the import of the provisions of Article 66-13; and
Ministry of Justice translation — Japanese Law Translation Database System
**四** その他内閣府令で定める事項
art-66-11/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-11/par-1/item-4
other matters specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十六条の十二（金融商品仲介業者に係る制限） — (Limitations on Financial Instruments Intermediary Service Providers)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-12 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-12
**第一項** 金融商品仲介業者（金融商品取引業者である者を除く。）は、その行う金融商品仲介業の顧客を相手方とし、所属金融商品取引業者等の委託を受けて行う金融商品仲介行為以外の第二条第八項各号に掲げる行為をしてはならない。
art-66-12/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-12/par-1
A financial instruments intermediary service provider (excluding a person that is a financial instruments business operator) must not engage in any act set forth in the items of Article 2, paragraph (8), except for the intermediation for financial instruments to which a customer of its financial instruments intermediary service is the other party, as entrusted by the entrusting financial instruments business operator, etc.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十六条の十三（金銭等の預託の禁止） — (Prohibition on Depositing Money)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-13 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-13
**第一項** 金融商品仲介業者は、いかなる名目によるかを問わず、その行う金融商品仲介業に関して、顧客から金銭若しくは有価証券の預託を受け、又は当該金融商品仲介業者と密接な関係を有する者として政令で定める者に顧客の金銭若しくは有価証券を預託させてはならない。
art-66-13/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-13/par-1
A financial instruments intermediary service provider must not, for any reason, receive a deposit of money or securities from a customer, or have a person specified by Cabinet Order as being closely related to that financial instruments intermediary service provider deposit a customer's money or securities, in connection with the financial instruments intermediary service it conducts.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十六条の十四（禁止行為） — (Prohibited Actions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-14 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14
**第一項** 金融商品仲介業者又はその役員若しくは使用人は、次に掲げる行為をしてはならない。
art-66-14/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14/par-1
It is prohibited for a financial instruments intermediary service provider or its officer or employee to engage in the following acts:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 金融商品仲介業に関連し、次に掲げるいずれかの行為を行うこと。
art-66-14/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14/par-1/item-1
the performance of any of the following acts in connection with financial instruments intermediary services:
Ministry of Justice translation — Japanese Law Translation Database System
**イ** 第三十八条第一号に該当する行為
art-66-14/par-1/item-1/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14/par-1/item-1/sub-1
an act that falls under Article 38, item (i);
Ministry of Justice translation — Japanese Law Translation Database System
**ロ** 第三十八条第二号から第六号までに該当する行為
art-66-14/par-1/item-1/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14/par-1/item-1/sub-2
an act that falls under any of the categories in Article 38, items (ii) through (vi);
Ministry of Justice translation — Japanese Law Translation Database System
**ハ** 第三十八条第七号に該当する行為
art-66-14/par-1/item-1/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14/par-1/item-1/sub-3
an act that falls under Article 38, item (vii);
Ministry of Justice translation — Japanese Law Translation Database System
**ニ** 投資助言業務（第二十八条第七項に規定する投資助言業務をいう。ニにおいて同じ。）を行う場合には当該投資助言業務に係る助言に基づいて顧客が行う有価証券の売買その他の取引等又は投資運用業を行う場合には当該投資運用業に係る運用として行う有価証券の売買その他の取引等に関する情報を利用してこれらの顧客以外の顧客に対して勧誘する行為
art-66-14/par-1/item-1/sub-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14/par-1/item-1/sub-4
if it provides investment advisory business (meaning investment advisory business set forth in Article 28, paragraph (7); the same applies in (d)), using information about a purchase and sale or other transaction of securities that a customer makes based on the advice provided through its investment advisory business in order to solicit a customer other than the customer in question; or if it engages in investment management business, using information about a purchase and sale or other transaction of securities made as an investment in connection with its investment management business, in order to solicit a customer other than the customer in question;
machine translation, not official
**ホ** 金融商品仲介業以外の業務を行う場合には当該業務により知り得た有価証券の発行者に関する情報（有価証券の発行者の運営、業務又は財産に関する公表されていない情報であつて金融商品仲介業に係る顧客の投資判断に影響を及ぼすものに限る。）を利用して勧誘する行為
art-66-14/par-1/item-1/sub-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14/par-1/item-1/sub-5
if it engages in business other than financial instruments intermediary service, using information about an issuer of securities learned in the course of that other business (limited to undisclosed information about the operations, business, or assets of an issuer of securities that would influence customers' investment decisions in connection with financial instruments intermediary service) to conduct solicitation; or
Ministry of Justice translation — Japanese Law Translation Database System
**ヘ** 金銭の貸付けその他信用の供与をすることを条件として勧誘する行為（投資者の保護に欠けるおそれが少ないと認められるものとして内閣府令で定めるものを除く。）
art-66-14/par-1/item-1/sub-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14/par-1/item-1/sub-6
conducting a solicitation with the financial instruments intermediary service provider's lending of money or granting of other credit as a condition (excluding acts specified in Cabinet Office Order as acts that are found to have little likelihood of resulting in insufficient investor protection);
Ministry of Justice translation — Japanese Law Translation Database System
**二** 金融商品仲介業により知り得た金融商品仲介業に係る顧客の有価証券の売買その他の取引等に係る注文の動向その他特別の情報を利用して、自己の計算において有価証券の売買その他の取引等を行う行為
art-66-14/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14/par-1/item-2
making a purchase and sale or other transaction of securities on the intermediary's, officer's, or employee's own account, using the ordering trends for purchase and sales and other transactions of securities made by customers of its financial instruments intermediary service or other special information learned in the course of financial instruments intermediary service; and
Ministry of Justice translation — Japanese Law Translation Database System
**三** 前二号に掲げるもののほか、投資者の保護に欠け、若しくは取引の公正を害し、又は金融商品仲介業の信用を失墜させるものとして内閣府令で定める行為
art-66-14/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14/par-1/item-3
acts beyond what is set forth in the preceding two items, which are specified by Cabinet Office Order as acts that result in insufficient investor protection, harm the fairness of transactions, or cause a loss of confidence in financial instruments intermediary services.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十六条の十四の二（特定投資家等向け有価証券の売買の媒介等の制限） — Limitation on Intermediation for the Purchase and Sale of Securities for Professional Investors, etc.
caption: machine translation, not official
art-66-14-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14-2
**第一項** 金融商品仲介業者は、特定投資家等向け有価証券について、一般投資家（特定投資家等、非居住者、当該特定投資家等向け有価証券の発行者その他内閣府令で定める者以外の者をいう。以下この条において同じ。）を相手方として、第二条第十一項第一号イ又はロに掲げる行為を行つてはならない。ただし、当該特定投資家等向け有価証券に関して開示が行われている場合、一般投資家に対する勧誘に基づかないで所属金融商品取引業者等のために買付けの媒介を行う場合その他投資者の保護に欠けるおそれが少ない場合として内閣府令で定める場合は、この限りでない。
art-66-14-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14-2/par-1
A financial instruments intermediary service provider must not conduct any of the acts specified in Article 2, paragraph (11), item (i), (a) or (b) in connection with securities for professional investors, etc. with a general investor (meaning a person other than a professional investor, etc., a non-resident, the issuer of the securities for professional investors, etc., or any other person specified by Cabinet Office Order; hereinafter the same applies in this Article) as the other party; provided, however, that this does not apply in a case in which disclosure has been made with regard to the securities for professional investors, etc., a case in which the financial instruments intermediary service provider intermediates, a purchase for an entrusting financial instruments business operator, etc. which is not based on a solicitation of general investors, or any other case specified by Cabinet Office Order as having little likelihood of resulting in insufficient investor protection.
machine translation, not official
### 第六十六条の十五（業務管理体制の整備等に関する金融商品取引業者等に係る規定の準用） — Application Mutatis Mutandis of Provisions on Financial Instruments Business Operators, etc. in Relation to the Establishment, etc. of an Operational Control System
caption: machine translation, not official
art-66-15 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-15
**第一項** 第三十五条の三、第三十八条の二、第三十九条第一項、第三項、第四項及び第七項、第四十条並びに第四十三条の六の規定は金融商品仲介業者について、第三十九条第二項、第五項及び第六項の規定は金融商品仲介業者の顧客について、第四十三条の十三の規定は暗号資産売買媒介等業務を行う金融商品仲介業者について、それぞれ準用する。この場合において、第三十九条第三項中「当該金融商品取引業者等が」とあるのは、「当該金融商品仲介業者の所属金融商品取引業者等が」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
art-66-15/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-15/par-1
The provisions of Article 35-3, Article 38-2, Article 39, paragraphs (1), (3), (4), and (7), Article 40, and Article 43-6 apply mutatis mutandis to a financial instruments intermediary service provider, Article 39, paragraphs (2), (5), and (6) apply mutatis mutandis to the customer of a financial instruments intermediary service provider, and Article 43-13 applies mutatis mutandis to a financial instruments intermediary service provider that conducts intermediary services for purchase and sale, etc. of cryptoassets. In this case, in Article 39, paragraph (3), the phrase "if the financial instruments business operator, etc. receives" is deemed to be replaced with "if the entrusting financial instruments business operator, etc. of the financial instruments intermediary service provider receives", and any other necessary technical replacement of terms is specified by Cabinet Order.
machine translation, not official
## 第三節 経理 — Section 3 Accounting
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3-2/sec-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#ch-3-2/sec-3
### 第六十六条の十六（業務に関する帳簿書類） — (Books and Documents Concerning Service)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-16 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-16
**第一項** 金融商品仲介業者は、内閣府令で定めるところにより、金融商品仲介業に関する帳簿書類を作成し、これを保存しなければならない。
art-66-16/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-16/par-1
A financial instruments intermediary service provider must prepare and preserve books and documents for its financial instruments intermediary service pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十六条の十七（事業報告書の提出等） — (Submission of Business Reports)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-17 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-17
**第一項** 金融商品仲介業者は、事業年度ごとに、内閣府令で定めるところにより、金融商品仲介業に関する報告書を作成し、毎事業年度経過後三月以内に、これを内閣総理大臣に提出しなければならない。
art-66-17/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-17/par-1
Each business year, a financial instruments intermediary service provider must prepare a report on its financial instruments intermediary service and submit it to the Prime Minister within three months after the end of the business year, pursuant to the provisions of Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 金融商品仲介業者は、内閣府令で定めるところにより、事業年度ごとに、前項の報告書に記載されている事項のうち投資者の保護に必要と認められるものとして内閣府令で定めるものを記載した書面を作成し、内閣府令で定めるところにより、これを金融商品仲介業を行う全ての営業所若しくは事務所に備え置いて公衆の縦覧に供し、又はインターネットの利用その他の方法により公表しなければならない。
art-66-17/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-17/par-2
Each business year, pursuant to the provisions of Cabinet Office Order, a financial instruments intermediary service provider must prepare documents stating those of the particulars stated in the business report referred to in the preceding paragraph which are specified by Cabinet Office Order as particulars that are found to be necessary in terms of investor protection, and must, pursuant to the provisions of Cabinet Office Order, keep those documents at all of the business offices and offices at which it conducts financial instruments intermediary service and make them available for public inspection, or disclose them using the internet or through other means.
machine translation, not official
### 第六十六条の十八（説明書類の縦覧） — (Public Inspection of Explanatory Documents)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-18 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-18
**第一項** 金融商品仲介業者は、所属金融商品取引業者等の事業年度ごとに、所属金融商品取引業者等が第四十六条の四又は第四十七条の三の規定（当該所属金融商品取引業者等が登録金融機関である場合には、銀行法（昭和五十六年法律第五十九号）第二十一条第一項及び第二項その他政令で定める規定）により作成する説明書類を、内閣府令で定めるところにより、金融商品仲介業を行う全ての営業所若しくは事務所に備え置いて公衆の縦覧に供し、又はインターネットの利用その他の方法により公表しなければならない。
art-66-18/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-18/par-1
For each business year of an entrusting financial instruments business operator, etc., a financial instruments intermediary service provider must, pursuant to the provisions of Cabinet Office Order, keep the explanatory documents that the entrusting financial instruments business operator, etc. prepares pursuant to the provisions of Article 46-4 or Article 47-3 (if the entrusting financial instruments business operator, etc., is a registered financial institution, the documents that it prepares pursuant to the provisions of Article 21, paragraphs (1) and (2) of the Banking Act (Act No. 59 of 1981) or other provisions specified by Cabinet Order) at all of the business offices and offices at which it conducts financial instruments intermediary service, and must make them available for public inspection, or disclose them using the internet or through other means.
machine translation, not official
## 第四節 監督 — Section 4 Supervision
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3-2/sec-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#ch-3-2/sec-4
### 第六十六条の十九（廃業等の届出等） — (Notification of Discontinuing Business)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-19 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19
**第一項** 金融商品仲介業者が次の各号のいずれかに該当することとなつたときは、当該各号に定める者は、その日から三十日以内に、その旨を内閣総理大臣に届け出なければならない。
art-66-19/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1
If a financial instruments intermediary service provider comes to fall under any of the following items, the person specified in the relevant item must notify the Prime Minister of this within 30 days from the day in question:
Ministry of Justice translation — Japanese Law Translation Database System
**一** 金融商品仲介業を廃止したとき（分割により事業（金融商品仲介業に係るものに限る。以下この号において同じ。）の全部を承継させたとき、又は事業の全部を譲渡したときを含む。） その金融商品仲介業を廃止し、又は承継をさせ、若しくは譲渡をした個人又は法人
art-66-19/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-1
the financial instruments intermediary service provider discontinues financial instruments intermediary service (including if the financial instruments intermediary service provider has the whole of its business (limited to business involved in financial instruments intermediary service; hereinafter the same applies in this item) succeeded to in a company split or transfers the whole of business):the individual or the corporation that discontinues or transfers the financial instruments intermediary services, or has the financial instruments intermediary services succeeded to;
Ministry of Justice translation with a slip corrected by this site — not the Ministry's text; the Ministry printed: "the financial instruments intermediary service provider discontinues financial instruments intermediary service (including if the financial instruments intermediary service provider has the whole of its business (limited to business involved in financial instruments intermediary service; hereinafter the same applies in this item) succeeded to in a company split or transfers the whole of business)):the individual or the corporation that discontinues or transfers the financial instruments intermediary services, or has the financial instruments intermediary services succeeded to;" — https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb
**二** 金融商品仲介業者である個人が死亡したとき その相続人
art-66-19/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-2
when an individual who is a financial instruments intermediary service provider dies:their heir;
Ministry of Justice translation — Japanese Law Translation Database System
**三** 金融商品仲介業者である法人が合併により消滅したとき その法人を代表する役員であつた者
art-66-19/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-3
when a corporation that is a financial instruments intermediary service provider disappears in a merger:the officer that has represented the corporation;
Ministry of Justice translation — Japanese Law Translation Database System
**四** 金融商品仲介業者である法人について破産手続開始の決定があつたとき その破産管財人
art-66-19/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-4
when a corporation that is a financial instruments intermediary service provider becomes subject to an order of commencement of bankruptcy proceedings:the bankruptcy trustee;
Ministry of Justice translation — Japanese Law Translation Database System
**五** 金融商品仲介業者である法人が合併及び破産手続開始の決定以外の理由により解散したとき その清算人
art-66-19/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-5
when a corporation that is a financial instruments intermediary service provider is dissolved for reasons other than a merger or an order of commencement of bankruptcy proceedings:the liquidator; and
Ministry of Justice translation — Japanese Law Translation Database System
**六** 金融サービスの提供及び利用環境の整備等に関する法律第十二条の登録（有価証券等仲介業務の種別に係るものに限る。）又は同法第十六条第一項の変更登録（有価証券等仲介業務の種別の追加に係るものに限る。）を受けたとき 当該登録又は変更登録を受けた者
art-66-19/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-6
when a financial instruments intermediary service provider has obtained the registration referred to in Article 12 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto (limited to the registration related to the type of securities, etc. intermediary business operations) or the registration of change referred to in Article 16, paragraph (1) of that Act (limited to the registration related to the addition of the type of securities, etc. intermediary business operations):the financial instruments intermediary service provider that has obtained the registration or the registration of change.
machine translation, not official
**第二項** 次の各号のいずれかに該当するときは、当該金融商品仲介業者の第六十六条の登録は、その効力を失う。
art-66-19/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-2
If any of the following items applies, the Article 66 registration of the relevant financial instruments intermediary service provider ceases to be effective:
machine translation, not official
**一** 金融商品仲介業者が前項各号（第六号を除く。）のいずれかに該当することとなつたとき。
art-66-19/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-2/item-1
a financial instruments intermediary service provider comes to fall under any of the items of the preceding paragraph (excluding item (vi));
machine translation, not official
**二** 全ての所属金融商品取引業者等がなくなつたとき。
art-66-19/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-2/item-2
it no longer has any entrusting financial instruments business operator, etc.;
machine translation, not official
**三** 金融商品仲介業者（第二条第十一項各号に掲げる業務のいずれも行う者に限る。）が次のいずれかに該当することとなつたとき。
art-66-19/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-2/item-3
a financial instruments intermediary service provider (limited to one that conducts every business set forth in the items of Article 2, paragraph (11)) comes to fall under any of the following:
machine translation, not official
**イ** 前項第六号に該当することとなり、かつ、第二十九条の登録（当該登録を受けた金融商品取引業者が暗号資産取引業を行うものに限る。）又は第三十一条第四項の規定による変更登録（暗号資産取引業を行う者以外の者が暗号資産取引業を行う旨の変更登録に限る。）を受けたとき。
art-66-19/par-2/item-3/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-2/item-3/sub-1
it comes to fall under item (vi) of the preceding paragraph and also becomes registered as referred to in Article 29 (but only if the financial instruments business operator that has obtained the registration engages in cryptoasset trading business) or has a change registered pursuant to the provisions of Article 31, paragraph (4) (limited to registration of a change to the effect that a person other than one engaged in cryptoasset trading business is to engage in cryptoasset trading business);
machine translation, not official
**ロ** 第二十九条の登録（当該登録を受けた金融商品取引業者が第一種金融商品取引業及び暗号資産取引業を行うものに限る。）又は第三十一条第四項の規定による変更登録（第一種金融商品取引業及び暗号資産取引業を行う者以外の者が第一種金融商品取引業及び暗号資産取引業を行う旨の変更登録に限る。）を受けたとき。
art-66-19/par-2/item-3/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-2/item-3/sub-2
it becomes registered as referred to in Article 29 (but only if the financial instruments business operator that has obtained the registration engages in type-I financial instruments business and cryptoasset trading business) or has a change registered pursuant to the provisions of Article 31, paragraph (4) (limited to registration of a change to the effect that a person other than one engaged in type-I financial instruments business and cryptoasset trading business is to engage in type-I financial instruments business and cryptoasset trading business);
machine translation, not official
**ハ** 前項第六号に該当することとなり、かつ、暗号資産売買媒介等業務に係る所属金融商品取引業者等がなくなつたとき。
art-66-19/par-2/item-3/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-2/item-3/sub-3
it comes to fall under item (vi) of the preceding paragraph and also no longer has an entrusting financial instruments business operator, etc. relating to intermediary services for purchase and sale, etc. of cryptoassets;
machine translation, not official
**ニ** 第二十九条の登録（当該登録を受けた金融商品取引業者が第一種金融商品取引業を行うものに限る。）又は第三十一条第四項の規定による変更登録（第一種金融商品取引業を行う者以外の者が第一種金融商品取引業を行う旨の変更登録に限る。）を受け、かつ、暗号資産売買媒介等業務に係る所属金融商品取引業者等がなくなつたとき。
art-66-19/par-2/item-3/sub-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-2/item-3/sub-4
it becomes registered as referred to in Article 29 (but only if the financial instruments business operator that has obtained the registration engages in type-I financial instruments business) or has a change registered pursuant to the provisions of Article 31, paragraph (4) (limited to registration of a change to the effect that a person other than one engaged in type-I financial instruments business is to engage in type-I financial instruments business), and also no longer has an entrusting financial instruments business operator, etc. relating to intermediary services for purchase and sale, etc. of cryptoassets;
machine translation, not official
**ホ** 第二十九条の登録（当該登録を受けた金融商品取引業者が暗号資産取引業を行うものに限る。）又は第三十一条第四項の規定による変更登録（暗号資産取引業を行う者以外の者が暗号資産取引業を行う旨の変更登録に限る。）を受け、かつ、有価証券売買媒介等業務に係る所属金融商品取引業者等がなくなつたとき。
art-66-19/par-2/item-3/sub-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-2/item-3/sub-5
it becomes registered as referred to in Article 29 (but only if the financial instruments business operator that has obtained the registration engages in cryptoasset trading business) or has a change registered pursuant to the provisions of Article 31, paragraph (4) (limited to registration of a change to the effect that a person other than one engaged in cryptoasset trading business is to engage in cryptoasset trading business), and also no longer has an entrusting financial instruments business operator, etc. relating to securities purchase and sale intermediary business, etc.;
machine translation, not official
**四** 金融商品仲介業者（有価証券売買媒介等業務のみを行う者に限る。）が前項第六号に該当することとなつたとき、又は第二十九条の登録（当該登録を受けた金融商品取引業者が第一種金融商品取引業を行うものに限る。）若しくは第三十一条第四項の規定による変更登録（第一種金融商品取引業を行う者以外の者が第一種金融商品取引業を行う旨の変更登録に限る。）を受けたとき。
art-66-19/par-2/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-2/item-4
a financial instruments intermediary service provider (limited to one that conducts only securities purchase and sale intermediary business, etc.) comes to fall under item (vi) of the preceding paragraph, or becomes registered as referred to in Article 29 (but only if the financial instruments business operator that has obtained the registration engages in type-I financial instruments business) or has a change registered pursuant to the provisions of Article 31, paragraph (4) (limited to registration of a change to the effect that a person other than one engaged in type-I financial instruments business is to engage in type-I financial instruments business);
machine translation, not official
**五** 金融商品仲介業者（暗号資産売買媒介等業務のみを行う者に限る。）が第二十九条の登録（当該登録を受けた金融商品取引業者が暗号資産取引業を行うものに限る。）又は第三十一条第四項の規定による変更登録（暗号資産取引業を行う者以外の者が暗号資産取引業を行う旨の変更登録に限る。）を受けたとき。
art-66-19/par-2/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-2/item-5
a financial instruments intermediary service provider (limited to one that conducts only intermediary services for purchase and sale, etc. of cryptoassets) becomes registered as referred to in Article 29 (but only if the financial instruments business operator that has obtained the registration engages in cryptoasset trading business) or has a change registered pursuant to the provisions of Article 31, paragraph (4) (limited to registration of a change to the effect that a person other than one engaged in cryptoasset trading business is to engage in cryptoasset trading business).
machine translation, not official
**第三項** 第二条第十一項各号に掲げる業務のいずれも行う金融商品仲介業者が、次の各号に掲げる場合のいずれかに該当することとなつたとき（次の各号に掲げる場合のいずれにも該当する場合を除く。）は、当該各号に定める内容の第六十六条の五第四項の規定による変更登録を受けたものとみなす。
art-66-19/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-3
If a financial instruments intermediary service provider that conducts every business set forth in the items of Article 2, paragraph (11) comes to fall under any of the cases set forth in the following items (excluding the case where it falls under all of the cases set forth in the following items), it is deemed to have received a registration of a change pursuant to the provisions of Article 66-5, paragraph (4) with the content specified in the relevant item:
machine translation, not official
**一** 次のいずれかに該当するとき 第六十六条の二第一項第四号に掲げる事項について有価証券売買媒介等業務を行わない旨
art-66-19/par-3/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-3/item-1
in the case where it falls under any of the following, the content to the effect that it does not conduct securities purchase and sale intermediary business, etc. as regards the particulars set forth in Article 66-2, paragraph (1), item (iv):
machine translation, not official
**イ** 第一項第六号に該当することとなつたとき、又は第二十九条の登録（当該登録を受けた金融商品取引業者が第一種金融商品取引業を行うものに限る。）若しくは第三十一条第四項の規定による変更登録（第一種金融商品取引業を行う者以外の者が第一種金融商品取引業を行う旨の変更登録に限る。）を受けたとき。
art-66-19/par-3/item-1/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-3/item-1/sub-1
it comes to fall under paragraph (1), item (vi), or becomes registered as referred to in Article 29 (but only if the financial instruments business operator that has obtained the registration engages in type-I financial instruments business) or has a change registered pursuant to the provisions of Article 31, paragraph (4) (limited to registration of a change to the effect that a person other than one engaged in type-I financial instruments business is to engage in type-I financial instruments business);
machine translation, not official
**ロ** 有価証券売買媒介等業務に係る所属金融商品取引業者等がなくなつたとき。
art-66-19/par-3/item-1/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-3/item-1/sub-2
it no longer has an entrusting financial instruments business operator, etc. relating to securities purchase and sale intermediary business, etc.;
machine translation, not official
**二** 次のいずれかに該当するとき 第六十六条の二第一項第四号に掲げる事項について暗号資産売買媒介等業務を行わない旨
art-66-19/par-3/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-3/item-2
in the case where it falls under any of the following, the content to the effect that it does not conduct intermediary services for purchase and sale, etc. of cryptoassets as regards the particulars set forth in Article 66-2, paragraph (1), item (iv):
machine translation, not official
**イ** 第二十九条の登録（当該登録を受けた金融商品取引業者が暗号資産取引業を行うものに限る。）又は第三十一条第四項の規定による変更登録（暗号資産取引業を行う者以外の者が暗号資産取引業を行う旨の変更登録に限る。）を受けたとき。
art-66-19/par-3/item-2/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-3/item-2/sub-1
it becomes registered as referred to in Article 29 (but only if the financial instruments business operator that has obtained the registration engages in cryptoasset trading business) or has a change registered pursuant to the provisions of Article 31, paragraph (4) (limited to registration of a change to the effect that a person other than one engaged in cryptoasset trading business is to engage in cryptoasset trading business);
machine translation, not official
**ロ** 暗号資産売買媒介等業務に係る所属金融商品取引業者等がなくなつたとき。
art-66-19/par-3/item-2/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-3/item-2/sub-2
it no longer has an entrusting financial instruments business operator, etc. relating to intermediary services for purchase and sale, etc. of cryptoassets.
machine translation, not official
### 第六十六条の十九の二（業務改善命令） — Business Improvement Orders
caption: machine translation, not official
art-66-19-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19-2
**第一項** 内閣総理大臣は、金融商品仲介業者の業務の運営に関し、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該金融商品仲介業者に対し、業務の方法の変更その他業務の運営の改善に必要な措置をとるべきことを命ずることができる。
art-66-19-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19-2/par-1
If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors as concerns the operations of a financial instruments intermediary service provider, the Prime Minister may, to the extent necessary, order the financial instruments intermediary service provider to take measures that are necessary for improving its business operations, such as a change of business methods.
machine translation, not official
### 第六十六条の二十（監督上の処分） — (Supervisory Dispositions)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-20 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20
**第一項** 内閣総理大臣は、金融商品仲介業者が次の各号のいずれかに該当する場合においては、当該金融商品仲介業者の第六十六条の登録を取り消し、又は六月以内の期間を定めて業務の全部若しくは一部の停止を命ずることができる。
art-66-20/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1
If a financial instruments intermediary service provider falls under any of the following items, the Prime Minister may rescind its Article 66 registration or order the suspension of all or part of the business during a fixed period of no longer than six months:
machine translation, not official
**一** 第六十六条の四各号（第二号ロ及び第六号ハを除く。）のいずれかに該当することとなつたとき。
art-66-20/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1/item-1
the financial instruments intermediary service provider comes to fall under any of the categories in the items of Article 66-4 (excluding item (ii), (b) and item (vi), (c));
machine translation, not official
**二** 不正の手段により第六十六条の登録を受けたとき。
art-66-20/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1/item-2
the financial instruments intermediary service provider receives its Article 66 registration by wrongful means; or
Ministry of Justice translation — Japanese Law Translation Database System
**三** 金融商品仲介業に関し法令又は法令に基づいてする行政官庁の処分に違反したとき。
art-66-20/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1/item-3
the financial instruments intermediary service provider violates a law or regulation or a disposition made by a government agency which is based on a law or regulation, in connection with financial instruments intermediary services.
Ministry of Justice translation — Japanese Law Translation Database System
**第二項** 内閣総理大臣は、金融商品仲介業者の役員が、第二十九条の四第一項第二号イからリまで（暗号資産売買媒介等業務を行う金融商品仲介業者の役員にあつては、同号イからリまで又は同項第八号ハ（１）から（３）まで）のいずれかに該当することとなつたとき、又は前項第三号に該当する行為をしたときは、当該金融商品仲介業者に対して、当該役員の解任を命ずることができる。
art-66-20/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-2
If the officer of a financial instruments intermediary service provider comes to fall under any of the categories in Article 29-4, paragraph (1), item (ii), (a) through (i) (in the case of an officer of a financial instruments intermediary service provider that conducts intermediary services for purchase and sale, etc. of cryptoassets, (a) through (i) of that item or (c) 1. through 3. of item (viii) of that paragraph), or engages in an act that falls under item (iii) of the preceding paragraph, the Prime Minister may order the financial instruments intermediary service provider to dismiss that officer.
machine translation, not official
**第三項** 内閣総理大臣は、金融商品仲介業者の営業所若しくは事務所の所在地を確知できないとき、又は金融商品仲介業者の所在（法人である場合においては、その法人を代表する役員の所在）を確知できないときは、内閣府令で定めるところにより、その事実を公告し、その公告の日から三十日を経過しても当該金融商品仲介業者から申出がないときは、当該金融商品仲介業者の登録を取り消すことができる。
art-66-20/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-3
If the Prime Minister is unable to ascertain the location of the business offices or offices of a financial instruments intermediary service provider or is unable to ascertain the whereabouts of the financial instruments intermediary service provider (if it is a corporation, the whereabouts of the officer representing the corporation), the Prime Minister, pursuant to the provisions of Cabinet Office Order, may issue public notice of that fact and rescind the registration of the financial instruments intermediary service provider if no filing is made by the financial instruments intermediary service provider even after 30 days past the day of the public notice.
machine translation, not official
**第四項** 前項の規定による処分については、行政手続法第三章の規定は、適用しない。
art-66-20/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-4
The provisions of Chapter III of the Administrative Procedure Act do not apply to a disposition under the provisions of the preceding paragraph.
machine translation, not official
### 第六十六条の二十一（登録の抹消） — (Deletion of Registrations)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-21 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-21
**第一項** 内閣総理大臣は、第六十六条の十九第二項の規定により第六十六条の登録がその効力を失つたとき、又は前条第一項若しくは第三項の規定により第六十六条の登録を取り消したときは、当該登録を抹消しなければならない。
art-66-21/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-21/par-1
If an Article 66 registration loses its validity pursuant to the provisions of Article 66-19, paragraph (2) or if the Prime Minister rescinds an Article 66 registration pursuant to the provisions of paragraph (1) or (3) of the preceding Article, the Prime Minister must delete that registration.
machine translation, not official
### 第六十六条の二十二（報告の徴取及び検査） — (Collection of Reports and Inspections)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-22 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-22
**第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、金融商品仲介業者、これと取引をする者若しくは当該金融商品仲介業者から業務の委託を受けた者（その者から委託（二以上の段階にわたる委託を含む。）を受けた者を含む。以下この条において同じ。）に対し当該金融商品仲介業者の金融商品仲介業務に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員をして当該金融商品仲介業者若しくは当該金融商品仲介業者から業務の委託を受けた者の業務の状況若しくは書類その他の物件の検査（当該金融商品仲介業者から業務の委託を受けた者にあつては、当該金融商品仲介業者の金融商品仲介業務に関し必要な検査に限る。）をさせることができる。
art-66-22/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-22/par-1
When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a financial instruments intermediary service provider, a person that conducts transactions with the financial instruments intermediary service provider, or a person that the financial instruments intermediary service provider has entrusted with its business (including a person that has received entrustment from the person (including entrustment at two or more degrees of separation from the original entrustment); hereinafter the same applies in this Article), to submit reports or materials that should serve as a reference with regard to financial instruments intermediation operations of the financial instruments intermediary service provider, or may have the relevant officials inspect the state of the business, or documents and other articles, of the financial instruments intermediary service provider or a person that the financial instruments intermediary service provider has entrusted with its business (in the case of a person that the financial instruments intermediary service provider has entrusted with its business, limited to an inspection that is necessary with regard to the financial instruments intermediation operations of the financial instruments intermediary service provider).
machine translation, not official
### 第六十六条の二十三（準用） — (Mutatis Mutandis Application)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-23 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-23
**第一項** 第五十七条第一項及び第三項の規定は第六十六条の登録及び第六十六条の五第四項の変更登録について、第五十七条第二項及び第三項並びに第六十五条の六の規定は金融商品仲介業者について、それぞれ準用する。この場合において、必要な技術的読替えは、政令で定める。
art-66-23/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-23/par-1
The provisions of Article 57, paragraphs (1) and (3) apply mutatis mutandis to the registration referred to in Article 66 and the registration of a change referred to in Article 66-5, paragraph (4), and the provisions of Article 57, paragraphs (2) and (3) and Article 65-6 apply mutatis mutandis to a financial instruments intermediary service provider. In such a case, the necessary technical replacement of terms is specified by Cabinet Order.
machine translation, not official
## 第五節 雑則 — Section 5 Miscellaneous Provisions
heading: Ministry of Justice translation — Japanese Law Translation Database System
ch-3-2/sec-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#ch-3-2/sec-5
### 第六十六条の二十四（所属金融商品取引業者等の賠償責任） — (Compensatory Liability of an Entrusting Financial Instruments Business Operator)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-24 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-24
**第一項** 金融商品仲介業者の所属金融商品取引業者等は、その委託を行つた金融商品仲介業者が金融商品仲介業につき顧客に加えた損害を賠償する責任を負う。ただし、当該所属金融商品取引業者等がその金融商品仲介業者への委託につき相当の注意をし、かつ、その者の行う金融商品仲介行為につき顧客に加えた損害の発生の防止に努めたときは、この限りでない。
art-66-24/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-24/par-1
The entrusting financial instruments business operator, etc., of a financial instruments intermediary service provider is liable for damages that the financial instruments intermediary service provider it entrusts causes to a customer in connection with financial instruments intermediary services; provided, however, that this does not apply if the entrusting financial instruments business operator, etc. exercises due care in entrusting the financial instruments intermediary service provider, and endeavors to prevent the damage that the person causes to a customer in connection with the intermediation for financial instruments that the person performs.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十六条の二十五（準用） — (Mutatis Mutandis Application)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-25 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-25
**第一項** 第六十四条から第六十四条の九まで（第六十四条の七第二項を除く。）の規定は、金融商品仲介業者について準用する。この場合において、必要な技術的読替えは、政令で定める。
art-66-25/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-25/par-1
The provisions of Articles 64 through 64-9 (excluding Article 64-7, paragraph (2)) apply mutatis mutandis to a financial instruments intermediary service provider. In such a case, the necessary technical replacement of terms is specified by Cabinet Order.
Ministry of Justice translation — Japanese Law Translation Database System
### 第六十六条の二十六（内閣府令への委任） — (Delegation to Cabinet Office Order)
caption: Ministry of Justice translation — Japanese Law Translation Database System
art-66-26 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-26
**第一項** 第六十六条から前条までの規定を実施するための手続その他必要な事項は、内閣府令で定める。
art-66-26/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-26/par-1
The procedures for implementing the provisions of Article 66 through the preceding Article and other necessary particulars for the implementation are specified by Cabinet Office Order.
Ministry of Justice translation — Japanese Law Translation Database System
---
## Cites
- art-66/par-1: 第二十八条第一項 → 金融商品取引法 第二十八条第一項 (Article 28, paragraph (1)), art-28/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-1
- art-66/par-1: 同条第五項 → 金融商品取引法 第二十八条第五項 (Article 28, paragraph (5)), art-28/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-5
- art-66/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-66-2/par-1: 前条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-66-2/par-1/item-4: 第二条第十一項第一号 → 金融商品取引法 第二条第十一項第一号 (Article 2, paragraph (11), item (i)), art-2/par-11/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-1/from-art-2#art-2/par-11/item-1
- art-66-2/par-1/item-4: 同項第二号 → 金融商品取引法 第二条第十一項第二号 (Article 2, paragraph (11), item (ii)), art-2/par-11/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-1/from-art-2#art-2/par-11/item-2
- art-66-2/par-1/item-5/sub-1: 第二十八条第四項 → 金融商品取引法 第二十八条第四項 (Article 28, paragraph (4)), art-28/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-4
- art-66-2/par-1/item-5/sub-1: 第六十六条の十四第一号 → 金融商品取引法 第六十六条の十四第一項第一号 (Article 66-14, paragraph (1), item (i)), art-66-14/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14/par-1/item-1
- art-66-2/par-2: 前項 → 金融商品取引法 第六十六条の二第一項 (Article 66-2, paragraph (1)), art-66-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1
- art-66-2/par-2/item-1: 第六十六条の四第一号 → 金融商品取引法 第六十六条の四第一項第一号 (Article 66-4, paragraph (1), item (i)), art-66-4/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-1
- art-66-2/par-2/item-1: 第二号 → 金融商品取引法 第六十六条の四第一項第二号 (Article 66-4, paragraph (1), item (ii)), art-66-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-2
- art-66-2/par-3: 前項第三号 → 金融商品取引法 第六十六条の二第二項第三号 (Article 66-2, paragraph (2), item (iii)), art-66-2/par-2/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-2/item-3
- art-66-3/par-1: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-66-3/par-1: 次条 → 金融商品取引法 第六十六条の四 (Article 66-4), art-66-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4
- art-66-3/par-1/item-1: 前条第一項 → 金融商品取引法 第六十六条の二第一項 (Article 66-2, paragraph (1)), art-66-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1
- art-66-4/par-1/item-1: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-66-4/par-1/item-2/sub-1: 第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1
- art-66-4/par-1/item-2/sub-2: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-66-4/par-1/item-5: 第六十六条の二第一項第五号 → 金融商品取引法 第六十六条の二第一項第五号 (Article 66-2, paragraph (1), item (v)), art-66-2/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-5
- art-66-4/par-1/item-5/sub-1: 第六十六条の二第一項第五号 → 金融商品取引法 第六十六条の二第一項第五号 (Article 66-2, paragraph (1), item (v)), art-66-2/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-5
- art-66-4/par-1/item-5/sub-1: 第七十八条第二項 → 金融商品取引法 第七十八条第二項 (Article 78, paragraph (2)), art-78/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2
- art-66-4/par-1/item-5/sub-2: 第六十六条の二第一項第五号 → 金融商品取引法 第六十六条の二第一項第五号 (Article 66-2, paragraph (1), item (v)), art-66-2/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-5
- art-66-4/par-1/item-5/sub-2: 第七十八条第二項 → 金融商品取引法 第七十八条第二項 (Article 78, paragraph (2)), art-78/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-4/from-art-77-6#art-78/par-2
- art-66-4/par-1/item-6/sub-1: 第二十九条の四第一項第八号 → 金融商品取引法 第二十九条の四第一項第八号 (Article 29-4, paragraph (1), item (viii)), art-29-4/par-1/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8
- art-66-4/par-1/item-6/sub-2: 第二十九条の四第一項第八号 → 金融商品取引法 第二十九条の四第一項第八号 (Article 29-4, paragraph (1), item (viii)), art-29-4/par-1/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8
- art-66-4/par-1/item-6/sub-3: 第二十九条の四第一項第八号 → 金融商品取引法 第二十九条の四第一項第八号 (Article 29-4, paragraph (1), item (viii)), art-29-4/par-1/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8
- art-66-5/par-1: 第一号 → 金融商品取引法 第六十六条の五第一項第一号 (Article 66-5, paragraph (1), item (i)), art-66-5/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-1/item-1
- art-66-5/par-1: 第二号 → 金融商品取引法 第六十六条の五第一項第二号 (Article 66-5, paragraph (1), item (ii)), art-66-5/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-1/item-2
- art-66-5/par-1/item-1: 第六十六条の二第一項第五号 → 金融商品取引法 第六十六条の二第一項第五号 (Article 66-2, paragraph (1), item (v)), art-66-2/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-5
- art-66-5/par-1/item-1: 第六号 → 金融商品取引法 第六十六条の二第一項第六号 (Article 66-2, paragraph (1), item (vi)), art-66-2/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-6
- art-66-5/par-1/item-2: 第六十六条の二第一項 → 金融商品取引法 第六十六条の二第一項 (Article 66-2, paragraph (1)), art-66-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1
- art-66-5/par-1/item-2: 第四号 → 金融商品取引法 第六十六条の二第一項第四号 (Article 66-2, paragraph (1), item (iv)), art-66-2/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-4
- art-66-5/par-1/item-2: この項 → 金融商品取引法 第六十六条の五第一項 (Article 66-5, paragraph (1)), art-66-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-1
- art-66-5/par-1/item-2: 前号 → 金融商品取引法 第六十六条の五第一項第一号 (Article 66-5, paragraph (1), item (i)), art-66-5/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-1/item-1
- art-66-5/par-2: 前項 → 金融商品取引法 第六十六条の五第一項 (Article 66-5, paragraph (1)), art-66-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-1
- art-66-5/par-3: 第六十六条の二第二項第二号 → 金融商品取引法 第六十六条の二第二項第二号 (Article 66-2, paragraph (2), item (ii)), art-66-2/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-2/item-2
- art-66-5/par-4: 第六十六条の二第一項第四号 → 金融商品取引法 第六十六条の二第一項第四号 (Article 66-2, paragraph (1), item (iv)), art-66-2/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-4
- art-66-5/par-5: 前二条 → 金融商品取引法 第六十六条の三 (Article 66-3), art-66-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-3
- art-66-5/par-5: 前二条 → 金融商品取引法 第六十六条の四 (Article 66-4), art-66-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4
- art-66-5/par-5: 前項 → 金融商品取引法 第六十六条の五第四項 (Article 66-5, paragraph (4)), art-66-5/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-4
- art-66-5/par-5: 第六十六条の三第一項 → 金融商品取引法 第六十六条の三第一項 (Article 66-3, paragraph (1)), art-66-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-3/par-1
- art-66-5/par-5: 第一号 → 金融商品取引法 第六十六条の四第一項第一号 (Article 66-4, paragraph (1), item (i)), art-66-4/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-1
- art-66-5/par-5: 第二号 → 金融商品取引法 第六十六条の四第一項第二号 (Article 66-4, paragraph (1), item (ii)), art-66-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-2
- art-66-8/par-3: 第一項 → 金融商品取引法 第六十六条の八第一項 (Article 66-8, paragraph (1)), art-66-8/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-8/par-1
- art-66-11/par-1: 第二条第十一項 → 金融商品取引法 第二条第十一項 (Article 2, paragraph (11)), art-2/par-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-1/from-art-2#art-2/par-11
- art-66-11/par-1/item-3: 第六十六条の十三 → 金融商品取引法 第六十六条の十三 (Article 66-13), art-66-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-13
- art-66-12/par-1: 第二条第八項 → 金融商品取引法 第二条第八項 (Article 2, paragraph (8)), art-2/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-1/from-art-2#art-2/par-8
- art-66-14/par-1/item-1/sub-1: 第三十八条第一号 → 金融商品取引法 第三十八条第一項第一号 (Article 38, paragraph (1), item (i)), art-38/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-1
- art-66-14/par-1/item-1/sub-2: 第三十八条第二号から第六号まで → 金融商品取引法 第三十八条第一項第二号 (Article 38, paragraph (1), item (ii)), art-38/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-2
- art-66-14/par-1/item-1/sub-2: 第三十八条第二号から第六号まで → 金融商品取引法 第三十八条第一項第三号 (Article 38, paragraph (1), item (iii)), art-38/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-3
- art-66-14/par-1/item-1/sub-2: 第三十八条第二号から第六号まで → 金融商品取引法 第三十八条第一項第四号 (Article 38, paragraph (1), item (iv)), art-38/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-4
- art-66-14/par-1/item-1/sub-2: 第三十八条第二号から第六号まで → 金融商品取引法 第三十八条第一項第五号 (Article 38, paragraph (1), item (v)), art-38/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-5
- art-66-14/par-1/item-1/sub-2: 第三十八条第二号から第六号まで → 金融商品取引法 第三十八条第一項第六号 (Article 38, paragraph (1), item (vi)), art-38/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-6
- art-66-14/par-1/item-1/sub-3: 第三十八条第七号 → 金融商品取引法 第三十八条第一項第七号 (Article 38, paragraph (1), item (vii)), art-38/par-1/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-37-7#art-38/par-1/item-7
- art-66-14/par-1/item-1/sub-4: 第二十八条第七項 → 金融商品取引法 第二十八条第七項 (Article 28, paragraph (7)), art-28/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-28#art-28/par-7
- art-66-14/par-1/item-3: 前二号 → 金融商品取引法 第六十六条の十四第一項第一号 (Article 66-14, paragraph (1), item (i)), art-66-14/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14/par-1/item-1
- art-66-14/par-1/item-3: 前二号 → 金融商品取引法 第六十六条の十四第一項第二号 (Article 66-14, paragraph (1), item (ii)), art-66-14/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14/par-1/item-2
- art-66-14-2/par-1: この条 → 金融商品取引法 第六十六条の十四の二 (Article 66-14-2), art-66-14-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14-2
- art-66-14-2/par-1: 第二条第十一項第一号 → 金融商品取引法 第二条第十一項第一号 (Article 2, paragraph (11), item (i)), art-2/par-11/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-1/from-art-2#art-2/par-11/item-1
- art-66-15/par-1: 第三十五条の三 → 金融商品取引法 第三十五条の三 (Article 35-3), art-35-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-35-3#art-35-3
- art-66-15/par-1: 第三十八条の二 → 金融商品取引法 第三十八条の二 (Article 38-2), art-38-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-38-2
- art-66-15/par-1: 第三十九条第一項 → 金融商品取引法 第三十九条第一項 (Article 39, paragraph (1)), art-39/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-1
- art-66-15/par-1: 第三項 → 金融商品取引法 第三十九条第三項 (Article 39, paragraph (3)), art-39/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-3
- art-66-15/par-1: 第四項 → 金融商品取引法 第三十九条第四項 (Article 39, paragraph (4)), art-39/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-4
- art-66-15/par-1: 第七項 → 金融商品取引法 第三十九条第七項 (Article 39, paragraph (7)), art-39/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-7
- art-66-15/par-1: 第四十条 → 金融商品取引法 第四十条 (Article 40), art-40 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-40
- art-66-15/par-1: 第四十三条の六 → 金融商品取引法 第四十三条の六 (Article 43-6), art-43-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-43-2-2#art-43-6
- art-66-15/par-1: 第三十九条第二項 → 金融商品取引法 第三十九条第二項 (Article 39, paragraph (2)), art-39/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-2
- art-66-15/par-1: 第五項 → 金融商品取引法 第三十九条第五項 (Article 39, paragraph (5)), art-39/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-5
- art-66-15/par-1: 第六項 → 金融商品取引法 第三十九条第六項 (Article 39, paragraph (6)), art-39/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-38-2#art-39/par-6
- art-66-15/par-1: 第四十三条の十三 → 金融商品取引法 第四十三条の十三 (Article 43-13), art-43-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-2/from-art-43-2-2#art-43-13
- art-66-17/par-2: 前項 → 金融商品取引法 第六十六条の十七第一項 (Article 66-17, paragraph (1)), art-66-17/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-17/par-1
- art-66-18/par-1: 第四十六条の四 → 金融商品取引法 第四十六条の四 (Article 46-4), art-46-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-3#art-46-4
- art-66-18/par-1: 第四十七条の三 → 金融商品取引法 第四十七条の三 (Article 47-3), art-47-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-3#art-47-3
- art-66-18/par-1: 銀行法（昭和五十六年法律第五十九号）第二十一条第一項 → 銀行法 第二十一条第一項 (Article 21, paragraph (1)), art-21/par-1 — https://japanlaw.org/en/banking-act/art-21/par-1 · https://japanlaw.org/l/356AC0000000059/art-21/par-1
- art-66-18/par-1: 第二項 → 銀行法 第二十一条第二項 (Article 21, paragraph (2)), art-21/par-2 — https://japanlaw.org/en/banking-act/art-21/par-2 · https://japanlaw.org/l/356AC0000000059/art-21/par-2
- art-66-19/par-1/item-1: この号 → 金融商品取引法 第六十六条の十九第一項第一号 (Article 66-19, paragraph (1), item (i)), art-66-19/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-1
- art-66-19/par-1/item-6: 金融サービスの提供及び利用環境の整備等に関する法律第十二条 → e-Gov law 412AC0000000101, 第十二条 (Article 12), art-12 — not held in this collection
- art-66-19/par-1/item-6: 同法第十六条第一項 → e-Gov law 412AC0000000101, 第十六条第一項 (Article 16, paragraph (1)), art-16/par-1 — not held in this collection
- art-66-19/par-2: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-66-19/par-2/item-1: 前項 → 金融商品取引法 第六十六条の十九第一項 (Article 66-19, paragraph (1)), art-66-19/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1
- art-66-19/par-2/item-1: 第六号 → 金融商品取引法 第六十六条の十九第一項第六号 (Article 66-19, paragraph (1), item (vi)), art-66-19/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-6
- art-66-19/par-2/item-3: 第二条第十一項 → 金融商品取引法 第二条第十一項 (Article 2, paragraph (11)), art-2/par-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-1/from-art-2#art-2/par-11
- art-66-19/par-2/item-3/sub-1: 前項第六号 → 金融商品取引法 第六十六条の十九第一項第六号 (Article 66-19, paragraph (1), item (vi)), art-66-19/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-6
- art-66-19/par-2/item-3/sub-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-66-19/par-2/item-3/sub-1: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-66-19/par-2/item-3/sub-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-66-19/par-2/item-3/sub-2: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-66-19/par-2/item-3/sub-3: 前項第六号 → 金融商品取引法 第六十六条の十九第一項第六号 (Article 66-19, paragraph (1), item (vi)), art-66-19/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-6
- art-66-19/par-2/item-3/sub-4: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-66-19/par-2/item-3/sub-4: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-66-19/par-2/item-3/sub-5: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-66-19/par-2/item-3/sub-5: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-66-19/par-2/item-4: 前項第六号 → 金融商品取引法 第六十六条の十九第一項第六号 (Article 66-19, paragraph (1), item (vi)), art-66-19/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-6
- art-66-19/par-2/item-4: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-66-19/par-2/item-4: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-66-19/par-2/item-5: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-66-19/par-2/item-5: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-66-19/par-3: 第二条第十一項 → 金融商品取引法 第二条第十一項 (Article 2, paragraph (11)), art-2/par-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-1/from-art-2#art-2/par-11
- art-66-19/par-3: 第六十六条の五第四項 → 金融商品取引法 第六十六条の五第四項 (Article 66-5, paragraph (4)), art-66-5/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-4
- art-66-19/par-3/item-1: 第六十六条の二第一項第四号 → 金融商品取引法 第六十六条の二第一項第四号 (Article 66-2, paragraph (1), item (iv)), art-66-2/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-4
- art-66-19/par-3/item-1/sub-1: 第一項第六号 → 金融商品取引法 第六十六条の十九第一項第六号 (Article 66-19, paragraph (1), item (vi)), art-66-19/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-1/item-6
- art-66-19/par-3/item-1/sub-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-66-19/par-3/item-1/sub-1: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-66-19/par-3/item-2: 第六十六条の二第一項第四号 → 金融商品取引法 第六十六条の二第一項第四号 (Article 66-2, paragraph (1), item (iv)), art-66-2/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2/par-1/item-4
- art-66-19/par-3/item-2/sub-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-28#art-29
- art-66-19/par-3/item-2/sub-1: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-31#art-31/par-4
- art-66-20/par-1: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-66-20/par-1/item-1: 第六十六条の四 → 金融商品取引法 第六十六条の四 (Article 66-4), art-66-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4
- art-66-20/par-1/item-1: 第二号 → 金融商品取引法 第六十六条の四第一項第二号 (Article 66-4, paragraph (1), item (ii)), art-66-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-2
- art-66-20/par-1/item-1: 第六号 → 金融商品取引法 第六十六条の四第一項第六号 (Article 66-4, paragraph (1), item (vi)), art-66-4/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4/par-1/item-6
- art-66-20/par-1/item-2: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-66-20/par-2: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2
- art-66-20/par-2: 同項第八号 → 金融商品取引法 第二十九条の四第一項第八号 (Article 29-4, paragraph (1), item (viii)), art-29-4/par-1/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-8
- art-66-20/par-2: 前項第三号 → 金融商品取引法 第六十六条の二十第一項第三号 (Article 66-20, paragraph (1), item (iii)), art-66-20/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1/item-3
- art-66-20/par-4: 前項 → 金融商品取引法 第六十六条の二十第三項 (Article 66-20, paragraph (3)), art-66-20/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-3
- art-66-21/par-1: 第六十六条の十九第二項 → 金融商品取引法 第六十六条の十九第二項 (Article 66-19, paragraph (2)), art-66-19/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19/par-2
- art-66-21/par-1: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-66-21/par-1: 前条第一項 → 金融商品取引法 第六十六条の二十第一項 (Article 66-20, paragraph (1)), art-66-20/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-1
- art-66-21/par-1: 第三項 → 金融商品取引法 第六十六条の二十第三項 (Article 66-20, paragraph (3)), art-66-20/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20/par-3
- art-66-22/par-1: この条 → 金融商品取引法 第六十六条の二十二 (Article 66-22), art-66-22 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-22
- art-66-23/par-1: 第五十七条第一項 → 金融商品取引法 第五十七条第一項 (Article 57, paragraph (1)), art-57/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57/par-1
- art-66-23/par-1: 第三項 → 金融商品取引法 第五十七条第三項 (Article 57, paragraph (3)), art-57/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57/par-3
- art-66-23/par-1: 第六十六条 → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-66-23/par-1: 第六十六条の五第四項 → 金融商品取引法 第六十六条の五第四項 (Article 66-5, paragraph (4)), art-66-5/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5/par-4
- art-66-23/par-1: 第五十七条第二項 → 金融商品取引法 第五十七条第二項 (Article 57, paragraph (2)), art-57/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-4/from-art-54-2#art-57/par-2
- art-66-23/par-1: 第六十五条の六 → 金融商品取引法 第六十五条の六 (Article 65-6), art-65-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-8#art-65-6
- art-66-25/par-1: 第六十四条から第六十四条の九まで → 金融商品取引法 第六十四条 (Article 64), art-64 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-7/from-art-64#art-64
- art-66-25/par-1: 第六十四条から第六十四条の九まで → 金融商品取引法 第六十四条の二 (Article 64-2), art-64-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-7/from-art-64#art-64-2
- art-66-25/par-1: 第六十四条から第六十四条の九まで → 金融商品取引法 第六十四条の三 (Article 64-3), art-64-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-7/from-art-64#art-64-3
- art-66-25/par-1: 第六十四条から第六十四条の九まで → 金融商品取引法 第六十四条の四 (Article 64-4), art-64-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-7/from-art-64#art-64-4
- art-66-25/par-1: 第六十四条から第六十四条の九まで → 金融商品取引法 第六十四条の五 (Article 64-5), art-64-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-5
- art-66-25/par-1: 第六十四条から第六十四条の九まで → 金融商品取引法 第六十四条の六 (Article 64-6), art-64-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-6
- art-66-25/par-1: 第六十四条から第六十四条の九まで → 金融商品取引法 第六十四条の七 (Article 64-7), art-64-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-7
- art-66-25/par-1: 第六十四条から第六十四条の九まで → 金融商品取引法 第六十四条の八 (Article 64-8), art-64-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-8
- art-66-25/par-1: 第六十四条から第六十四条の九まで → 金融商品取引法 第六十四条の九 (Article 64-9), art-64-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-9
- art-66-25/par-1: 第六十四条の七第二項 → 金融商品取引法 第六十四条の七第二項 (Article 64-7, paragraph (2)), art-64-7/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3/sec-7/from-art-64-5#art-64-7/par-2
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条 (Article 66), art-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の十 (Article 66-10), art-66-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-10
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の十一 (Article 66-11), art-66-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-11
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の十二 (Article 66-12), art-66-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-12
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の十三 (Article 66-13), art-66-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-13
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の十四 (Article 66-14), art-66-14 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の十四の二 (Article 66-14-2), art-66-14-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-14-2
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の十五 (Article 66-15), art-66-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-15
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の十六 (Article 66-16), art-66-16 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-16
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の十七 (Article 66-17), art-66-17 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-17
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の十八 (Article 66-18), art-66-18 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-18
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の十九 (Article 66-19), art-66-19 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の十九の二 (Article 66-19-2), art-66-19-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-19-2
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の二 (Article 66-2), art-66-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-2
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の二十 (Article 66-20), art-66-20 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-20
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の二十一 (Article 66-21), art-66-21 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-21
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の二十二 (Article 66-22), art-66-22 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-22
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の二十三 (Article 66-23), art-66-23 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-23
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の二十四 (Article 66-24), art-66-24 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-24
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の二十五 (Article 66-25), art-66-25 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-19#art-66-25
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の三 (Article 66-3), art-66-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-3
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の四 (Article 66-4), art-66-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-4
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の五 (Article 66-5), art-66-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-5
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の六 (Article 66-6), art-66-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-6
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の七 (Article 66-7), art-66-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-7
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の八 (Article 66-8), art-66-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66#art-66-8
- art-66-26/par-1: 第六十六条から前条まで → 金融商品取引法 第六十六条の九 (Article 66-9), art-66-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20271001_508AC0000000064/text/ch-3-2/from-art-66-9#art-66-9
---
## Sources
- claude-opus-5-5 — Corrections to the Ministry of Justice's English of paragraphs, written 2026-10-23
- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和八年法律第六十四号 leaves it, from 2027-10-01 (https://laws.e-gov.go.jp/law/323AC0000000025/20271001_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act (金融商品取引法), Article 66-19, paragraph (1), item (i) — the Ministry of Justice's English as printed (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-012, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-012, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation of amended wording corrected on review, batch financial-instruments-and-exchange-act-amendments-20261023T033157-025, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-046, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation of amended wording corrected on review, batch financial-instruments-and-exchange-act-amendments-20261023T035921-046, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-047, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-048, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22