# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 附　則 (Supplementary Provisions) — address `suppl-5051-79`
- Text: the text as amended with effect from 2026-11-30, standing until 2027-03-30 as now scheduled, since the next amendment's day is not fixed — NOT yet in force (revision 20261130_505AC0000000079)
- URL (this text's page, at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79
- The same address in the text in force (its wording there may differ): https://japanlaw.org/en/financial-instruments-and-exchange-act/suppl-5051-79
- Every provision below carries its address and its place on this text's page on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.
The Ministry's English is given only where this text's Japanese is a wording
the Ministry translated — the same as the text in force, or for a text not yet
in force, a wording it translated ahead; every other paragraph's English is
machine translation.

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## 附　則 令和五年一一月二九日法律第七九号
<sup>suppl-5051-79 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79</sup>

### 第一条（施行期日） — Effective Date
<sup>caption: machine translation, not official</sup>
<sup>suppl-5051-79/art-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-1</sup>

**第一項**  この法律は、公布の日から起算して一年を超えない範囲内において政令で定める日から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。
<sup>suppl-5051-79/art-1/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-1/par-1</sup>
This Act comes into effect as of the day specified by Cabinet Order within a period not exceeding one year from the date of promulgation; provided, however, that the provisions set forth in the following items come into effect as of the days specified in those items.
<sup>machine translation, not official</sup>

  **一**  附則第六十八条の規定　公布の日
  <sup>suppl-5051-79/art-1/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-1/par-1/item-1</sup>
  the provisions of Article 68 of the Supplementary Provisions: the date of promulgation;
  <sup>machine translation, not official</sup>

  **二**  第一条中金融商品取引法第十五条第一項、第二十九条の四第一項、第三十三条の五第一項、第五十条の二第一項、第十一項及び第十二項、第五十九条の四第一項、第六十条の三第一項、第六十四条第三項、第六十四条の二第一項、第六十四条の七第六項、第六十六条の十九第一項、第八十条第二項、第八十二条第二項、第百六条の十二第二項、第百五十五条の三第二項、第百五十六条の四第二項、第百五十六条の二十の四第二項、第百五十六条の二十の十八第二項並びに第百五十六条の二十五第二項の改正規定並びに同法附則第三条の二及び第三条の三第四項の改正規定、第二条の規定、第五条中農業協同組合法第十一条の六十六第一項、第九十二条の三第一項及び第九十二条の五の九第二項の改正規定、第六条中水産業協同組合法第八十七条の二第一項、第百七条第一項及び第百十七条第二項の改正規定、第七条中協同組合による金融事業に関する法律第四条の四第一項、第六条の四及び第六条の五の十第二項の改正規定、第八条中投資信託及び投資法人に関する法律第九十八条第五号、第百条第五号及び第百三十六条第一項の改正規定、第九条中信用金庫法第五十四条の二十三第一項、第八十五条の二の二及び第八十九条第十項の改正規定、第十条中長期信用銀行法第十三条の二第一項及び第十六条の七の改正規定、第十一条中労働金庫法第五十八条の五第一項、第八十九条の四及び第九十四条第六項の改正規定、第十二条中銀行法第十六条の二第一項、第五十二条の五十二第六号、第五十二条の六十の二第一項及び第五十二条の六十一の五第一項の改正規定、第十四条中保険業法第百六条第一項、第二百七十二条の四第一項、第二百七十二条の三十三第一項、第二百七十九条第一項、第二百八十条第一項、第二百八十九条第一項及び第二百九十条第一項の改正規定、第十五条中資産の流動化に関する法律第七十条第一項の改正規定、第十七条中農林中央金庫法第五十四条第三項、第七十二条第一項、第九十五条の三第一項及び第九十五条の五の十第二項の改正規定並びに第十九条中株式会社商工組合中央金庫法第二十一条第三項、第三十九条第一項及び第六十条の六第一項の改正規定並びに附則第十四条から第十七条まで、第二十三条第一項、第三十四条、第三十七条から第三十九条まで及び第四十一条から第四十三条までの規定、附則第四十四条中登録免許税法（昭和四十二年法律第三十五号）別表第一第四十八号の改正規定並びに附則第四十五条から第四十八条まで、第五十二条、第五十四条、第五十五条、第五十八条から第六十三条まで及び第六十五条の規定　公布の日から起算して三月を超えない範囲内において政令で定める日
  <sup>suppl-5051-79/art-1/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-1/par-1/item-2</sup>
  the provisions in Article 1 amending Article 15, paragraph (1), Article 29-4, paragraph (1), Article 33-5, paragraph (1), Article 50-2, paragraphs (1), (11), and (12), Article 59-4, paragraph (1), Article 60-3, paragraph (1), Article 64, paragraph (3), Article 64-2, paragraph (1), Article 64-7, paragraph (6), Article 66-19, paragraph (1), Article 80, paragraph (2), Article 82, paragraph (2), Article 106-12, paragraph (2), Article 155-3, paragraph (2), Article 156-4, paragraph (2), Article 156-20-4, paragraph (2), Article 156-20-18, paragraph (2), and Article 156-25, paragraph (2) of the Financial Instruments and Exchange Act and amending Article 3-2 and Article 3-3, paragraph (4) of the Supplementary Provisions of that Act, the provisions of Article 2, the provisions in Article 5 amending Article 11-66, paragraph (1), Article 92-3, paragraph (1), and Article 92-5-9, paragraph (2) of the Agricultural Co-operatives Act, the provisions in Article 6 amending Article 87-2, paragraph (1), Article 107, paragraph (1), and Article 117, paragraph (2) of the Fishery Industry Cooperative Act, the provisions in Article 7 amending Article 4-4, paragraph (1), Article 6-4, and Article 6-5-10, paragraph (2) of the Act on Financial Businesses by Cooperative, the provisions in Article 8 amending Article 98, item (v), Article 100, item (v), and Article 136, paragraph (1) of the Act on Investment Trusts and Investment Corporations, the provisions in Article 9 amending Article 54-23, paragraph (1), Article 85-2-2, and Article 89, paragraph (10) of the Shinkin Bank Act, the provisions in Article 10 amending Article 13-2, paragraph (1) and Article 16-7 of the Long Term Credit Bank Act, the provisions in Article 11 amending Article 58-5, paragraph (1), Article 89-4, and Article 94, paragraph (6) of the Labor Bank Act, the provisions in Article 12 amending Article 16-2, paragraph (1), Article 52-52, item (vi), Article 52-60-2, paragraph (1), and Article 52-61-5, paragraph (1) of the Banking Act, the provisions in Article 14 amending Article 106, paragraph (1), Article 272-4, paragraph (1), Article 272-33, paragraph (1), Article 279, paragraph (1), Article 280, paragraph (1), Article 289, paragraph (1), and Article 290, paragraph (1) of the Insurance Business Act, the provisions in Article 15 amending Article 70, paragraph (1) of the Act on the Securitization of Assets, the provisions in Article 17 amending Article 54, paragraph (3), Article 72, paragraph (1), Article 95-3, paragraph (1), and Article 95-5-10, paragraph (2) of the Norinchukin Bank Act and the provisions in Article 19 amending Article 21, paragraph (3), Article 39, paragraph (1), and Article 60-6, paragraph (1) of the Shoko Chukin Bank Limited Act, and the provisions of Articles 14 through 17, Article 23, paragraph (1), Article 34, Articles 37 through 39, and Articles 41 through 43 of the Supplementary Provisions, the provisions in Article 44 of the Supplementary Provisions amending Appended Table 1, item (xlviii) of the Registration and License Tax Act (Act No. 35 of 1967), and the provisions of Articles 45 through 48, Article 52, Article 54, Article 55, Articles 58 through 63, and Article 65 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding three months from the date of promulgation;
  <sup>machine translation, not official</sup>

  **三**  第一条中金融商品取引法第五条第二項から第六項まで、第二十一条の二第一項、第二十一条の三及び第二十四条第二項の改正規定、同法第二十四条の四の七及び第二十四条の四の八を削る改正規定並びに同法第二十四条の五第一項から第三項まで及び第十三項、第二十五条第一項から第四項まで及び第六項、第二十七条、第二十七条の三十の二、第二十七条の三十の六第一項、第二十七条の三十の十、第二十七条の三十二第一項、第二十七条の三十四、第五十七条の二第二項及び第五項、第百六十六条第四項及び第五項、第百七十二条の三第一項及び第二項、第百七十二条の四第二項、第百七十二条の十二第一項、第百七十八条第十項及び第十一項、第百八十五条の七第四項から第七項まで、第十四項、第十五項及び第三十一項、第百九十七条の二第二号、第六号及び第七号、第二百条第一号、第五号及び第六号並びに第二百九条第三号から第五号までの改正規定並びに次条から附則第四条まで及び第六十七条の規定　令和六年四月一日
  <sup>suppl-5051-79/art-1/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-1/par-1/item-3</sup>
  the provisions in Article 1 amending Article 5, paragraphs (2) through (6), Article 21-2, paragraph (1), Article 21-3, and Article 24, paragraph (2) of the Financial Instruments and Exchange Act, deleting Articles 24-4-7 and 24-4-8 of that Act, and amending Article 24-5, paragraphs (1) through (3) and (13), Article 25, paragraphs (1) through (4) and (6), Article 27, Article 27-30-2, Article 27-30-6, paragraph (1), Article 27-30-10, Article 27-32, paragraph (1), Article 27-34, Article 57-2, paragraphs (2) and (5), Article 166, paragraphs (4) and (5), Article 172-3, paragraphs (1) and (2), Article 172-4, paragraph (2), Article 172-12, paragraph (1), Article 178, paragraphs (10) and (11), Article 185-7, paragraphs (4) through (7), (14), (15), and (31), Article 197-2, items (ii), (vi), and (vii), Article 200, items (i), (v), and (vi), and Article 209, items (iii) through (v) of that Act, and the provisions of the following Article through Article 4 of the Supplementary Provisions and of Article 67 of the Supplementary Provisions: April 1, 2024;
  <sup>machine translation, not official</sup>

  **四**  第一条中金融商品取引法第三十七条の三の見出し及び同条第一項から第三項までの改正規定、同法第三十七条の四の見出し及び同条第一項の改正規定、同条第二項を削る改正規定、同法第三十七条の六第一項の改正規定、同法第四十条の二第四項及び第五項の改正規定、同条第六項を削る改正規定、同法第四十二条の七の見出し及び同条第一項の改正規定、同条第二項を削る改正規定、同条第三項の改正規定、同項を同条第二項とする改正規定、同法第四十三条の五の改正規定（「交付する書面に記載する事項」を「提供しなければならない情報」に改める部分に限る。）、同法第百七十九条第二項の改正規定（「審判の」を「最初の審判手続の」に改める部分に限る。）、同条第四項の改正規定、同法第百八十条の次に一条を加える改正規定、同法第百八十一条第三項及び第百八十二条（見出しを含む。）の改正規定、同法第百八十三条第二項の改正規定（「審判手続開始決定書に記載され」を「審判手続開始決定記録に記録され」に改める部分を除く。）、同法第百八十四条第一項、第百八十五条の三第一項、第百九十八条第二号の四並びに第二百五条第十二号及び第十三号の改正規定、同号の次に一号を加える改正規定並びに同法第二百八条第六号の改正規定、第三条中金融サービスの提供及び利用環境の整備等に関する法律第百四十三条第三号の改正規定、同条第五号の次に一号を加える改正規定、同法第百四十七条第四号の改正規定、同条第五号の次に一号を加える改正規定及び同法第三十一条第二項の改正規定、第四条（金融機関の信託業務の兼営等に関する法律第二条第四項の改正規定を除く。）、第五条（農業協同組合法第九十二条の五の八第六項の改正規定及び第二号に掲げる改正規定を除く。）及び第六条（水産業協同組合法第百十六条第六項の改正規定及び第二号に掲げる改正規定を除く。）の規定、第七条中協同組合による金融事業に関する法律第六条の五の十一第一項の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）、同条第二項の改正規定並びに同法第十条の二の五第四号及び第五号の改正規定、第八条（投資信託及び投資法人に関する法律第百九十七条の改正規定及び第二号に掲げる改正規定を除く。）の規定、第九条中信用金庫法第八十九条の二第一項の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）、同条第二項の改正規定並びに同法第九十条の四の五第四号及び第五号の改正規定、第十条中長期信用銀行法第十七条の二の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）並びに同法第二十五条の二の四第三号及び第四号の改正規定、第十一条中労働金庫法第九十四条の二の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）並びに同法第百条の四の五第四号及び第五号の改正規定、第十二条中銀行法第十三条の四の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）、同法第五十二条の二の五の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）、同法第五十二条の四十五の二の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）、同法第五十二条の六十の十七の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）並びに同法第六十三条の二の五第三号及び第四号の改正規定、第十四条中保険業法第九十九条第八項の改正規定、同法第百条の五の見出し及び同条第一項の改正規定、同条第二項を削る改正規定、同条第三項の改正規定、同項を同条第二項とする改正規定、同法第三百条の二の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）並びに同法第三百十五条第四号及び第五号、第三百十六条の二第二号、第三百十七条の二第八号並びに第三百十九条第四号から第六号まで及び第十二号の改正規定、第十六条の規定、第十七条中農林中央金庫法第五十九条の三、第五十九条の七、第九十五条の五並びに第九十九条の二の五第三号及び第四号の改正規定、第十八条（信託業法第二十四条の二の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分に限る。）を除く。）の規定並びに第十九条中株式会社商工組合中央金庫法第二十九条、第五十六条第五項並びに第七十四条第三号及び第四号の改正規定並びに附則第九条、第十八条から第二十二条まで、第二十三条（第一項を除く。）、第二十四条から第三十三条まで、第三十五条、第三十六条及び第五十七条の規定　公布の日から起算して一年六月を超えない範囲内において政令で定める日
  <sup>suppl-5051-79/art-1/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-1/par-1/item-4</sup>
  the provisions in Article 1 amending the heading of Article 37-3 and Article 37-3, paragraphs (1) through (3) of the Financial Instruments and Exchange Act, the provisions amending the heading of Article 37-4 and Article 37-4, paragraph (1) of that Act, the provisions deleting paragraph (2) of that Article, the provisions amending Article 37-6, paragraph (1) of that Act, the provisions amending Article 40-2, paragraphs (4) and (5) of that Act, the provisions deleting paragraph (6) of that Article, the provisions amending the heading of Article 42-7 and Article 42-7, paragraph (1) of that Act, the provisions deleting paragraph (2) of that Article, the provisions amending paragraph (3) of that Article, the provisions making that paragraph paragraph (2) of that Article, the provisions amending Article 43-5 of that Act (limited to the part replacing "matters to be stated in a document to be delivered" with "information that must be provided"), the provisions amending Article 179, paragraph (2) of that Act (limited to the part replacing "of the trial" with "of the first trial procedure"), the provisions amending paragraph (4) of that Article, the provisions adding one Article after Article 180 of that Act, the provisions amending Article 181, paragraph (3) and Article 182 (including its heading) of that Act, the provisions amending Article 183, paragraph (2) of that Act (excluding the part replacing "recorded in the written decision to commence trial procedures" with "recorded in the record of the decision to commence trial procedures"), the provisions amending Article 184, paragraph (1), Article 185-3, paragraph (1), Article 198, item (ii)-4, and Article 205, items (xii) and (xiii) of that Act, the provisions adding one item after item (xiii) of that Article, and the provisions amending Article 208, item (vi) of that Act, the provisions in Article 3 amending Article 143, item (iii) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto, the provisions adding one item after item (v) of that Article, the provisions amending Article 147, item (iv) of that Act, the provisions adding one item after item (v) of that Article, and the provisions amending Article 31, paragraph (2) of that Act, the provisions of Article 4 (excluding the provisions amending Article 2, paragraph (4) of the Act on Engagement in Trust Business by Financial Institutions), Article 5 (excluding the provisions amending Article 92-5-8, paragraph (6) of the Agricultural Co-operatives Act and the amending provisions set forth in item (ii)), and Article 6 (excluding the provisions amending Article 116, paragraph (6) of the Fishery Industry Cooperative Act and the amending provisions set forth in item (ii)), the provisions in Article 7 amending Article 6-5-11, paragraph (1) of the Act on Financial Businesses by Cooperative (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition of public offering in the case where information on the status of the investment target business is not provided" after "prohibition of public offering"), the provisions amending paragraph (2) of that Article, and the provisions amending Article 10-2-5, items (iv) and (v) of that Act, the provisions of Article 8 (excluding the provisions amending Article 197 of the Act on Investment Trusts and Investment Corporations and the amending provisions set forth in item (ii)), the provisions in Article 9 amending Article 89-2, paragraph (1) of the Shinkin Bank Act (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition of public offering in the case where information on the status of the investment target business is not provided" after "prohibition of public offering"), the provisions amending paragraph (2) of that Article, and the provisions amending Article 90-4-5, items (iv) and (v) of that Act, the provisions in Article 10 amending Article 17-2 of the Long Term Credit Bank Act (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition of public offering in the case where information on the status of the investment target business is not provided" after "prohibition of public offering") and the provisions amending Article 25-2-4, items (iii) and (iv) of that Act, the provisions in Article 11 amending Article 94-2 of the Labor Bank Act (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition of public offering in the case where information on the status of the investment target business is not provided" after "prohibition of public offering") and the provisions amending Article 100-4-5, items (iv) and (v) of that Act, the provisions in Article 12 amending Article 13-4 of the Banking Act (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition of public offering in the case where information on the status of the investment target business is not provided" after "prohibition of public offering"), the provisions amending Article 52-2-5 of that Act (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition of public offering in the case where information on the status of the investment target business is not provided" after "prohibition of public offering"), the provisions amending Article 52-45-2 of that Act (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition of public offering in the case where information on the status of the investment target business is not provided" after "prohibition of public offering"), the provisions amending Article 52-60-17 of that Act (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition of public offering in the case where information on the status of the investment target business is not provided" after "prohibition of public offering"), and the provisions amending Article 63-2-5, items (iii) and (iv) of that Act, the provisions in Article 14 amending Article 99, paragraph (8) of the Insurance Business Act, the provisions amending the heading of Article 100-5 and Article 100-5, paragraph (1) of that Act, the provisions deleting paragraph (2) of that Article, the provisions amending paragraph (3) of that Article, the provisions making that paragraph paragraph (2) of that Article, the provisions amending Article 300-2 of that Act (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition of public offering in the case where information on the status of the investment target business is not provided" after "prohibition of public offering"), and the provisions amending Article 315, items (iv) and (v), Article 316-2, item (ii), Article 317-2, item (viii), and Article 319, items (iv) through (vi) and (xii) of that Act, the provisions of Article 16, the provisions in Article 17 amending Article 59-3, Article 59-7, Article 95-5, and Article 99-2-5, items (iii) and (iv) of the Norinchukin Bank Act, the provisions of Article 18 (excluding the provisions amending Article 24-2 of the Trust Business Act (limited to the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition of public offering in the case where information on the status of the investment target business is not provided" after "prohibition of public offering")), and the provisions in Article 19 amending Article 29, Article 56, paragraph (5), and Article 74, items (iii) and (iv) of the Shoko Chukin Bank Limited Act, and the provisions of Article 9, Articles 18 through 22, Article 23 (excluding paragraph (1)), Articles 24 through 33, Article 35, Article 36, and Article 57 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding one year and six months from the date of promulgation.
  <sup>machine translation, not official</sup>

  **五**  第一条中金融商品取引法第百七十九条の見出し及び同条第一項の改正規定、同条第二項の改正規定（「審判の」を「最初の審判手続の」に改める部分を除く。）、同条第三項及び同法第百八十三条第一項の改正規定、同条第二項の改正規定（「審判手続開始決定書に記載され」を「審判手続開始決定記録に記録され」に改める部分に限る。）、同法第百八十五条第二項の改正規定、同項を同条第四項とし、同条第一項の次に二項を加える改正規定、同法第百八十五条の二に一項を加える改正規定、同法第百八十五条の三に一項を加える改正規定、同法第百八十五条の四第三項を同条第四項とし、同条第二項の次に一項を加える改正規定、同法第百八十五条の七第十九項から第二十七項まで及び第二十九項、第百八十五条の八第二項、第三項、第五項、第九項及び第十項、第百八十五条の九（見出しを含む。）並びに第百八十五条の十（見出しを含む。）の改正規定、同条の次に一条を加える改正規定、同法第百八十五条の十一第一項から第三項までの改正規定、同法第百八十五条の十二を削る改正規定、同法第百八十五条の十三の改正規定、同条に二項を加える改正規定、同条を同法第百八十五条の十二とし、同条の次に一条を加える改正規定並びに同法第二百条の三第一項及び第二百五条の三第四号の改正規定並びに附則第十条から第十二条までの規定　公布の日から起算して三年六月を超えない範囲内において政令で定める日
  <sup>suppl-5051-79/art-1/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-1/par-1/item-5</sup>
  the provisions in Article 1 amending the heading of Article 179 of the Financial Instruments and Exchange Act and Article 179, paragraph (1), the provisions amending paragraph (2) of that Article (excluding the part replacing "of the trial" with "of the first trial procedure"), the provisions amending paragraph (3) of that Article and Article 183, paragraph (1) of that Act, the provisions amending paragraph (2) of that Article (limited to the part replacing "recorded in the written decision to commence trial procedures" with "recorded in the record of the decision to commence trial procedures"), the provisions amending Article 185, paragraph (2) of that Act, the provisions making that paragraph paragraph (4) of that Article and adding two paragraphs after paragraph (1) of that Article, the provisions adding one paragraph to Article 185-2 of that Act, the provisions adding one paragraph to Article 185-3 of that Act, the provisions making Article 185-4, paragraph (3) of that Act paragraph (4) of that Article and adding one paragraph after paragraph (2) of that Article, the provisions amending Article 185-7, paragraphs (19) through (27) and (29), Article 185-8, paragraphs (2), (3), (5), (9) and (10), Article 185-9 (including its heading) and Article 185-10 (including its heading) of that Act, the provisions adding one Article after Article 185-10, the provisions amending Article 185-11, paragraphs (1) through (3) of that Act, the provisions deleting Article 185-12 of that Act, the provisions amending Article 185-13 of that Act, the provisions adding two paragraphs to that Article, the provisions making that Article Article 185-12 of that Act and adding one Article after that Article, and the provisions amending Article 200-3, paragraph (1) and Article 205-3, item (iv) of that Act, and the provisions of Articles 10 through 12 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding three years and six months from the date of promulgation.
  <sup>machine translation, not official</sup>

### 第二条（四半期報告書に関する経過措置） — Transitional Measures Concerning Quarterly Securities Reports
<sup>caption: machine translation, not official</sup>
<sup>suppl-5051-79/art-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2</sup>

**第一項**  前条第三号に掲げる規定の施行の日（以下この条から附則第四条までにおいて「第三号施行日」という。）前に開始した四半期（第一条の規定（同号に掲げる改正規定に限る。第三項において同じ。）による改正前の金融商品取引法（以下この条から附則第四条までにおいて「第三号旧金融商品取引法」という。）第二十四条の四の七第一項に規定する事業年度の期間を三月ごとに区分した各期間をいう。次条第二項において同じ。）に係る四半期報告書（第三号旧金融商品取引法第二十四条の四の七第一項に規定する四半期報告書をいう。以下この条及び次条第二項において同じ。）の提出については、なお従前の例による。
<sup>suppl-5051-79/art-2/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2/par-1</sup>
With regard to the submission of a quarterly securities report pertaining to a quarter (meaning each three-month period of the business year prescribed in Article 24-4-7, paragraph (1) of the Financial Instruments and Exchange Act before amendment by the provisions of Article 1 (limited to the amending provisions set forth in that item; the same applies in paragraph (3)) (hereinafter referred to in this Article through Article 4 of the Supplementary Provisions as the "item (iii) Old Financial Instruments and Exchange Act"); the same applies in paragraph (2) of the following Article) that began before the effective date of the provisions set forth in item (iii) of the preceding Article (hereinafter referred to in this Article through Article 4 of the Supplementary Provisions as the "item (iii) effective date") (the quarterly securities report meaning the quarterly securities report prescribed in Article 24-4-7, paragraph (1) of the item (iii) Old Financial Instruments and Exchange Act; hereinafter the same applies in this Article and paragraph (2) of the following Article), the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第二項**  前項の規定により四半期報告書を提出する場合における当該四半期報告書に係る確認書（第三号旧金融商品取引法第二十四条の四の八第一項において準用する金融商品取引法第二十四条の四の二第一項に規定する確認書をいう。次項において同じ。）の提出については、なお従前の例による。
<sup>suppl-5051-79/art-2/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2/par-2</sup>
With regard to the submission of the confirmation letter pertaining to a quarterly securities report in the case where the quarterly securities report is submitted pursuant to the provisions of the preceding paragraph (meaning the confirmation letter prescribed in Article 24-4-2, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 24-4-8, paragraph (1) of the item (iii) Old Financial Instruments and Exchange Act; the same applies in the following paragraph), the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第三項**  第三号施行日前に第三号旧金融商品取引法第二十四条の四の七第一項又は第二項の規定により提出された四半期報告書及び第一項の規定により第三号施行日以後に提出される四半期報告書並びにこれらの四半期報告書に係る確認書に係る第一条の規定による改正後の金融商品取引法（以下この条から附則第四条までにおいて「第三号新金融商品取引法」という。）第二章の規定の適用については、なお従前の例による。
<sup>suppl-5051-79/art-2/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2/par-3</sup>
With regard to the application of the provisions of Chapter II of the Financial Instruments and Exchange Act as amended by the provisions of Article 1 (hereinafter referred to in this Article through Article 4 of the Supplementary Provisions as the "item (iii) New Financial Instruments and Exchange Act") to a quarterly securities report submitted pursuant to the provisions of Article 24-4-7, paragraph (1) or (2) of the item (iii) Old Financial Instruments and Exchange Act before the item (iii) effective date, a quarterly securities report to be submitted on or after the item (iii) effective date pursuant to the provisions of paragraph (1), and the confirmation letters pertaining to these quarterly securities reports, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第四項**  第三号施行日前に第三号旧金融商品取引法第二十四条の四の七第一項若しくは第二項の規定により四半期報告書を提出し、又は第一項の規定により第三号施行日以後に四半期報告書を提出する者については、第三号新金融商品取引法第五条第三項及び第四項（これらの規定を同条第五項において準用する場合を含む。）の規定は、第三号施行日以後最初に有価証券報告書を提出した時から適用し、第三号施行日以後最初に有価証券報告書を提出するまでは、なお従前の例による。
<sup>suppl-5051-79/art-2/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2/par-4</sup>
With regard to a person that submits a quarterly securities report pursuant to the provisions of Article 24-4-7, paragraph (1) or (2) of the item (iii) Old Financial Instruments and Exchange Act before the item (iii) effective date, or submits a quarterly securities report on or after the item (iii) effective date pursuant to the provisions of paragraph (1), the provisions of Article 5, paragraphs (3) and (4) of the item (iii) New Financial Instruments and Exchange Act (including as applied mutatis mutandis pursuant to paragraph (5) of that Article) apply from the time the person first submits an annual securities report on or after the item (iii) effective date, and until the person first submits an annual securities report on or after the item (iii) effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第五項**  第三号旧金融商品取引法第二十四条の四の七第一項又は第二項の規定による四半期報告書（第一項の規定により第三号施行日以後に提出されるものを含む。）に関する違反行為に係る課徴金については、なお従前の例による。
<sup>suppl-5051-79/art-2/par-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2/par-5</sup>
With regard to the administrative monetary penalty for a violation relating to a quarterly securities report under Article 24-4-7, paragraph (1) or (2) of the item (iii) Old Financial Instruments and Exchange Act (including one to be submitted on or after the item (iii) effective date pursuant to the provisions of paragraph (1)), the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第六項**  第三号新金融商品取引法第百八十五条の七第四項から第七項までの規定は、第三号施行日前に第三号旧金融商品取引法第二十四条の四の七第一項若しくは第二項の規定により四半期報告書を提出し、又は第一項の規定により第三号施行日以後に四半期報告書を提出する者の第三号施行日以後に開始する記載対象事業年度（第三号新金融商品取引法第百八十五条の七第三十一項に規定する記載対象事業年度をいう。）に係る継続開示書類（第三号新金融商品取引法第百八十五条の七第四項に規定する継続開示書類をいう。）又は継続開示書類等（第三号新金融商品取引法第百八十五条の七第六項に規定する継続開示書類等をいう。）について適用し、当該者の第三号施行日前に開始した記載対象事業年度（第三号旧金融商品取引法第百八十五条の七第三十一項に規定する記載対象事業年度をいう。）に係る継続開示書類（第三号旧金融商品取引法第百八十五条の七第四項に規定する継続開示書類をいう。）又は継続開示書類等（第三号旧金融商品取引法第百八十五条の七第六項に規定する継続開示書類等をいう。）については、なお従前の例による。
<sup>suppl-5051-79/art-2/par-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2/par-6</sup>
The provisions of Article 185-7, paragraphs (4) through (7) of the item (iii) New Financial Instruments and Exchange Act apply to the ongoing disclosure document (meaning the ongoing disclosure document prescribed in Article 185-7, paragraph (4) of the item (iii) New Financial Instruments and Exchange Act) or ongoing disclosure document, etc. (meaning the ongoing disclosure document, etc. prescribed in Article 185-7, paragraph (6) of the item (iii) New Financial Instruments and Exchange Act) pertaining to the business year subject to disclosure (meaning the business year subject to disclosure prescribed in Article 185-7, paragraph (31) of the item (iii) New Financial Instruments and Exchange Act) that begins on or after the item (iii) effective date of a person that submits a quarterly securities report pursuant to the provisions of Article 24-4-7, paragraph (1) or (2) of the item (iii) Old Financial Instruments and Exchange Act before the item (iii) effective date, or submits a quarterly securities report on or after the item (iii) effective date pursuant to the provisions of paragraph (1), and with respect to the ongoing disclosure document (meaning the ongoing disclosure document prescribed in Article 185-7, paragraph (4) of the item (iii) Old Financial Instruments and Exchange Act) or ongoing disclosure document, etc. (meaning the ongoing disclosure document, etc. prescribed in Article 185-7, paragraph (6) of the item (iii) Old Financial Instruments and Exchange Act) pertaining to the business year subject to disclosure (meaning the business year subject to disclosure prescribed in Article 185-7, paragraph (31) of the item (iii) Old Financial Instruments and Exchange Act) of that person that began before the item (iii) effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第七項**  第三号旧金融商品取引法第百七十二条の三第二項、第百七十二条の四第二項又は第百七十二条の十二第一項の規定による課徴金を国庫に納付することを命ずる旨の決定（四半期報告書に関する違反行為に係るものに限り、第三号旧金融商品取引法第百八十五条の七第四項から第七項まで及び第十四項から第十六項までの規定による決定を含む。）は、金融商品取引法第百八十五条の十五第一項に規定する課徴金納付命令とみなし、第三号旧金融商品取引法第百八十五条の七第五項ただし書又は第七項ただし書に該当する旨を明らかにする決定（四半期報告書に関する違反行為に係るものに限る。）は、第三号新金融商品取引法第百八十五条の七第十八項に規定する決定とみなして、同条第十五項の規定を適用する。
<sup>suppl-5051-79/art-2/par-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2/par-7</sup>
A decision ordering the payment of an administrative monetary penalty to the national treasury pursuant to Article 172-3, paragraph (2), Article 172-4, paragraph (2) or Article 172-12, paragraph (1) of the item (iii) Old Financial Instruments and Exchange Act (limited to one pertaining to a violation relating to a quarterly securities report, and including a decision pursuant to Article 185-7, paragraphs (4) through (7) and (14) through (16) of the item (iii) Old Financial Instruments and Exchange Act) is deemed to be an administrative monetary penalty payment order prescribed in Article 185-15, paragraph (1) of the Financial Instruments and Exchange Act, and a decision clarifying that the case falls under the proviso to Article 185-7, paragraph (5) or the proviso to Article 185-7, paragraph (7) of the item (iii) Old Financial Instruments and Exchange Act (limited to one pertaining to a violation relating to a quarterly securities report) is deemed to be a decision prescribed in Article 185-7, paragraph (18) of the item (iii) New Financial Instruments and Exchange Act, and the provisions of paragraph (15) of that Article apply.
<sup>machine translation, not official</sup>

### 第三条（半期報告書に関する経過措置） — Transitional Measures Concerning Semiannual Securities Reports
<sup>caption: machine translation, not official</sup>
<sup>suppl-5051-79/art-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-3</sup>

**第一項**  第三号新金融商品取引法第二十四条の五第一項（同条第三項（第三号新金融商品取引法第二十七条において準用する場合を含む。）及び第三号新金融商品取引法第二十七条において準用する場合を含む。次項において同じ。）の規定は、第三号施行日以後に開始する事業年度に係る半期報告書（第三号新金融商品取引法第二十四条の五第一項に規定する半期報告書をいう。次項において同じ。）について適用し、第三号施行日前に開始した事業年度に係る半期報告書（第三号旧金融商品取引法第二十四条の五第一項に規定する半期報告書をいう。）については、なお従前の例による。
<sup>suppl-5051-79/art-3/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-3/par-1</sup>
The provisions of Article 24-5, paragraph (1) of the item (iii) New Financial Instruments and Exchange Act (including as applied mutatis mutandis pursuant to paragraph (3) of that Article (including as applied mutatis mutandis pursuant to Article 27 of the item (iii) New Financial Instruments and Exchange Act) and as applied mutatis mutandis pursuant to Article 27 of the item (iii) New Financial Instruments and Exchange Act; the same applies in the following paragraph) apply to a semiannual securities report (meaning the semiannual securities report prescribed in Article 24-5, paragraph (1) of the item (iii) New Financial Instruments and Exchange Act; the same applies in the following paragraph) for a business year that begins on or after the item (iii) effective date, and with respect to a semiannual securities report (meaning the semiannual securities report prescribed in Article 24-5, paragraph (1) of the item (iii) Old Financial Instruments and Exchange Act) for a business year that began before the item (iii) effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第二項**  前条第一項の規定により第三号施行日以後に四半期報告書（事業年度における最初の四半期に係るものであって第三号施行日以後にその提出すべき期間が開始するものに限る。）を提出する場合においては、半期報告書の提出については、前項の規定にかかわらず、当該四半期が属する事業年度から、第三号新金融商品取引法第二十四条の五第一項の規定を適用する。
<sup>suppl-5051-79/art-3/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-3/par-2</sup>
In the case where a quarterly securities report (limited to one pertaining to the first quarter of a business year and for which the period for its submission begins on or after the item (iii) effective date) is submitted on or after the item (iii) effective date pursuant to the provisions of paragraph (1) of the preceding Article, with respect to the submission of a semiannual securities report, notwithstanding the preceding paragraph, the provisions of Article 24-5, paragraph (1) of the item (iii) New Financial Instruments and Exchange Act apply from the business year to which that quarter belongs.
<sup>machine translation, not official</sup>

### 第四条（公衆縦覧に関する経過措置） — Transitional Measures Concerning Public Inspections
<sup>caption: machine translation, not official</sup>
<sup>suppl-5051-79/art-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-4</sup>

**第一項**  第三号新金融商品取引法第二十五条の規定は、第三号施行日以後に受理される同条第一項第一号、第二号及び第六号から第八号までに掲げる書類並びに第三号施行日以後に提出される当該書類の写しの縦覧について適用し、第三号施行日前に受理された第三号旧金融商品取引法第二十五条第一項第一号から第三号まで及び第八号から第十号までに掲げる書類並びに第三号施行日前に提出された当該書類の写しの縦覧については、なお従前の例による。
<sup>suppl-5051-79/art-4/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-4/par-1</sup>
The provisions of Article 25 of the item (iii) New Financial Instruments and Exchange Act apply to the documents set forth in paragraph (1), items (i), (ii) and (vi) through (viii) of that Article that are accepted on or after the item (iii) effective date and the public inspection of copies of those documents that are submitted on or after the item (iii) effective date, and with respect to the documents set forth in Article 25, paragraph (1), items (i) through (iii) and (viii) through (x) of the item (iii) Old Financial Instruments and Exchange Act that were accepted before the item (iii) effective date and the public inspection of copies of those documents that were submitted before the item (iii) effective date, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第五条（新たにみなし有価証券とされたものに関する経過措置） — Transitional Measures Concerning What Is Newly Treated as Deemed Securities
<sup>caption: machine translation, not official</sup>
<sup>suppl-5051-79/art-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-5</sup>

**第一項**  この法律の施行の日（以下「施行日」という。）前に取得の申込みの勧誘又は売付けの申込み若しくは買付けの申込みの勧誘を開始した第一条の規定（附則第一条各号に掲げる改正規定を除く。以下この条において同じ。）による改正後の金融商品取引法（以下「新金融商品取引法」という。）第二条第二項第五号及び第六号に掲げる権利（第一条の規定による改正前の金融商品取引法（以下「旧金融商品取引法」という。）第二条第二項第五号及び第六号に掲げる権利を除く。）に係るこれらの勧誘については、新金融商品取引法第二章の規定は、適用しない。
<sup>suppl-5051-79/art-5/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-5/par-1</sup>
With regard to the solicitation for acquisition, or the offer to sell or the solicitation of an offer to purchase, concerning the rights set forth in Article 2, paragraph (2), items (v) and (vi) of the Financial Instruments and Exchange Act as amended by the provisions of Article 1 (excluding the amending provisions set forth in the items of Article 1 of the Supplementary Provisions; hereinafter the same applies in this Article) (hereinafter referred to as the "New Financial Instruments and Exchange Act") (excluding the rights set forth in Article 2, paragraph (2), items (v) and (vi) of the Financial Instruments and Exchange Act before amendment by the provisions of Article 1 (hereinafter referred to as the "Former Financial Instruments and Exchange Act")), which was commenced before the day on which this Act comes into effect (hereinafter referred to as the "effective date"), the provisions of Chapter II of the New Financial Instruments and Exchange Act do not apply to these solicitations.
<sup>machine translation, not official</sup>

### 第六条
<sup>suppl-5051-79/art-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-6</sup>

**第一項**  この法律の施行の際現に新金融商品取引業（新金融商品取引法第二条第八項に規定する金融商品取引業をいい、旧金融商品取引法第二条第八項に規定する金融商品取引業に該当するものを除く。以下この条及び次条において同じ。）を行っている者（金融商品取引業者（新金融商品取引法第二条第九項に規定する金融商品取引業者をいう。第三項及び附則第八条において同じ。）及び新金融商品取引法第三十三条第一項に規定する金融機関を除く。）は、施行日から起算して六月間（当該期間内に新金融商品取引法第二十九条の四第一項の規定による登録の拒否の処分があったとき、又は第三項の規定により読み替えて適用される金融商品取引法第五十二条第一項の規定により新金融商品取引業の全部の廃止を命じられたときは、当該処分のあった日又は当該廃止を命じられた日までの間）は、金融商品取引法第二十九条の規定にかかわらず、この法律の施行の際現に行っている当該新金融商品取引業の顧客を相手方とし、又は当該顧客のために、この法律の施行の際現に取り扱っている有価証券及びデリバティブ取引と同じ種類の有価証券及びデリバティブ取引について、当該新金融商品取引業を行うことができる。
<sup>suppl-5051-79/art-6/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-6/par-1</sup>
A person that is actually engaged in the new financial instruments business (meaning the financial instruments business prescribed in Article 2, paragraph (8) of the New Financial Instruments and Exchange Act, excluding that which falls under the financial instruments business prescribed in Article 2, paragraph (8) of the Former Financial Instruments and Exchange Act; hereinafter the same applies in this Article and the following Article) at the time this Act comes into effect (excluding a financial instruments business operator (meaning a financial instruments business operator prescribed in Article 2, paragraph (9) of the New Financial Instruments and Exchange Act; the same applies in paragraph (3) and Article 8 of the Supplementary Provisions) and a financial institution prescribed in Article 33, paragraph (1) of the New Financial Instruments and Exchange Act) may, for the six months counted from the effective date (or, if within that period a disposition of refusal of registration under Article 29-4, paragraph (1) of the New Financial Instruments and Exchange Act is made, or the person is ordered to discontinue the whole of the new financial instruments business pursuant to Article 52, paragraph (1) of the Financial Instruments and Exchange Act as applied with modified terms pursuant to paragraph (3), until the day of that disposition or the day on which the person is so ordered), notwithstanding Article 29 of the Financial Instruments and Exchange Act, engage in that new financial instruments business with respect to securities and derivatives transactions of the same types as the securities and derivatives transactions that the person actually handles at the time this Act comes into effect, making the customers of that new financial instruments business that the person actually conducts at the time this Act comes into effect the persons to which it is directed, or conducting it for those customers.
<sup>machine translation, not official</sup>

**第二項**  前項の規定により新金融商品取引業を行うことができる者が施行日から起算して六月を経過する日までに金融商品取引法第二十九条の登録の申請をした場合において、その期間を経過したときは、その申請について登録又は登録の拒否の処分があるまでの間（その間に次項の規定により読み替えて適用される同法第五十二条第一項の規定により新金融商品取引業の全部の廃止を命じられたときは、当該廃止を命じられた日までの間）も、前項と同様とする。ただし、施行日から起算して一年六月を経過したときは、この限りでない。
<sup>suppl-5051-79/art-6/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-6/par-2</sup>
If a person that may engage in the new financial instruments business pursuant to the provisions of the preceding paragraph files an application for registration under Article 29 of the Financial Instruments and Exchange Act by the day on which six months have elapsed from the effective date, and that period has elapsed, the same applies as in the preceding paragraph until a disposition of registration or refusal of registration is made with regard to that application (or, if the person is ordered in the meantime to discontinue all of the new financial instruments business pursuant to the provisions of Article 52, paragraph (1) of that Act as applied with the terms replaced pursuant to the provisions of the following paragraph, until the day on which the person was so ordered); provided, however, that this does not apply if one year and six months have elapsed from the effective date.
<sup>machine translation, not official</sup>

**第三項**  前二項の規定により新金融商品取引業を行うことができる場合においては、その者を金融商品取引業者とみなして、新金融商品取引法第三章第一節第五款、第二節（第三十六条の二を除く。）、第三節（第四十六条、第四十六条の五、第四十六条の六、第四十九条の四及び第四十九条の五を除く。）、第四節（第五十三条を除く。）及び第八節の規定並びにこれらの規定に係る新金融商品取引法第八章及び第八章の二の規定（これらの規定に基づく命令の規定を含む。）を適用する。この場合において、金融商品取引法第五十二条第一項中「第二十九条の登録を取り消し」とあるのは、「新金融商品取引業（金融商品取引法等の一部を改正する法律（令和五年法律第七十九号）附則第六条第一項に規定する新金融商品取引業をいう。）の全部の廃止を命じ」とするほか、必要な技術的読替えは、政令で定める。
<sup>suppl-5051-79/art-6/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-6/par-3</sup>
In the case where a person may engage in the new financial instruments business pursuant to the provisions of the preceding two paragraphs, the person is deemed to be a financial instruments business operator, and the provisions of Chapter III, Section 1, Subsection 5, Section 2 (excluding Article 36-2), Section 3 (excluding Articles 46, 46-5, 46-6, 49-4 and 49-5), Section 4 (excluding Article 53) and Section 8 of the New Financial Instruments and Exchange Act, and the provisions of Chapter VIII and Chapter VIII-2 of the New Financial Instruments and Exchange Act pertaining to these provisions (including provisions of orders based on these provisions), apply. In this case, in Article 52, paragraph (1) of the Financial Instruments and Exchange Act, the phrase "rescind its Article 29 registration" is deemed to be replaced with "order the discontinuation of all of the new financial instruments business (meaning the new financial instruments business prescribed in Article 6, paragraph (1) of the Supplementary Provisions of the Act Partially Amending the Financial Instruments and Exchange Act, etc. (Act No. 79 of 2023))", and in addition, any other necessary technical replacement of terms is specified by Cabinet Order.
<sup>machine translation, not official</sup>

**第四項**  前項の規定により読み替えて適用される金融商品取引法第五十二条第一項の規定により新金融商品取引業の全部の廃止を命じられた場合における新金融商品取引法の規定の適用については、当該廃止を命じられた者を同項の規定により金融商品取引法第二十九条の登録を取り消された者と、当該廃止を命じられた日を同項の規定による同条の登録の取消しの日とみなす。
<sup>suppl-5051-79/art-6/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-6/par-4</sup>
With regard to the application of the provisions of the New Financial Instruments and Exchange Act in the case where a person is ordered to discontinue all of the new financial instruments business pursuant to the provisions of Article 52, paragraph (1) of the Financial Instruments and Exchange Act as applied with the terms replaced pursuant to the provisions of the preceding paragraph, the person ordered to discontinue is deemed to be a person whose registration under Article 29 of the Financial Instruments and Exchange Act has been rescinded pursuant to the provisions of Article 52, paragraph (1) of that Act, and the day on which the person was ordered to discontinue is deemed to be the day of rescission of the registration under Article 29 of that Act pursuant to the provisions of Article 52, paragraph (1) of that Act.
<sup>machine translation, not official</sup>

### 第七条
<sup>suppl-5051-79/art-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-7</sup>

**第一項**  前条第一項の規定により新金融商品取引業を行うことができる者は、施行日から起算して一月以内に、その商号、名称又は氏名及び住所並びに新金融商品取引法第二十九条の二第一項第五号、第六号及び第八号に掲げる事項を内閣総理大臣に届け出なければならない。
<sup>suppl-5051-79/art-7/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-7/par-1</sup>
A person that may engage in the new financial instruments business pursuant to the provisions of paragraph (1) of the preceding Article must notify the Prime Minister, within one month from the effective date, of its trade name, name or personal name, and address, and the matters set forth in Article 29-2, paragraph (1), items (v), (vi) and (viii) of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

**第二項**  前条第一項の規定により新金融商品取引業を行うことができる者が前項の規定による届出をせず、又は虚偽の届出をしたときは、同条第一項の規定は、その者については、前項に規定する期間を経過した日以後は、適用しない。
<sup>suppl-5051-79/art-7/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-7/par-2</sup>
If a person that may engage in the new financial instruments business pursuant to the provisions of paragraph (1) of the preceding Article fails to file the notification under the provisions of the preceding paragraph or files a false notification, the provisions of paragraph (1) of that Article do not apply to that person on or after the day on which the period prescribed in the preceding paragraph has elapsed.
<sup>machine translation, not official</sup>

### 第八条
<sup>suppl-5051-79/art-8 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-8</sup>

**第一項**  この法律の施行の際現に新金融商品取引法第二十九条の二第一項第八号に規定する行為を業として行っている金融商品取引業者（旧金融商品取引法第二十九条の二第一項第八号に規定する行為を業として行っている者を除く。）については、施行日において当該行為に係る新金融商品取引法第二十九条の二第一項第五号、第六号又は第八号に掲げる事項について変更をしようとするものとみなして、金融商品取引法第三十一条第四項の規定を適用する。この場合において、当該金融商品取引業者は、施行日から起算して六月間（当該期間内に同条第五項において準用する新金融商品取引法第二十九条の四第一項の規定による変更登録の拒否の処分があったときは、当該処分のあった日までの間とし、当該期間内に変更登録又は変更登録の拒否の処分が行われなかったときは、これらの処分があるまでの間）は、当該事項について金融商品取引法第三十一条第四項の変更登録を受けないでも、この法律の施行の際現に行っている当該行為に係る業務の顧客を相手方とし、又は当該顧客のために、この法律の施行の際現に取り扱っている新金融商品取引法第二十九条の二第一項第八号に規定する権利及びデリバティブ取引（旧金融商品取引法第二十九条の二第一項第八号に規定する権利及びデリバティブ取引を除く。）と同じ種類の権利及びデリバティブ取引について、当該行為に係る業務を行うことができる。
<sup>suppl-5051-79/art-8/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-8/par-1</sup>
With regard to a financial instruments business operator that is actually engaged, as a business, in the act prescribed in Article 29-2, paragraph (1), item (viii) of the New Financial Instruments and Exchange Act at the time this Act comes into effect (excluding a person that is engaged as a business in the act prescribed in Article 29-2, paragraph (1), item (viii) of the Former Financial Instruments and Exchange Act), the financial instruments business operator is deemed to be one that intends to change, as of the effective date, the matters set forth in Article 29-2, paragraph (1), item (v), (vi) or (viii) of the New Financial Instruments and Exchange Act relating to that act, and the provisions of Article 31, paragraph (4) of the Financial Instruments and Exchange Act apply. In this case, for the six months counted from the effective date (or, if within that period a disposition of refusal of registration of change under Article 29-4, paragraph (1) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 31, paragraph (5) of the Financial Instruments and Exchange Act is made, until the day of that disposition, and if neither a registration of change nor a disposition of refusal of registration of change has been made within that period, until such a disposition is made), that financial instruments business operator may, even without obtaining the registration of change under Article 31, paragraph (4) of the Financial Instruments and Exchange Act for those matters, conduct the business relating to that act with respect to rights and derivatives transactions of the same types as the rights and derivatives transactions prescribed in Article 29-2, paragraph (1), item (viii) of the New Financial Instruments and Exchange Act (excluding the rights and derivatives transactions prescribed in Article 29-2, paragraph (1), item (viii) of the Former Financial Instruments and Exchange Act) that it actually handles at the time this Act comes into effect, making the customers of the business relating to that act that it actually conducts at the time this Act comes into effect the persons to which it is directed, or conducting it for those customers.
<sup>machine translation, not official</sup>

### 第九条（金融商品取引契約に係る契約締結時等の情報の提供等に関する経過措置） — Transitional Measures Concerning Provision, etc. of Information at the Time of Conclusion of Contract, etc. Pertaining to Financial Instruments Transaction Contracts
<sup>caption: machine translation, not official</sup>
<sup>suppl-5051-79/art-9 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-9</sup>

**第一項**  第一条の規定（附則第一条第四号に掲げる改正規定に限る。以下この項において同じ。）による改正後の金融商品取引法（以下「第四号新金融商品取引法」という。）第三十七条の四（消費生活協同組合法（昭和二十三年法律第二百号）第十二条の三第二項、中小企業等協同組合法（昭和二十四年法律第百八十一号）第九条の七の五第二項及び資金決済に関する法律（平成二十一年法律第五十九号）第六十二条の十七第一項において読み替えて準用する場合を含む。）の規定は、同号に掲げる規定の施行の日（以下「第四号施行日」という。）以後に第四号新金融商品取引法第三十七条の四の金融商品取引契約が成立したときその他内閣府令で定めるとき（消費生活協同組合法第十二条の三第二項において第四号新金融商品取引法第三十七条の四の規定を読み替えて準用する場合にあっては同条の特定共済契約が成立したときその他厚生労働省令で定めるとき、中小企業等協同組合法第九条の七の五第二項において第四号新金融商品取引法第三十七条の四の規定を読み替えて準用する場合にあっては同条の特定共済契約が成立したときその他主務省令で定めるとき、資金決済に関する法律第六十二条の十七第一項において第四号新金融商品取引法第三十七条の四の規定を読み替えて準用する場合にあっては同条の特定電子決済手段等取引契約が成立したときその他内閣府令で定めるとき）が到来する場合について適用し、第四号施行日前に第一条の規定による改正前の金融商品取引法（以下「第四号旧金融商品取引法」という。）第三十七条の四第一項（消費生活協同組合法第十二条の三第二項、中小企業等協同組合法第九条の七の五第二項及び資金決済に関する法律第六十二条の十七第一項において読み替えて準用する場合を含む。）の金融商品取引契約が成立したときその他内閣府令で定めるとき（消費生活協同組合法第十二条の三第二項において第四号旧金融商品取引法第三十七条の四第一項の規定を読み替えて準用する場合にあっては同項の特定共済契約が成立したときその他厚生労働省令で定めるとき、中小企業等協同組合法第九条の七の五第二項において第四号旧金融商品取引法第三十七条の四第一項の規定を読み替えて準用する場合にあっては同項の特定共済契約が成立したときその他主務省令で定めるとき、資金決済に関する法律第六十二条の十七第一項において第四号旧金融商品取引法第三十七条の四第一項の規定を読み替えて準用する場合にあっては同項の特定電子決済手段等取引契約が成立したときその他内閣府令で定めるとき）が到来した場合については、なお従前の例による。
<sup>suppl-5051-79/art-9/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-9/par-1</sup>
The provisions of Article 37-4 of the Financial Instruments and Exchange Act as amended by the provisions of Article 1 (limited to the amending provisions set forth in Article 1, item (iv) of the Supplementary Provisions; hereinafter the same applies in this paragraph) (hereinafter referred to as the "item (iv) New Financial Instruments and Exchange Act") (including as applied mutatis mutandis with the terms replaced pursuant to Article 12-3, paragraph (2) of the Consumer Cooperatives Act (Act No. 200 of 1948), Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act (Act No. 181 of 1949) and Article 62-17, paragraph (1) of the Payment Services Act (Act No. 59 of 2009)) apply to the case where, on or after the date of enforcement of the provisions set forth in that item (hereinafter referred to as the "item (iv) effective date"), the time arrives at which a financial instruments transaction contract under Article 37-4 of the item (iv) New Financial Instruments and Exchange Act is concluded or any other time specified by Cabinet Office Order (in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-4 of the item (iv) New Financial Instruments and Exchange Act pursuant to Article 12-3, paragraph (2) of the Consumer Cooperatives Act, the time at which a specified mutual aid contract under that Article is concluded or any other time specified by Order of the Ministry of Health, Labour and Welfare; in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-4 of the item (iv) New Financial Instruments and Exchange Act pursuant to Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act, the time at which a specified mutual aid contract under that Article is concluded or any other time specified by order of the competent ministry; in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-4 of the item (iv) New Financial Instruments and Exchange Act pursuant to Article 62-17, paragraph (1) of the Payment Services Act, the time at which a specified electronic payment instruments, etc. transaction contract under that Article is concluded or any other time specified by Cabinet Office Order), and with respect to the case where, before the item (iv) effective date, the time has arrived at which a financial instruments transaction contract under Article 37-4, paragraph (1) of the Financial Instruments and Exchange Act before amendment by the provisions of Article 1 (hereinafter referred to as the "item (iv) Old Financial Instruments and Exchange Act") (including as applied mutatis mutandis with the terms replaced pursuant to Article 12-3, paragraph (2) of the Consumer Cooperatives Act, Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act and Article 62-17, paragraph (1) of the Payment Services Act) was concluded or any other time specified by Cabinet Office Order (in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-4, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act pursuant to Article 12-3, paragraph (2) of the Consumer Cooperatives Act, the time at which a specified mutual aid contract under that paragraph was concluded or any other time specified by Order of the Ministry of Health, Labour and Welfare; in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-4, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act pursuant to Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act, the time at which a specified mutual aid contract under that paragraph was concluded or any other time specified by order of the competent ministry; in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-4, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act pursuant to Article 62-17, paragraph (1) of the Payment Services Act, the time at which a specified electronic payment instruments, etc. transaction contract under that paragraph was concluded or any other time specified by Cabinet Office Order), the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第二項**  第四号新金融商品取引法第三十七条の六第一項（資金決済に関する法律第六十二条の十七第一項において読み替えて準用する場合を含む。）の規定は、第四号施行日以後に成立する第四号新金融商品取引法第三十七条の六第一項に規定する金融商品取引契約（資金決済に関する法律第六十二条の十七第一項において第四号新金融商品取引法第三十七条の六第一項の規定を読み替えて準用する場合にあっては、同項に規定する特定電子決済手段等取引契約）の解除について適用し、第四号施行日前に成立した第四号旧金融商品取引法第三十七条の六第一項（資金決済に関する法律第六十二条の十七第一項において読み替えて準用する場合を含む。）に規定する金融商品取引契約（資金決済に関する法律第六十二条の十七第一項において第四号旧金融商品取引法第三十七条の六第一項の規定を読み替えて準用する場合にあっては、同項に規定する特定電子決済手段等取引契約）の解除については、なお従前の例による。
<sup>suppl-5051-79/art-9/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-9/par-2</sup>
The provisions of Article 37-6, paragraph (1) of the item (iv) New Financial Instruments and Exchange Act (including as applied mutatis mutandis with the terms replaced pursuant to Article 62-17, paragraph (1) of the Payment Services Act) apply to the cancellation of a financial instruments transaction contract prescribed in Article 37-6, paragraph (1) of the item (iv) New Financial Instruments and Exchange Act that is concluded on or after the item (iv) effective date (in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-6, paragraph (1) of the item (iv) New Financial Instruments and Exchange Act pursuant to Article 62-17, paragraph (1) of the Payment Services Act, a specified electronic payment instruments, etc. transaction contract prescribed in that paragraph), and with respect to the cancellation of a financial instruments transaction contract prescribed in Article 37-6, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act (including as applied mutatis mutandis with the terms replaced pursuant to Article 62-17, paragraph (1) of the Payment Services Act) that was concluded before the item (iv) effective date (in the case of applying mutatis mutandis with the terms replaced the provisions of Article 37-6, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act pursuant to Article 62-17, paragraph (1) of the Payment Services Act, a specified electronic payment instruments, etc. transaction contract prescribed in that paragraph), the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第三項**  第四号新金融商品取引法第四十条の二第五項の規定は、第四号施行日以後に顧客から有価証券等取引（同条第一項に規定する有価証券等取引をいう。）に係る同条第五項の情報の提供を求められた場合について適用し、第四号施行日前に顧客から有価証券等取引（第四号旧金融商品取引法第四十条の二第一項に規定する有価証券等取引をいう。）に係る第四号旧金融商品取引法第四十条の二第五項の書面の交付を求められた場合については、なお従前の例による。
<sup>suppl-5051-79/art-9/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-9/par-3</sup>
The provisions of Article 40-2, paragraph (5) of the item (iv) New Financial Instruments and Exchange Act apply to the case where a customer requests, on or after the item (iv) effective date, the provision of the information under that paragraph pertaining to transactions of securities, etc. (meaning transactions of securities, etc. prescribed in paragraph (1) of that Article), and with respect to the case where a customer requested, before the item (iv) effective date, the delivery of the document under Article 40-2, paragraph (5) of the item (iv) Old Financial Instruments and Exchange Act pertaining to transactions of securities, etc. (meaning transactions of securities, etc. prescribed in Article 40-2, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act), the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

**第四項**  第四号新金融商品取引法第四十二条の七の規定は、第四号施行日以後に終了する対象期間（同条第一項の規定により提供する同項の運用財産に関する運用の状況その他の内閣府令で定める事項に係る情報に関し提供の対象となる期間をいう。）に係る当該情報の提供について適用し、第四号施行日前に終了する対象期間（第四号旧金融商品取引法第四十二条の七第一項の規定により作成する運用報告書に関し作成の対象となる期間をいう。）に係る同項の運用報告書の作成及び交付については、なお従前の例による。
<sup>suppl-5051-79/art-9/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-9/par-4</sup>
The provisions of Article 42-7 of the item (iv) New Financial Instruments and Exchange Act apply to the provision of the information pertaining to a covered period ending on or after the item (iv) effective date (meaning the period that is the subject of the provision of information on the status of management of the investment property under paragraph (1) of that Article and other matters specified by Cabinet Office Order, which is provided pursuant to the provisions of that paragraph), and with respect to the preparation and delivery of the investment management report under Article 42-7, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act pertaining to a covered period ending before the item (iv) effective date (meaning the period that is the subject of the preparation of the investment management report prepared pursuant to the provisions of Article 42-7, paragraph (1) of the item (iv) Old Financial Instruments and Exchange Act), the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第十条（審判手続に関する経過措置） — Transitional Measures Concerning Trial Procedures
<sup>caption: machine translation, not official</sup>
<sup>suppl-5051-79/art-10 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-10</sup>

**第一項**  第一条の規定（附則第一条第五号に掲げる改正規定に限る。以下この条において同じ。）による改正後の金融商品取引法（以下この条から附則第十二条までにおいて「第五号新金融商品取引法」という。）第百七十九条第一項から第三項まで及び第百八十三条の規定は、同号に掲げる規定の施行の日（以下この条から附則第十二条までにおいて「第五号施行日」という。）以後に第五号新金融商品取引法第百七十八条第一項に規定する決定が行われる審判手続について適用し、第五号施行日前に第一条の規定による改正前の金融商品取引法（次条において「第五号旧金融商品取引法」という。）第百七十八条第一項に規定する決定が行われた審判手続については、なお従前の例による。
<sup>suppl-5051-79/art-10/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-10/par-1</sup>
The provisions of Article 179, paragraphs (1) through (3) and Article 183 of the Financial Instruments and Exchange Act as amended by the provisions of Article 1 (limited to the amending provisions set forth in Article 1, item (v) of the Supplementary Provisions; the same applies hereinafter in this Article) (hereinafter in this Article through Article 12 of the Supplementary Provisions referred to as the "item (v) New Financial Instruments and Exchange Act") apply to trial procedures in which the decision prescribed in Article 178, paragraph (1) of the item (v) New Financial Instruments and Exchange Act is made on or after the day on which the provisions set forth in that item come into effect (hereinafter in this Article through Article 12 of the Supplementary Provisions referred to as the "item (v) effective date"), and the provisions then in force continue to govern trial procedures in which the decision prescribed in Article 178, paragraph (1) of the Financial Instruments and Exchange Act prior to amendment by the provisions of Article 1 (referred to as the "item (v) Old Financial Instruments and Exchange Act" in the following Article) was made before the item (v) effective date.
<sup>machine translation, not official</sup>

### 第十一条
<sup>suppl-5051-79/art-11 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-11</sup>

**第一項**  第五号新金融商品取引法第百八十五条の七第十九項から第二十七項まで及び第二十九項並びに第百八十五条の八第二項、第三項、第五項、第九項及び第十項の規定は、第五号施行日以後に第五号新金融商品取引法第百八十五条の七第十九項に規定する決定及び第五号新金融商品取引法第百八十五条の八第九項に規定する変更の処分が行われる審判手続について適用し、第五号施行日前に第五号旧金融商品取引法第百八十五条の七第十九項に規定する決定又は第五号旧金融商品取引法第百八十五条の八第九項に規定する変更の処分が行われた審判手続については、なお従前の例による。
<sup>suppl-5051-79/art-11/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-11/par-1</sup>
The provisions of Article 185-7, paragraphs (19) through (27) and (29) and Article 185-8, paragraphs (2), (3), (5), (9), and (10) of the item (v) New Financial Instruments and Exchange Act apply to trial procedures in which the decision prescribed in Article 185-7, paragraph (19) of the item (v) New Financial Instruments and Exchange Act and the disposition for changes prescribed in Article 185-8, paragraph (9) of the item (v) New Financial Instruments and Exchange Act are made on or after the item (v) effective date, and the provisions then in force continue to govern trial procedures in which the decision prescribed in Article 185-7, paragraph (19) of the item (v) Old Financial Instruments and Exchange Act or the disposition for changes prescribed in Article 185-8, paragraph (9) of the item (v) Old Financial Instruments and Exchange Act was made before the item (v) effective date.
<sup>machine translation, not official</sup>

### 第十二条
<sup>suppl-5051-79/art-12 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-12</sup>

**第一項**  第五号新金融商品取引法第百八十五条の十三において準用する民事訴訟法（平成八年法律第百九号）第百三十二条の十一（第一項各号を除く。）の規定は、第五号施行日以後に第五号新金融商品取引法第百七十八条第一項に規定する決定が行われる審判手続について適用する。
<sup>suppl-5051-79/art-12/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-12/par-1</sup>
The provisions of Article 132-11 of the Code of Civil Procedure (Act No. 109 of 1996) (excluding the items of paragraph (1)) as applied mutatis mutandis pursuant to Article 185-13 of the item (v) New Financial Instruments and Exchange Act apply to trial procedures in which the decision prescribed in Article 178, paragraph (1) of the item (v) New Financial Instruments and Exchange Act is made on or after the item (v) effective date.
<sup>machine translation, not official</sup>

### 第十三条（権限の委任） — Delegation of Authority
<sup>caption: machine translation, not official</sup>
<sup>suppl-5051-79/art-13 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-13</sup>

**第一項**  内閣総理大臣は、附則第七条第一項の規定による権限を金融庁長官に委任する。
<sup>suppl-5051-79/art-13/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-13/par-1</sup>
The Prime Minister is to delegate the authority under Article 7, paragraph (1) of the Supplementary Provisions to the Commissioner of the Financial Services Agency.
<sup>machine translation, not official</sup>

**第二項**  金融庁長官は、政令で定めるところにより、前項の規定により委任された権限を財務局長又は財務支局長に委任することができる。
<sup>suppl-5051-79/art-13/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-13/par-2</sup>
The Commissioner of the Financial Services Agency may delegate the authority delegated pursuant to the provisions of the preceding paragraph to the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau, pursuant to the provisions of Cabinet Order.
<sup>machine translation, not official</sup>

### 第六十七条（罰則に関する経過措置） — Transitional Measures Concerning Penal Provisions
<sup>caption: machine translation, not official</sup>
<sup>suppl-5051-79/art-67 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-67</sup>

**第一項**  この法律（附則第一条第三号及び第四号に掲げる規定にあっては、当該規定。以下この条及び次条において同じ。）の施行前にした行為及びこの附則の規定によりなお従前の例によることとされる場合におけるこの法律の施行後にした行為に対する罰則の適用については、なお従前の例による。
<sup>suppl-5051-79/art-67/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-67/par-1</sup>
The provisions then in force continue to govern the application of penal provisions to conduct engaged in before this Act (or, for the provisions set forth in Article 1, items (iii) and (iv) of the Supplementary Provisions, those provisions; the same applies hereinafter in this Article and the following Article) comes into effect and to conduct engaged in after this Act comes into effect in the cases in which the provisions then in force continue to govern pursuant to the provisions of these Supplementary Provisions.
<sup>machine translation, not official</sup>

### 第六十八条（政令への委任） — Delegation to Cabinet Order
<sup>caption: machine translation, not official</sup>
<sup>suppl-5051-79/art-68 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-68</sup>

**第一項**  この附則に規定するもののほか、この法律の施行に関し必要な経過措置（罰則に関する経過措置を含む。）は、政令で定める。
<sup>suppl-5051-79/art-68/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-68/par-1</sup>
Beyond what is provided for in these Supplementary Provisions, transitional measures necessary for the enforcement of this Act (including transitional measures concerning penal provisions) are specified by Cabinet Order.
<sup>machine translation, not official</sup>

### 第六十九条（検討） — Review
<sup>caption: machine translation, not official</sup>
<sup>suppl-5051-79/art-69 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-69</sup>

**第一項**  政府は、この法律の施行後五年を目途として、この法律による改正後のそれぞれの法律（以下この条において「改正後の各法律」という。）の施行の状況等を勘案し、必要があると認めるときは、改正後の各法律の規定について検討を加え、その結果に基づいて所要の措置を講ずるものとする。
<sup>suppl-5051-79/art-69/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-69/par-1</sup>
The government is to, with a target of five years after this Act comes into effect, taking into account the status, etc. of the enforcement of the respective Acts as amended by this Act (hereinafter referred to in this Article as "the respective Acts as amended"), when it finds it necessary, review the provisions of the respective Acts as amended, and take the required measures based on the results of that review.
<sup>machine translation, not official</sup>

---

## Cites
- suppl-5051-79/art-1/par-1/item-1: 附則第六十八条 → 金融商品取引法 附則第六十八条 (Supplementary Provisions, Article 68), suppl-5051-79/art-68 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-68
- suppl-5051-79/art-1/par-1/item-3: 次条から附則第四条まで → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-5051-79/art-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2
- suppl-5051-79/art-1/par-1/item-3: 次条から附則第四条まで → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-5051-79/art-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-3
- suppl-5051-79/art-1/par-1/item-3: 次条から附則第四条まで → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-5051-79/art-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-4
- suppl-5051-79/art-1/par-1/item-3: 第六十七条 → 金融商品取引法 附則第六十七条 (Supplementary Provisions, Article 67), suppl-5051-79/art-67 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-67
- suppl-5051-79/art-1/par-1/item-4: 第二号 → 金融商品取引法 附則第一条第一項第二号 (Supplementary Provisions, Article 1, paragraph (1), item (ii)), suppl-5051-79/art-1/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-1/par-1/item-2
- suppl-5051-79/art-1/par-1/item-4: 附則第九条 → 金融商品取引法 附則第九条 (Supplementary Provisions, Article 9), suppl-5051-79/art-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-9
- suppl-5051-79/art-1/par-1/item-5: 附則第十条から第十二条まで → 金融商品取引法 附則第十条 (Supplementary Provisions, Article 10), suppl-5051-79/art-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-10
- suppl-5051-79/art-1/par-1/item-5: 附則第十条から第十二条まで → 金融商品取引法 附則第十一条 (Supplementary Provisions, Article 11), suppl-5051-79/art-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-11
- suppl-5051-79/art-1/par-1/item-5: 附則第十条から第十二条まで → 金融商品取引法 附則第十二条 (Supplementary Provisions, Article 12), suppl-5051-79/art-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-12
- suppl-5051-79/art-2/par-1: 前条第三号 → 金融商品取引法 附則第一条第一項第三号 (Supplementary Provisions, Article 1, paragraph (1), item (iii)), suppl-5051-79/art-1/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-1/par-1/item-3
- suppl-5051-79/art-2/par-1: この条 → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-5051-79/art-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2
- suppl-5051-79/art-2/par-1: 附則第四条 → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-5051-79/art-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-4
- suppl-5051-79/art-2/par-1: 第三項 → 金融商品取引法 附則第二条第三項 (Supplementary Provisions, Article 2, paragraph (3)), suppl-5051-79/art-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2/par-3
- suppl-5051-79/art-2/par-1: 次条第二項 → 金融商品取引法 附則第三条第二項 (Supplementary Provisions, Article 3, paragraph (2)), suppl-5051-79/art-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-3/par-2
- suppl-5051-79/art-2/par-2: 前項 → 金融商品取引法 附則第二条第一項 (Supplementary Provisions, Article 2, paragraph (1)), suppl-5051-79/art-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2/par-1
- suppl-5051-79/art-2/par-2: 金融商品取引法第二十四条の四の二第一項 → 金融商品取引法 第二十四条の四の二第一項 (Article 24-4-2, paragraph (1)), art-24-4-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-2/from-art-24-2#art-24-4-2/par-1
- suppl-5051-79/art-2/par-2: 次項 → 金融商品取引法 附則第二条第三項 (Supplementary Provisions, Article 2, paragraph (3)), suppl-5051-79/art-2/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2/par-3
- suppl-5051-79/art-2/par-3: 第一項 → 金融商品取引法 附則第二条第一項 (Supplementary Provisions, Article 2, paragraph (1)), suppl-5051-79/art-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2/par-1
- suppl-5051-79/art-2/par-3: この条 → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-5051-79/art-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2
- suppl-5051-79/art-2/par-3: 附則第四条 → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-5051-79/art-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-4
- suppl-5051-79/art-2/par-4: 第一項 → 金融商品取引法 附則第二条第一項 (Supplementary Provisions, Article 2, paragraph (1)), suppl-5051-79/art-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2/par-1
- suppl-5051-79/art-2/par-4: 第三号新金融商品取引法第五条第三項 → 金融商品取引法 第五条第三項 (Article 5, paragraph (3)), art-5/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-2/from-art-5#art-5/par-3
- suppl-5051-79/art-2/par-4: 第四項 → 金融商品取引法 第五条第四項 (Article 5, paragraph (4)), art-5/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-2/from-art-5#art-5/par-4
- suppl-5051-79/art-2/par-4: 同条第五項 → 金融商品取引法 第五条第五項 (Article 5, paragraph (5)), art-5/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-2/from-art-5#art-5/par-5
- suppl-5051-79/art-2/par-5: 第一項 → 金融商品取引法 附則第二条第一項 (Supplementary Provisions, Article 2, paragraph (1)), suppl-5051-79/art-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2/par-1
- suppl-5051-79/art-2/par-6: 第三号新金融商品取引法第百八十五条の七第四項から第七項まで → 金融商品取引法 第百八十五条の七第四項 (Article 185-7, paragraph (4)), art-185-7/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-4
- suppl-5051-79/art-2/par-6: 第三号新金融商品取引法第百八十五条の七第四項から第七項まで → 金融商品取引法 第百八十五条の七第五項 (Article 185-7, paragraph (5)), art-185-7/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-5
- suppl-5051-79/art-2/par-6: 第三号新金融商品取引法第百八十五条の七第四項から第七項まで → 金融商品取引法 第百八十五条の七第六項 (Article 185-7, paragraph (6)), art-185-7/par-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-6
- suppl-5051-79/art-2/par-6: 第三号新金融商品取引法第百八十五条の七第四項から第七項まで → 金融商品取引法 第百八十五条の七第七項 (Article 185-7, paragraph (7)), art-185-7/par-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-7
- suppl-5051-79/art-2/par-6: 第一項 → 金融商品取引法 附則第二条第一項 (Supplementary Provisions, Article 2, paragraph (1)), suppl-5051-79/art-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2/par-1
- suppl-5051-79/art-2/par-6: 第三号新金融商品取引法第百八十五条の七第三十一項 → 金融商品取引法 第百八十五条の七第三十一項 (Article 185-7, paragraph (31)), art-185-7/par-31 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-31
- suppl-5051-79/art-2/par-7: 金融商品取引法第百八十五条の十五第一項 → 金融商品取引法 第百八十五条の十五第一項 (Article 185-15, paragraph (1)), art-185-15/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-11#art-185-15/par-1
- suppl-5051-79/art-2/par-7: 第三号新金融商品取引法第百八十五条の七第十八項 → 金融商品取引法 第百八十五条の七第十八項 (Article 185-7, paragraph (18)), art-185-7/par-18 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-18
- suppl-5051-79/art-2/par-7: 同条第十五項 → 金融商品取引法 第百八十五条の七第十五項 (Article 185-7, paragraph (15)), art-185-7/par-15 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-15
- suppl-5051-79/art-3/par-1: 第三号新金融商品取引法第二十四条の五第一項 → 金融商品取引法 第二十四条の五第一項 (Article 24-5, paragraph (1)), art-24-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-2/from-art-24-5#art-24-5/par-1
- suppl-5051-79/art-3/par-1: 同条第三項 → 金融商品取引法 第二十四条の五第三項 (Article 24-5, paragraph (3)), art-24-5/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-2/from-art-24-5#art-24-5/par-3
- suppl-5051-79/art-3/par-1: 第三号新金融商品取引法第二十七条 → 金融商品取引法 第二十七条 (Article 27), art-27 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-2/from-art-25#art-27
- suppl-5051-79/art-3/par-1: 次項 → 金融商品取引法 附則第三条第二項 (Supplementary Provisions, Article 3, paragraph (2)), suppl-5051-79/art-3/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-3/par-2
- suppl-5051-79/art-3/par-2: 前条第一項 → 金融商品取引法 附則第二条第一項 (Supplementary Provisions, Article 2, paragraph (1)), suppl-5051-79/art-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-2/par-1
- suppl-5051-79/art-3/par-2: 前項 → 金融商品取引法 附則第三条第一項 (Supplementary Provisions, Article 3, paragraph (1)), suppl-5051-79/art-3/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-3/par-1
- suppl-5051-79/art-3/par-2: 第三号新金融商品取引法第二十四条の五第一項 → 金融商品取引法 第二十四条の五第一項 (Article 24-5, paragraph (1)), art-24-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-2/from-art-24-5#art-24-5/par-1
- suppl-5051-79/art-4/par-1: 第三号新金融商品取引法第二十五条 → 金融商品取引法 第二十五条 (Article 25), art-25 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-2/from-art-25#art-25
- suppl-5051-79/art-4/par-1: 同条第一項第一号 → 金融商品取引法 第二十五条第一項第一号 (Article 25, paragraph (1), item (i)), art-25/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-2/from-art-25#art-25/par-1/item-1
- suppl-5051-79/art-4/par-1: 第二号 → 金融商品取引法 第二十五条第一項第二号 (Article 25, paragraph (1), item (ii)), art-25/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-2/from-art-25#art-25/par-1/item-2
- suppl-5051-79/art-4/par-1: 第六号から第八号まで → 金融商品取引法 第二十五条第一項第六号 (Article 25, paragraph (1), item (vi)), art-25/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-2/from-art-25#art-25/par-1/item-6
- suppl-5051-79/art-4/par-1: 第六号から第八号まで → 金融商品取引法 第二十五条第一項第七号 (Article 25, paragraph (1), item (vii)), art-25/par-1/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-2/from-art-25#art-25/par-1/item-7
- suppl-5051-79/art-4/par-1: 第六号から第八号まで → 金融商品取引法 第二十五条第一項第八号 (Article 25, paragraph (1), item (viii)), art-25/par-1/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-2/from-art-25#art-25/par-1/item-8
- suppl-5051-79/art-5/par-1: 附則第一条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-5051-79/art-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-1
- suppl-5051-79/art-5/par-1: この条 → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-5051-79/art-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-5
- suppl-5051-79/art-5/par-1: 第二条第二項第五号 → 金融商品取引法 第二条第二項第五号 (Article 2, paragraph (2), item (v)), art-2/par-2/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-1/from-art-2#art-2/par-2/item-5
- suppl-5051-79/art-5/par-1: 第六号 → 金融商品取引法 第二条第二項第六号 (Article 2, paragraph (2), item (vi)), art-2/par-2/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-1/from-art-2#art-2/par-2/item-6
- suppl-5051-79/art-6/par-1: 新金融商品取引法第二条第八項 → 金融商品取引法 第二条第八項 (Article 2, paragraph (8)), art-2/par-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-1/from-art-2#art-2/par-8
- suppl-5051-79/art-6/par-1: この条 → 金融商品取引法 附則第六条 (Supplementary Provisions, Article 6), suppl-5051-79/art-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-6
- suppl-5051-79/art-6/par-1: 次条 → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-5051-79/art-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-7
- suppl-5051-79/art-6/par-1: 新金融商品取引法第二条第九項 → 金融商品取引法 第二条第九項 (Article 2, paragraph (9)), art-2/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-1/from-art-2#art-2/par-9
- suppl-5051-79/art-6/par-1: 第三項 → 金融商品取引法 附則第六条第三項 (Supplementary Provisions, Article 6, paragraph (3)), suppl-5051-79/art-6/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-6/par-3
- suppl-5051-79/art-6/par-1: 附則第八条 → 金融商品取引法 附則第八条 (Supplementary Provisions, Article 8), suppl-5051-79/art-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-8
- suppl-5051-79/art-6/par-1: 新金融商品取引法第三十三条第一項 → 金融商品取引法 第三十三条第一項 (Article 33, paragraph (1)), art-33/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-33#art-33/par-1
- suppl-5051-79/art-6/par-1: 新金融商品取引法第二十九条の四第一項 → 金融商品取引法 第二十九条の四第一項 (Article 29-4, paragraph (1)), art-29-4/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1
- suppl-5051-79/art-6/par-1: 金融商品取引法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-4/from-art-51#art-52/par-1
- suppl-5051-79/art-6/par-1: 金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-28#art-29
- suppl-5051-79/art-6/par-2: 前項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-5051-79/art-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-6/par-1
- suppl-5051-79/art-6/par-2: 金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-28#art-29
- suppl-5051-79/art-6/par-2: 次項 → 金融商品取引法 附則第六条第三項 (Supplementary Provisions, Article 6, paragraph (3)), suppl-5051-79/art-6/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-6/par-3
- suppl-5051-79/art-6/par-2: 同法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-4/from-art-51#art-52/par-1
- suppl-5051-79/art-6/par-3: 前二項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-5051-79/art-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-6/par-1
- suppl-5051-79/art-6/par-3: 前二項 → 金融商品取引法 附則第六条第二項 (Supplementary Provisions, Article 6, paragraph (2)), suppl-5051-79/art-6/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-6/par-2
- suppl-5051-79/art-6/par-3: 金融商品取引法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-4/from-art-51#art-52/par-1
- suppl-5051-79/art-6/par-3: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-28#art-29
- suppl-5051-79/art-6/par-4: 前項 → 金融商品取引法 附則第六条第三項 (Supplementary Provisions, Article 6, paragraph (3)), suppl-5051-79/art-6/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-6/par-3
- suppl-5051-79/art-6/par-4: 金融商品取引法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-4/from-art-51#art-52/par-1
- suppl-5051-79/art-6/par-4: 金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-28#art-29
- suppl-5051-79/art-7/par-1: 前条第一項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-5051-79/art-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-6/par-1
- suppl-5051-79/art-7/par-1: 新金融商品取引法第二十九条の二第一項第五号 → 金融商品取引法 第二十九条の二第一項第五号 (Article 29-2, paragraph (1), item (v)), art-29-2/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-5
- suppl-5051-79/art-7/par-1: 第六号 → 金融商品取引法 第二十九条の二第一項第六号 (Article 29-2, paragraph (1), item (vi)), art-29-2/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-6
- suppl-5051-79/art-7/par-1: 第八号 → 金融商品取引法 第二十九条の二第一項第八号 (Article 29-2, paragraph (1), item (viii)), art-29-2/par-1/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-8
- suppl-5051-79/art-7/par-2: 前条第一項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-5051-79/art-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-6/par-1
- suppl-5051-79/art-7/par-2: 前項 → 金融商品取引法 附則第七条第一項 (Supplementary Provisions, Article 7, paragraph (1)), suppl-5051-79/art-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-7/par-1
- suppl-5051-79/art-8/par-1: 新金融商品取引法第二十九条の二第一項第八号 → 金融商品取引法 第二十九条の二第一項第八号 (Article 29-2, paragraph (1), item (viii)), art-29-2/par-1/item-8 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-8
- suppl-5051-79/art-8/par-1: 新金融商品取引法第二十九条の二第一項第五号 → 金融商品取引法 第二十九条の二第一項第五号 (Article 29-2, paragraph (1), item (v)), art-29-2/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-5
- suppl-5051-79/art-8/par-1: 第六号 → 金融商品取引法 第二十九条の二第一項第六号 (Article 29-2, paragraph (1), item (vi)), art-29-2/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-6
- suppl-5051-79/art-8/par-1: 金融商品取引法第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-5#art-31/par-4
- suppl-5051-79/art-8/par-1: 同条第五項 → 金融商品取引法 第三十一条第五項 (Article 31, paragraph (5)), art-31/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-5#art-31/par-5
- suppl-5051-79/art-8/par-1: 新金融商品取引法第二十九条の四第一項 → 金融商品取引法 第二十九条の四第一項 (Article 29-4, paragraph (1)), art-29-4/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1
- suppl-5051-79/art-9/par-1: 附則第一条第四号 → 金融商品取引法 附則第一条第一項第四号 (Supplementary Provisions, Article 1, paragraph (1), item (iv)), suppl-5051-79/art-1/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-1/par-1/item-4
- suppl-5051-79/art-9/par-1: この項 → 金融商品取引法 附則第九条第一項 (Supplementary Provisions, Article 9, paragraph (1)), suppl-5051-79/art-9/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-9/par-1
- suppl-5051-79/art-9/par-1: 第三十七条の四 → 金融商品取引法 第三十七条の四 (Article 37-4), art-37-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-2/from-art-37#art-37-4
- suppl-5051-79/art-9/par-1: 消費生活協同組合法（昭和二十三年法律第二百号）第十二条の三第二項 → e-Gov law 323AC0000000200, 第十二条の三第二項 (Article 12-3, paragraph (2)), art-12-3/par-2 — not held in this collection
- suppl-5051-79/art-9/par-1: 中小企業等協同組合法（昭和二十四年法律第百八十一号）第九条の七の五第二項 → e-Gov law 324AC0000000181, 第九条の七の五第二項 (Article 9-7-5, paragraph (2)), art-9-7-5/par-2 — not held in this collection
- suppl-5051-79/art-9/par-1: 資金決済に関する法律（平成二十一年法律第五十九号）第六十二条の十七第一項 → 資金決済に関する法律 第六十二条の十七第一項 (Article 62-17, paragraph (1)), art-62-17/par-1 — https://japanlaw.org/en/payment-services-act/art-62-17/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-17/par-1
- suppl-5051-79/art-9/par-2: 第四号新金融商品取引法第三十七条の六第一項 → 金融商品取引法 第三十七条の六第一項 (Article 37-6, paragraph (1)), art-37-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-2/from-art-37#art-37-6/par-1
- suppl-5051-79/art-9/par-2: 資金決済に関する法律第六十二条の十七第一項 → 資金決済に関する法律 第六十二条の十七第一項 (Article 62-17, paragraph (1)), art-62-17/par-1 — https://japanlaw.org/en/payment-services-act/art-62-17/par-1 · https://japanlaw.org/l/421AC0000000059/art-62-17/par-1
- suppl-5051-79/art-9/par-3: 第四号新金融商品取引法第四十条の二第五項 → 金融商品取引法 第四十条の二第五項 (Article 40-2, paragraph (5)), art-40-2/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-2/from-art-38-2#art-40-2/par-5
- suppl-5051-79/art-9/par-3: 同条第一項 → 金融商品取引法 第四十条の二第一項 (Article 40-2, paragraph (1)), art-40-2/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-2/from-art-38-2#art-40-2/par-1
- suppl-5051-79/art-9/par-4: 第四号新金融商品取引法第四十二条の七 → 金融商品取引法 第四十二条の七 (Article 42-7), art-42-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-2/from-art-42-3#art-42-7
- suppl-5051-79/art-9/par-4: 同条第一項 → 金融商品取引法 第四十二条の七第一項 (Article 42-7, paragraph (1)), art-42-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-2/from-art-42-3#art-42-7/par-1
- suppl-5051-79/art-10/par-1: 附則第一条第五号 → 金融商品取引法 附則第一条第一項第五号 (Supplementary Provisions, Article 1, paragraph (1), item (v)), suppl-5051-79/art-1/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-1/par-1/item-5
- suppl-5051-79/art-10/par-1: この条 → 金融商品取引法 附則第十条 (Supplementary Provisions, Article 10), suppl-5051-79/art-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-10
- suppl-5051-79/art-10/par-1: 附則第十二条 → 金融商品取引法 附則第十二条 (Supplementary Provisions, Article 12), suppl-5051-79/art-12 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-12
- suppl-5051-79/art-10/par-1: 第百七十九条第一項から第三項まで → 金融商品取引法 第百七十九条第一項 (Article 179, paragraph (1)), art-179/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-179#art-179/par-1
- suppl-5051-79/art-10/par-1: 第百七十九条第一項から第三項まで → 金融商品取引法 第百七十九条第二項 (Article 179, paragraph (2)), art-179/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-179#art-179/par-2
- suppl-5051-79/art-10/par-1: 第百七十九条第一項から第三項まで → 金融商品取引法 第百七十九条第三項 (Article 179, paragraph (3)), art-179/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-179#art-179/par-3
- suppl-5051-79/art-10/par-1: 第百八十三条 → 金融商品取引法 第百八十三条 (Article 183), art-183 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-179#art-183
- suppl-5051-79/art-10/par-1: 第五号新金融商品取引法第百七十八条第一項 → 金融商品取引法 第百七十八条第一項 (Article 178, paragraph (1)), art-178/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-178#art-178/par-1
- suppl-5051-79/art-10/par-1: 次条 → 金融商品取引法 附則第十一条 (Supplementary Provisions, Article 11), suppl-5051-79/art-11 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-11
- suppl-5051-79/art-11/par-1: 第五号新金融商品取引法第百八十五条の七第十九項から第二十七項まで → 金融商品取引法 第百八十五条の七第十九項 (Article 185-7, paragraph (19)), art-185-7/par-19 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-19
- suppl-5051-79/art-11/par-1: 第五号新金融商品取引法第百八十五条の七第十九項から第二十七項まで → 金融商品取引法 第百八十五条の七第二十項 (Article 185-7, paragraph (20)), art-185-7/par-20 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-20
- suppl-5051-79/art-11/par-1: 第五号新金融商品取引法第百八十五条の七第十九項から第二十七項まで → 金融商品取引法 第百八十五条の七第二十一項 (Article 185-7, paragraph (21)), art-185-7/par-21 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-21
- suppl-5051-79/art-11/par-1: 第五号新金融商品取引法第百八十五条の七第十九項から第二十七項まで → 金融商品取引法 第百八十五条の七第二十二項 (Article 185-7, paragraph (22)), art-185-7/par-22 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-22
- suppl-5051-79/art-11/par-1: 第五号新金融商品取引法第百八十五条の七第十九項から第二十七項まで → 金融商品取引法 第百八十五条の七第二十三項 (Article 185-7, paragraph (23)), art-185-7/par-23 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-23
- suppl-5051-79/art-11/par-1: 第五号新金融商品取引法第百八十五条の七第十九項から第二十七項まで → 金融商品取引法 第百八十五条の七第二十四項 (Article 185-7, paragraph (24)), art-185-7/par-24 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-24
- suppl-5051-79/art-11/par-1: 第五号新金融商品取引法第百八十五条の七第十九項から第二十七項まで → 金融商品取引法 第百八十五条の七第二十五項 (Article 185-7, paragraph (25)), art-185-7/par-25 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-25
- suppl-5051-79/art-11/par-1: 第五号新金融商品取引法第百八十五条の七第十九項から第二十七項まで → 金融商品取引法 第百八十五条の七第二十六項 (Article 185-7, paragraph (26)), art-185-7/par-26 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-26
- suppl-5051-79/art-11/par-1: 第五号新金融商品取引法第百八十五条の七第十九項から第二十七項まで → 金融商品取引法 第百八十五条の七第二十七項 (Article 185-7, paragraph (27)), art-185-7/par-27 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-27
- suppl-5051-79/art-11/par-1: 第二十九項 → 金融商品取引法 第百八十五条の七第二十九項 (Article 185-7, paragraph (29)), art-185-7/par-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-7#art-185-7/par-29
- suppl-5051-79/art-11/par-1: 第百八十五条の八第二項 → 金融商品取引法 第百八十五条の八第二項 (Article 185-8, paragraph (2)), art-185-8/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-8#art-185-8/par-2
- suppl-5051-79/art-11/par-1: 第三項 → 金融商品取引法 第百八十五条の八第三項 (Article 185-8, paragraph (3)), art-185-8/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-8#art-185-8/par-3
- suppl-5051-79/art-11/par-1: 第五項 → 金融商品取引法 第百八十五条の八第五項 (Article 185-8, paragraph (5)), art-185-8/par-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-8#art-185-8/par-5
- suppl-5051-79/art-11/par-1: 第九項 → 金融商品取引法 第百八十五条の八第九項 (Article 185-8, paragraph (9)), art-185-8/par-9 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-8#art-185-8/par-9
- suppl-5051-79/art-11/par-1: 第十項 → 金融商品取引法 第百八十五条の八第十項 (Article 185-8, paragraph (10)), art-185-8/par-10 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-8#art-185-8/par-10
- suppl-5051-79/art-12/par-1: 第五号新金融商品取引法第百八十五条の十三 → 金融商品取引法 第百八十五条の十三 (Article 185-13), art-185-13 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-185-11#art-185-13
- suppl-5051-79/art-12/par-1: 民事訴訟法（平成八年法律第百九号）第百三十二条の十一 → 民事訴訟法 第百三十二条の十一 (Article 132-11), art-132-11 — https://japanlaw.org/en/code-of-civil-procedure/art-132-11 · https://japanlaw.org/l/408AC0000000109/art-132-11
- suppl-5051-79/art-12/par-1: 第一項 → 民事訴訟法 第百三十二条の十一第一項 (Article 132-11, paragraph (1)), art-132-11/par-1 — https://japanlaw.org/en/code-of-civil-procedure/art-132-11/par-1 · https://japanlaw.org/l/408AC0000000109/art-132-11/par-1
- suppl-5051-79/art-12/par-1: 第五号新金融商品取引法第百七十八条第一項 → 金融商品取引法 第百七十八条第一項 (Article 178, paragraph (1)), art-178/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-6-2/from-art-178#art-178/par-1
- suppl-5051-79/art-13/par-1: 附則第七条第一項 → 金融商品取引法 附則第七条第一項 (Supplementary Provisions, Article 7, paragraph (1)), suppl-5051-79/art-7/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-7/par-1
- suppl-5051-79/art-13/par-2: 前項 → 金融商品取引法 附則第十三条第一項 (Supplementary Provisions, Article 13, paragraph (1)), suppl-5051-79/art-13/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-13/par-1
- suppl-5051-79/art-67/par-1: 附則第一条第三号 → 金融商品取引法 附則第一条第一項第三号 (Supplementary Provisions, Article 1, paragraph (1), item (iii)), suppl-5051-79/art-1/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-1/par-1/item-3
- suppl-5051-79/art-67/par-1: 第四号 → 金融商品取引法 附則第一条第一項第四号 (Supplementary Provisions, Article 1, paragraph (1), item (iv)), suppl-5051-79/art-1/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-1/par-1/item-4
- suppl-5051-79/art-67/par-1: この条 → 金融商品取引法 附則第六十七条 (Supplementary Provisions, Article 67), suppl-5051-79/art-67 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-67
- suppl-5051-79/art-67/par-1: 次条 → 金融商品取引法 附則第六十八条 (Supplementary Provisions, Article 68), suppl-5051-79/art-68 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-68
- suppl-5051-79/art-69/par-1: この条 → 金融商品取引法 附則第六十九条 (Supplementary Provisions, Article 69), suppl-5051-79/art-69 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/suppl-5051-79#suppl-5051-79/art-69

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和五年法律第七十九号 leaves it, from 2026-11-30 (https://laws.e-gov.go.jp/law/323AC0000000025/20261130_505AC0000000079), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-059, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-060, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation of amended wording, batch financial-instruments-and-exchange-act-amendments-20261023T035921-004, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22