# 金融商品取引法 / Financial Instruments and Exchange Act — 第三章の四 (Chapter 3-4) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第三章の四 (Chapter 3-4) — address `ch-3-4` - Text: the text as amended with effect from 2026-11-30, standing until 2027-03-30 as now scheduled, since the next amendment's day is not fixed — NOT yet in force (revision 20261130_505AC0000000079) - URL (this text's page, at this provision): https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#ch-3-4 - The same address in the text in force (its wording there may differ): https://japanlaw.org/en/financial-instruments-and-exchange-act/ch-3-4 - Every provision below carries its address and its place on this text's page on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. The Ministry's English is given only where this text's Japanese is a wording the Ministry translated — the same as the text in force, or for a text not yet in force, a wording it translated ahead; every other paragraph's English is machine translation. --- ## 第三章の四　高速取引行為者 — Chapter III-4 High-Speed Traders heading: Ministry of Justice translation — Japanese Law Translation Database System ch-3-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#ch-3-4 ## 第一節　総則 — Section 1 General Provisions heading: Ministry of Justice translation — Japanese Law Translation Database System ch-3-4/sec-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#ch-3-4/sec-1 ### 第六十六条の五十（登録） — (Registration) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-50 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-50 **第一項** 金融商品取引業者等及び取引所取引許可業者（金融商品取引業若しくは登録金融機関業務又は取引所取引業務として高速取引行為を行い、又は行おうとする者に限る。）以外の者は、高速取引行為を行おうとするときは、内閣総理大臣の登録を受けなければならない。 art-66-50/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-50/par-1 A person other than a financial instruments business operator, etc. and authorized firm for on-exchange transactions (limited to a person engaging in or seeking to engage in high-speed trading as financial instruments business, services of a registered financial institution, or on-exchange transaction services) must be registered by the Prime Minister if the person seeks to perform high-speed trading. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の五十一（登録の申請） — (Application for Registration) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-51 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51 **第一項** 前条の登録を受けようとする者は、次に掲げる事項を記載した登録申請書を内閣総理大臣に提出しなければならない。 art-66-51/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-1 A person seeking the registration referred to in the preceding Article must submit a written application for registration to the Prime Minister, in which it states the following particulars: Ministry of Justice translation — Japanese Law Translation Database System **一** 商号、名称又は氏名 art-66-51/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-1/item-1 the person's trade name or name; Ministry of Justice translation — Japanese Law Translation Database System **二** 法人であるときは、資本金の額又は出資の総額 art-66-51/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-1/item-2 the amount of stated capital or the total amount of contributions, if it is a corporation; Ministry of Justice translation — Japanese Law Translation Database System **三** 法人であるときは、役員の氏名又は名称 art-66-51/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-1/item-3 the names of its officers, if it is a corporation; Ministry of Justice translation — Japanese Law Translation Database System **四** 主たる営業所又は事務所の名称及び所在地 art-66-51/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-1/item-4 the name and location of the person's principal business office or office; Ministry of Justice translation — Japanese Law Translation Database System **五** 高速取引行為に係る業務を行う営業所又は事務所の名称及び所在地 art-66-51/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-1/item-5 the name and location of the business office or office for services related to high-speed trading; Ministry of Justice translation — Japanese Law Translation Database System **六** 他に事業を行つているときは、その事業の種類 art-66-51/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-1/item-6 if the person engages in other business, the business type; and Ministry of Justice translation — Japanese Law Translation Database System **七** その他内閣府令で定める事項 art-66-51/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-1/item-7 other particulars specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 前項の登録申請書には、次に掲げる書類を添付しなければならない。 art-66-51/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-2 The following documents must accompany the written application for registration referred to in the preceding paragraph: Ministry of Justice translation — Japanese Law Translation Database System **一** 第六十六条の五十三各号（第二号から第四号まで、第五号ニ及び第六号ハを除く。）のいずれにも該当しないことを誓約する書面 art-66-51/par-2/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-2/item-1 a document pledging that the person does not fall under any of the items of Article 66-53 (excluding items (ii) through (iv), item (v), (d), and item (vi), (c)); Ministry of Justice translation — Japanese Law Translation Database System **二** 高速取引行為に係る業務の内容及び方法として内閣府令で定めるものを記載した書類 art-66-51/par-2/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-2/item-2 a document stating the things specified by Cabinet Office Order as constituting the business outline and business methods for services related to high-speed trading; Ministry of Justice translation — Japanese Law Translation Database System **三** 法人である場合においては、定款及び法人の登記事項証明書（これらに準ずるものを含む。） art-66-51/par-2/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-2/item-3 if it is a corporation, the articles of incorporation and the corporation's certificate of registered information (including anything equivalent to these); and Ministry of Justice translation — Japanese Law Translation Database System **四** その他内閣府令で定める書類 art-66-51/par-2/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-2/item-4 other documents specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 前項第三号に掲げる書類を添付する場合において、定款が電磁的記録で作成されているときは、書類に代えて電磁的記録（内閣府令で定めるものに限る。）を添付することができる。 art-66-51/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-3 In attaching the documents set forth in item (iii) of the preceding paragraph to the written application for registration, if the articles of incorporation have been prepared as electronic or magnetic records, the electronic or magnetic records (limited to those specified by Cabinet Office Order) may be attached to that written application in lieu of written documents. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の五十二（登録簿への登録） — (Registration in the Register) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-52 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-52 **第一項** 内閣総理大臣は、第六十六条の五十の登録の申請があつた場合においては、次条の規定により登録を拒否する場合を除くほか、次に掲げる事項を高速取引行為者登録簿に登録しなければならない。 art-66-52/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-52/par-1 When an application is filed for the registration referred to in Article 66-50, unless the Prime Minister refuses the registration pursuant to the provisions of the following Article, the Prime Minister must register the following particulars in the high-speed traders register: Ministry of Justice translation — Japanese Law Translation Database System **一** 前条第一項各号に掲げる事項 art-66-52/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-52/par-1/item-1 the particulars set forth in the items of paragraph (1) of the preceding Article; and Ministry of Justice translation — Japanese Law Translation Database System **二** 登録年月日及び登録番号 art-66-52/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-52/par-1/item-2 the date of registration and the registration number. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、高速取引行為者登録簿を公衆の縦覧に供しなければならない。 art-66-52/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-52/par-2 The Prime Minister must make the high-speed traders register available for public inspection. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の五十三（登録の拒否） — (Refusal of Registration) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-53 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53 **第一項** 内閣総理大臣は、登録申請者が次の各号のいずれかに該当するとき、又は登録申請書若しくはこれに添付すべき書類若しくは電磁的記録のうちに虚偽の記載若しくは記録があり、若しくは重要な事実の記載若しくは記録が欠けているときは、その登録を拒否しなければならない。 art-66-53/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1 If the applicant for registration falls under any of the following items, or if a written application for registration or an accompanying document, or electronic or magnetic record includes a false statement or record or lacks a statement or record of a material fact, the Prime Minister must refuse that registration: Ministry of Justice translation — Japanese Law Translation Database System **一** 第二十九条の四第一項第一号イからハまでのいずれかに該当する者 art-66-53/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-1 a person that falls under any of Article 29-4, paragraph (1), item (i), (a) through (c); Ministry of Justice translation — Japanese Law Translation Database System **二** 他に行う事業が公益に反すると認められる者 art-66-53/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-2 a person that conducts another business which is found to be contrary to the public interest; Ministry of Justice translation — Japanese Law Translation Database System **三** 高速取引行為に係る業務を適確に遂行するに足りる人的構成を有しない者 art-66-53/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-3 a person that does not have a personnel structure sufficient to perform the services related to high-speed trading in an appropriate manner; Ministry of Justice translation — Japanese Law Translation Database System **四** 高速取引行為に係る業務を適確に遂行するための必要な体制が整備されていると認められない者 art-66-53/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-4 a person that is found not to have in place the necessary system for performing services related to high-speed trading in an appropriate manner; Ministry of Justice translation — Japanese Law Translation Database System **五** 法人である場合においては、次のいずれかに該当する者 art-66-53/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-5 if the applicant is a corporation, a person that falls under any of the following: Ministry of Justice translation — Japanese Law Translation Database System **イ** 役員のうちに次のいずれかに該当する者のある者 art-66-53/par-1/item-5/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-5/sub-1 a person that has an officer falling under any of the following persons: Ministry of Justice translation — Japanese Law Translation Database System **（１）** 心身の故障により高速取引行為に係る業務を適正に行うことができない者として内閣府令で定める者 art-66-53/par-1/item-5/sub-1/sub2-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-5/sub-1/sub2-1 a person specified by Cabinet Office Order as being unable to properly perform services related to high-speed trading due to a mental or physical disorder; machine translation, not official **（２）** 第二十九条の四第一項第二号ロからリまでのいずれかに該当する者 art-66-53/par-1/item-5/sub-1/sub2-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-5/sub-1/sub2-2 a person falling under any of Article 29-4, paragraph (1), item (ii), (b) through (i); machine translation, not official **ロ** 資本金の額又は出資の総額が、公益又は投資者保護のため必要かつ適当なものとして政令で定める金額に満たない者 art-66-53/par-1/item-5/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-5/sub-2 a person whose stated capital or total amount of contributions are less than the amount of money that is specified by Cabinet Order as necessary and appropriate in the public interest or for the protection of investors; Ministry of Justice translation — Japanese Law Translation Database System **ハ** 外国法人であつて国内における代表者又は国内における代理人を定めていない者 art-66-53/par-1/item-5/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-5/sub-3 a foreign corporation that has not designated a domestic representative or a domestic agent; or Ministry of Justice translation — Japanese Law Translation Database System **ニ** 外国法人であつてその主たる営業所若しくは事務所又は高速取引行為に係る業務を行う営業所若しくは事務所の所在するいずれかの外国の第百八十九条第一項に規定する外国金融商品取引規制当局の同条第二項第一号の保証がない者 art-66-53/par-1/item-5/sub-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-5/sub-4 a foreign corporation that has not been given the assurance referred to in Article 189, paragraph (2), item (i) by the foreign regulatory authority for financial instruments prescribed in paragraph (1) of that Article in a foreign country where its principal business office or office or its business office or office for services related to high-speed trading is located; Ministry of Justice translation — Japanese Law Translation Database System **六** 個人である場合においては、次のいずれかに該当する者 art-66-53/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-6 if the applicant is an individual, a person that falls under any of the following persons: Ministry of Justice translation — Japanese Law Translation Database System **イ** 第二十九条の四第一項第二号ロからチまで若しくはリ（同項第一号ハに規定する法律の規定に係る部分を除く。）又は前号イ（１）のいずれかに該当する者 art-66-53/par-1/item-6/sub-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-6/sub-1 a person that falls under any of Article 29-4, paragraph (1), item (ii), (b) through (h), or (i) (excluding the part that involves the provisions of Acts prescribed in item (i), (c) of that paragraph) or (a), 1. of the preceding item; Ministry of Justice translation — Japanese Law Translation Database System **ロ** 外国に住所を有する個人であつて国内における代理人を定めていない者 art-66-53/par-1/item-6/sub-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-6/sub-2 an individual domiciled in a foreign country that has not designated a domestic agent; or Ministry of Justice translation — Japanese Law Translation Database System **ハ** 外国に住所を有する個人であつてその主たる営業所若しくは事務所又は高速取引行為に係る業務を行う営業所若しくは事務所の所在するいずれかの外国の第百八十九条第一項に規定する外国金融商品取引規制当局の同条第二項第一号の保証がない者 art-66-53/par-1/item-6/sub-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-6/sub-3 an individual domiciled in a foreign country that has not been given the assurance referred to in Article 189, paragraph (2), item (i) by the foreign regulatory authority for financial instruments defined in paragraph (1) of that Article in a foreign country where the individual's principal business office or office or the individual's business office or office for conducting services related to high-speed trading is located; Ministry of Justice translation — Japanese Law Translation Database System **七** 純財産額（内閣府令で定めるところにより、資産の合計金額から負債の合計金額を控除して算出した額をいう。）が、公益又は投資者保護のため必要かつ適当なものとして政令で定める金額に満たない者 art-66-53/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-7 a person whose net assets (meaning the figure arrived at when the total amount of liabilities is deducted from the total amount of assets pursuant to the provisions of Cabinet Office Order) are less than the amount of money that is specified by Cabinet Order as necessary and appropriate in the public interest or for the protection of investors. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の五十四（変更の届出） — (Notification of a Change) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-54 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-54 **第一項** 高速取引行為者は、第六十六条の五十一第一項各号に掲げる事項について変更があつたときは、その日から二週間以内に、その旨を内閣総理大臣に届け出なければならない。 art-66-54/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-54/par-1 If any particular set forth in the items of Article 66-51, paragraph (1) changes, the high-speed trader must notify the Prime Minister of this within two weeks from the day of the change. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、前項の規定による届出を受理したときは、届出があつた事項を高速取引行為者登録簿に登録しなければならない。 art-66-54/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-54/par-2 Upon accepting a notification under the preceding paragraph, the Prime Minister must register the particulars given in the notification in a high-speed traders register. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 高速取引行為者は、第六十六条の五十一第二項第二号に掲げる書類に記載した業務の内容又は方法について変更があつたときは、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-66-54/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-54/par-3 If the business outline or business methods that a high-speed trader has stated in the documents set forth in Article 66-51, paragraph (2), item (ii) change, the high-speed trader must notify the Prime Minister of this without delay pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System ## 第二節　業務 — Section 2 Services heading: Ministry of Justice translation — Japanese Law Translation Database System ch-3-4/sec-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#ch-3-4/sec-2 ### 第六十六条の五十五（業務管理体制の整備） — (Establishment of an Operational Control System) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-55 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-55 **第一項** 高速取引行為者は、その行う高速取引行為に係る業務を適確に遂行するため、内閣府令で定めるところにより、業務管理体制を整備しなければならない。 art-66-55/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-55/par-1 A high-speed trader must establish an operational control system for the appropriate performance of its services related to high-speed trading, pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の五十六（名義貸しの禁止） — (Prohibition of Lending One's Name) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-56 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-56 **第一項** 高速取引行為者は、自己の名義をもつて、他人に高速取引行為を行わせてはならない。 art-66-56/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-56/par-1 A high-speed trader must not allow another person to engage in high-speed trading using the name of the high-speed trader. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の五十七（業務の運営に関する規制） — (Regulation on Business Operations) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-57 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-57 **第一項** 高速取引行為者は、業務の運営の状況が次の各号のいずれかに該当することのないように、その業務を行わなければならない。 art-66-57/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-57/par-1 A high-speed trader must conduct its business in such a manner that the state of its business operations does not fall under any of the following items: Ministry of Justice translation — Japanese Law Translation Database System **一** 高速取引行為に係る電子情報処理組織その他の設備について、電子情報処理組織の異常な動作その他の事由により金融商品市場の機能の十全な発揮に支障を及ぼさないようにするための管理が十分でないと認められる状況にあること。 art-66-57/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-57/par-1/item-1 the electronic data processing system or any other equipment related to high-speed trading is in such a state that its management for preventing grounds such as abnormal operation of the electronic data processing system from compromising the full utilization of the functions of the financial instruments market is found to be insufficient; or Ministry of Justice translation — Japanese Law Translation Database System **二** 前号に掲げるもののほか、業務の運営の状況が公益に反し、又は投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定める状況にあること。 art-66-57/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-57/par-1/item-2 beyond what is set forth in the preceding item, the business operations are in a state specified by Cabinet Office Order as one that is contrary to the public interest or that is likely to compromise the protection of investors. Ministry of Justice translation — Japanese Law Translation Database System ## 第三節　経理 — Section 3 Accounting heading: Ministry of Justice translation — Japanese Law Translation Database System ch-3-4/sec-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#ch-3-4/sec-3 ### 第六十六条の五十八（業務に関する帳簿書類） — (Books and Documents Concerning Business) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-58 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-58 **第一項** 高速取引行為者は、内閣府令で定めるところにより、その業務に関する帳簿書類を作成し、これを保存しなければならない。 art-66-58/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-58/par-1 A high-speed trader must prepare and preserve books and documents concerning its business pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の五十九（事業報告書の提出） — (Submission of Business Reports) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-59 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-59 **第一項** 高速取引行為者は、事業年度ごとに、内閣府令で定めるところにより、事業報告書を作成し、毎事業年度経過後三月以内に、これを内閣総理大臣に提出しなければならない。 art-66-59/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-59/par-1 Each business year, pursuant to the provisions of Cabinet Office Order, a high-speed trader must prepare a business report and submit it to the Prime Minister within three months after the end of the business year. Ministry of Justice translation — Japanese Law Translation Database System ## 第四節　監督 — Section 4 Supervision heading: Ministry of Justice translation — Japanese Law Translation Database System ch-3-4/sec-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#ch-3-4/sec-4 ### 第六十六条の六十（開始等の届出） — (Notification of the Start of Services) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-60 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-60 **第一項** 高速取引行為者は、次の各号のいずれかに該当することとなつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。 art-66-60/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-60/par-1 If a high-speed trader comes to fall under any of the following items, it must notify the Prime Minister of this without delay: Ministry of Justice translation — Japanese Law Translation Database System **一** 高速取引行為に係る業務を開始し、休止し、又は再開したとき。 art-66-60/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-60/par-1/item-1 the high-speed trader starts, suspends, or resumes services related to high-speed trading; Ministry of Justice translation — Japanese Law Translation Database System **二** 高速取引行為者である法人が、他の法人と合併したとき（当該高速取引行為者である法人が合併により消滅したときを除く。）、分割により他の法人の事業（高速取引行為に係るものに限る。以下この号及び次条第一項において同じ。）の全部若しくは一部を承継したとき、又は他の法人から事業の全部若しくは一部を譲り受けたとき。 art-66-60/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-60/par-1/item-2 the high-speed trader is a corporation, and that corporation merges with another corporation (excluding if the high-speed trader is a corporation and that corporation disappears in the merger), succeeds to all or part of another corporation's business (limited to those concerning high-speed trading; hereinafter the same applies in this item and paragraph (1) of the following Article) in a company split, or acquires all or part of another corporation's business; Ministry of Justice translation — Japanese Law Translation Database System **三** 破産手続開始、再生手続開始又は更生手続開始の申立てを行つたとき。 art-66-60/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-60/par-1/item-3 the high-speed trader files a petition to commence bankruptcy proceedings, rehabilitation proceedings, or reorganization proceedings; or Ministry of Justice translation — Japanese Law Translation Database System **四** その他内閣府令で定める場合に該当するとき。 art-66-60/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-60/par-1/item-4 the high-speed trader falls under any other case specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の六十一（廃業等の届出等） — (Notification of Discontinuing Business) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-61 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-61 **第一項** 高速取引行為者が次の各号のいずれかに該当することとなつたときは、当該各号に定める者は、その日から三十日以内に、その旨を内閣総理大臣に届け出なければならない。 art-66-61/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-61/par-1 If a high-speed trader comes to fall under any of the following items, the person specified in that item must notify the Prime Minister of this within 30 days from the day in question: Ministry of Justice translation — Japanese Law Translation Database System **一** 高速取引行為者である個人が死亡したとき　その相続人 art-66-61/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-1 the high-speed trader is an individual, and that individual dies:the heir; Ministry of Justice translation — Japanese Law Translation Database System **二** 高速取引行為に係る業務を廃止したとき　その法人又は個人 art-66-61/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-2 the high-speed trader discontinues services related to high-speed trading:that corporation or individual; Ministry of Justice translation — Japanese Law Translation Database System **三** 高速取引行為者である法人が合併により消滅したとき　その法人を代表する役員であつた者 art-66-61/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-3 the high-speed trader is a corporation, and that corporation disappears in a merger:the officer that represented the corporation; Ministry of Justice translation — Japanese Law Translation Database System **四** 高速取引行為者である法人が破産手続開始の決定により解散したとき　その破産管財人 art-66-61/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-4 the high-speed trader is a corporation, and that corporation is dissolved due to an order to commence bankruptcy proceedings:the bankruptcy trustee; Ministry of Justice translation — Japanese Law Translation Database System **五** 高速取引行為者である法人が合併及び破産手続開始の決定以外の理由により解散したとき　その清算人 art-66-61/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-5 the high-speed trader is a corporation, and that corporation is dissolved for reasons other than a merger or an order to commence bankruptcy proceedings:the liquidator; Ministry of Justice translation — Japanese Law Translation Database System **六** 高速取引行為者である法人が分割により事業の全部を承継させたとき　その法人 art-66-61/par-1/item-6 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-6 the high-speed trader is a corporation, and that corporation has the whole of its business succeeded to in a company split:that corporation; or Ministry of Justice translation — Japanese Law Translation Database System **七** 事業の全部を譲渡したとき　その法人又は個人 art-66-61/par-1/item-7 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-61/par-1/item-7 the high-speed trader transfers the whole of its business:that corporation or individual. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 高速取引行為者が前項各号のいずれかに該当することとなつたとき、登録申請書若しくは許可申請書に第二十九条の二第一項第七号イ若しくはロ、第三十三条の三第一項第六号イ若しくは第六十条の二第一項第四号イに掲げる事項を記載して第二十九条若しくは第三十三条の二の登録、第三十一条第四項の変更登録若しくは第六十条第一項の許可を受けたとき、又は第二十九条の二第一項第七号イ、第三十三条の三第一項第六号イ若しくは第六十条の二第一項第四号イに掲げる事項を記載して第三十一条第一項、第三十三条の六第一項若しくは第六十条の五第一項の規定による届出をしたときは、当該高速取引行為者の第六十六条の五十の登録は、その効力を失う。 art-66-61/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-61/par-2 If a high-speed trader comes to fall under any of the items of the preceding paragraph, obtains the registration referred to in Article 29 or 33-2, the registration of change referred to in Article 31, paragraph (4), or the permission referred to in Article 60, paragraph (1) by stating the particulars set forth in Article 29-2, paragraph (1), item (vii), (a) or (b), Article 33-3, paragraph (1), item (vi), (a), or Article 60-2, paragraph (1), item (iv), (a) in the written application for registration or the written application for permission, or makes a notification under Article 31, paragraph (1), Article 33-6, paragraph (1), or Article 60-5, paragraph (1) by stating the particulars set forth in Article 29-2, paragraph (1), item (vii), (a), Article 33-3, paragraph (1), item (vi), (a), or Article 60-2, paragraph (1), item (iv), (a), the registration referred to in Article 66-50 of the high-speed trader ceases to be effective. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の六十二（業務改善命令） — (Business Improvement Orders) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-62 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-62 **第一項** 内閣総理大臣は、高速取引行為者の業務の運営又は財産の状況に関し、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該高速取引行為者に対し、業務の方法の変更その他業務の運営又は財産の状況の改善に必要な措置をとるべきことを命ずることができる。 art-66-62/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-62/par-1 If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors as concerns the state of a high-speed trader's business operations or assets, the Prime Minister may, to the extent necessary, order the high-speed trader to change its business methods or order it to take other measures that are necessary for improving the state of its business operations or assets. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の六十三（監督上の処分） — (Supervisory Dispositions) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-63 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63 **第一項** 内閣総理大臣は、高速取引行為者が次の各号のいずれかに該当する場合においては、当該高速取引行為者の第六十六条の五十の登録を取り消し、又は六月以内の期間を定めて業務の全部若しくは一部の停止を命ずることができる。 art-66-63/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-1 If a high-speed trader falls under any of the following items, the Prime Minister may rescind its registration referred to in Article 66-50 or order the suspension of all or part of the business during a fixed period of no longer than six months: Ministry of Justice translation — Japanese Law Translation Database System **一** 第六十六条の五十三各号（第五号イを除く。）のいずれかに該当することとなつたとき。 art-66-63/par-1/item-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-1/item-1 the high-speed trader comes to fall under any of the items of Article 66-53 (excluding item (v), (a)); Ministry of Justice translation — Japanese Law Translation Database System **二** 不正の手段により第六十六条の五十の登録を受けたとき。 art-66-63/par-1/item-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-1/item-2 the high-speed trader obtains the registration referred to in Article 66-50 by wrongful means; Ministry of Justice translation — Japanese Law Translation Database System **三** 高速取引行為に係る業務又はこれに付随する業務に関し法令又は法令に基づいてする行政官庁の処分に違反したとき。 art-66-63/par-1/item-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-1/item-3 the high-speed trader violates a law or regulation or a disposition by a government agency which is based on a law or regulation, in connection with services related to high-speed trading or services incidental thereto; Ministry of Justice translation — Japanese Law Translation Database System **四** 業務又は財産の状況に照らし支払不能に陥るおそれがあるとき。 art-66-63/par-1/item-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-1/item-4 in light of the state of its business or assets, the high-speed trader is likely to become insolvent; or Ministry of Justice translation — Japanese Law Translation Database System **五** 高速取引行為に係る業務に関し、不正又は著しく不当な行為をした場合において、その情状が特に重いとき。 art-66-63/par-1/item-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-1/item-5 the high-speed trader commits a wrongful or extremely unjust act in connection with services related to high-speed trading, and the circumstances surrounding this are particularly serious. Ministry of Justice translation — Japanese Law Translation Database System **第二項** 内閣総理大臣は、高速取引行為者の役員（外国法人にあつては、国内における営業所若しくは事務所に駐在する役員又は国内における代表者に限る。以下この項において同じ。）が、第六十六条の五十三第五号イ（１）若しくは（２）に該当することとなつたとき、第六十六条の五十の登録当時既に同号イ（１）若しくは（２）に該当していたことが判明したとき、又は前項第三号若しくは第五号に該当することとなつたときは、当該高速取引行為者に対して、当該役員の解任を命ずることができる。 art-66-63/par-2 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-2 If an officer of a high-speed trader (for a foreign corporation, this is limited to an officer stationed at its domestic business office or office and its domestic representative; hereinafter the same applies in this paragraph) comes to fall under any of the categories in Article 66-53, item (v), (a), 1. or 2., is discovered to have fallen under any of the categories in (a), 1. or 2. of that item at the time of the registration referred to in Article 66-50, or comes to fall under item (iii) or (v) of the preceding paragraph, the Prime Minister may order the high-speed trader to dismiss that officer. Ministry of Justice translation — Japanese Law Translation Database System **第三項** 内閣総理大臣は、高速取引行為者の営業所若しくは事務所の所在地を確知できないとき、又は高速取引行為者の所在（法人である場合においては、その法人を代表する役員の所在）を確知できないときは、内閣府令で定めるところにより、その事実を公告し、その公告の日から三十日を経過しても当該高速取引行為者から申出がないときは、当該高速取引行為者の登録を取り消すことができる。 art-66-63/par-3 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-3 If the Prime Minister is unable to ascertain the location of the business offices or offices of a high-speed trader or is unable to ascertain the whereabouts of a high-speed trader (in the case of a corporation, the whereabouts of the officer representing the corporation), the Prime Minister, pursuant to the provisions of Cabinet Office Order, may issue public notice of that fact and rescind the registration of the high-speed trader if no filing is made by the high-speed trader even after 30 days past the day of the public notice. Ministry of Justice translation — Japanese Law Translation Database System **第四項** 前項の規定による処分については、行政手続法第三章の規定は、適用しない。 art-66-63/par-4 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-4 The provisions of Chapter III of the Administrative Procedure Act do not apply to a disposition under the preceding paragraph. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の六十四（業務の不開始又は休止に基づく登録の取消し） — (Rescission of Registration Due to Non-Commencement or Suspension of Business) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-64 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-64 **第一項** 内閣総理大臣は、高速取引行為者が正当な理由がないのに、高速取引行為に係る業務を行うことができることとなつた日から三月以内に業務を開始しないとき、又は引き続き三月以上その業務を休止したときは、当該高速取引行為者の第六十六条の五十の登録を取り消すことができる。 art-66-64/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-64/par-1 If, without legitimate grounds for doing so, a high-speed trader does not commence business within three months of the day on which it is permitted to begin engaging in services related to high-speed trading or suspends business for three months or more continually, the Prime Minister may rescind the registration referred to in Article 66-50 of that high-speed trader. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の六十五（監督処分の公告） — (Public Notice of Supervisory Dispositions) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-65 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-65 **第一項** 内閣総理大臣は、第六十六条の六十三第一項若しくは第三項若しくは前条の規定により第六十六条の五十の登録を取り消し、又は第六十六条の六十三第一項の規定により業務の全部若しくは一部の停止を命じたときは、内閣府令で定めるところにより、その旨を公告しなければならない。 art-66-65/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-65/par-1 If the Prime Minister rescinds the registration referred to in Article 66-50 pursuant to the provisions of Article 66-63, paragraph (1) or (3) or the preceding Article or orders the suspension of all or part of the business pursuant to Article 66-63, paragraph (1), the Prime Minister must issue public notice of this pursuant to the provisions of Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の六十六（登録の抹消） — (Deletion of Registrations) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-66 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-66 **第一項** 内閣総理大臣は、第六十六条の六十一第二項の規定により第六十六条の五十の登録がその効力を失つたとき、又は第六十六条の六十三第一項若しくは第三項若しくは第六十六条の六十四の規定により第六十六条の五十の登録を取り消したときは、当該登録を抹消しなければならない。 art-66-66/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-66/par-1 If the registration referred to in Article 66-50 ceases to be effective pursuant to the provisions of Article 66-61, paragraph (2) or the Prime Minister rescinds the registration referred to in Article 66-50 pursuant to the provisions of Article 66-63, paragraph (1) or (3) or Article 66-64, the Prime Minister must delete that registration. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の六十七（報告の徴取及び検査） — (Collection of Reports and Inspection) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-67 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-67 **第一項** 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、高速取引行為者、これと取引をする者若しくは当該高速取引行為者から業務の委託を受けた者（その者から委託（二以上の段階にわたる委託を含む。）を受けた者を含む。以下この条において同じ。）に対し当該高速取引行為者の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該高速取引行為者若しくは当該高速取引行為者から業務の委託を受けた者の業務若しくは財産の状況若しくは帳簿書類その他の物件の検査（当該高速取引行為者から業務の委託を受けた者にあつては、当該高速取引行為者の業務又は財産に関し必要な検査に限る。）をさせることができる。 art-66-67/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-67/par-1 When the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a high-speed trader, a person that conducts transactions with a high-speed trader, or the person that a high-speed trader has entrusted with its business (including a person that has received entrustment from the person (including entrustment at two or more degrees of separation from the original entrustment); hereinafter the same applies in this paragraph) to submit reports or materials that should serve as a reference with regard to the business or assets of the high-speed trader, or may have the relevant officials inspect the state of the business or assets, or the books, documents, and any other articles, of the high-speed trader or the person that the high-speed trader has entrusted with its business (but may only have the relevant officials inspect the person that the high-speed trader has entrusted with its business as is necessary in connection with the business or assets of the high-speed trader). Ministry of Justice translation — Japanese Law Translation Database System ## 第五節　雑則 — Section 5 Miscellaneous Provisions heading: Ministry of Justice translation — Japanese Law Translation Database System ch-3-4/sec-5 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#ch-3-4/sec-5 ### 第六十六条の六十八（外国法人等に対するこの法律の規定の適用に当たつての技術的読替え等） — (Technical Replacement of Terms in the Application of the Provisions of This Act to Foreign Corporations) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-68 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-68 **第一項** 高速取引行為者が外国法人又は外国に住所を有する個人である場合における第六十六条の五十九の規定の適用については、同条中「三月以内」とあるのは、「政令で定める期間内」とするほか、高速取引行為者が外国法人又は外国に住所を有する個人である場合におけるこの法律の規定の適用に当たつての技術的読替えその他当該外国法人又は個人に対するこの法律の規定の適用に関し必要な事項は、政令で定める。 art-66-68/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-68/par-1 With regard to the application of Article 66-59 to the case in which a high-speed trader is a foreign corporation or an individual domiciled in a foreign country, the term "within three months" in that Article is deemed to be replaced with "within the period specified by Cabinet Order", and the technical replacement of the terms in the application of the provisions of this Act to the case in which a high-speed trader is a foreign corporation or an individual domiciled in a foreign country and necessary particulars otherwise relevant in the application of the provisions of this Act to the foreign corporation or individual are specified by Cabinet Order. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の六十九（準用） — (Mutatis Mutandis Application) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-69 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-69 **第一項** 第五十七条第一項及び第三項の規定は第六十六条の五十の登録について、第五十七条第二項及び第三項並びに第六十五条の六の規定は高速取引行為者について、それぞれ準用する。この場合において、必要な技術的読替えは、政令で定める。 art-66-69/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-69/par-1 The provisions of Article 57, paragraphs (1) and (3) apply mutatis mutandis to the registration referred to in Article 66-50, and the provisions of Article 57, paragraphs (2) and (3) and Article 65-6 apply mutatis mutandis to a high-speed trader. In such a case, the necessary technical replacement of terms is specified by Cabinet Order. Ministry of Justice translation — Japanese Law Translation Database System ### 第六十六条の七十（内閣府令への委任） — (Delegation to Cabinet Office Order) caption: Ministry of Justice translation — Japanese Law Translation Database System art-66-70 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-70 **第一項** 第六十六条の五十から前条までの規定を実施するための手続その他必要な事項は、内閣府令で定める。 art-66-70/par-1 · https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-70/par-1 The procedures for implementing the provisions of Article 66-50 through the preceding Article and other necessary particulars for the implementation are specified by Cabinet Office Order. Ministry of Justice translation — Japanese Law Translation Database System --- ## Cites - art-66-51/par-1: 前条 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-50 - art-66-51/par-2: 前項 → 金融商品取引法 第六十六条の五十一第一項 (Article 66-51, paragraph (1)), art-66-51/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-1 - art-66-51/par-2/item-1: 第六十六条の五十三 → 金融商品取引法 第六十六条の五十三 (Article 66-53), art-66-53 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53 - art-66-51/par-2/item-1: 第二号から第四号まで → 金融商品取引法 第六十六条の五十三第一項第二号 (Article 66-53, paragraph (1), item (ii)), art-66-53/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-2 - art-66-51/par-2/item-1: 第二号から第四号まで → 金融商品取引法 第六十六条の五十三第一項第三号 (Article 66-53, paragraph (1), item (iii)), art-66-53/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-3 - art-66-51/par-2/item-1: 第二号から第四号まで → 金融商品取引法 第六十六条の五十三第一項第四号 (Article 66-53, paragraph (1), item (iv)), art-66-53/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-4 - art-66-51/par-2/item-1: 第五号 → 金融商品取引法 第六十六条の五十三第一項第五号 (Article 66-53, paragraph (1), item (v)), art-66-53/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-5 - art-66-51/par-2/item-1: 第六号 → 金融商品取引法 第六十六条の五十三第一項第六号 (Article 66-53, paragraph (1), item (vi)), art-66-53/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-6 - art-66-51/par-3: 前項第三号 → 金融商品取引法 第六十六条の五十一第二項第三号 (Article 66-51, paragraph (2), item (iii)), art-66-51/par-2/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-2/item-3 - art-66-52/par-1: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-50 - art-66-52/par-1: 次条 → 金融商品取引法 第六十六条の五十三 (Article 66-53), art-66-53 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53 - art-66-52/par-1/item-1: 前条第一項 → 金融商品取引法 第六十六条の五十一第一項 (Article 66-51, paragraph (1)), art-66-51/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-1 - art-66-53/par-1/item-1: 第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1 - art-66-53/par-1/item-5/sub-1/sub2-2: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2 - art-66-53/par-1/item-5/sub-4: 第百八十九条第一項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-7/from-art-186#art-189/par-1 - art-66-53/par-1/item-5/sub-4: 同条第二項第一号 → 金融商品取引法 第百八十九条第二項第一号 (Article 189, paragraph (2), item (i)), art-189/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-7/from-art-186#art-189/par-2/item-1 - art-66-53/par-1/item-6/sub-1: 第二十九条の四第一項第二号 → 金融商品取引法 第二十九条の四第一項第二号 (Article 29-4, paragraph (1), item (ii)), art-29-4/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-2 - art-66-53/par-1/item-6/sub-1: 同項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-4#art-29-4/par-1/item-1 - art-66-53/par-1/item-6/sub-1: 前号 → 金融商品取引法 第六十六条の五十三第一項第五号 (Article 66-53, paragraph (1), item (v)), art-66-53/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-5 - art-66-53/par-1/item-6/sub-3: 第百八十九条第一項 → 金融商品取引法 第百八十九条第一項 (Article 189, paragraph (1)), art-189/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-7/from-art-186#art-189/par-1 - art-66-53/par-1/item-6/sub-3: 同条第二項第一号 → 金融商品取引法 第百八十九条第二項第一号 (Article 189, paragraph (2), item (i)), art-189/par-2/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-7/from-art-186#art-189/par-2/item-1 - art-66-54/par-1: 第六十六条の五十一第一項 → 金融商品取引法 第六十六条の五十一第一項 (Article 66-51, paragraph (1)), art-66-51/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-1 - art-66-54/par-2: 前項 → 金融商品取引法 第六十六条の五十四第一項 (Article 66-54, paragraph (1)), art-66-54/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-54/par-1 - art-66-54/par-3: 第六十六条の五十一第二項第二号 → 金融商品取引法 第六十六条の五十一第二項第二号 (Article 66-51, paragraph (2), item (ii)), art-66-51/par-2/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51/par-2/item-2 - art-66-57/par-1/item-2: 前号 → 金融商品取引法 第六十六条の五十七第一項第一号 (Article 66-57, paragraph (1), item (i)), art-66-57/par-1/item-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-57/par-1/item-1 - art-66-60/par-1/item-2: この号 → 金融商品取引法 第六十六条の六十第一項第二号 (Article 66-60, paragraph (1), item (ii)), art-66-60/par-1/item-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-60/par-1/item-2 - art-66-60/par-1/item-2: 次条第一項 → 金融商品取引法 第六十六条の六十一第一項 (Article 66-61, paragraph (1)), art-66-61/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-61/par-1 - art-66-61/par-2: 前項 → 金融商品取引法 第六十六条の六十一第一項 (Article 66-61, paragraph (1)), art-66-61/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-61/par-1 - art-66-61/par-2: 第二十九条の二第一項第七号 → 金融商品取引法 第二十九条の二第一項第七号 (Article 29-2, paragraph (1), item (vii)), art-29-2/par-1/item-7 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-2#art-29-2/par-1/item-7 - art-66-61/par-2: 第三十三条の三第一項第六号 → 金融商品取引法 第三十三条の三第一項第六号 (Article 33-3, paragraph (1), item (vi)), art-33-3/par-1/item-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-33#art-33-3/par-1/item-6 - art-66-61/par-2: 第六十条の二第一項第四号 → 金融商品取引法 第六十条の二第一項第四号 (Article 60-2, paragraph (1), item (iv)), art-60-2/par-1/item-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-5/from-art-60#art-60-2/par-1/item-4 - art-66-61/par-2: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-28#art-29 - art-66-61/par-2: 第三十三条の二 → 金融商品取引法 第三十三条の二 (Article 33-2), art-33-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-33#art-33-2 - art-66-61/par-2: 第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-5#art-31/par-4 - art-66-61/par-2: 第六十条第一項 → 金融商品取引法 第六十条第一項 (Article 60, paragraph (1)), art-60/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-5/from-art-60#art-60/par-1 - art-66-61/par-2: 第三十一条第一項 → 金融商品取引法 第三十一条第一項 (Article 31, paragraph (1)), art-31/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-29-5#art-31/par-1 - art-66-61/par-2: 第三十三条の六第一項 → 金融商品取引法 第三十三条の六第一項 (Article 33-6, paragraph (1)), art-33-6/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-1/from-art-33-5#art-33-6/par-1 - art-66-61/par-2: 第六十条の五第一項 → 金融商品取引法 第六十条の五第一項 (Article 60-5, paragraph (1)), art-60-5/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-5/from-art-60#art-60-5/par-1 - art-66-61/par-2: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-50 - art-66-63/par-1: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-50 - art-66-63/par-1/item-1: 第六十六条の五十三 → 金融商品取引法 第六十六条の五十三 (Article 66-53), art-66-53 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53 - art-66-63/par-1/item-1: 第五号 → 金融商品取引法 第六十六条の五十三第一項第五号 (Article 66-53, paragraph (1), item (v)), art-66-53/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-5 - art-66-63/par-1/item-2: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-50 - art-66-63/par-2: この項 → 金融商品取引法 第六十六条の六十三第二項 (Article 66-63, paragraph (2)), art-66-63/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-2 - art-66-63/par-2: 第六十六条の五十三第五号 → 金融商品取引法 第六十六条の五十三第一項第五号 (Article 66-53, paragraph (1), item (v)), art-66-53/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53/par-1/item-5 - art-66-63/par-2: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-50 - art-66-63/par-2: 前項第三号 → 金融商品取引法 第六十六条の六十三第一項第三号 (Article 66-63, paragraph (1), item (iii)), art-66-63/par-1/item-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-1/item-3 - art-66-63/par-2: 第五号 → 金融商品取引法 第六十六条の六十三第一項第五号 (Article 66-63, paragraph (1), item (v)), art-66-63/par-1/item-5 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-1/item-5 - art-66-63/par-4: 前項 → 金融商品取引法 第六十六条の六十三第三項 (Article 66-63, paragraph (3)), art-66-63/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-3 - art-66-64/par-1: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-50 - art-66-65/par-1: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-1 - art-66-65/par-1: 第三項 → 金融商品取引法 第六十六条の六十三第三項 (Article 66-63, paragraph (3)), art-66-63/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-3 - art-66-65/par-1: 前条 → 金融商品取引法 第六十六条の六十四 (Article 66-64), art-66-64 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-64 - art-66-65/par-1: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-50 - art-66-66/par-1: 第六十六条の六十一第二項 → 金融商品取引法 第六十六条の六十一第二項 (Article 66-61, paragraph (2)), art-66-61/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-61/par-2 - art-66-66/par-1: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-50 - art-66-66/par-1: 第六十六条の六十三第一項 → 金融商品取引法 第六十六条の六十三第一項 (Article 66-63, paragraph (1)), art-66-63/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-1 - art-66-66/par-1: 第三項 → 金融商品取引法 第六十六条の六十三第三項 (Article 66-63, paragraph (3)), art-66-63/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63/par-3 - art-66-66/par-1: 第六十六条の六十四 → 金融商品取引法 第六十六条の六十四 (Article 66-64), art-66-64 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-64 - art-66-67/par-1: この条 → 金融商品取引法 第六十六条の六十七 (Article 66-67), art-66-67 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-67 - art-66-68/par-1: 第六十六条の五十九 → 金融商品取引法 第六十六条の五十九 (Article 66-59), art-66-59 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-59 - art-66-69/par-1: 第五十七条第一項 → 金融商品取引法 第五十七条第一項 (Article 57, paragraph (1)), art-57/par-1 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-4/from-art-54-2#art-57/par-1 - art-66-69/par-1: 第三項 → 金融商品取引法 第五十七条第三項 (Article 57, paragraph (3)), art-57/par-3 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-4/from-art-54-2#art-57/par-3 - art-66-69/par-1: 第六十六条の五十 → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-50 - art-66-69/par-1: 第五十七条第二項 → 金融商品取引法 第五十七条第二項 (Article 57, paragraph (2)), art-57/par-2 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-4/from-art-54-2#art-57/par-2 - art-66-69/par-1: 第六十五条の六 → 金融商品取引法 第六十五条の六 (Article 65-6), art-65-6 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3/sec-8#art-65-6 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の五十 (Article 66-50), art-66-50 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-50 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の五十一 (Article 66-51), art-66-51 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-51 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の五十二 (Article 66-52), art-66-52 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-52 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の五十三 (Article 66-53), art-66-53 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-53 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の五十四 (Article 66-54), art-66-54 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-54 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の五十五 (Article 66-55), art-66-55 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-55 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の五十六 (Article 66-56), art-66-56 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-56 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の五十七 (Article 66-57), art-66-57 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-57 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の五十八 (Article 66-58), art-66-58 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-58 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の五十九 (Article 66-59), art-66-59 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-50#art-66-59 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の六十 (Article 66-60), art-66-60 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-60 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の六十一 (Article 66-61), art-66-61 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-61 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の六十二 (Article 66-62), art-66-62 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-62 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の六十三 (Article 66-63), art-66-63 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-63 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の六十四 (Article 66-64), art-66-64 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-64 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の六十五 (Article 66-65), art-66-65 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-65 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の六十六 (Article 66-66), art-66-66 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-66 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の六十七 (Article 66-67), art-66-67 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-67 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の六十八 (Article 66-68), art-66-68 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-68 - art-66-70/par-1: 第六十六条の五十から前条まで → 金融商品取引法 第六十六条の六十九 (Article 66-69), art-66-69 — https://japanlaw.org/en/financial-instruments-and-exchange-act/amendments/20261130_505AC0000000079/text/ch-3-4/from-art-66-60#art-66-69 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text as 令和五年法律第七十九号 leaves it, from 2026-11-30 (https://laws.e-gov.go.jp/law/323AC0000000025/20261130_505AC0000000079), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-012, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22