# 金融商品取引法 / Financial Instruments and Exchange Act — 第九章 (Chapter 9) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第九章 (Chapter 9) — address `ch-9` - Text: the text as amended with effect from 2027-07-22 (On a day set by Cabinet Order, no later than 22 July 2027 — the amending law allows up to one year from promulgation. The exact day is not fixed yet.), standing until 2027-09-30 — NOT yet in force (revision 20270722_508AC0000000064) - URL (this text's page, at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#ch-9 - The same address in the text in force (its wording there may differ): https://japanlaw.org/en/financial-instruments-and-exchange-act/ch-9 - Every provision below carries its address and its place on this text's page on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. The Ministry's English is given only where this text's Japanese is a wording the Ministry translated — the same as the text in force, or for a text not yet in force, a wording it translated ahead; every other paragraph's English is machine translation. --- ## 第九章　犯則事件の調査等 — Chapter IX Investigations in Criminal Cases heading: Ministry of Justice translation — Japanese Law Translation Database System ch-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#ch-9 ### 第二百十条（質問、検査又は領置等） — (Questioning, Examination, and Retention) caption: Ministry of Justice translation — Japanese Law Translation Database System art-210 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-210 **第一項** 証券取引等監視委員会（以下この章において「委員会」という。）の職員（以下この章において「委員会職員」という。）は、犯則事件（第八章の罪のうち、有価証券若しくは暗号等資産の売買その他の取引又はデリバティブ取引等の公正を害するものその他の委員会職員の調査の対象とすることが公益又は投資者保護のため必要かつ適当なものとして政令で定めるものに係る事件をいう。以下この章において同じ。）を調査するため必要があるときは、犯則嫌疑者若しくは参考人（以下この項及び次条第一項において「犯則嫌疑者等」という。）に対して出頭を求め、犯則嫌疑者等に対して質問し、犯則嫌疑者等が所持し若しくは置き去つた物件を検査し、又は犯則嫌疑者等が任意に提出し、若しくは置き去つた物件を領置することができる。 art-210/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-210/par-1 An official of the securities and Exchange Surveillance Commission (hereinafter referred to as the "Commission" in this Chapter) (hereinafter such an official is referred to as a "Commission official" in this Chapter) may, if this is necessary for investigating a criminal case (meaning a case relating to a crime referred to in Chapter VIII that is specified by Cabinet Order as a crime that is detrimental to the fairness of the purchase and sale or other transactions of securities or crypto-and other assets or of derivatives transactions, etc., or as any other crime that is necessary and appropriate to be made subject to investigation by Commission officials for the public interest or investor protection; hereinafter the same applies in this Chapter), request a suspect or witness (hereinafter referred to as a "suspect or witness in a criminal case" in this paragraph and paragraph (1) of the following Article) to appear, ask questions to a suspect or witness in a criminal case, inspect articles in the possession of or abandoned by a suspect or witness in a criminal case, or retain articles that a suspect or witness in a criminal case voluntarily submits or abandons. machine translation, not official **第二項** 委員会職員は、犯則事件の調査について、官公署又は公私の団体に照会して必要な事項の報告を求めることができる。 art-210/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-210/par-2 The Commission official may inquire with public agencies, or public or private organizations, and request them to report necessary particulars for the investigation of criminal cases. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十一条（臨検、捜索又は差押え等） — (Inspection, Search, or Seizure) caption: Ministry of Justice translation — Japanese Law Translation Database System art-211 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211 **第一項** 委員会職員は、犯則事件を調査するため必要があるときは、委員会の所在地を管轄する地方裁判所又は簡易裁判所の裁判官があらかじめ発する許可状により、臨検、犯則嫌疑者等の身体、物件若しくは住居その他の場所の捜索、証拠物若しくは没収すべき物件と思料するものの差押え又は記録命令付差押え（電磁的記録を保管する者その他電磁的記録を利用する権限を有する者に命じて必要な電磁的記録を記録媒体に記録させ、又は印刷させた上、当該記録媒体を差し押さえることをいう。以下この章において同じ。）をすることができる。ただし、参考人の身体、物件又は住居その他の場所については、差し押さえるべき物件の存在を認めるに足りる状況のある場合に限り、捜索をすることができる。 art-211/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-1 If it is necessary for investigating a criminal case, a Commission official may conduct an inspection; search the body of a suspect or witness in a criminal case, an object of a suspect or witness in a criminal case, or a residence or any other place associated with a suspect or witness in a criminal case; seize an article of evidence or a thing the official considers to be an object that should be confiscated; or conduct a seizure with an order to produce a copy of records (meaning ordering the keeper of an electronic or magnetic record or a person with the authority to access an electronic or magnetic record to copy the necessary electronic or magnetic record onto a recording medium, or print out that record, and seizing that recording medium; hereinafter the same applies in this Chapter) through a warrant issued in advance by the judge of the district court or summary court that has jurisdiction over the locality of the Commission; provided, however, that a Commission official may search the body of a witness, an object associated with a witness, or a residence or any other place associated with a witness only if there are sufficient circumstances for the official to discern the existence of an object to be seized. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 差し押さえるべき物件が電子計算機であるときは、当該電子計算機に電気通信回線で接続している記録媒体であつて、当該電子計算機で作成若しくは変更をした電磁的記録又は当該電子計算機で変更若しくは消去をすることができることとされている電磁的記録を保管するために使用されていると認めるに足りる状況にあるものから、その電磁的記録を当該電子計算機又は他の記録媒体に複写した上、当該電子計算機又は当該他の記録媒体を差し押さえることができる。 art-211/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-2 If an object to be seized is a computer, starting from a recording medium connected via telecommunication lines to that computer which may be reasonably supposed that is used to store an electronic or magnetic record that has been made or altered using that computer or an electronic or magnetic record that may be altered or erased using that computer, the computer or the other recording medium may be seized after the electronic or magnetic record is copied onto that computer or that other recording medium. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 前二項の場合において、急速を要するときは、委員会職員は、臨検すべき物件若しくは場所、捜索すべき身体、物件若しくは場所、差し押さえるべき物件又は電磁的記録を記録させ、若しくは印刷させるべき者の所在地を管轄する地方裁判所又は簡易裁判所の裁判官があらかじめ発する許可状により、前二項の処分をすることができる。 art-211/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-3 In the cases referred to in the preceding two paragraphs, in cases of urgency, a Commission official may make a disposition referred to in the preceding two paragraphs with a warrant issued in advance by the judge of the district court or the summary court that has jurisdiction over the locality of the person who is to record or print out the object or place to be inspected, the body, object, or place to be searched, the object to be seized, or the electronic or magnetic record. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 委員会職員は、第一項又は前項の許可状（第二百二十二条の三第四項及び第五項を除き、以下この章において「許可状」という。）を請求する場合においては、犯則事件が存在すると認められる資料を提供しなければならない。 art-211/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-4 In requesting a warrant referred to in paragraph (1) or the preceding paragraph (hereinafter referred to as a "warrant" in this Chapter, excluding Article 222-3, paragraphs (4) and (5)), a Commission official must submit materials that confirm the existence of a criminal case. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 前項の規定による請求があつた場合においては、地方裁判所又は簡易裁判所の裁判官は、犯則嫌疑者の氏名（法人については、名称）、罪名並びに臨検すべき物件若しくは場所、捜索すべき身体、物件若しくは場所、差し押さえるべき物件又は記録させ、若しくは印刷させるべき電磁的記録及びこれを記録させ、若しくは印刷させるべき者並びに請求者の官職及び氏名、有効期間、その期間経過後は執行に着手することができずこれを返還しなければならない旨、交付の年月日並びに裁判所名を記載し、自己の記名押印した許可状を委員会職員に交付しなければならない。 art-211/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-5 If a request under the preceding paragraph is made, the judge of the district court or the summary court must deliver a warrant to a Commission official which states the name of the suspect in the criminal case (for a corporation, the name of the corporation), the charged offense, the object or place to be inspected, the person, object, or place to be searched, the object to be seized, or the electronic or magnetic record to be recorded or printed out and the person who is to record or print out the record, and the government position and name of the requester, the valid period, the fact that after the valid period ends, the warrant may not be executed and must be returned, the date of issuance and the name of the court, and bears their name and seal. Ministry of Justice translation — Japanese Law Translation Database System **第六項** 第二項の場合においては、許可状に、前項に規定する事項のほか、差し押さえるべき電子計算機に電気通信回線で接続している記録媒体であつて、その電磁的記録を複写すべきものの範囲を記載しなければならない。 art-211/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-6 In the case referred to in paragraph (2), in addition to the particulars prescribed in the preceding paragraph, the warrant must state the scope of the recording medium that is connected via telecommunication lines to the computer to be seized, and whose electronic or magnetic records are to be copied. Ministry of Justice translation — Japanese Law Translation Database System **第七項** 委員会職員は、許可状を他の委員会職員に交付して、臨検、捜索、差押え又は記録命令付差押えをさせることができる。 art-211/par-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-7 A Commission official may deliver a warrant to another Commission official and have that official execute the inspection, search, seizure, or seizure with an order to produce a copy of records. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十一条の二（通信事務を行う者に対する差押え） — (Seizure from a Person That Handles Communications) caption: Ministry of Justice translation — Japanese Law Translation Database System art-211-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-2 **第一項** 委員会職員は、犯則事件を調査するため必要があるときは、許可状の交付を受けて、犯則嫌疑者から発し、又は犯則嫌疑者に対して発した郵便物、信書便物若しくは電信についての書類で法令の規定に基づき通信事務を取り扱う者が保管し、又は所持するものを差し押さえることができる。 art-211-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-2/par-1 If it is necessary for investigating a criminal case, a Commission official may seize a document concerning a postal item, correspondence item, or telegraphic communication sent by or addressed to a suspect in a criminal case, which, based on the provisions of laws and regulations, is stored by or in the possession of a person handling communications, by receiving delivery of a warrant. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 委員会職員は、前項の規定に該当しない郵便物、信書便物又は電信についての書類で法令の規定に基づき通信事務を取り扱う者が保管し、又は所持するものについては、犯則事件に関係があると認めるに足りる状況があるものに限り、許可状の交付を受けて、これを差し押さえることができる。 art-211-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-2/par-2 A Commission official may seize a document concerning a postal item, correspondence item, or telegraphic communication not falling under the preceding paragraph, which, based on the provisions of laws and regulations, is stored by or in the possession of a person handling communications only if there are sufficient circumstances to suppose that the document is related to a criminal case. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 委員会職員は、前二項の規定による処分をした場合においては、その旨を発信人又は受信人に通知しなければならない。ただし、通知することによつて犯則事件の調査が妨げられるおそれがある場合は、この限りでない。 art-211-2/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-2/par-3 Upon making the disposition under the provisions of the preceding two paragraphs, Commission official must notify the sender or recipient to that effect; provided, however, that this does not apply if notifying the sender or recipient is likely to hinder the investigation of the criminal case. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十一条の三（通信履歴の電磁的記録の保全要請） — (Request for Preservation of Electronic or Magnetic Records of Communications History) caption: Ministry of Justice translation — Japanese Law Translation Database System art-211-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-3 **第一項** 委員会職員は、差押え又は記録命令付差押えをするため必要があるときは、電気通信を行うための設備を他人の通信の用に供する事業を営む者又は自己の業務のために不特定若しくは多数の者の通信を媒介することのできる電気通信を行うための設備を設置している者に対し、その業務上記録している電気通信の送信元、送信先、通信日時その他の通信履歴の電磁的記録のうち必要なものを特定し、三十日を超えない期間を定めて、これを消去しないよう、書面で求めることができる。この場合において、当該電磁的記録について差押え又は記録命令付差押えをする必要がないと認めるに至つたときは、当該求めを取り消さなければならない。 art-211-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-3/par-1 If it is necessary for carrying out the seizure or the seizure with an order to produce a copy of records, a Commission official may specify the necessary electronic or magnetic records from among the electronic or magnetic records of the sender, recipient, date and time, and other communications history, for telecommunications that are recorded in the course of business, and request in writing that a person engaged in the business of making equipment to be used for telecommunication available for other persons' communications or a person that has established equipment which is used for telecommunication and that is capable of intermediating the communications of unspecified or many persons for their own business not to erase the specified electronic or magnetic records during a fixed period of no longer than 30 days. In such a case, if the Commission official comes to find that it is no longer necessary to carry out the seizure or the seizure with an order to produce a copy of records concerning those electronic or magnetic records, the Commission official must withdraw that request. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の規定により消去しないよう求める期間については、特に必要があるときは、三十日を超えない範囲内で延長することができる。ただし、消去しないよう求める期間は、通じて六十日を超えることができない。 art-211-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-3/par-2 If it is particularly necessary, the period during which the request is made not to erase the records pursuant to the provisions of the preceding paragraph may be extended by a period of no longer than 30 days; provided however, that the period during which the request is made not to erase the records may not exceed 60 days in total. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 第一項の規定による求めを行う場合において、必要があるときは、みだりに当該求めに関する事項を漏らさないよう求めることができる。 art-211-3/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-3/par-3 If it is necessary to do so in making a request under the provisions of paragraph (1), the Commission official may request that the particulars of that request not be divulged without reason. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十一条の四（電磁的記録に係る記録媒体の差押えに代わる処分） — (Dispositions in Lieu of the Seizure of a Recording Medium Containing Electronic or Magnetic Records) caption: Ministry of Justice translation — Japanese Law Translation Database System art-211-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-4 **第一項** 差し押さえるべき物件が電磁的記録に係る記録媒体であるときは、委員会職員は、その差押えに代えて次に掲げる処分をすることができる。 art-211-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-4/par-1 If the object to be seized is a recording medium containing electronic or magnetic records, a Commission official may make any of the following dispositions in lieu of the seizure of the recording medium: Ministry of Justice translation — Japanese Law Translation Database System **一** 差し押さえるべき記録媒体に記録された電磁的記録を他の記録媒体に複写し、印刷し、又は移転した上、当該他の記録媒体を差し押さえること。 art-211-4/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-4/par-1/item-1 copying, printing out, or transferring the electronic or magnetic records contained in the recording medium to be seized onto another recording medium, and then seizing that other recording medium; or Ministry of Justice translation — Japanese Law Translation Database System **二** 差押えを受ける者に差し押さえるべき記録媒体に記録された電磁的記録を他の記録媒体に複写させ、印刷させ、又は移転させた上、当該他の記録媒体を差し押さえること。 art-211-4/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-4/par-1/item-2 having the person subject to the seizure copy, print out, or transfer the electronic or magnetic records contained in the recording medium to be seized onto another recording medium, and then seizing that other recording medium. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十二条（臨検、捜索又は差押え等の夜間執行の制限） — (Restriction on the Execution of Inspection, Search, or Seizure at Night) caption: Ministry of Justice translation — Japanese Law Translation Database System art-212 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-212 **第一項** 臨検、捜索、差押え又は記録命令付差押えは、許可状に夜間でも執行することができる旨の記載がなければ、日没から日の出までの間には、してはならない。 art-212/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-212/par-1 It is prohibited for an inspection, a search, a seizure, or a seizure with an order to produce a copy of records to be made during the period between sunset and sunrise unless the warrant indicates that this may be executed at night. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 日没前に開始した臨検、捜索、差押え又は記録命令付差押えは、必要があると認めるときは、日没後まで継続することができる。 art-212/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-212/par-2 An inspection, a search, a seizure, or a seizure with an order to produce a copy of records that was initiated before sunset may be continued after sunset, if this is found to be necessary. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十三条（許可状の提示） — (Presentation of a Warrant) caption: Ministry of Justice translation — Japanese Law Translation Database System art-213 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-213 **第一項** 臨検、捜索、差押え又は記録命令付差押えの許可状は、これらの処分を受ける者に提示しなければならない。 art-213/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-213/par-1 The warrant for an inspection, a search, a seizure, or a seizure with an order to produce a copy of records must be presented to the person subject to those dispositions. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十四条（身分の証明） — (Proof of Identity) caption: Ministry of Justice translation — Japanese Law Translation Database System art-214 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-214 **第一項** 委員会職員は、この章の規定により質問、検査、領置、臨検、捜索、差押え又は記録命令付差押えをするときは、その身分を示す証票を携帯し、関係者の請求があつたときは、これを提示しなければならない。 art-214/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-214/par-1 When carrying out questioning, examination, retention, inspection, search, seizure, or seizure with an order to produce a copy of records pursuant to the provisions of this Chapter, a Commission official must carry an identification card and present it if requested by a person concerned. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十五条（臨検、捜索又は差押え等に際しての必要な処分） — (Necessary Dispositions at the Time of Inspection, Search, or Seizure) caption: Ministry of Justice translation — Japanese Law Translation Database System art-215 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-215 **第一項** 委員会職員は、臨検、捜索、差押え又は記録命令付差押えをするため必要があるときは、錠をはずし、封を開き、その他必要な処分をすることができる。 art-215/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-215/par-1 If it is necessary to do so in order to carry out an inspection, a search, qa seizure, or a seizure with an order to produce a copy of records, a Commission official may release a lock, open a seal, or make other necessary dispositions. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の処分は、領置物件、差押物件又は記録命令付差押物件についても、することができる。 art-215/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-215/par-2 The dispositions referred to in the preceding paragraph may also be made with respect to retained objects, seized objects, or objects seized with an order to produce a copy of records. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十五条の二（処分を受ける者に対する協力要請） — (Request for Cooperation from the Person Subject to the Disposition) caption: Ministry of Justice translation — Japanese Law Translation Database System art-215-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-215-2 **第一項** 臨検すべき物件又は差し押さえるべき物件が電磁的記録に係る記録媒体であるときは、委員会職員は、臨検又は捜索若しくは差押えを受ける者に対し、電子計算機の操作その他の必要な協力を求めることができる。 art-215-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-215-2/par-1 If the object to be inspected or the object to be seized is a recording medium containing electronic or magnetic records, a Commission official may ask the person subject to the inspection, search, or seizure to operate the computer or provide other necessary cooperation. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十六条（処分中の出入りの禁止） — (Prohibiting Entrance and Exit During Dispositions) caption: Ministry of Justice translation — Japanese Law Translation Database System art-216 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-216 **第一項** 委員会職員は、この章の規定により質問、検査、領置、臨検、捜索、差押え又は記録命令付差押えをする間は、何人に対しても、許可を受けないでその場所に出入りすることを禁止することができる。 art-216/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-216/par-1 While carrying out questioning, examination, retention, inspection, search, seizure, or seizure with an order to produce a copy of records pursuant to the provisions of this Chapter, a Commission official may prohibit any person from entering or exiting the place without permission. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十七条（責任者等の立会い） — (Attendance of the Person in Charge) caption: Ministry of Justice translation — Japanese Law Translation Database System art-217 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-217 **第一項** 委員会職員は、人の住居又は人の看守する邸宅若しくは建造物その他の場所で臨検、捜索、差押え又は記録命令付差押えをするときは、その所有者若しくは管理者（これらの者の代表者、代理人その他これらの者に代わるべき者を含む。）又はこれらの者の使用人若しくは同居の親族で成年に達した者を立ち会わせなければならない。 art-217/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-217/par-1 When carrying out an inspection, a search, a seizure, or a seizure with an order to produce a copy of records at a person's residence, or at a mansion, building, or other place that a person watches over, a Commission official must have the owner or manager (or a representative, agent, or other person that may act on the owner's or manager's behalf) or the employee or co-habiting adult relative of the owner or manager, present at the site. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の場合において、同項に規定する者を立ち会わせることができないときは、その隣人で成年に達した者又はその地の警察官若しくは地方公共団体の職員を立ち会わせなければならない。 art-217/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-217/par-2 In the case referred to in the preceding paragraph, if it is not possible to have any of the persons prescribed in that paragraph present at the site, a Commission official must have an adult neighbor of the person, or another police officer or official of the local government, present at the site. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 女子の身体について捜索するときは、成年の女子を立ち会わせなければならない。ただし、急速を要する場合はこの限りでない。 art-217/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-217/par-3 When searching a female, a Commission official must have an adult female present; provided, however, that this does not apply in cases of urgency. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十八条（警察官の援助） — (Assistance of Police Officers) caption: Ministry of Justice translation — Japanese Law Translation Database System art-218 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-218 **第一項** 委員会職員は、臨検、捜索、差押え又は記録命令付差押えをするに際し必要があるときは、警察官の援助を求めることができる。 art-218/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-218/par-1 A Commission official may request the assistance of police officers if this is necessary at the time the Commission official carries out an inspection, a search, a seizure, or a seizure with an order to produce a copy of records. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百十九条（調書の作成） — (Preparation of a Record) caption: Ministry of Justice translation — Japanese Law Translation Database System art-219 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-219 **第一項** 委員会職員は、この章の規定により質問をしたときは、その調書を作成し、質問を受けた者に閲覧させ、又は読み聞かせて、誤りがないかどうかを問い、質問を受けた者が増減変更の申立てをしたときは、その陳述を調書に記載し、質問を受けた者とともにこれに署名押印しなければならない。ただし、質問を受けた者が署名押印せず、又は署名押印することができないときは、その旨を付記すれば足りる。 art-219/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-219/par-1 Upon carrying out questioning pursuant to the provisions of this Chapter, a Commission official must prepare a record of the questioning, have the person the official questioned inspect the record, or read it aloud to the person, ask the person whether it contains any errors, and if the person makes a proposal for an addition to, deletion from, or alteration of the record, enter the person's statement in the record, and sign and seal it, as well as have the person sign and seal it; provided, however, that if the person that was questioned will not or cannot sign and seal the record, it is sufficient to append a note of this. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 委員会職員は、この章の規定により検査又は領置をしたときは、その調書を作成し、これに署名押印しなければならない。 art-219/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-219/par-2 Upon carrying out an examination or retention pursuant to the provisions of this Chapter, a Commission official must prepare a record of this, and sign and seal the record. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 委員会職員は、この章の規定により臨検、捜索、差押え又は記録命令付差押えをしたときは、その調書を作成し、立会人に示し、立会人とともにこれに署名押印しなければならない。ただし、立会人が署名押印せず、又は署名押印することができないときは、その旨を付記すれば足りる。 art-219/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-219/par-3 Upon carrying out inspection, search, seizure, or seizure with a recording order pursuant to the provisions of this Chapter, a Commission official must prepare a record of this, show the record to a person that was present, and sign and seal it, as well as have that person sign and seal it; provided, however, that if the person that was present will not or cannot sign and seal the record, it is sufficient to append a note of this. machine translation, not official ### 第二百二十条（領置目録等の作成等） — (Preparation of a Retention Inventory) caption: Ministry of Justice translation — Japanese Law Translation Database System art-220 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-220 **第一項** 委員会職員は、領置、差押え又は記録命令付差押えをしたときは、その目録を作成し、領置物件、差押物件若しくは記録命令付差押物件の所有者、所持者若しくは保管者（第二百十一条の四の規定による処分を受けた者を含む。）又はこれらの者に代わるべき者にその謄本を交付しなければならない。 art-220/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-220/par-1 Upon carrying out a retention, seizure, or seizure with an order to produce a copy of records, a Commission official must prepare an inventory and deliver a certified copy of this to the owner, possessor, or keeper of the retained object, seized object, or object seized with an order to produce a copy of records (including a person rendered a disposition under the provisions of Article 211-4) or to any other person that may act on their behalf. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百二十一条（領置物件等の処置） — (Handling of Retained Objects) caption: Ministry of Justice translation — Japanese Law Translation Database System art-221 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-221 **第一項** 運搬又は保管に不便な領置物件、差押物件又は記録命令付差押物件は、その所有者又は所持者その他委員会職員が適当と認める者に、その承諾を得て、保管証を徴して保管させることができる。 art-221/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-221/par-1 A Commission official may collect a storage certificate and have the owner or possessor of a retained object, seized object, or object seized with an order to produce a copy of records that is inconvenient to transport or store, or any other person that the Commission official finds to be appropriate, store that object, with the consent of the person in question. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百二十二条（領置物件等の還付等） — (Return of Retained Objects) caption: Ministry of Justice translation — Japanese Law Translation Database System art-222 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222 **第一項** 委員会職員は、領置物件、差押物件又は記録命令付差押物件について留置の必要がなくなつたときは、その返還を受けるべき者にこれを還付しなければならない。 art-222/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222/par-1 If it becomes unnecessary to keep a retained object, seized object, or object seized with an order to produce a copy of records, a Commission official must return it to the person to whom it should be returned. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 委員会は、前項の領置物件、差押物件又は記録命令付差押物件について、その返還を受けるべき者の住所若しくは居所がわからないため、又はその他の事由によりこれを還付することができない場合においては、その旨を公告しなければならない。 art-222/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222/par-2 If the Commission is unable to return a retained object, seized object, or object seized with an order to produce a copy of records referred to in the preceding paragraph because the address or residence of the person to whom it should be returned is unknown or for any other such reason, the Commission must issue public notice of this. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 前項の規定による公告に係る領置物件、差押物件又は記録命令付差押物件について公告の日から六月を経過しても還付の請求がないときは、これらの物件は、国庫に帰属する。 art-222/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222/par-3 If no request is filed for the return of the retained object, seized object, or object seized with an order to produce a copy of records to which the public notice under the provisions of the preceding paragraph concerns after six months have elapsed since the day of the public notice, the object vests in the national treasury. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百二十二条の二（移転した上差し押さえた記録媒体の交付等） — (Delivery of a Recording Medium Seized after Transfer) caption: Ministry of Justice translation — Japanese Law Translation Database System art-222-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-2 **第一項** 委員会職員は、第二百十一条の四の規定により電磁的記録を移転し、又は移転させた上差し押さえた記録媒体について留置の必要がなくなつた場合において、差押えを受けた者と当該記録媒体の所有者、所持者又は保管者とが異なるときは、当該差押えを受けた者に対し、当該記録媒体を交付し、又は当該電磁的記録の複写を許さなければならない。 art-222-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-2/par-1 If it becomes unnecessary to keep a recording medium that was seized after transferring or having a person transfer electronic or magnetic records pursuant to the provisions of Article 211-4, and the person subject to the seizure is a different person from the owner, possessor, or keeper of the recording medium, a Commission official must deliver the recording medium to the person subject to the seizure or allow the person to copy the electronic or magnetic records. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前条第二項の規定は、前項の規定による交付又は複写について準用する。 art-222-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-2/par-2 The provisions of paragraph (2) of the preceding Article apply mutatis mutandis to delivery or copying under the provisions of the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 前項において準用する前条第二項の規定による公告の日から六月を経過しても第一項の規定による交付又は複写の請求がないときは、その交付をし、又は複写をさせることを要しない。 art-222-2/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-2/par-3 If no request is filed for the delivery or copying under the provisions of paragraph (1) after six months have elapsed since the day of the public notice under the provisions of paragraph (2) of the preceding Article as applied mutatis mutandis pursuant to the preceding paragraph, the Commission official is not required to make the delivery or have the person make the copying. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百二十二条の三（鑑定等の嘱託） — (Request for Expert Opinion) caption: Ministry of Justice translation — Japanese Law Translation Database System art-222-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3 **第一項** 委員会職員は、犯則事件を調査するため必要があるときは、学識経験を有する者に領置物件、差押物件若しくは記録命令付差押物件についての鑑定を嘱託し、又は通訳若しくは翻訳を嘱託することができる。 art-222-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-1 If it is necessary for investigating a criminal case, a Commission official may commission a person with relevant expertise to present an expert opinion or commission that person to perform interpretation or translation services, with regard to a retained object, seized object, or object seized with an order to produce a copy of records. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の規定による鑑定の嘱託を受けた者（第四項及び第五項において「鑑定人」という。）は、委員会の所在地を管轄する地方裁判所又は簡易裁判所の裁判官の許可を受けて、当該鑑定に係る物件を破壊することができる。 art-222-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-2 A person that has received a request for an expert opinion under the provisions of the preceding paragraph (referred to as an "expert" in paragraphs (4) and (5)) may destroy the object for which an expert opinion was requested, with the permission of the judge of the district court or summary court that has jurisdiction over the locality of the Commission. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 前項の許可の請求は、委員会職員からしなければならない。 art-222-3/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-3 A request for the permission referred to in the preceding paragraph must come from a commission official. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 前項の請求があつた場合において、裁判官は、当該請求を相当と認めるときは、犯則嫌疑者の氏名（法人については、名称）、罪名、破壊すべき物件及び鑑定人の氏名並びに請求者の官職及び氏名、有効期間、その期間経過後は執行に着手することができずこれを返還しなければならない旨、交付の年月日並びに裁判所名を記載し、自己の記名押印した許可状を委員会職員に交付しなければならない。 art-222-3/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-4 If the request referred to in the preceding paragraph has been filed and the judge finds the request to be reasonable, the judge must issue a warrant to a Commission official which states the name of the suspect in the criminal case, the charged offense, and the object to be destroyed; states the name of the expert; states the government position and name of the requester; states the valid period; indicates that after the valid period ends, the warrant may not be executed and must be returned; states the date of issuance and the name of the court; and bears the judge's name and seal. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 鑑定人は、第二項の処分を受ける者に前項の許可状を示さなければならない。 art-222-3/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-5 An expert must show the warrant referred to in the preceding paragraph to a person subject to the disposition referred to in paragraph (2). Ministry of Justice translation — Japanese Law Translation Database System ### 第二百二十三条（委員会への報告） — (Report to the Commission) caption: Ministry of Justice translation — Japanese Law Translation Database System art-223 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-223 **第一項** 委員会職員は、犯則事件の調査を終えたときは、調査の結果を委員会に報告しなければならない。 art-223/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-223/par-1 Upon completing an investigation of a criminal case, a Commission official must report the results of the investigation to the Commission. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百二十四条（財務局等職員の犯則調査） — (Investigation of a Criminal Case by a Finance Bureau Official) caption: Ministry of Justice translation — Japanese Law Translation Database System art-224 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-224 **第一項** 財務局長又は財務支局長は、委員会の承認を得て、財務局又は財務支局の職員のうち、犯則事件の調査を担当する者を指定するものとする。 art-224/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-224/par-1 With the approval of the Commission, the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau is to designate persons who will be in charge of investigations of criminal cases from among the officials of a Local Finance Bureau or a Local Finance Branch Bureau. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の規定により財務局長又は財務支局長が指定した者（以下この章において「財務局等職員」という。）は、委員会職員とみなして第二百十条から前条までの規定を適用する。この場合において、第二百十一条第一項中「委員会の」とあるのは「その所属する財務局又は財務支局の」と、第二百二十二条第二項中「委員会」とあるのは「財務局長又は財務支局長」と、第二百二十二条の三第二項中「委員会」とあるのは「第二百二十四条第二項の規定により前項の委員会職員とみなされる同条第二項に規定する財務局等職員の所属する財務局又は財務支局」と、前条中「委員会に」とあるのは「財務局長又は財務支局長に」とする。 art-224/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-224/par-2 A person designated by the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau pursuant to the provisions of the preceding paragraph (hereinafter referred to as the "official of a Local Finance Bureau, etc." in this Chapter) is deemed to be a Commission official, and the provisions of Article 210 through the preceding Article apply. In such a case, the term "of the Commission" in Article 211, paragraph (1) is deemed to be replaced with "of the Local Finance Bureau or Local Finance Branch Bureau to which the official belongs", the term "Commission" in Article 222, paragraph (2) is deemed to be replaced with "the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau", the term "Commission" in Article 222-3, paragraph (2) is deemed to be replaced with "the Local Finance Bureau or the Local Finance Branch Bureau to which the official of a Local Finance Bureau, etc. prescribed in Article 224, paragraph (2) who is deemed to be a Commission official referred to in the preceding paragraph pursuant to the provisions of Article 224, paragraph (2) belongs", and the term "to the Commission" in the preceding Article is deemed to be replaced with "to the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau". Ministry of Justice translation — Japanese Law Translation Database System **第三項** 財務局長又は財務支局長は、前項において読み替えて適用される前条の規定による財務局等職員の報告を受けたときは、委員会にその内容を報告しなければならない。 art-224/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-224/par-3 If the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau receives a report from the official of a Local Finance Bureau, etc. under the provisions of the preceding Article as applied pursuant to the preceding paragraph following the deemed replacement of terms, the Director-General must report the content of the report to the Commission. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 犯則事件の調査に関しては、委員会が財務局長又は財務支局長を指揮監督する。 art-224/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-224/par-4 The Commission guides and supervises the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau in the investigation of a criminal case. Ministry of Justice translation — Japanese Law Translation Database System **第五項** 委員会は、犯則事件の調査に関し、必要があると認めるときは、財務局等職員を直接指揮監督することができる。 art-224/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-224/par-5 The Commission may directly guide and supervise the official of a Local Finance Bureau, etc., if it finds this to be necessary in connection with the investigation of a criminal case. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百二十五条（管轄区域外における職務の執行） — (Execution of Duties Outside the Jurisdictional District) caption: Ministry of Justice translation — Japanese Law Translation Database System art-225 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-225 **第一項** 財務局等職員は、犯則事件の調査をするため必要があるときは、その所属する財務局又は財務支局の管轄区域外においてその職務を執行することができる。 art-225/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-225/par-1 The official of a Local Finance Bureau, etc. may execute duties outside the jurisdictional district of the Local Finance Bureau or Local Finance Branch Bureau to which the official belongs, if it is necessary for the official to do so in order to investigate a criminal case. Ministry of Justice translation — Japanese Law Translation Database System ### 第二百二十六条（委員会の告発等） — (Accusation by the Commission) caption: Ministry of Justice translation — Japanese Law Translation Database System art-226 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-226 **第一項** 委員会は、犯則事件の調査により犯則の心証を得たときは、告発し、領置物件、差押物件又は記録命令付差押物件があるときは、これを領置目録、差押目録又は記録命令付差押目録とともに引き継がなければならない。 art-226/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-226/par-1 If the Commission is convinced that a criminal offense has taken place based on the investigation of a criminal case, it must file an accusation and if there are any retained objects, seized objects, or objects seized with an order to produce a copy of records, it must hand over the objects together with the retention inventory, seizure inventory, or inventory of seizure with an order to produce a copy of records. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の領置物件、差押物件又は記録命令付差押物件が第二百二十一条の規定による保管に係るものである場合においては、同条の保管証をもつて引き継ぐとともに、その旨を同条の保管者に通知しなければならない。 art-226/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-226/par-2 If a retained object, seized object, or object seized with an order to produce a copy of records referred to in the preceding paragraph is related to the storage under the provisions of Article 221, the Commission must use the storage certificate referred to in that Article to keep it in custody, as well as notify the keeper referred to in that Article to that effect. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 前二項の規定により領置物件、差押物件又は記録命令付差押物件が引き継がれたときは、当該物件は、刑事訴訟法（昭和二十三年法律第百三十一号）の規定によつて押収されたものとみなす。 art-226/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-226/par-3 If a retained object, seized object, or object seized with an order to produce a copy of records is handed over pursuant to the provisions of the preceding two paragraphs, the object is deemed to have been seized pursuant to the provisions of the Code of Criminal Procedure (Act No. 131 of 1948). Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-210/par-1: この項 → 金融商品取引法 第二百十条第一項 (Article 210, paragraph (1)), art-210/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-210/par-1 - art-210/par-1: 次条第一項 → 金融商品取引法 第二百十一条第一項 (Article 211, paragraph (1)), art-211/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-1 - art-211/par-3: 前二項 → 金融商品取引法 第二百十一条第一項 (Article 211, paragraph (1)), art-211/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-1 - art-211/par-3: 前二項 → 金融商品取引法 第二百十一条第二項 (Article 211, paragraph (2)), art-211/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-2 - art-211/par-4: 第一項 → 金融商品取引法 第二百十一条第一項 (Article 211, paragraph (1)), art-211/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-1 - art-211/par-4: 前項 → 金融商品取引法 第二百十一条第三項 (Article 211, paragraph (3)), art-211/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-3 - art-211/par-4: 第二百二十二条の三第四項 → 金融商品取引法 第二百二十二条の三第四項 (Article 222-3, paragraph (4)), art-222-3/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-4 - art-211/par-4: 第五項 → 金融商品取引法 第二百二十二条の三第五項 (Article 222-3, paragraph (5)), art-222-3/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-5 - art-211/par-5: 前項 → 金融商品取引法 第二百十一条第四項 (Article 211, paragraph (4)), art-211/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-4 - art-211/par-6: 第二項 → 金融商品取引法 第二百十一条第二項 (Article 211, paragraph (2)), art-211/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-2 - art-211/par-6: 前項 → 金融商品取引法 第二百十一条第五項 (Article 211, paragraph (5)), art-211/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-5 - art-211-2/par-2: 前項 → 金融商品取引法 第二百十一条の二第一項 (Article 211-2, paragraph (1)), art-211-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-2/par-1 - art-211-2/par-3: 前二項 → 金融商品取引法 第二百十一条の二第一項 (Article 211-2, paragraph (1)), art-211-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-2/par-1 - art-211-2/par-3: 前二項 → 金融商品取引法 第二百十一条の二第二項 (Article 211-2, paragraph (2)), art-211-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-2/par-2 - art-211-3/par-2: 前項 → 金融商品取引法 第二百十一条の三第一項 (Article 211-3, paragraph (1)), art-211-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-3/par-1 - art-211-3/par-3: 第一項 → 金融商品取引法 第二百十一条の三第一項 (Article 211-3, paragraph (1)), art-211-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-3/par-1 - art-215/par-2: 前項 → 金融商品取引法 第二百十五条第一項 (Article 215, paragraph (1)), art-215/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-215/par-1 - art-217/par-2: 前項 → 金融商品取引法 第二百十七条第一項 (Article 217, paragraph (1)), art-217/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-217/par-1 - art-220/par-1: 第二百十一条の四 → 金融商品取引法 第二百十一条の四 (Article 211-4), art-211-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-4 - art-222/par-2: 前項 → 金融商品取引法 第二百二十二条第一項 (Article 222, paragraph (1)), art-222/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222/par-1 - art-222/par-3: 前項 → 金融商品取引法 第二百二十二条第二項 (Article 222, paragraph (2)), art-222/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222/par-2 - art-222-2/par-1: 第二百十一条の四 → 金融商品取引法 第二百十一条の四 (Article 211-4), art-211-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-4 - art-222-2/par-2: 前条第二項 → 金融商品取引法 第二百二十二条第二項 (Article 222, paragraph (2)), art-222/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222/par-2 - art-222-2/par-2: 前項 → 金融商品取引法 第二百二十二条の二第一項 (Article 222-2, paragraph (1)), art-222-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-2/par-1 - art-222-2/par-3: 前項 → 金融商品取引法 第二百二十二条の二第二項 (Article 222-2, paragraph (2)), art-222-2/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-2/par-2 - art-222-2/par-3: 前条第二項 → 金融商品取引法 第二百二十二条第二項 (Article 222, paragraph (2)), art-222/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222/par-2 - art-222-2/par-3: 第一項 → 金融商品取引法 第二百二十二条の二第一項 (Article 222-2, paragraph (1)), art-222-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-2/par-1 - art-222-3/par-2: 前項 → 金融商品取引法 第二百二十二条の三第一項 (Article 222-3, paragraph (1)), art-222-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-1 - art-222-3/par-2: 第四項 → 金融商品取引法 第二百二十二条の三第四項 (Article 222-3, paragraph (4)), art-222-3/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-4 - art-222-3/par-2: 第五項 → 金融商品取引法 第二百二十二条の三第五項 (Article 222-3, paragraph (5)), art-222-3/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-5 - art-222-3/par-3: 前項 → 金融商品取引法 第二百二十二条の三第二項 (Article 222-3, paragraph (2)), art-222-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-2 - art-222-3/par-4: 前項 → 金融商品取引法 第二百二十二条の三第三項 (Article 222-3, paragraph (3)), art-222-3/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-3 - art-222-3/par-5: 第二項 → 金融商品取引法 第二百二十二条の三第二項 (Article 222-3, paragraph (2)), art-222-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-2 - art-222-3/par-5: 前項 → 金融商品取引法 第二百二十二条の三第四項 (Article 222-3, paragraph (4)), art-222-3/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-4 - art-224/par-2: 前項 → 金融商品取引法 第二百二十四条第一項 (Article 224, paragraph (1)), art-224/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-224/par-1 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十条 (Article 210), art-210 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-210 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十一条 (Article 211), art-211 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十一条の二 (Article 211-2), art-211-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-2 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十一条の三 (Article 211-3), art-211-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-3 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十一条の四 (Article 211-4), art-211-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211-4 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十二条 (Article 212), art-212 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-212 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十三条 (Article 213), art-213 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-213 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十四条 (Article 214), art-214 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-214 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十五条 (Article 215), art-215 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-215 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十五条の二 (Article 215-2), art-215-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-215-2 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十六条 (Article 216), art-216 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-216 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十七条 (Article 217), art-217 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-217 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十八条 (Article 218), art-218 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-218 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百十九条 (Article 219), art-219 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-219 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百二十条 (Article 220), art-220 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-220 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百二十一条 (Article 221), art-221 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-221 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百二十二条 (Article 222), art-222 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百二十二条の二 (Article 222-2), art-222-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-2 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百二十二条の三 (Article 222-3), art-222-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3 - art-224/par-2: 第二百十条から前条まで → 金融商品取引法 第二百二十三条 (Article 223), art-223 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-223 - art-224/par-2: 第二百十一条第一項 → 金融商品取引法 第二百十一条第一項 (Article 211, paragraph (1)), art-211/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-210#art-211/par-1 - art-224/par-2: 第二百二十二条第二項 → 金融商品取引法 第二百二十二条第二項 (Article 222, paragraph (2)), art-222/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222/par-2 - art-224/par-2: 第二百二十二条の三第二項 → 金融商品取引法 第二百二十二条の三第二項 (Article 222-3, paragraph (2)), art-222-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-2 - art-224/par-2: 第二百二十四条第二項 → 金融商品取引法 第二百二十四条第二項 (Article 224, paragraph (2)), art-224/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-224/par-2 - art-224/par-2: 前項 → 金融商品取引法 第二百二十二条の三第一項 (Article 222-3, paragraph (1)), art-222-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-222-3/par-1 - art-224/par-3: 前項 → 金融商品取引法 第二百二十四条第二項 (Article 224, paragraph (2)), art-224/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-224/par-2 - art-224/par-3: 前条 → 金融商品取引法 第二百二十三条 (Article 223), art-223 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-223 - art-226/par-2: 前項 → 金融商品取引法 第二百二十六条第一項 (Article 226, paragraph (1)), art-226/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-226/par-1 - art-226/par-2: 第二百二十一条 → 金融商品取引法 第二百二十一条 (Article 221), art-221 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-221 - art-226/par-3: 前二項 → 金融商品取引法 第二百二十六条第一項 (Article 226, paragraph (1)), art-226/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-226/par-1 - art-226/par-3: 前二項 → 金融商品取引法 第二百二十六条第二項 (Article 226, paragraph (2)), art-226/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20270722_508AC0000000064/text/ch-9/from-art-216#art-226/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和八年法律第六十四号 leaves it, from a date not yet fixed (https://laws.e-gov.go.jp/law/323AC0000000025/20270722_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-027, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-072, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22